UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
ICA File Number: 811-05201
Thornburg Investment Trust
Registrant Name
c/o Thornburg Investment Management, Inc.
2300 North Ridgetop Road, Santa Fe, N.M. 87506
Principal Executive Offices
Garrett Thornburg, 2300 North Ridgetop Road, Santa Fe, N.M. 87506
Name and address of agent for service
Registrant’s telephone: 505-984-0200
Date of fiscal year end: September 30, 2019
Reporting Period: July 1, 2018 - June 30, 2019
Item 1. Proxy Voting Record
Thornburg Low Duration Municipal Fund
Thornburg Limited Term Municipal Fund
Thornburg Intermediate Municipal Fund
Thornburg Strategic Municipal Income Fund
Thornburg California Limited Term Municipal Fund
Thornburg New Mexico Intermediate Municipal Fund
Thornburg New York Intermediate Municipal Fund
Thornburg Low Duration Income Fund
Thornburg Limited Term U.S. Government Fund
Thornburg Limited Term Income Fund
Thornburg Strategic Income Fund
Thornburg Value Fund
Thornburg International Value Fund
Thornburg Core Growth Fund
Thornburg International Growth Fund
Thornburg Investment Income Builder Fund
Thornburg Global Opportunities Fund
Thornburg Developing World Fund
Thornburg Better World International Fund
Thornburg Capital Management Fund
Thornburg Long/Short Equity Fund
Thornburg Summit Fund
FORM N-PX
ICA File Number: 811-05201
Registrant Name: Thornburg Investment Trust
Reporting Period: 07/01/2018 - 06/30/2019
Thornburg Low Duration Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Strategic Municipal Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg California Limited Term Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg New Mexico Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg New York Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term U.S. Government Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Low Duration Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Strategic Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Value Fund
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 20, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
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| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reveta Bowers | Management | For | For |
| 1.2 | Elect Director Robert Corti | Management | For | For |
| 1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.4 | Elect Director Brian Kelly | Management | For | For |
| 1.5 | Elect Director Robert A. Kotick | Management | For | For |
| 1.6 | Elect Director Barry Meyer | Management | For | For |
| 1.7 | Elect Director Robert Morgado | Management | For | For |
| 1.8 | Elect Director Peter Nolan | Management | For | For |
| 1.9 | Elect Director Casey Wasserman | Management | For | For |
| 1.10 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ADT, INC. Meeting Date: SEP 21, 2018 Record Date: JUL 31, 2018 Meeting Type: ANNUAL |
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| Ticker: ADT Security ID: 00090Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Ryan | Management | For | Withhold |
| 1.2 | Elect Director Lee J. Solomon | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALKERMES PLC Meeting Date: MAY 22, 2019 Record Date: MAR 21, 2019 Meeting Type: ANNUAL |
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| Ticker: ALKS Security ID: G01767105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Anstice | Management | For | For |
| 1.2 | Elect Director Robert A. Breyer | Management | For | For |
| 1.3 | Elect Director Wendy L. Dixon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| APPLE, INC. Meeting Date: MAR 01, 2019 Record Date: JAN 02, 2019 Meeting Type: ANNUAL |
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| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Bob Iger | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Art Levinson | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | For |
| 5 | Disclose Board Diversity and Qualifications | Shareholder | Against | Abstain |
| ARAMARK Meeting Date: JAN 30, 2019 Record Date: DEC 07, 2018 Meeting Type: ANNUAL |
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| Ticker: ARMK Security ID: 03852U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Election Director Eric J. Foss | Management | For | For |
| 1b | Election Director Pierre-Olivier Beckers-Vieujant | Management | For | For |
| 1c | Election Director Lisa G. Bisaccia | Management | For | For |
| 1d | Election Director Calvin Darden | Management | For | For |
| 1e | Election Director Richard W. Dreiling | Management | For | For |
| 1f | Election Director Irene M. Esteves | Management | For | For |
| 1g | Election Director Daniel J. Heinrich | Management | For | For |
| 1h | Election Director Patricia B. Morrison | Management | For | For |
| 1i | Election Director John A. Quelch | Management | For | For |
| 1j | Election Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ASSURED GUARANTY LTD. Meeting Date: MAY 08, 2019 Record Date: MAR 14, 2019 Meeting Type: ANNUAL |
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| Ticker: AGO Security ID: G0585R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francisco L. Borges | Management | For | For |
| 1b | Elect Director G. Lawrence Buhl | Management | For | For |
| 1c | Elect Director Dominic J. Frederico | Management | For | For |
| 1d | Elect Director Bonnie L. Howard | Management | For | For |
| 1e | Elect Director Thomas W. Jones | Management | For | For |
| 1f | Elect Director Patrick W. Kenny | Management | For | For |
| 1g | Elect Director Alan J. Kreczko | Management | For | For |
| 1h | Elect Director Simon W. Leathes | Management | For | For |
| 1i | Elect Director Michael T. O'Kane | Management | For | For |
| 1j | Elect Director Yukiko Omura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ae | Elect Ling Chow as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5af | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ag | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ah | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5B | Ratify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd | Management | For | For |
| AXA EQUITABLE HOLDINGS, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL |
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| Ticker: EQH Security ID: 054561105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Buberl | Management | For | For |
| 1.2 | Elect Director Gerald Harlin | Management | For | For |
| 1.3 | Elect Director Daniel G. Kaye | Management | For | For |
| 1.4 | Elect Director Kristi A. Matus | Management | For | For |
| 1.5 | Elect Director Ramon de Oliveira | Management | For | For |
| 1.6 | Elect Director Mark Pearson | Management | For | For |
| 1.7 | Elect Director Bertram L. Scott | Management | For | For |
| 1.8 | Elect Director George Stansfield | Management | For | For |
| 1.9 | Elect Director Charles G.T. Stonehill | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 02, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL |
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| Ticker: COF Security ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Richard D. Fairbank | Management | For | For |
| 1B | Elect Director Aparna Chennapragada | Management | For | For |
| 1C | Elect Director Ann Fritz Hackett | Management | For | For |
| 1D | Elect Director Peter Thomas Killalea | Management | For | For |
| 1E | Elect Director Cornelis Petrus Adrianus Joseph "Eli" Leenaars | Management | For | For |
| 1F | Elect Director Pierre E. Leroy | Management | For | For |
| 1G | Elect Director Francois Locoh-Donou | Management | For | For |
| 1H | Elect Director Peter E. Raskind | Management | For | For |
| 1I | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1J | Elect Director Bradford H. Warner | Management | For | For |
| 1K | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| CARMAX, INC. Meeting Date: JUN 25, 2019 Record Date: APR 18, 2019 Meeting Type: ANNUAL |
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| Ticker: KMX Security ID: 143130102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Bensen | Management | For | For |
| 1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.3 | Elect Director Sona Chawla | Management | For | For |
| 1.4 | Elect Director Thomas J. Folliard | Management | For | For |
| 1.5 | Elect Director Shira Goodman | Management | For | For |
| 1.6 | Elect Director Robert J. Hombach | Management | For | For |
| 1.7 | Elect Director David W. McCreight | Management | For | For |
| 1.8 | Elect Director William D. Nash | Management | For | For |
| 1.9 | Elect Director Pietro Satriano | Management | For | For |
| 1.10 | Elect Director Marcella Shinder | Management | For | For |
| 1.11 | Elect Director Mitchell D. Steenrod | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| CASA SYSTEMS, INC. Meeting Date: MAY 16, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL |
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| Ticker: CASA Security ID: 14713L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce R. Evans | Management | For | Withhold |
| 1.2 | Elect Director Susana D'Emic | Management | For | For |
| 1.3 | Elect Director Jerry Guo | Management | For | For |
| 1.4 | Elect Director Daniel S. Mead | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| CHINA MOBILE LIMITED Meeting Date: MAY 22, 2019 Record Date: MAY 15, 2019 Meeting Type: ANNUAL |
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| Ticker: 941 Security ID: Y14965100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Yang Jie as Director | Management | For | For |
| 3.2 | Elect Dong Xin as Director | Management | For | For |
| 4.1 | Elect Moses Cheng Mo Chi as Director | Management | For | Against |
| 4.2 | Elect Yang Qiang as Director | Management | For | For |
| 5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CITIGROUP INC. Meeting Date: APR 16, 2019 Record Date: FEB 19, 2019 Meeting Type: ANNUAL |
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| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director John C. Dugan | Management | For | For |
| 1e | Elect Director Duncan P. Hennes | Management | For | For |
| 1f | Elect Director Peter B. Henry | Management | For | For |
| 1g | Elect Director S. Leslie Ireland | Management | For | For |
| 1h | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
| 1i | Elect Director Renee J. James | Management | For | For |
| 1j | Elect Director Eugene M. McQuade | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Diana L. Taylor | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Meeting Date: JUN 04, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
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| Ticker: CTSH Security ID: 192446102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1c | Elect Director Jonathan Chadwick | Management | For | For |
| 1d | Elect Director John M. Dineen | Management | For | For |
| 1e | Elect Director Francisco D'Souza | Management | For | For |
| 1f | Elect Director John N. Fox, Jr. | Management | For | For |
| 1g | Elect Director Brian Humphries | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1j | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1k | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| COMCAST CORPORATION Meeting Date: JUN 05, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL |
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| Ticker: CMCSA Security ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| DEVON ENERGY CORPORATION Meeting Date: JUN 05, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
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| Ticker: DVN Security ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director Ann G. Fox | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Robert H. Henry | Management | For | For |
| 1.6 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.7 | Elect Director John Krenicki, Jr. | Management | For | For |
| 1.8 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.9 | Elect Director Duane C. Radtke | Management | For | For |
| 1.10 | Elect Director Keith O. Rattie | Management | For | For |
| 1.11 | Elect Director Mary P. Ricciardello | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOMINO'S PIZZA GROUP PLC Meeting Date: APR 18, 2019 Record Date: APR 16, 2019 Meeting Type: ANNUAL |
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| Ticker: DOM Security ID: G28113101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Stephen Hemsley as Director | Management | For | For |
| 6 | Re-elect Colin Halpern as Director | Management | For | For |
| 7 | Re-elect David Wild as Director | Management | For | For |
| 8 | Re-elect Kevin Higgins as Director | Management | For | For |
| 9 | Re-elect Ebbe Jacobsen as Director | Management | For | For |
| 10 | Re-elect Helen Keays as Director | Management | For | For |
| 11 | Elect David Bauernfeind as Director | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Approve Remuneration Policy | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| FACEBOOK, INC. Meeting Date: MAY 30, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL |
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| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | Withhold |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.5 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.6 | Elect Director Peter A. Thiel | Management | For | For |
| 1.7 | Elect Director Jeffrey D. Zients | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 8 | Disclose Board Diversity and Qualifications Matrix | Shareholder | Against | Abstain |
| 9 | Report on Content Governance | Shareholder | Against | Abstain |
| 10 | Report on Global Median Gender Pay Gap | Shareholder | Against | Abstain |
| 11 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Abstain |
| 12 | Study Strategic Alternatives Including Sale of Assets | Shareholder | Against | Abstain |
| FLEX LTD. Meeting Date: AUG 16, 2018 Record Date: JUN 15, 2018 Meeting Type: ANNUAL |
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| Ticker: FLEX Security ID: Y2573F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lay Koon Tan | Management | For | For |
| 2 | Elect Director Jennifer Li | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| FORTIS, INC. Meeting Date: MAY 02, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
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| Ticker: FTS Security ID: 349553107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tracey C. Ball | Management | For | For |
| 1.2 | Elect Director Pierre J. Blouin | Management | For | For |
| 1.3 | Elect Director Paul J. Bonavia | Management | For | For |
| 1.4 | Elect Director Lawrence T. Borgard | Management | For | For |
| 1.5 | Elect Director Maura J. Clark | Management | For | For |
| 1.6 | Elect Director Margarita K. Dilley | Management | For | For |
| 1.7 | Elect Director Julie A. Dobson | Management | For | For |
| 1.8 | Elect Director Ida J. Goodreau | Management | For | For |
| 1.9 | Elect Director Douglas J. Haughey | Management | For | For |
| 1.10 | Elect Director Barry V. Perry | Management | For | For |
| 1.11 | Elect Director Joseph L. Welch | Management | For | For |
| 1.12 | Elect Director Jo Mark Zurel | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| GILEAD SCIENCES, INC. Meeting Date: MAY 08, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
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| Ticker: GILD Security ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jacqueline K. Barton | Management | For | For |
