0001415889-19-000729.txt : 20190617 0001415889-19-000729.hdr.sgml : 20190617 20190617160033 ACCESSION NUMBER: 0001415889-19-000729 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190613 FILED AS OF DATE: 20190617 DATE AS OF CHANGE: 20190617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Friedman Michael A CENTRAL INDEX KEY: 0001298083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34912 FILM NUMBER: 19901412 MAIL ADDRESS: STREET 1: 28903 NORTH AVENUE PAINE CITY: VALENCIA STATE: CA ZIP: 91355 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CELGENE CORP /DE/ CENTRAL INDEX KEY: 0000816284 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 222711928 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 86 MORRIS AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: (908)673-9000 MAIL ADDRESS: STREET 1: 86 MORRIS AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 4 1 form4-06172019_040620.xml X0306 4 2019-06-13 0000816284 CELGENE CORP /DE/ CELG 0001298083 Friedman Michael A C/O CELGENE CORPORATION 86 MORRIS AVENUE SUMMIT NJ 07901 true false false false Common Stock 2019-06-13 4 M 0 484 0 A 0 D Common Stock 2019-06-14 4 M 0 300 0 A 0 D Common Stock 2019-06-15 4 M 0 375 0 A 0 D Common Stock 19847 I Family Trust Restricted Stock Unit 2019-06-13 4 M 0 484 0 D Common Stock 484 970 D Restricted Stock Unit 2019-06-14 4 M 0 300 0 D Common Stock 300 300 D Restricted Stock Unit 2019-06-15 4 M 0 375 0 D Common Stock 375 0 D One-third of the restricted stock units granted to the reporting person on June 13, 2018 vested and settled for shares of the Company's common stock. 484 shares were transferred to the Friedman/Short Living Trust DTD 10/19/014. One-third of the restricted stock units granted to the reporting person on June 14, 2017 vested and settled for shares of the Company's common stock. 300 shares were transferred to the Friedman/Short Living Trust DTD 10/19/014. The remaining one-third of the restricted stock units granted to the reporting person on June 15, 2016 vested and settled for shares of the Company's common stock. 375 shares were transferred to the Friedman/Short Living Trust DTD 10/19/014. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. The remainder of the restricted stock units will vest in two annual installments as follows: 485 shares on June 13, 2020 and 485 shares on June 13, 2021. Vested shares will be delivered to the reporting person promptly after the vesting date. The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan (formerly known as the Company's 2008 Stock Incentive Plan). The remainder of the restricted stock units will vest as follows: 300 shares on June 14, 2020. Vested shares will be delivered to the reporting person promptly after the vesting date. /s/ Jonathan Biller, Attorney-in-Fact 2019-06-17