| 1b | Elect Director John F. Cogan | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Daniel P. O'Day | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Provide Right to Act by Written Consent | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| HP INC. Meeting Date: APR 23, 2019 Record Date: FEB 22, 2019 Meeting Type: ANNUAL |
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| Ticker: HPQ Security ID: 40434L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director Shumeet Banerji | Management | For | For |
| 1c | Elect Director Robert R. Bennett | Management | For | For |
| 1d | Elect Director Charles "Chip" V. Bergh | Management | For | For |
| 1e | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1f | Elect Director Stephanie A. Burns | Management | For | For |
| 1g | Elect Director Mary Anne Citrino | Management | For | For |
| 1h | Elect Director Yoky Matsuoka | Management | For | For |
| 1i | Elect Director Stacey Mobley | Management | For | For |
| 1j | Elect Director Subra Suresh | Management | For | For |
| 1k | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| HUNTSMAN CORP. Meeting Date: MAY 02, 2019 Record Date: MAR 08, 2019 Meeting Type: ANNUAL |
||||
| Ticker: HUN Security ID: 447011107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter R. Huntsman | Management | For | For |
| 1b | Elect Director Nolan D. Archibald | Management | For | For |
| 1c | Elect Director Mary C. Beckerle | Management | For | For |
| 1d | Elect Director M. Anthony Burns | Management | For | For |
| 1e | Elect Director Daniele Ferrari | Management | For | For |
| 1f | Elect Director Robert J. Margetts | Management | For | For |
| 1g | Elect Director Wayne A. Reaud | Management | For | For |
| 1h | Elect Director Jan E. Tighe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ITT INC. Meeting Date: MAY 22, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ITT Security ID: 45073V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Orlando D. Ashford | Management | For | For |
| 1b | Elect Director Geraud Darnis | Management | For | For |
| 1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
| 1d | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1e | Elect Director Christina A. Gold | Management | For | For |
| 1f | Elect Director Richard P. Lavin | Management | For | For |
| 1g | Elect Director Mario Longhi | Management | For | For |
| 1h | Elect Director Frank T. MacInnis | Management | For | For |
| 1i | Elect Director Rebecca A. McDonald | Management | For | For |
| 1j | Elect Director Timothy H. Powers | Management | For | For |
| 1k | Elect Director Luca Savi | Management | For | For |
| 1l | Elect Director Cheryl L. Shavers | Management | For | For |
| 1m | Elect Director Sabrina Soussan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| JPMORGAN CHASE & CO. Meeting Date: MAY 21, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director Todd A. Combs | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Mellody Hobson | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| MCDERMOTT INTERNATIONAL, INC. Meeting Date: SEP 26, 2018 Record Date: JUL 30, 2018 Meeting Type: ANNUAL |
||||
| Ticker: MDR Security ID: 580037703 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Forbes I.J. Alexander | Management | For | For |
| 1.2 | Elect Director Philippe Barril | Management | For | For |
| 1.3 | Elect Director John F. Bookout, III | Management | For | For |
| 1.4 | Elect Director David Dickson | Management | For | For |
| 1.5 | Elect Director L. Richard Flury | Management | For | For |
| 1.6 | Elect Director W. Craig Kissel | Management | For | For |
| 1.7 | Elect Director Gary P. Luquette | Management | For | For |
| 1.8 | Elect Director James H. Miller | Management | For | For |
| 1.9 | Elect Director William H. Schumann, III | Management | For | For |
| 1.10 | Elect Director Mary L. Shafer-Malicki | Management | For | For |
| 1.11 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MCDERMOTT INTERNATIONAL, INC. Meeting Date: MAY 02, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL |
||||
| Ticker: MDR Security ID: 580037703 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Forbes I. J. Alexander | Management | For | For |
| 1.2 | Elect Director Philippe C. Barril | Management | For | For |
| 1.3 | Elect Director John F. Bookout, III | Management | For | For |
| 1.4 | Elect Director David Dickson | Management | For | For |
| 1.5 | Elect Director L. Richard Flury | Management | For | For |
| 1.6 | Elect Director W. Craig Kissel | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director Gary P. Luquette | Management | For | For |
| 1.9 | Elect Director William H. Schumann, III | Management | For | For |
| 1.10 | Elect Director Mary L. Shafer-Malicki | Management | For | For |
| 1.11 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| MEDTRONIC PLC Meeting Date: DEC 07, 2018 Record Date: OCT 09, 2018 Meeting Type: ANNUAL |
||||
| Ticker: MDT Security ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Randall J. Hogan, III | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director James T. Lenehan | Management | For | For |
| 1h | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1i | Elect Director Denise M. O'Leary | Management | For | For |
| 1j | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MOHAWK INDUSTRIES, INC. Meeting Date: MAY 23, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL |
||||
| Ticker: MHK Security ID: 608190104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph A. Onorato | Management | For | For |
| 1.2 | Elect Director William H. Runge, III | Management | For | For |
| 1.3 | Elect Director W. Christopher Wellborn | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NAVIENT CORPORATION Meeting Date: JUN 06, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
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| Ticker: NAVI Security ID: 63938C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick Arnold | Management | For | For |
| 1.2 | Elect Director Anna Escobedo Cabral | Management | For | For |
| 1.3 | Elect Director William M. Diefenderfer, III *Withdrawn Resolution* | Management | None | None |
| 1.4 | Elect Director Katherine A. Lehman | Management | For | For |
| 1.5 | Elect Director Linda A. Mills | Management | For | For |
| 1.6 | Elect Director John (Jack) F. Remondi | Management | For | For |
| 1.7 | Elect Director Jane J. Thompson | Management | For | For |
| 1.8 | Elect Director Laura S. Unger | Management | For | For |
| 1.9 | Elect Director Barry L. Williams | Management | For | For |
| 1.10 | Elect Director David L. Yowan | Management | For | For |
| 1.11 | Elect Director Marjorie Bowen | Management | For | For |
| 1.12 | Elect Director Larry Klane | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| NOMAD FOODS LIMITED Meeting Date: JUN 19, 2019 Record Date: MAY 03, 2019 Meeting Type: ANNUAL |
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| Ticker: NOMD Security ID: G6564A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Ellis Franklin | Management | For | For |
| 1.2 | Elect Director Noam Gottesman | Management | For | For |
| 1.3 | Elect Director Ian G.H. Ashken | Management | For | For |
| 1.4 | Elect Director Stefan Descheemaeker | Management | For | For |
| 1.5 | Elect Director Mohamed Elsarky | Management | For | For |
| 1.6 | Elect Director Jeremy Isaacs | Management | For | For |
| 1.7 | Elect Director James E. Lillie | Management | For | For |
| 1.8 | Elect Director Stuart M. MacFarlane | Management | For | For |
| 1.9 | Elect Director Lord Myners of Truro | Management | For | For |
| 1.10 | Elect Director Victoria Parry | Management | For | For |
| 1.11 | Elect Director Simon White | Management | For | For |
| 1.12 | Elect Director Samy Zekhout | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| OWENS-ILLINOIS, INC. Meeting Date: MAY 16, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL |
||||
| Ticker: OI Security ID: 690768403 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gordon J. Hardie | Management | For | For |
| 1.2 | Elect Director Peter S. Hellman | Management | For | For |
| 1.3 | Elect Director John Humphrey | Management | For | For |
| 1.4 | Elect Director Anastasia D. Kelly | Management | For | For |
| 1.5 | Elect Director Andres A. Lopez | Management | For | For |
| 1.6 | Elect Director Alan J. Murray | Management | For | For |
| 1.7 | Elect Director Hari N. Nair | Management | For | For |
| 1.8 | Elect Director Hugh H. Roberts | Management | For | For |
| 1.9 | Elect Director Joseph D. Rupp | Management | For | For |
| 1.10 | Elect Director John H. Walker | Management | For | For |
| 1.11 | Elect Director Carol A. Williams | Management | For | For |
| 1.12 | Elect Director Dennis K. Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PALO ALTO NETWORKS, INC. Meeting Date: DEC 07, 2018 Record Date: OCT 15, 2018 Meeting Type: ANNUAL |
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| Ticker: PANW Security ID: 697435105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John M. Donovan | Management | For | For |
| 1b | Elect Director Mary Pat McCarthy | Management | For | For |
| 1c | Elect Director Nir Zuk | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PENNYMAC MORTGAGE INVESTMENT TRUST Meeting Date: JUN 05, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
||||
| Ticker: PMT Security ID: 70931T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott W. Carnahan | Management | For | For |
| 1b | Elect Director Marianne Sullivan | Management | For | For |
| 1c | Elect Director Frank P. Willey | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| PURE STORAGE, INC. Meeting Date: JUN 20, 2019 Record Date: APR 25, 2019 Meeting Type: ANNUAL |
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| Ticker: PSTG Security ID: 74624M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Giancarlo | Management | For | For |
| 1.2 | Elect Director Scott Dietzen | Management | For | For |
| 1.3 | Elect Director John "Coz" Colgrove | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RPC GROUP PLC Meeting Date: JUL 18, 2018 Record Date: JUL 16, 2018 Meeting Type: ANNUAL |
||||
| Ticker: RPC Security ID: G7699G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Jamie Pike as Director | Management | For | For |
| 5 | Re-elect Pim Vervaat as Director | Management | For | For |
| 6 | Re-elect Simon Kesterton as Director | Management | For | For |
| 7 | Re-elect Dr Lynn Drummond as Director | Management | For | For |
| 8 | Re-elect Ros Rivaz as Director | Management | For | For |
| 9 | Elect Kevin Thompson as Director | Management | For | For |
| 10 | Re-elect Dr Godwin Wong as Director | Management | For | For |
| 11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 18 | Approve Performance Share Plan | Management | For | For |
| STARBUCKS CORP. Meeting Date: MAR 20, 2019 Record Date: JAN 10, 2019 Meeting Type: ANNUAL |
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| Ticker: SBUX Security ID: 855244109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rosalind G. Brewer | Management | For | For |
| 1b | Elect Director Mary N. Dillon | Management | For | For |
| 1c | Elect Director Mellody Hobson | Management | For | For |
| 1d | Elect Director Kevin R. Johnson | Management | For | For |
| 1e | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1f | Elect Director Satya Nadella | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director Clara Shih | Management | For | For |
| 1i | Elect Director Javier G. Teruel | Management | For | For |
| 1j | Elect Director Myron E. Ullman, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt a Policy on Board Diversity | Shareholder | Against | Abstain |
| 5 | Report on Sustainable Packaging | Shareholder | Against | Abstain |
| TEEKAY LNG PARTNERS LP Meeting Date: DEC 18, 2018 Record Date: NOV 12, 2018 Meeting Type: SPECIAL |
||||
| Ticker: TGP Security ID: Y8564M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize the Partnership to Elect to be Treated as a Corporation for U.S. Federal Income Tax Purposes | Management | For | For |
| 2 | Approve the Fourth Amended and Restated Partnership Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 22, 2019 Record Date: MAR 27, 2019 Meeting Type: ANNUAL |
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| Ticker: TMO Security ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director James C. Mullen | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Scott M. Sperling | Management | For | For |
| 1k | Elect Director Elaine S. Ullian | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| UNITED PARCEL SERVICE, INC. Meeting Date: MAY 09, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL |
||||
| Ticker: UPS Security ID: 911312106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director William R. Johnson | Management | For | For |
| 1e | Elect Director Ann M. Livermore | Management | For | For |
| 1f | Elect Director Rudy H.P. Markham | Management | For | For |
| 1g | Elect Director Franck J. Moison | Management | For | For |
| 1h | Elect Director Clark "Sandy" T. Randt, Jr. | Management | For | For |
| 1i | Elect Director Christiana Smith Shi | Management | For | For |
| 1j | Elect Director John T. Stankey | Management | For | For |
| 1k | Elect Director Carol B. Tome | Management | For | For |
| 1l | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| US FOODS HOLDING CORP. Meeting Date: MAY 01, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL |
||||
| Ticker: USFD Security ID: 912008109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Dutkowsky | Management | For | For |
| 1b | Elect Director Sunil Gupta | Management | For | For |
| 1c | Elect Director Pietro Satriano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Certificate of Incorporation to Declassify the Board | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
Thornburg International Value Fund
| ADIDAS AG Meeting Date: MAY 09, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: ADS Security ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.35 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5.1 | Reelect Ian Gallienne to the Supervisory Board | Management | For | For |
| 5.2 | Reelect Herbert Kauffmann to the Supervisory Board | Management | For | For |
| 5.3 | Reelect Igor Landau to the Supervisory Board | Management | For | For |
| 5.4 | Reelect Kathrin Menges to the Supervisory Board | Management | For | For |
| 5.5 | Reelect Nassef Sawiris to the Supervisory Board | Management | For | For |
| 5.6 | Elect Thomas Rabe to the Supervisory Board | Management | For | For |
| 5.7 | Elect Bodo Uebber to the Supervisory Board | Management | For | For |
| 5.8 | Elect Jing Ulrich to the Supervisory Board | Management | For | For |
| 6 | Approve Creation of EUR 16 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Cancellation of Conditional Capital Authorization | Management | For | For |
| 8 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| ALIBABA GROUP HOLDING LTD. Meeting Date: OCT 31, 2018 Record Date: AUG 24, 2018 Meeting Type: ANNUAL |
||||
| Ticker: BABA Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | Against |
| 1.2 | Elect J. Michael Evans as Director | Management | For | Against |
| 1.3 | Elect Eric Xiandong Jing as Director | Management | For | Against |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| AMADEUS IT GROUP SA Meeting Date: JUN 18, 2019 Record Date: JUN 13, 2019 Meeting Type: ANNUAL |
||||
| Ticker: AMS Security ID: E04648114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Report | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 6 | Fix Number of Directors at 13 | Management | For | For |
| 7.1 | Elect Josep Pique Camps as Director | Management | For | For |
| 7.2 | Elect William Connelly as Director | Management | For | For |
| 7.3 | Reelect Jose Antonio Tazon Garcia as Director | Management | For | For |
| 7.4 | Reelect Luis Maroto Camino as Director | Management | For | For |
| 7.5 | Reelect David Webster as Director | Management | For | For |
| 7.6 | Reelect Guillermo de la Dehesa Romero as Director | Management | For | For |
| 7.7 | Reelect Clara Furse as Director | Management | For | For |
| 7.8 | Reelect Pierre-Henri Gourgeon as Director | Management | For | For |
| 7.9 | Reelect Francesco Loredan as Director | Management | For | For |
| 8 | Advisory Vote on Remuneration Report | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| 10 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 5 Billion | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ATLANTIA SPA Meeting Date: APR 18, 2019 Record Date: APR 09, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ATL Security ID: T05404107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Integrate Remuneration of External Auditors | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4.a | Fix Number of Directors | Shareholder | None | For |
| 4.b.1 | Slate 1 Submitted by Sintonia SpA | Shareholder | None | For |
| 4.b.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 4.c | Elect Fabio Cerchiai as Board Chair | Shareholder | None | For |
| 4.d | Approve Remuneration of Directors | Shareholder | None | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| AXA SA Meeting Date: APR 24, 2019 Record Date: APR 19, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: CS Security ID: F06106102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.34 per Share | Management | For | For |
| 4 | Approve Compensation of Denis Duverne, Chairman of the Board | Management | For | For |
| 5 | Approve Compensation of Thomas Buberl, CEO | Management | For | For |
| 6 | Approve Remuneration Policy of Denis Duverne, Chairman of the Board | Management | For | For |
| 7 | Approve Remuneration Policy of Thomas Buberl, CEO | Management | For | For |
| 8 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 9 | Reelect Jean-Pierre Clamadieu as Director | Management | For | For |
| 10 | Ratify Appointment of Elaine Sarsynski as Director | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 16 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 17 | Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million | Management | For | For |
| 20 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 23 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 24 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Pension Contribution | Management | For | For |
| 25 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BAE SYSTEMS PLC Meeting Date: MAY 09, 2019 Record Date: MAY 07, 2019 Meeting Type: ANNUAL |
||||
| Ticker: BA Security ID: G06940103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Revathi Advaithi as Director | Management | For | For |
| 5 | Re-elect Sir Roger Carr as Director | Management | For | For |
| 6 | Re-elect Elizabeth Corley as Director | Management | For | For |
| 7 | Re-elect Jerry DeMuro as Director | Management | For | For |
| 8 | Re-elect Harriet Green as Director | Management | For | For |
| 9 | Re-elect Christopher Grigg as Director | Management | For | For |
| 10 | Re-elect Peter Lynas as Director | Management | For | For |
| 11 | Re-elect Paula Reynolds as Director | Management | For | For |
| 12 | Re-elect Nicholas Rose as Director | Management | For | For |
| 13 | Re-elect Ian Tyler as Director | Management | For | For |
| 14 | Re-elect Charles Woodburn as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Adopt New Articles of Association | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BARCLAYS PLC Meeting Date: MAY 02, 2019 Record Date: APR 30, 2019 Meeting Type: ANNUAL |
||||
| Ticker: BARC Security ID: G08036124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Elect Mary Anne Citrino as Director | Management | For | For |
| 4 | Elect Nigel Higgins as Director | Management | For | For |
| 5 | Re-elect Mike Ashley as Director | Management | For | For |
| 6 | Re-elect Tim Breedon as Director | Management | For | For |
| 7 | Re-elect Sir Ian Cheshire as Director | Management | For | For |
| 8 | Re-elect Mary Francis as Director | Management | For | For |
| 9 | Re-elect Crawford Gillies as Director | Management | For | For |
| 10 | Re-elect Matthew Lester as Director | Management | For | For |
| 11 | Re-elect Tushar Morzaria as Director | Management | For | For |
| 12 | Re-elect Diane Schueneman as Director | Management | For | For |
| 13 | Re-elect James Staley as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise the Board Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 24 | Elect Edward Bramson, a Shareholder Nominee to the Board | Shareholder | Against | Against |
| CANADIAN PACIFIC RAILWAY LIMITED Meeting Date: MAY 07, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: CP Security ID: 13645T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3.1 | Elect Director John Baird | Management | For | For |
| 3.2 | Elect Director Isabelle Courville | Management | For | For |
| 3.3 | Elect Director Keith E. Creel | Management | For | For |
| 3.4 | Elect Director Gillian (Jill) H. Denham | Management | For | For |
| 3.5 | Elect Director Rebecca MacDonald | Management | For | For |
| 3.6 | Elect Director Edward L. Monser | Management | For | For |
| 3.7 | Elect Director Matthew H. Paull | Management | For | For |
| 3.8 | Elect Director Jane L. Peverett | Management | For | For |
| 3.9 | Elect Director Gordon T. Trafton | Management | For | For |
| CHINA PETROLEUM & CHEMICAL CORP. Meeting Date: OCT 23, 2018 Record Date: SEP 21, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 386 Security ID: Y15010104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Yu Baocai as Director | Management | For | For |
| 2 | Approve Renewal of Continuing Connected Transactions for the Three Years Ending 31 December 2021, the Continuing Connected Transactions Fifth Supplemental Agreement and Related Transactions | Management | For | For |
| CHINA PETROLEUM & CHEMICAL CORP. Meeting Date: MAY 09, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 386 Security ID: Y15010104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2018 Financial Reports | Management | For | For |
| 4 | Approve 2018 Profit Distribution Plan | Management | For | For |
| 5 | Approve Interim Profit Distribution Plan | Management | For | For |
| 6 | Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Debt Financing Instruments | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Amend Articles of Association and Authorize Secretary to the Board to Represent Sinopec Corp. in Handling Relevant Formalities for Amendments | Management | For | For |
| CNH INDUSTRIAL NV Meeting Date: NOV 29, 2018 Record Date: NOV 01, 2018 Meeting Type: SPECIAL |
||||
| Ticker: CNHI Security ID: N20944109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Elect Hubertus M. Muhlhauser as Executive Director | Management | For | For |
| 2.b | Elect Suzanne Heywood as Executive Director | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| CNH INDUSTRIAL NV Meeting Date: APR 12, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: CNHI Security ID: N20944109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Discuss Remuneration Policy | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.d | Approve Dividends of EUR 0.18 Per Share | Management | For | For |
| 2.e | Approve Discharge of Directors | Management | For | For |
| 3.a | Reelect Suzanne Heywood as Executive Director | Management | For | For |
| 3.b | Reelect Hubertus Muhlhauser as Executive Director | Management | For | For |
| 3.c | Reelect Leo W. Houle as Non-Executive Director | Management | For | For |
| 3.d | Reelect John B. Lanaway as Non-Executive Director | Management | For | For |
| 3.e | Reelect Silke C. Scheiber as Non-Executive Director | Management | For | For |
| 3.f | Reelect Jacqueline A. Tammenoms as Non-Executive Director | Management | For | For |
| 3.g | Reelect Jacques Theurillat as Non-Executive Director | Management | For | For |
| 3.h | Elect Alessandro Nasi as Non-Executive Director | Management | For | For |
| 3.i | Elect Lorenzo Simonelli as Non-Executive Director | Management | For | For |
| 4 | Ratify Ernst & Young as Auditors | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Close Meeting | Management | None | None |
| DANONE SA Meeting Date: APR 25, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: BN Security ID: F12033134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.94 per Share | Management | For | For |
| 4 | Reelect Franck Riboud as Director | Management | For | For |
| 5 | Reelect Emmanuel Faber as Director | Management | For | For |
| 6 | Reelect Clara Gaymard as Director | Management | For | For |
| 7 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 8 | Approve Compensation of Emmanuel Faber, Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 17 Million | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 14 | Authorize Capital Increase of Up to EUR 17 Million for Future Exchange Offers | Management | For | For |
| 15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 42 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 19 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DEUTSCHE BOERSE AG Meeting Date: MAY 08, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: DB1 Security ID: D1882G119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.70 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5.1 | Elect Clara-Christina Streit to the Supervisory Board | Management | For | For |
| 5.2 | Elect Charles Stonehill to the Supervisory Board | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 17.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Approve Affiliation Agreement with Subsidiary Clearstream Beteiligungs AG | Management | For | For |
| 10 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| ELECTRICITE DE FRANCE SA Meeting Date: MAY 16, 2019 Record Date: MAY 13, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: EDF Security ID: F2940H113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.31 per Share and Dividends of EUR 0.341 per Share to Long Term Registered Shares | Management | For | For |
| A | Approve Allocation of Income and Dividends of EUR 0.18 Per Share | Shareholder | Against | Against |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Approve Compensation of Jean-Bernard Levy, Chairman and CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 8 | Reelect Jean-Bernard Levy as Director | Management | For | For |
| 9 | Reelect Maurice Gourdault-Montagne as Director | Management | For | For |
| 10 | Reelect Michele Rousseau as Director | Management | For | For |
| 11 | Reelect Laurence Parisot as Director | Management | For | For |
| 12 | Reelect Marie-Christine Lepetit as Director | Management | For | For |
| 13 | Reelect Colette Lewiner as Director | Management | For | For |
| 14 | Elect Bruno Cremel as Director | Management | For | For |
| 15 | Elect Gilles Denoyel as Director | Management | For | For |
| 16 | Elect Philippe Petitcolin as Director | Management | For | For |
| 17 | Elect Anne Rigail as Director | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| FERROVIAL SA Meeting Date: APR 04, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL |
||||
| Ticker: FER Security ID: E49512119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 1.2 | Approve Non-Financial Information Report | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 5.1 | Reelect Rafael del Pino y Calvo-Sotelo as Director | Management | For | For |
| 5.2 | Reelect Santiago Bergareche Busquet as Director | Management | For | For |
| 5.3 | Reelect Joaquin Ayuso Garcia as Director | Management | For | For |
| 5.4 | Reelect Inigo Meiras Amusco as Director | Management | For | For |
| 5.5 | Reelect Maria del Pino y Calvo-Sotelo as Director | Management | For | For |
| 5.6 | Reelect Santiago Fernandez Valbuena as Director | Management | For | For |
| 5.7 | Reelect Jose Fernando Sanchez-Junco Mans as Director | Management | For | For |
| 5.8 | Reelect Joaquin del Pino y Calvo-Sotelo as Director | Management | For | For |
| 5.9 | Reelect Oscar Fanjul Martin as Director | Management | For | For |
| 5.10 | Ratify Appointment of and Elect Bruno Di Leo as Director | Management | For | For |
| 6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 8 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 9 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
| 10 | Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities with Exclusion of Preemptive Rights up to 20 Percent of Capital | Management | For | For |
| 11 | Approve Remuneration Policy | Management | For | For |
| 12 | Approve Restricted Stock Plan | Management | For | For |
| 13 | Approve Total or Partial Sale of Assets of the Services Division of the Ferrovial Group | Management | For | For |
| 14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 15 | Advisory Vote on Remuneration Report | Management | For | For |
| 16 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| FRESENIUS MEDICAL CARE AG & CO. KGAA Meeting Date: MAY 16, 2019 Record Date: APR 24, 2019 Meeting Type: ANNUAL |
||||
| Ticker: FME Security ID: D2734Z107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2018 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1.17 per Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5.1 | Ratify KMPG AG as Auditors for Fiscal 2019 | Management | For | For |
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for Interim Financial Statements 2020 | Management | For | For |
| 6.1 | Elect Gregor Zuend to the Supervisory Board | Management | For | For |
| 6.2 | Elect Dorothea Wenzel to the Supervisory Board | Management | For | For |
| HONG KONG EXCHANGES & CLEARING LTD. Meeting Date: APR 24, 2019 Record Date: APR 16, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 388 Security ID: Y3506N139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Apurv Bagri as Director | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6a | Approve Remuneration Payable to the Chairman and Each of the Other Non-Executive Directors of HKEX | Management | For | For |
| 6b | Approve Remuneration Payable to the Chairman and Each of the Other Members in Respect of Each Committee | Management | For | For |
| IBERDROLA SA Meeting Date: MAR 29, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: IBE Security ID: E6165F166 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated and Standalone Management Reports | Management | For | For |
| 3 | Approve Non-Financial Information Report | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Amend Articles Re: Purpose and Values of the Iberdrola Group | Management | For | For |
| 6 | Amend Articles Re: Corporate Social Responsibility Committee | Management | For | For |
| 7 | Approve Allocation of Income and Dividends | Management | For | For |
| 8 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 9 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 10 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Management | For | For |
| 11 | Advisory Vote on Remuneration Report | Management | For | For |
| 12 | Elect Sara de la Rica Goiricelaya as Director | Management | For | For |
| 13 | Ratify Appointment of and Elect Xabier Sagredo Ormaza as Director | Management | For | For |
| 14 | Reelect Maria Helena Antolin Raybaud as Director | Management | For | For |
| 15 | Reelect Jose Walfredo Fernandez as Director | Management | For | For |
| 16 | Reelect Denise Mary Holt as Director | Management | For | For |
| 17 | Reelect Manuel Moreu Munaiz as Director | Management | For | For |
| 18 | Reelect Ignacio Sanchez Galan as Director | Management | For | For |
| 19 | Fix Number of Directors at 14 | Management | For | For |
| 20 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| INDUSTRIA DE DISENO TEXTIL (INDITEX) Meeting Date: JUL 17, 2018 Record Date: JUL 12, 2018 Meeting Type: ANNUAL |
||||
| Ticker: ITX Security ID: E6282J125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Discharge of Board | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4.a | Reelect Rodrigo Echenique Gordillo as Director | Management | For | For |
| 4.b | Elect Pilar Lopez Alvarez as Director | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 7 | Advisory Vote on Remuneration Report | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| INFINEON TECHNOLOGIES AG Meeting Date: FEB 21, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: IFX Security ID: D35415104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.27 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| ING GROEP NV Meeting Date: APR 23, 2019 Record Date: MAR 26, 2019 Meeting Type: ANNUAL |
||||
| Ticker: INGA Security ID: N4578E595 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Announcements on Sustainability | Management | None | None |
| 2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.d | Discuss Remuneration Report | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3.b | Approve Dividends of EUR 0.68 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | Against |
| 4.b | Approve Discharge of Supervisory Board | Management | For | Against |
| 5 | Ratify KPMG as Auditors | Management | For | For |
| 6 | Elect Tanate Phutrakul to Executive Board | Management | For | For |
| 7.a | Reelect Mariana Gheorghe to Supervisory Board | Management | For | For |
| 7.b | Elect Mike Rees to Supervisory Board | Management | For | For |
| 7.c | Elect Herna Verhagen to Supervisory Board | Management | For | For |
| 8.a | Grant Board Authority to Issue Shares | Management | For | For |
| 8.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Meeting Date: MAR 21, 2019 Record Date: MAR 13, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 600887 Security ID: Y408DG116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Summary | Management | For | For |
| 2 | Approve Report of the Board of Directors | Management | For | For |
| 3 | Approve Report of the Board of Supervisors | Management | For | For |
| 4 | Approve Operational Plan and Investment Plan | Management | For | For |
| 5 | Approve 2018 Financial Statements and 2019 Financial Budget Report | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve Report of the Independent Directors | Management | For | For |
| 8 | Approve Provision of Guarantees to Upstream and Downstream Business Partners | Management | For | For |
| 9 | Approve Partial Cancellation of Stock Options as well as Repurchase and Cancellation of Performance Shares | Management | For | For |
| 10 | Amend Articles of Association | Management | For | For |
| 11 | Approve Authorization of the Board to Handle All Related Matters Regarding Issuance of Domestic and Foreign Debt Financing Instruments | Management | For | For |
| 12 | Approve Provision of Guarantee for Foreign Debt Financing Instruments of Wholly-Owned Subsidiary | Management | For | For |
| 13 | Approve Appointment of Financial and Internal Control Auditor as well as Payment of Remuneration | Management | For | For |
| KERING SA Meeting Date: APR 24, 2019 Record Date: APR 20, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: KER Security ID: F5433L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 10.50 per Share | Management | For | For |
| 4 | Ratify Appointment of Ginevra Elkann as Director | Management | For | For |
| 5 | Ratify Appointment of Financiere Pinault as Director | Management | For | For |
| 6 | Approve Compensation of Francois-Henri Pinault, Chairman and CEO | Management | For | For |
| 7 | Approve Compensation of Jean-Francois Palus, Vice-CEO | Management | For | For |
| 8 | Approve Remuneration Policy for Francois-Henri Pinault, Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy for Jean-Francois Palus, Vice-CEO | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
| 13 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 16 | Authorize Board to Set Issue Price for 5 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 14 and 15 | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 12, 14 and 15 | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| KEYENCE CORP. Meeting Date: JUN 14, 2019 Record Date: MAR 20, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 6861 Security ID: J32491102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
| 2.2 | Elect Director Yamamoto, Akinori | Management | For | For |
| 2.3 | Elect Director Kimura, Keiichi | Management | For | For |
| 2.4 | Elect Director Yamaguchi, Akiji | Management | For | For |
| 2.5 | Elect Director Miki, Masayuki | Management | For | For |
| 2.6 | Elect Director Nakata, Yu | Management | For | For |
| 2.7 | Elect Director Kanzawa, Akira | Management | For | For |
| 2.8 | Elect Director Tanabe, Yoichi | Management | For | For |
| 2.9 | Elect Director Taniguchi, Seiichi | Management | For | For |
| 3 | Appoint Statutory Auditor Komura, Koichiro | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Yamamoto, Masaharu | Management | For | For |
| KNORR-BREMSE AG Meeting Date: JUN 18, 2019 Record Date: MAY 27, 2019 Meeting Type: ANNUAL |
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| Ticker: KBX Security ID: D4S43E114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.75 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| KOSE CORP. Meeting Date: JUN 27, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 4922 Security ID: J3622S100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 95 | Management | For | For |
| 2.1 | Elect Director Kumada, Atsuo | Management | For | For |
| 2.2 | Elect Director Kobayashi, Masanori | Management | For | For |
| 2.3 | Elect Director Shibusawa, Koichi | Management | For | For |
| 2.4 | Elect Director Yanai, Michihito | Management | For | For |
| 2.5 | Elect Director Yuasa, Norika | Management | For | For |
| 3.1 | Appoint Statutory Auditor Suzuki, Kazuhiro | Management | For | For |
| 3.2 | Appoint Statutory Auditor Matsumoto, Noboru | Management | For | For |
| 3.3 | Appoint Statutory Auditor Miyama, Toru | Management | For | For |
| 4 | Approve Statutory Auditor Retirement Bonus | Management | For | Against |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: NOV 28, 2018 Record Date: NOV 22, 2018 Meeting Type: SPECIAL |
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| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Li Jingren as Non-Independent Director | Management | For | For |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: MAY 29, 2019 Record Date: MAY 21, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Financial Budget Report | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve Report of the Independent Directors | Management | For | For |
| 8 | Approve to Appoint Financial and Internal Control Auditor | Management | For | For |
| MIDEA GROUP CO. LTD. Meeting Date: SEP 26, 2018 Record Date: SEP 18, 2018 Meeting Type: SPECIAL |
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| Ticker: 000333 Security ID: Y6S40V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2.1 | Elect Fang Hongbo as Non-Independent Director | Management | For | For |
| 2.2 | Elect Yin Bitong as Non-Independent Director | Management | For | For |
| 2.3 | Elect Zhu Fengtao as Non-Independent Director | Management | For | For |
| 2.4 | Elect Gu Yanmin as Non-Independent Director | Management | For | For |
| 2.5 | Elect He Jianfeng as Non-Independent Director | Management | For | For |
| 2.6 | Elect Yu Gang as Non-Independent Director | Management | For | For |
| 3.1 | Elect Xue Yunkui as Independent Director | Management | For | For |
| 3.2 | Elect Guan Qingyou as Independent Director | Management | For | For |
| 3.3 | Elect Han Jian as Independent Director | Management | For | For |
| 4.1 | Elect Liu Min as Supervisor | Management | For | For |
| 4.2 | Elect Zhao Jun as Supervisor | Management | For | For |
| 5 | Approve Remuneration of Independent Directors and External Directors | Management | For | For |
| 6 | Approve Provision of Guarantee to Controlled Subsidiary | Management | For | For |
| MIDEA GROUP CO., LTD. Meeting Date: JUL 23, 2018 Record Date: JUL 16, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 000333 Security ID: Y6S40V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Repurchase of the Company's Shares | Management | For | For |
| 1.1 | Approve Manner and Usage of Share Repurchase | Management | For | For |
| 1.2 | Approve Price or Price Range and Pricing Principle of the Share Repurchase | Management | For | For |
| 1.3 | Approve Total Capital and Capital Source Used for the Share Repurchase | Management | For | For |
| 1.4 | Approve Type, Number and Proportion of the Share Repurchase | Management | For | For |
| 1.5 | Approve Period of the Share Repurchase | Management | For | For |
| 2 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| NUTRIEN LTD. Meeting Date: MAY 09, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: NTR Security ID: 67077M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Maura J. Clark | Management | For | For |
| 1.3 | Elect Director John W. Estey | Management | For | For |
| 1.4 | Elect Director David C. Everitt | Management | For | For |
| 1.5 | Elect Director Russell K. Girling | Management | For | For |
| 1.6 | Elect Director Miranda C. Hubbs | Management | For | For |
| 1.7 | Elect Director Alice D. Laberge | Management | For | For |
| 1.8 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.9 | Elect Director Charles V. Magro | Management | For | For |
| 1.10 | Elect Director Keith G. Martell | Management | For | For |
| 1.11 | Elect Director Aaron W. Regent | Management | For | For |
| 1.12 | Elect Director Mayo M. Schmidt | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Meeting Date: DEC 14, 2018 Record Date: NOV 13, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 2318 Security ID: Y69790106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.01 | Elect Ng Sing Yip as Director | Management | For | For |
| 1.02 | Elect Chu Yiyun as Director | Management | For | For |
| 1.03 | Elect Liu Hong as Director | Management | For | For |
| 2 | Approve the Implementation of the Long-term Service Plan | Management | For | For |
| 3 | Approve the Issuing of Debt Financing Instruments | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Meeting Date: APR 29, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 2318 Security ID: Y69790106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2018 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2018 Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2018 Annual Report and its Summary | Management | For | For |
| 4 | Approve 2018 Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve 2018 Profit Distribution Plan and Distribution of Final Dividends | Management | For | For |
| 6 | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve 2019-2021 Development Plan | Management | For | For |
| 8 | Approve Performance Evaluation of Independent Non-executive Directors | Management | For | For |
| 9 | Approve Issuance of Debt Financing Instruments | Management | For | For |
| 10.1 | Approve Share Repurchase Plan | Management | For | For |
| 10.2 | Approve Grant of General Mandate to Repurchase Shares | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | Management | For | For |
| PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Meeting Date: APR 29, 2019 Record Date: MAR 29, 2019 Meeting Type: SPECIAL |
||||
| Ticker: 2318 Security ID: Y69790106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Share Repurchase Plan | Management | For | For |
| 1.2 | Approve Grant of General Mandate to Repurchase Shares | Management | For | For |
| RECKITT BENCKISER GROUP PLC Meeting Date: MAY 09, 2019 Record Date: MAY 07, 2019 Meeting Type: ANNUAL |
||||
| Ticker: RB Security ID: G74079107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Nicandro Durante as Director | Management | For | For |
| 6 | Re-elect Mary Harris as Director | Management | For | For |
| 7 | Re-elect Adrian Hennah as Director | Management | For | For |
| 8 | Re-elect Rakesh Kapoor as Director | Management | For | For |
| 9 | Re-elect Pam Kirby as Director | Management | For | For |
| 10 | Re-elect Chris Sinclair as Director | Management | For | For |
| 11 | Re-elect Warren Tucker as Director | Management | For | For |
| 12 | Elect Andrew Bonfield as Director | Management | For | For |
| 13 | Elect Mehmood Khan as Director | Management | For | For |
| 14 | Elect Elane Stock as Director | Management | For | For |
| 15 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Approve Deferred Bonus Plan | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| RECRUIT HOLDINGS CO., LTD. Meeting Date: JUN 19, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 6098 Security ID: J6433A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Minegishi, Masumi | Management | For | For |
| 1.2 | Elect Director Ikeuchi, Shogo | Management | For | For |
| 1.3 | Elect Director Idekoba, Hisayuki | Management | For | For |
| 1.4 | Elect Director Sagawa, Keiichi | Management | For | For |
| 1.5 | Elect Director Rony Kahan | Management | For | For |
| 1.6 | Elect Director Izumiya, Naoki | Management | For | For |
| 1.7 | Elect Director Totoki, Hiroki | Management | For | For |
| 2.1 | Appoint Statutory Auditor Inoue, Hiroki | Management | For | For |
| 2.2 | Appoint Alternate Statutory Auditor Shinkawa, Asa | Management | For | For |
| 3 | Approve Compensation Ceiling for Directors | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| 5 | Approve Transfer of Capital Reserves and Other Capital Surplus to Capital | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUL 05, 2018 Record Date: JUN 28, 2018 Meeting Type: ANNUAL |
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| Ticker: RELIANCE Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Elect P. M. S. Prasad as Director | Management | For | For |
| 4 | Elect Nikhil R. Meswani as Director | Management | For | For |
| 5 | Approve Reappointment and Remuneration of Mukesh D. Ambani as Managing Director | Management | For | For |
| 6 | Reelect Adil Zainulbhai as Director | Management | For | For |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| 8 | Approve Offer or Invitation to Subscribe to Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 21, 2019 Record Date: APR 09, 2019 Meeting Type: ANNUAL |
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| Ticker: RDSB Security ID: 780259206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Neil Carson as Director | Management | For | For |
| 4 | Re-elect Ben van Beurden as Director | Management | For | For |
| 5 | Re-elect Ann Godbehere as Director | Management | For | For |
| 6 | Re-elect Euleen Goh as Director | Management | For | For |
| 7 | Re-elect Charles Holliday as Director | Management | For | For |
| 8 | Re-elect Catherine Hughes as Director | Management | For | For |
| 9 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 10 | Re-elect Roberto Setubal as Director | Management | For | For |
| 11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 12 | Re-elect Linda Stuntz as Director | Management | For | For |
| 13 | Re-elect Jessica Uhl as Director | Management | For | For |
| 14 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Withhold |
| SAFRAN SA Meeting Date: NOV 27, 2018 Record Date: NOV 22, 2018 Meeting Type: SPECIAL |
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| Ticker: SAF Security ID: F4035A557 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2 | Approve Merger by Absorption of Zodiac Aerospace by Safran | Management | For | For |
| 3 | Amend Article 10 of Bylaws Re: Voting Rights | Management | For | For |
| 4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SAFRAN SA Meeting Date: MAY 23, 2019 Record Date: MAY 19, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: SAF Security ID: F4035A557 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.82 per Share | Management | For | For |
| 4 | Reelect Ross McInnes as Director | Management | For | For |
| 5 | Reelect Philippe Petitcolin as Director | Management | For | For |
| 6 | Reelect Jean-Lou Chameau as Director | Management | For | For |
| 7 | Elect Laurent Guillot as Director | Management | For | For |
| 8 | Ratify Appointment of Caroline Laurent as Director | Management | For | For |
| 9 | Reelect Vincent Imbert as Director | Management | For | For |
| 10 | Approve Compensation of Ross McInnes, Chairman of the Board | Management | For | For |
| 11 | Approve Compensation of Philippe Petitcolin, CEO | Management | For | For |
| 12 | Approve Remuneration Policy of the Chairman of the Board | Management | For | For |
| 13 | Approve Remuneration Policy of the CEO | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Amend Article 14.8 of Bylaws Re: Employee Representative | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 18 | Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16 to 19 | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 12.5 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | Management | For | For |
| 24 | Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers, Only In the Event of a Public Tender Offer | Management | For | For |
| 25 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | Management | For | For |
| 26 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 22 to 25, Only In the Event of a Public Tender Offer | Management | For | For |
| 27 | Authorize Capitalization of Reserves of Up to EUR 8 Million for Bonus Issue or Increase in Par Value, Only In the Event of a Public Tender Offer | Management | For | For |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 30 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SAP SE Meeting Date: MAY 15, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL |
||||
| Ticker: SAP Security ID: D66992104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| 6.1 | Elect Hasso Plattner to the Supervisory Board | Management | For | For |
| 6.2 | Elect Pekka Ala-Pietila to the Supervisory Board | Management | For | For |
| 6.3 | Elect Aicha Evans to the Supervisory Board | Management | For | For |
| 6.4 | Elect Diane Greene to the Supervisory Board | Management | For | For |
| 6.5 | Elect Gesche Joost to the Supervisory Board | Management | For | For |
| 6.6 | Elect Bernard Liautaud to the Supervisory Board | Management | For | For |
| 6.7 | Elect Gerhard Oswald to the Supervisory Board | Management | For | For |
| 6.8 | Elect Friederike Rotsch to the Supervisory Board | Management | For | For |
| 6.9 | Elect Gunnar Wiedenfels to the Supervisory Board | Management | For | For |
| SHIN-ETSU CHEMICAL CO., LTD. Meeting Date: JUN 27, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 4063 Security ID: J72810120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2.1 | Elect Director Saito, Yasuhiko | Management | For | For |
| 2.2 | Elect Director Ishihara, Toshinobu | Management | For | For |
| 2.3 | Elect Director Ueno, Susumu | Management | For | For |
| 2.4 | Elect Director Matsui, Yukihiro | Management | For | For |
| 2.5 | Elect Director Miyajima, Masaki | Management | For | For |
| 2.6 | Elect Director Frank Peter Popoff | Management | For | For |
| 2.7 | Elect Director Miyazaki, Tsuyoshi | Management | For | For |
| 2.8 | Elect Director Fukui, Toshihiko | Management | For | For |
| 2.9 | Elect Director Kasahara, Toshiyuki | Management | For | For |
| 2.10 | Elect Director Maruyama, Kazumasa | Management | For | For |
| 3.1 | Appoint Statutory Auditor Okamoto, Hiroaki | Management | For | For |
| 3.2 | Appoint Statutory Auditor Nagano, Kiyoshi | Management | For | For |
| 3.3 | Appoint Statutory Auditor Onezawa, Hidenori | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| SOFTBANK GROUP CORP. Meeting Date: JUN 19, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 9984 Security ID: J75963108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
| 2.1 | Elect Director Son, Masayoshi | Management | For | For |
| 2.2 | Elect Director Ronald Fisher | Management | For | For |
| 2.3 | Elect Director Marcelo Claure | Management | For | For |
| 2.4 | Elect Director Sago, Katsunori | Management | For | For |
| 2.5 | Elect Director Rajeev Misra | Management | For | For |
| 2.6 | Elect Director Miyauchi, Ken | Management | For | For |
| 2.7 | Elect Director Simon Segars | Management | For | For |
| 2.8 | Elect Director Yun Ma | Management | For | For |
| 2.9 | Elect Director Yasir O. Al-Rumayyan | Management | For | For |
| 2.10 | Elect Director Yanai, Tadashi | Management | For | For |
| 2.11 | Elect Director Iijima, Masami | Management | For | For |
| 2.12 | Elect Director Matsuo, Yutaka | Management | For | For |
| 3 | Appoint Statutory Auditor Toyama, Atsushi | Management | For | For |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 15, 2019 Record Date: MAY 08, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Jacobus Petrus (Koos) Bekker as Director | Management | For | For |
| 3b | Elect Ian Charles Stone as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 15, 2019 Record Date: MAY 08, 2019 Meeting Type: SPECIAL |
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| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme | Management | For | Against |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED Meeting Date: JUN 11, 2019 Record Date: MAY 02, 2019 Meeting Type: ANNUAL |
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| Ticker: TEVA Security ID: 881624209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amir Elstein | Management | For | For |
| 1b | Elect Director Roberto A. Mignone | Management | For | For |
| 1c | Elect Director Perry D. Nisen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Amended Compensation Policy for Executive Officers and Directors of the Company | Management | For | For |
| 3a | Vote FOR if you are a controlling shareholder or have a personal interest in item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 4a | Approve Compensation of Non-Employee Directors | Management | For | Against |
| 4b | Approve Compensation of the Non-Executive Chairman of the Board | Management | For | Against |
| 5 | Ratify Kesselman & Kesselman as Auditors | Management | For | For |
| UBS GROUP AG Meeting Date: MAY 02, 2019 Record Date: Meeting Type: ANNUAL |
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| Ticker: UBSG Security ID: H42097107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 3.1 | Approve Allocation of Income | Management | For | For |
| 3.2 | Approve Dividends of CHF 0.70 per Share from Capital Contribution Reserves | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 5.2 | Reelect David Sidwell as Director | Management | For | For |
| 5.3 | Reelect Jeremy Anderson as Director | Management | For | For |
| 5.4 | Reelect Reto Francioni as Director | Management | For | For |
| 5.5 | Reelect Fred Hu as Director | Management | For | For |
| 5.6 | Reelect Julie Richardson as Director | Management | For | For |
| 5.7 | Reelect Isabelle Romy as Director | Management | For | For |
| 5.8 | Reelect Robert Scully as Director | Management | For | For |
| 5.9 | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 5.10 | Reelect Dieter Wemmer as Director | Management | For | For |
| 6.1 | Elect William Dudley as Director | Management | For | For |
| 6.2 | Elect Jeanette Wong as Director | Management | For | For |
| 7.1 | Reappoint Julie Richardson as Member of the Compensation Committee | Management | For | For |
| 7.2 | Reappoint Dieter Wemmer as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Reto Francioni as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint Fred Hu as Member of the Compensation Committee | Management | For | For |
| 8.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 14.5 Million | Management | For | For |
| 8.2 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 73.3 Million | Management | For | For |
| 8.3 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | Management | For | For |
| 9 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 10 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| UNICREDIT SPA Meeting Date: APR 11, 2019 Record Date: APR 02, 2019 Meeting Type: ANNUAL/SPECIAL |
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| Ticker: UCG Security ID: ADPV42899 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports; Elimination of Negative Reserves | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.1 | Slate 1 Submitted by Allianz | Shareholder | None | For |
| 3.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 4 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 5 | Elect Elena Carletti as Director | Management | For | For |
| 6 | Approve 2019 Group Incentive System | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Severance Payments Policy | Management | For | For |
| 9 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 1 | Authorize Board to Increase Capital to Service 2018 Group Incentive System | Management | For | For |
| 2 | Authorize Board to Increase Capital to Service 2019 Group Incentive System | Management | For | For |
| 3 | Amend Articles of Association Re: Article 6 | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| VINCI SA Meeting Date: APR 17, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL/SPECIAL |
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| Ticker: DG Security ID: F5879X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.67 per Share | Management | For | For |
| 4 | Reelect Robert Castaigne as Director | Management | For | For |
| 5 | Reelect Ana Paula Pessoa as Director | Management | For | For |
| 6 | Reelect Pascale Sourisse as Director | Management | For | For |
| 7 | Elect Caroline Gregoire Sainte Marie as Director | Management | For | For |
| 8 | Elect Dominique Muller Joly-Pottuz as Representative of Employee Shareholders to the Board | Management | None | For |
| 9 | Elect Francoise Roze as Representative of Employee Shareholders to the Board | Management | None | Against |
| 10 | Elect Jarmila Matouskova as Representative of Employee Shareholders to the Board | Management | None | Against |
| 11 | Elect Jean-Charles Garaffa as Representative of Employee Shareholders to the Board | Management | None | Against |
| 12 | Renew Appointment of Deloitte Et Associes as Auditor | Management | For | For |
| 13 | Appoint PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.6 Million | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Approve Remuneration Policy for Chairman and CEO | Management | For | For |
| 17 | Approve Compensation of Xavier Huillard, Chairman and CEO | Management | For | For |
| 18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 19 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Management | For | For |
| 22 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million | Management | For | For |
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-22 | Management | For | For |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 27 | Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | For |
| 28 | Amend Article 16 of Bylaws to Comply with Legal Changes Re: Auditors | Management | For | For |
| 29 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| WIRECARD AG Meeting Date: JUN 18, 2019 Record Date: MAY 27, 2019 Meeting Type: ANNUAL |
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| Ticker: WDI Security ID: D22359133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.20 per Share | Management | For | Against |
| 3.1 | Approve Discharge of Management Board Member Markus Braun for Fiscal 2018 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Alexander von Knoop for Fiscal 2018 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Jan Marsalek for Fiscal 2018 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Susanne Steidl for Fiscal 2018 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Wulf Matthias for Fiscal 2018 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Alfons Henseler for Fiscal 2018 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Stefan Klestil for Fiscal 2018 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Vuyiswa M'Cwabeni for Fiscal 2018 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Anastassia Lauterbach for Fiscal 2018 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Susanna Quintana-Plaza for Fiscal 2018 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 6 | Elect Thomas Eichelmann to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 900 Million; Approve Creation of EUR 8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| YUNNAN BAIYAO GROUP CO., LTD. Meeting Date: NOV 19, 2018 Record Date: NOV 12, 2018 Meeting Type: SPECIAL |
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| Ticker: 000538 Security ID: Y9879F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Repurchase of Implemented Employee Share Purchase Plan | Management | For | For |
| 1.1 | Approve Manner of Share Repurchase | Management | For | For |
| 1.2 | Approve the Usage of the Shares to Be Repurchased | Management | For | For |
| 1.3 | Approve Price or Price Range and Pricing Principle of the Share Repurchase | Management | For | For |
| 1.4 | Approve Total Capital and Capital Source Used for the Share Repurchase | Management | For | For |
| 1.5 | Approve Type, Number and Proportion of the Share Repurchase | Management | For | For |
| 1.6 | Approve Period of the Share Repurchase | Management | For | For |
| 1.7 | Approve Resolution Validity Period | Management | For | For |
| 2 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| YUNNAN BAIYAO GROUP CO., LTD. Meeting Date: JAN 08, 2019 Record Date: DEC 28, 2018 Meeting Type: SPECIAL |
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| Ticker: 000538 Security ID: Y9879F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Company's Merger by Absorption Complies with Relevant Laws and Regulations | Management | For | For |
| 2 | Approve Merger by Absorption Plan | Management | For | For |
| 2.1 | Approve Overall Plan | Management | For | For |
| 2.2 | Approve Evaluation Price | Management | For | For |
| 2.3 | Approve Payment Manner | Management | For | For |
| 2.4 | Approve Type, Par Value Per Share | Management | For | For |
| 2.5 | Approve Issue Manner and Target Subscriber | Management | For | For |
| 2.6 | Approve Issue Price | Management | For | For |
| 2.7 | Approve Issue Number | Management | For | For |
| 2.8 | Approve Listing Exchange | Management | For | For |
| 2.9 | Approve Lock-Up Period Arrangement | Management | For | For |
| 2.10 | Approve Cash Option | Management | For | For |
| 2.11 | Approve Adjustment Mechanism of Cash Option Price | Management | For | For |
| 2.12 | Approve Credit and Debts as well as Creditor Protection | Management | For | For |
| 2.13 | Attribution of Profit and Loss During the Transition Period | Management | For | For |
| 2.14 | Approve Distribution of Cumulative Earnings | Management | For | For |
| 2.15 | Approve Staff Placement | Management | For | For |
| 2.16 | Approve Asset Delivery | Management | For | For |
| 2.17 | Approve Liability for Breach of Contract | Management | For | For |
| 2.18 | Approve Resolution Validity Period | Management | For | For |
| 3 | Approve Report (Draft) and Summary on Company's Merger by Absorption | Management | For | For |
| 4 | Approve Transaction Constitute as Related-Party Transaction | Management | For | For |
| 5 | Approve Transaction Does Not Constitute as Restructure for Listing | Management | For | For |
| 6 | Approve Transaction Complies with Article 11 and Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies | Management | For | For |
| 7 | Approve Transaction Complies with Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies | Management | For | For |
| 8 | Approve Audit Report, Review Report and Wealth Assessment Report | Management | For | For |
| 9 | Approve Independence of Appraiser, the Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing | Management | For | For |
| 10 | Approve Pricing Basis of the Transaction and Its Fairness | Management | For | For |
| 11 | Approve Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction | Management | For | For |
| 12 | Approve Signing of Merger by Absorption Agreement | Management | For | For |
| 13 | Approve Signing of Supplementary Agreement on Merger by Absorption Agreement | Management | For | For |
| 14 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | Management | For | For |
| 15 | Approve Self-inspection Report on Company's Real Estate Business | Management | For | For |
| 16 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| 17 | Approve Shareholder Return Plan | Management | For | For |
| YUNNAN BAIYAO GROUP CO., LTD. Meeting Date: APR 25, 2019 Record Date: APR 18, 2019 Meeting Type: ANNUAL |
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| Ticker: 000538 Security ID: Y9879F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Annual Report and Summary | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve 2019 Appointment of Auditor (Including Internal Control Auditor) | Management | For | For |
| ZALANDO SE Meeting Date: MAY 22, 2019 Record Date: APR 30, 2019 Meeting Type: ANNUAL |
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| Ticker: ZAL Security ID: D98423102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5.1 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 5.2 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 Until the Next General Meeting | Management | For | For |
| 6.1 | Elect Kelly Bennett to the Supervisory Board | Management | For | For |
| 6.2 | Elect Jorgen Lindemann to the Supervisory Board | Management | For | For |
| 6.3 | Elect Anders Povlsen to the Supervisory Board | Management | For | For |
| 6.4 | Elect Mariella Roehm-Kottmann to the Supervisory Board | Management | For | For |
| 6.5 | Elect Alexander Samwer to the Supervisory Board | Management | For | For |
| 6.6 | Elect Cristina Stenbeck to the Supervisory Board | Management | For | For |
| 7 | Approve Stock Option Plan for Management Board Members in Connection with the Long-Term Incentive 2018; Approve Creation EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
Thornburg Core Growth Fund
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 20, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
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| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reveta Bowers | Management | For | For |
| 1.2 | Elect Director Robert Corti | Management | For | For |
| 1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.4 | Elect Director Brian Kelly | Management | For | For |
| 1.5 | Elect Director Robert A. Kotick | Management | For | For |
| 1.6 | Elect Director Barry Meyer | Management | For | For |
| 1.7 | Elect Director Robert Morgado | Management | For | For |
| 1.8 | Elect Director Peter Nolan | Management | For | For |
| 1.9 | Elect Director Casey Wasserman | Management | For | For |
| 1.10 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AFFILIATED MANAGERS GROUP, INC. Meeting Date: MAY 29, 2019 Record Date: APR 02, 2019 Meeting Type: ANNUAL |
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| Ticker: AMG Security ID: 008252108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel T. Byrne | Management | For | For |
| 1b | Elect Director Dwight D. Churchill | Management | For | For |
| 1c | Elect Director Nathaniel Dalton | Management | For | For |
| 1d | Elect Director Glenn Earle | Management | For | For |
| 1e | Elect Director Niall Ferguson | Management | For | For |
| 1f | Elect Director Sean M. Healey | Management | For | For |
| 1g | Elect Director Tracy P. Palandjian | Management | For | For |
| 1h | Elect Director Patrick T. Ryan | Management | For | For |
| 1i | Elect Director Karen L. Yerburgh | Management | For | For |
| 1j | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALEXION PHARMACEUTICALS, INC. Meeting Date: MAY 14, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
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| Ticker: ALXN Security ID: 015351109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Felix J. Baker | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.4 | Elect Director Deborah Dunsire | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director Francois Nader | Management | For | For |
| 1.9 | Elect Director Judith A. Reinsdorf | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| AMAZON.COM, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL |
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| Ticker: AMZN Security ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Management of Food Waste | Shareholder | Against | Abstain |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Prohibit Sales of Facial Recognition Technology to Government Agencies | Shareholder | Against | Abstain |
| 7 | Report on Impact of Government Use of Facial Recognition Technologies | Shareholder | Against | Abstain |
| 8 | Report on Products Promoting Hate Speech | Shareholder | Against | Abstain |
| 9 | Require Independent Board Chairman | Shareholder | Against | For |
| 10 | Report on Sexual Harassment | Shareholder | Against | Abstain |
| 11 | Report on Climate Change | Shareholder | Against | Abstain |
| 12 | Disclose a Board of Directors' Qualification Matrix | Shareholder | Against | Abstain |
| 13 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 14 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| 15 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| APPLE, INC. Meeting Date: MAR 01, 2019 Record Date: JAN 02, 2019 Meeting Type: ANNUAL |
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| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Bob Iger | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Art Levinson | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | For |
| 5 | Disclose Board Diversity and Qualifications | Shareholder | Against | Abstain |
| ARISTA NETWORKS, INC. Meeting Date: MAY 28, 2019 Record Date: APR 04, 2019 Meeting Type: ANNUAL |
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| Ticker: ANET Security ID: 040413106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Giancarlo | Management | For | Withhold |
| 1.2 | Elect Director Ann Mather | Management | For | Withhold |
| 1.3 | Elect Director Daniel Scheinman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AUTO TRADER GROUP PLC Meeting Date: SEP 20, 2018 Record Date: SEP 18, 2018 Meeting Type: ANNUAL |
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| Ticker: AUTO Security ID: G06708104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Ed Williams as Director | Management | For | For |
| 6 | Re-elect Trevor Mather as Director | Management | For | For |
| 7 | Re-elect Nathan Coe as Director | Management | For | For |
| 8 | Re-elect David Keens as Director | Management | For | For |
| 9 | Re-elect Jill Easterbrook as Director | Management | For | For |
| 10 | Re-elect Jeni Mundy as Director | Management | For | For |
| 11 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BOOKING HOLDINGS INC. Meeting Date: JUN 06, 2019 Record Date: APR 11, 2019 Meeting Type: ANNUAL |
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| Ticker: BKNG Security ID: 09857L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.4 | Elect Director Mirian Graddick-Weir | Management | For | For |
| 1.5 | Elect Director James M. Guyette | Management | For | For |
| 1.6 | Elect Director Wei Hopeman | Management | For | For |
| 1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Nicholas J. Read | Management | For | For |
| 1.11 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.12 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1.13 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Bylaw | Shareholder | Against | For |
| CARGURUS, INC. Meeting Date: MAY 07, 2019 Record Date: MAR 13, 2019 Meeting Type: ANNUAL |
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| Ticker: CARG Security ID: 141788109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Conine | Management | For | For |
| 1.2 | Elect Director Stephen Kaufer | Management | For | Withhold |
| 1.3 | Elect Director Anastasios Parafestas | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CF INDUSTRIES HOLDINGS, INC. Meeting Date: MAY 08, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
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| Ticker: CF Security ID: 125269100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Javed Ahmed | Management | For | For |
| 1b | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1c | Elect Director William Davisson | Management | For | For |
| 1d | Elect Director John W. Eaves | Management | For | For |
| 1e | Elect Director Stephen A. Furbacher | Management | For | For |
| 1f | Elect Director Stephen J. Hagge | Management | For | For |
| 1g | Elect Director John D. Johnson | Management | For | For |
| 1h | Elect Director Anne P. Noonan | Management | For | For |
| 1i | Elect Director Michael J. Toelle | Management | For | For |
| 1j | Elect Director Theresa E. Wagler | Management | For | For |
| 1k | Elect Director Celso L. White | Management | For | For |
| 1l | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| CME GROUP INC. Meeting Date: MAY 08, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL |
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| Ticker: CME Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Ana Dutra | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director Daniel G. Kaye | Management | For | For |
| 1j | Elect Director Phyllis M. Lockett | Management | For | For |
| 1k | Elect Director Deborah J. Lucas | Management | For | For |
| 1l | Elect Director Alex J. Pollock | Management | For | For |
| 1m | Elect Director Terry L. Savage | Management | For | For |
| 1n | Elect Director William R. Shepard | Management | For | For |
| 1o | Elect Director Howard J. Siegel | Management | For | For |
| 1p | Elect Director Michael A. Spencer | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CME GROUP, INC. Meeting Date: NOV 29, 2018 Record Date: SEP 06, 2018 Meeting Type: SPECIAL |
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| Ticker: CME Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Eliminate All or Some of the Class B Election Rights | Management | For | For |
| COMCAST CORPORATION Meeting Date: JUN 05, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL |
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| Ticker: CMCSA Security ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| CONCHO RESOURCES INC. Meeting Date: JUL 17, 2018 Record Date: JUN 01, 2018 Meeting Type: SPECIAL |
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| Ticker: CXO Security ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| CONCHO RESOURCES, INC. Meeting Date: MAY 16, 2019 Record Date: MAR 19, 2019 Meeting Type: ANNUAL |
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| Ticker: CXO Security ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven D. Gray | Management | For | For |
| 1.2 | Elect Director Susan J. Helms | Management | For | For |
| 1.3 | Elect Director Gary A. Merriman | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| D.R. HORTON, INC. Meeting Date: JAN 23, 2019 Record Date: NOV 26, 2018 Meeting Type: ANNUAL |
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| Ticker: DHI Security ID: 23331A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DAVITA INC. Meeting Date: JUN 17, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL |
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| Ticker: DVA Security ID: 23918K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pamela M. Arway | Management | For | For |
| 1b | Elect Director Charles G. Berg | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director Pascal Desroches | Management | For | For |
| 1e | Elect Director Paul J. Diaz | Management | For | For |
| 1f | Elect Director Peter T. Grauer | Management | For | For |
| 1g | Elect Director John M. Nehra | Management | For | For |
| 1h | Elect Director Javier J. Rodriguez | Management | For | For |
| 1i | Elect Director William L. Roper | Management | For | For |
| 1j | Elect Director Kent J. Thiry | Management | For | For |
| 1k | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DEXCOM, INC. Meeting Date: MAY 30, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
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| Ticker: DXCM Security ID: 252131107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven R. Altman | Management | For | For |
| 1b | Elect Director Barbara E. Kahn | Management | For | For |
| 1c | Elect Director Jay S. Skyler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| FACEBOOK, INC. Meeting Date: MAY 30, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL |
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| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | Withhold |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.5 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.6 | Elect Director Peter A. Thiel | Management | For | For |
| 1.7 | Elect Director Jeffrey D. Zients | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 8 | Disclose Board Diversity and Qualifications Matrix | Shareholder | Against | Abstain |
| 9 | Report on Content Governance | Shareholder | Against | Abstain |
| 10 | Report on Global Median Gender Pay Gap | Shareholder | Against | Abstain |
| 11 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Abstain |
| 12 | Study Strategic Alternatives Including Sale of Assets | Shareholder | Against | Abstain |
| FLEETCOR TECHNOLOGIES INC. Meeting Date: JUN 12, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL |
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| Ticker: FLT Security ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald F. Clarke | Management | For | For |
| 1.2 | Elect Director Joseph W. Farrelly | Management | For | Against |
| 1.3 | Elect Director Richard Macchia | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Adopt Clawback Policy | Shareholder | Against | Against |
| 6 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
| FOMENTO ECONOMICO MEXICANO SAB DE CV Meeting Date: MAR 22, 2019 Record Date: FEB 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: FEMSAUBD Security ID: 344419106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Cash Dividends | Management | For | For |
| 3 | Set Maximum Amount of Share Repurchase Reserve | Management | For | For |
| 4 | Elect Directors and Secretaries, Verify Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration | Management | For | For |
| 5 | Elect Members and Chairmen of Planning and Finance, Audit, and Corporate Practices Committees; Approve Their Remuneration | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 7 | Approve Minutes of Meeting | Management | For | For |
| GILEAD SCIENCES, INC. Meeting Date: MAY 08, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
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| Ticker: GILD Security ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jacqueline K. Barton | Management | For | For |
| 1b | Elect Director John F. Cogan | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Daniel P. O'Day | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Provide Right to Act by Written Consent | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| GLOBANT SA Meeting Date: MAY 31, 2019 Record Date: MAY 17, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: GLOB Security ID: L44385109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Grant of Equity Awards to Mario Vazquez and Linda Rottenberg | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Share Based Compensation Payable to Mario Eduardo Vazquez, Linda Rottenberg, and Richard Haythornthwaite | Management | For | For |
| 9 | Renew Appointment of Deloitte as Auditor for Annual Accounts | Management | For | For |
| 10 | Appoint Deloitte & Co S.A. as Auditor for Consolidated Accounts | Management | For | For |
| 11 | Reelect Mario Vazquez as Director | Management | For | For |
| 12 | Reelect Francisco Alvarez-Demalde as Director | Management | For | For |
| 13 | Reelect Marcos Galperin as Director | Management | For | For |
| 14 | Elect Richard Haythornthwaite as Director | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | Against |
| 1 | Amend Article 8 Re: Ownership of Common Shares | Management | For | For |
| INOGEN, INC. Meeting Date: MAY 09, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
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| Ticker: INGN Security ID: 45780L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Loren McFarland | Management | For | Withhold |
| 1.2 | Elect Director Benjamin Anderson-Ray | Management | For | Withhold |
| 1.3 | Elect Director Scott Wilkinson | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JPMORGAN CHASE & CO. Meeting Date: MAY 21, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL |
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| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director Todd A. Combs | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Mellody Hobson | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| KAR AUCTION SERVICES, INC. Meeting Date: JUN 04, 2019 Record Date: APR 11, 2019 Meeting Type: ANNUAL |
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| Ticker: KAR Security ID: 48238T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donna R. Ecton | Management | For | For |
| 1b | Elect Director James P. "Jim" Hallett | Management | For | For |
| 1c | Elect Director Mark E. Hill | Management | For | For |
| 1d | Elect Director J. Mark Howell | Management | For | For |
| 1e | Elect Director Stefan Jacoby | Management | For | For |
| 1f | Elect Director Lynn Jolliffe | Management | For | For |
| 1g | Elect Director Michael T. Kestner | Management | For | For |
| 1h | Elect Director John P. Larson | Management | For | For |
| 1i | Elect Director Stephen E. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| KERRY GROUP PLC Meeting Date: MAY 02, 2019 Record Date: APR 30, 2019 Meeting Type: ANNUAL |
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| Ticker: KRZ Security ID: G52416107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Marguerite Larkin as Director | Management | For | For |
| 3b | Elect Christopher Rogers as Director | Management | For | For |
| 4a | Re-elect Gerry Behan as Director | Management | For | For |
| 4b | Re-elect Dr Hugh Brady as Director | Management | For | For |
| 4c | Re-elect Gerard Culligan as Director | Management | For | For |
| 4d | Re-elect Dr Karin Dorrepaal as Director | Management | For | For |
| 4e | Re-elect Joan Garahy as Director | Management | For | For |
| 4f | Re-elect James Kenny as Director | Management | For | For |
| 4g | Re-elect Tom Moran as Director | Management | For | For |
| 4h | Re-elect Con Murphy as Director | Management | For | For |
| 4i | Re-elect Edmond Scanlon as Director | Management | For | For |
| 4j | Re-elect Philip Toomey as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment | Management | For | For |
| 10 | Authorise Market Purchase of A Ordinary Shares | Management | For | For |
| LAS VEGAS SANDS CORP. Meeting Date: MAY 16, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL |
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| Ticker: LVS Security ID: 517834107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sheldon G. Adelson | Management | For | Withhold |
| 1.2 | Elect Director Irwin Chafetz | Management | For | Withhold |
| 1.3 | Elect Director Micheline Chau | Management | For | Withhold |
| 1.4 | Elect Director Patrick Dumont | Management | For | Withhold |
| 1.5 | Elect Director Charles D. Forman | Management | For | Withhold |
| 1.6 | Elect Director Robert G. Goldstein | Management | For | Withhold |
| 1.7 | Elect Director George Jamieson | Management | For | For |
| 1.8 | Elect Director Charles A. Koppelman | Management | For | Withhold |
| 1.9 | Elect Director Lewis Kramer | Management | For | For |
| 1.10 | Elect Director David F. Levi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NETFLIX, INC. Meeting Date: JUN 06, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
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| Ticker: NFLX Security ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Timothy M. Haley | Management | For | For |
| 1b | Elect Director Leslie Kilgore | Management | For | For |
| 1c | Elect Director Ann Mather | Management | For | For |
| 1d | Elect Director Susan Rice | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| PALO ALTO NETWORKS, INC. Meeting Date: DEC 07, 2018 Record Date: OCT 15, 2018 Meeting Type: ANNUAL |
||||
| Ticker: PANW Security ID: 697435105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John M. Donovan | Management | For | For |
| 1b | Elect Director Mary Pat McCarthy | Management | For | For |
| 1c | Elect Director Nir Zuk | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PAYPAL HOLDINGS, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL |
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| Ticker: PYPL Security ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Wences Casares | Management | For | For |
| 1c | Elect Director Jonathan Christodoro | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Belinda J. Johnson | Management | For | For |
| 1g | Elect Director Gail J. McGovern | Management | For | For |
| 1h | Elect Director Deborah M. Messemer | Management | For | For |
| 1i | Elect Director David M. Moffett | Management | For | For |
| 1j | Elect Director Ann M. Sarnoff | Management | For | For |
| 1k | Elect Director Daniel H. Schulman | Management | For | For |
| 1l | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Abstain |
| PIONEER NATURAL RESOURCES COMPANY Meeting Date: MAY 16, 2019 Record Date: MAR 21, 2019 Meeting Type: ANNUAL |
||||
| Ticker: PXD Security ID: 723787107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.2 | Elect Director Andrew F. Cates | Management | For | For |
| 1.3 | Elect Director Phillip A. Gobe | Management | For | For |
| 1.4 | Elect Director Larry R. Grillot | Management | For | For |
| 1.5 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.6 | Elect Director Royce W. Mitchell | Management | For | For |
| 1.7 | Elect Director Frank A. Risch | Management | For | For |
| 1.8 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.9 | Elect Director Mona K. Sutphen | Management | For | For |
| 1.10 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.11 | Elect Director Phoebe A. Wood | Management | For | For |
| 1.12 | Elect Director Michael D. Wortley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| PIVOTAL SOFTWARE, INC. Meeting Date: JUN 13, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
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| Ticker: PVTL Security ID: 72582H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marcy S. Klevorn | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PROOFPOINT, INC. Meeting Date: JUN 06, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
||||
| Ticker: PFPT Security ID: 743424103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Scott Herren | Management | For | For |
| 1b | Elect Director Michael Johnson | Management | For | For |
| 1c | Elect Director Richard Wallace | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SERVICENOW, INC. Meeting Date: JUN 12, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL |
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| Ticker: NOW Security ID: 81762P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Teresa Briggs | Management | For | For |
| 1b | Elect Director Paul E. Chamberlain | Management | For | For |
| 1c | Elect Director Tamar O. Yehoshua | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SPLUNK INC. Meeting Date: JUN 13, 2019 Record Date: APR 18, 2019 Meeting Type: ANNUAL |
||||
| Ticker: SPLK Security ID: 848637104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Carges | Management | For | For |
| 1b | Elect Director Elisa Steele | Management | For | For |
| 1c | Elect Director Sri Viswanath | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SQUARE, INC. Meeting Date: JUN 18, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL |
||||
| Ticker: SQ Security ID: 852234103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jack Dorsey | Management | For | Withhold |
| 1.2 | Elect Director David Viniar | Management | For | Withhold |
| 1.3 | Elect Director Paul Deighton | Management | For | Withhold |
| 1.4 | Elect Director Anna Patterson | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SS&C TECHNOLOGIES HOLDINGS, INC. Meeting Date: MAY 15, 2019 Record Date: MAR 20, 2019 Meeting Type: ANNUAL |
||||
| Ticker: SSNC Security ID: 78467J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Smita Conjeevaram | Management | For | For |
| 1.2 | Elect Director Michael E. Daniels | Management | For | Withhold |
| 1.3 | Elect Director William C. Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 25, 2019 Record Date: FEB 25, 2019 Meeting Type: ANNUAL |
||||
| Ticker: TXN Security ID: 882508104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark A. Blinn | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Janet F. Clark | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Martin S. Craighead | Management | For | For |
| 1f | Elect Director Jean M. Hobby | Management | For | For |
| 1g | Elect Director Ronald Kirk | Management | For | For |
| 1h | Elect Director Pamela H. Patsley | Management | For | For |
| 1i | Elect Director Robert E. Sanchez | Management | For | For |
| 1j | Elect Director Richard K. Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE BRINK'S CO. Meeting Date: MAY 02, 2019 Record Date: MAR 01, 2019 Meeting Type: ANNUAL |
||||
| Ticker: BCO Security ID: 109696104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul G. Boynton | Management | For | For |
| 1.2 | Elect Director Ian D. Clough | Management | For | For |
| 1.3 | Elect Director Susan E. Docherty | Management | For | For |
| 1.4 | Elect Director Reginald D. Hedgebeth | Management | For | For |
| 1.5 | Elect Director Dan R. Henry | Management | For | For |
| 1.6 | Elect Director Michael J. Herling | Management | For | For |
| 1.7 | Elect Director Douglas A. Pertz | Management | For | For |
| 1.8 | Elect Director George I. Stoeckert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
| THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 15, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL |
||||
| Ticker: SCHW Security ID: 808513105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John K. Adams, Jr. | Management | For | For |
| 1b | Elect Director Stephen A. Ellis | Management | For | For |
| 1c | Elect Director Arun Sarin | Management | For | For |
| 1d | Elect Director Charles R. Schwab | Management | For | For |
| 1e | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | Abstain |
| THE TJX COMPANIES, INC. Meeting Date: JUN 04, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
||||
| Ticker: TJX Security ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Alan M. Bennett | Management | For | For |
| 1.3 | Elect Director Rosemary T. Berkery | Management | For | For |
| 1.4 | Elect Director David T. Ching | Management | For | For |
| 1.5 | Elect Director Ernie Herrman | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1.10 | Elect Director John F. O'Brien | Management | For | For |
| 1.11 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Gender, Race, or Ethnicity Pay Equity | Shareholder | Against | Abstain |
| 5 | Report on Prison Labor in Supply Chain | Shareholder | Against | Abstain |
| 6 | Report on Human Rights Risks in Operations and Supply Chain | Shareholder | Against | Abstain |
| THE TJX COS., INC. Meeting Date: OCT 22, 2018 Record Date: SEP 27, 2018 Meeting Type: SPECIAL |
||||
| Ticker: TJX Security ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| VISA, INC. Meeting Date: JAN 29, 2019 Record Date: NOV 30, 2018 Meeting Type: ANNUAL |
||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director John F. Lundgren | Management | For | For |
| 1f | Elect Director Robert W. Matschullat | Management | For | For |
| 1g | Elect Director Denise M. Morrison | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director John A.C. Swainson | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WIX.COM LTD. Meeting Date: SEP 13, 2018 Record Date: AUG 06, 2018 Meeting Type: ANNUAL |
||||
| Ticker: WIX Security ID: M98068105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Yuval Cohen as Director | Management | For | For |
| 1.2 | Reelect Ron Gutler as Director | Management | For | For |
| 1.3 | Reelect Roy Saar as Director | Management | For | For |
| 2 | Reappoint Kost Forer Gabbay and Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| WORKDAY, INC. Meeting Date: JUN 18, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: WDAY Security ID: 98138H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl M. Eschenbach | Management | For | For |
| 1.2 | Elect Director Michael M. McNamara | Management | For | For |
| 1.3 | Elect Director Jerry Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WORLDPAY INC. Meeting Date: MAY 16, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL |
||||
| Ticker: WP Security ID: 981558109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lee Adrean | Management | For | For |
| 1.2 | Elect Director Mark Heimbouch | Management | For | For |
| 1.3 | Elect Director Gary Lauer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
Thornburg International Growth Fund
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 20, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reveta Bowers | Management | For | For |
| 1.2 | Elect Director Robert Corti | Management | For | For |
| 1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.4 | Elect Director Brian Kelly | Management | For | For |
| 1.5 | Elect Director Robert A. Kotick | Management | For | For |
| 1.6 | Elect Director Barry Meyer | Management | For | For |
| 1.7 | Elect Director Robert Morgado | Management | For | For |
| 1.8 | Elect Director Peter Nolan | Management | For | For |
| 1.9 | Elect Director Casey Wasserman | Management | For | For |
| 1.10 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ADIDAS AG Meeting Date: MAY 09, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: ADS Security ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.35 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5.1 | Reelect Ian Gallienne to the Supervisory Board | Management | For | For |
| 5.2 | Reelect Herbert Kauffmann to the Supervisory Board | Management | For | For |
| 5.3 | Reelect Igor Landau to the Supervisory Board | Management | For | For |
| 5.4 | Reelect Kathrin Menges to the Supervisory Board | Management | For | For |
| 5.5 | Reelect Nassef Sawiris to the Supervisory Board | Management | For | For |
| 5.6 | Elect Thomas Rabe to the Supervisory Board | Management | For | For |
| 5.7 | Elect Bodo Uebber to the Supervisory Board | Management | For | For |
| 5.8 | Elect Jing Ulrich to the Supervisory Board | Management | For | For |
| 6 | Approve Creation of EUR 16 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Cancellation of Conditional Capital Authorization | Management | For | For |
| 8 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| ALIBABA GROUP HOLDING LTD. Meeting Date: OCT 31, 2018 Record Date: AUG 24, 2018 Meeting Type: ANNUAL |
||||
| Ticker: BABA Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | Against |
| 1.2 | Elect J. Michael Evans as Director | Management | For | Against |
| 1.3 | Elect Eric Xiandong Jing as Director | Management | For | Against |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| ALSEA SAB DE CV Meeting Date: DEC 17, 2018 Record Date: DEC 06, 2018 Meeting Type: SPECIAL |
||||
| Ticker: ALSEA Security ID: P0212A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Sigla SA through Subsidiary Food Service Project SL | Management | For | For |
| 2 | Approve Granting of Powers | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ALSEA SAB DE CV Meeting Date: APR 30, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ALSEA Security ID: P0212A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports and Allocation of Income | Management | For | For |
| 2 | Approve Annual Report on Operations Carried by Key Board Committees | Management | For | For |
| 3 | Elect or Ratify Directors, Key Management and Members of Board Committees | Management | For | For |
| 4 | Approve Remuneration of Directors, Key Management and Members of Board Committees | Management | For | For |
| 5 | Set Maximum Amount of Share Repurchase Reserve; Present Report on Share Repurchase | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ASOS PLC Meeting Date: NOV 29, 2018 Record Date: NOV 27, 2018 Meeting Type: ANNUAL |
||||
| Ticker: ASC Security ID: G0536Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Adam Crozier as Director | Management | For | For |
| 4 | Re-elect Nick Beighton as Director | Management | For | For |
| 5 | Re-elect Rita Clifton as Director | Management | For | For |
| 6 | Re-elect Ian Dyson as Director | Management | For | For |
| 7 | Re-elect Hilary Riva as Director | Management | For | For |
| 8 | Re-elect Nick Robertson as Director | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 14 | Approve Increase in the Maximum Aggregate Fees Payable to Non-executive Directors | Management | For | For |
| ASTRAZENECA PLC Meeting Date: APR 26, 2019 Record Date: APR 24, 2019 Meeting Type: ANNUAL |
||||
| Ticker: AZN Security ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Re-elect Sheri McCoy as Director | Management | For | For |
| 5i | Elect Tony Mok as Director | Management | For | For |
| 5j | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5k | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 8 | Authorise Issue of Equity | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| AUTO TRADER GROUP PLC Meeting Date: SEP 20, 2018 Record Date: SEP 18, 2018 Meeting Type: ANNUAL |
||||
| Ticker: AUTO Security ID: G06708104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Ed Williams as Director | Management | For | For |
| 6 | Re-elect Trevor Mather as Director | Management | For | For |
| 7 | Re-elect Nathan Coe as Director | Management | For | For |
| 8 | Re-elect David Keens as Director | Management | For | For |
| 9 | Re-elect Jill Easterbrook as Director | Management | For | For |
| 10 | Re-elect Jeni Mundy as Director | Management | For | For |
| 11 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA Meeting Date: JUL 30, 2018 Record Date: JUL 16, 2018 Meeting Type: ANNUAL |
||||
| Ticker: BME Security ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Annual Accounts | Management | For | For |
| 4 | Approve Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Amend Long Term Incentive Plan | Management | For | For |
| 10 | Approve Deferred Bonus Share Plan | Management | For | For |
| 11 | Approve Discharge of Directors | Management | For | For |
| 12 | Re-elect Peter Bamford as Director | Management | For | For |
| 13 | Re-elect Simon Arora as Director | Management | For | For |
| 14 | Re-elect Paul McDonald as Director | Management | For | For |
| 15 | Re-elect Thomas Hubner as Director | Management | For | For |
| 16 | Re-elect Kathleen Guion as Director | Management | For | For |
| 17 | Re-elect Ron McMillan as Director | Management | For | For |
| 18 | Re-elect Harry Brouwer as Director | Management | For | For |
| 19 | Approve Discharge of Auditor | Management | For | For |
| 20 | Reappoint KPMG Luxembourg Societe Cooperative as Auditors | Management | For | For |
| 21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA Meeting Date: JUL 30, 2018 Record Date: JUL 16, 2018 Meeting Type: SPECIAL |
||||
| Ticker: BME Security ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association re: Article 1.1 | Management | For | For |
| 2 | Amend Articles of Association re: Article 2.2 | Management | For | For |
| 3 | Amend Articles of Association re: Article 24.6.3 | Management | For | For |
| 4 | Amend Articles of Association re: Article 5.2 | Management | For | For |
| 5 | Amend Articles of Association re: Authorised Share Capital | Management | For | For |
| 6 | Authorise the Board to Increase the Authorised Share Capital | Management | For | For |
| 7 | Amend Articles of Association re: Articles 10.1 and 10.4 | Management | For | For |
| 8 | Amend Articles of Association re: Article 26 | Management | For | For |
| 9 | Amend Articles of Association re: Increase in the Maximum Aggregate Cap on Directors' Fees | Management | For | For |
| 10 | Amend Articles of Association re: Article 24.6 | Management | For | For |
| 11 | Amend Articles of Association re: Article 24.9 | Management | For | For |
| 12 | Amend Articles of Association re: Article 25 | Management | For | For |
| 13 | Amend Articles of Association re: Article 31.4 | Management | For | For |
| 14 | Amend Articles of Association re: Miscellaneous Technical References and Typographical Points | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA Meeting Date: SEP 18, 2018 Record Date: SEP 04, 2018 Meeting Type: SPECIAL |
||||
| Ticker: BME Security ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Tiffany Hall as Director | Management | For | For |
| BLUE PRISM GROUP PLC Meeting Date: FEB 11, 2019 Record Date: FEB 09, 2019 Meeting Type: SPECIAL |
||||
| Ticker: PRSM Security ID: G1193C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Issue of Equity without Pre-emptive Rights Pursuant to the Placing | Management | For | For |
| BLUE PRISM GROUP PLC Meeting Date: MAR 19, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: PRSM Security ID: G1193C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint BDO LLP as Auditors | Management | For | For |
| 3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | Against |
| 5 | Re-elect Kenneth Lever as Director | Management | For | For |
| 6 | Re-elect Charmaine Carmichael as Director | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| BOOKING HOLDINGS INC. Meeting Date: JUN 06, 2019 Record Date: APR 11, 2019 Meeting Type: ANNUAL |
||||
| Ticker: BKNG Security ID: 09857L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.4 | Elect Director Mirian Graddick-Weir | Management | For | For |
| 1.5 | Elect Director James M. Guyette | Management | For | For |
| 1.6 | Elect Director Wei Hopeman | Management | For | For |
| 1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Nicholas J. Read | Management | For | For |
| 1.11 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.12 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1.13 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Bylaw | Shareholder | Against | For |
| BOOZT AB Meeting Date: MAY 10, 2019 Record Date: MAY 03, 2019 Meeting Type: ANNUAL |
||||
| Ticker: BOOZT Security ID: W2198L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7.a | Receive Board's Report | Management | None | None |
| 7.b | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9.b | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 9.c | Approve Discharge of Board and President | Management | For | For |
| 10 | Determine Number of Members (6) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of SEK 600,000 for Chairman and SEK 300,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| 12 | Reelect Henrik Theilbjorn (Chairman), Bjorn Kroghsbo, Jon Bjornsson, Kent Stevens Larsen and Cecilia Lannebo as Directors; Elect Luca Martines as New Director | Management | For | For |
| 13 | Ratify Deloitte as Auditors | Management | For | For |
| 14 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 16 | Approve Issuance of up to 10 Percent of Issued Shares without Preemptive Rights | Management | For | For |
| 17 | Approve Performance Share Program LTI 2019 for Executive Management and Key Employees | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| BOOZT AB Meeting Date: JUN 24, 2019 Record Date: JUN 17, 2019 Meeting Type: SPECIAL |
||||
| Ticker: BOOZT Security ID: W2198L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Approve Performance Share Plan LTI 2019; Approve Issuance of Class C Shares; Approve Share Repurchases and Transfer of Shares to Participants; Amend Articles Accordingly | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| CARSALES.COM LTD. Meeting Date: OCT 26, 2018 Record Date: OCT 24, 2018 Meeting Type: ANNUAL |
||||
| Ticker: CAR Security ID: Q21411121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Patrick O'Sullivan as Director | Management | For | For |
| 4 | Elect Kee Wong as Director | Management | For | For |
| 5a | Approve Grant of Deferred Short Term Incentive Performance Rights to Cameron McIntyre | Management | For | For |
| 5b | Approve Grant of Deferred Long Term Incentive Options and Performance Rights to Cameron McIntyre | Management | For | For |
| COMMERZBANK AG Meeting Date: MAY 22, 2019 Record Date: APR 30, 2019 Meeting Type: ANNUAL |
||||
| Ticker: CBK Security ID: D172W1279 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.20 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 6 | Ratify Ernst & Young GmbH as Auditors for the First Quarter of Fiscal 2020 | Management | For | For |
| 7 | Approve Creation of EUR 501 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Creation of EUR 125.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Participation Certificates up to Aggregate Nominal Amount of EUR 5 Billion | Management | For | For |
| DANONE SA Meeting Date: APR 25, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL/SPECIAL |
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| Ticker: BN Security ID: F12033134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.94 per Share | Management | For | For |
| 4 | Reelect Franck Riboud as Director | Management | For | For |
| 5 | Reelect Emmanuel Faber as Director | Management | For | For |
| 6 | Reelect Clara Gaymard as Director | Management | For | For |
| 7 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 8 | Approve Compensation of Emmanuel Faber, Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 17 Million | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 14 | Authorize Capital Increase of Up to EUR 17 Million for Future Exchange Offers | Management | For | For |
| 15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 42 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 19 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DOMINO'S PIZZA ENTERPRISES LTD. Meeting Date: NOV 07, 2018 Record Date: NOV 05, 2018 Meeting Type: ANNUAL |
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| Ticker: DMP Security ID: Q32503106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | None | Against |
| 2 | Elect Norman Ross Adler as Director | Management | For | Against |
| 3 | Elect Lynda Kathryn Elfriede O'Grady as Director | Management | For | For |
| 4 | Approve Increase in Non-Executive Director Fees | Management | None | Against |
| DOMINO'S PIZZA GROUP PLC Meeting Date: APR 18, 2019 Record Date: APR 16, 2019 Meeting Type: ANNUAL |
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| Ticker: DOM Security ID: G28113101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Stephen Hemsley as Director | Management | For | For |
| 6 | Re-elect Colin Halpern as Director | Management | For | For |
| 7 | Re-elect David Wild as Director | Management | For | For |
| 8 | Re-elect Kevin Higgins as Director | Management | For | For |
| 9 | Re-elect Ebbe Jacobsen as Director | Management | For | For |
| 10 | Re-elect Helen Keays as Director | Management | For | For |
| 11 | Elect David Bauernfeind as Director | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Approve Remuneration Policy | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| EDENRED SA Meeting Date: MAY 14, 2019 Record Date: MAY 09, 2019 Meeting Type: ANNUAL/SPECIAL |
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| Ticker: EDEN Security ID: F3192L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.86 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 6 | Approve Compensation of Bertrand Dumazy, Chairman and CEO | Management | For | For |
| 7 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23,540,324 | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 23,540,324 | Management | For | For |
| 12 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 13 | Change Location of Registered Office to 14-16 Boulevard Garibaldi, 92130 Issy-Les-Moulineaux | Management | For | For |
| 14 | Pursuant to Item 13 Above, Amend Article 4 of Bylaws Accordingly | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ESSILORLUXOTTICA SA Meeting Date: NOV 29, 2018 Record Date: NOV 26, 2018 Meeting Type: ANNUAL/SPECIAL |
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| Ticker: EL Security ID: F31665106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | Against |
| 2 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million | Management | For | For |
| 3 | Ratify Appointment of Sabrina Pucci as Director | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 6 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 7 | Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 8 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 9 | Authorize Restricted Stock Plans in Favor of Luxottica Employees | Management | For | For |
| 10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| EVOLUTION GAMING GROUP AB Meeting Date: APR 26, 2019 Record Date: APR 18, 2019 Meeting Type: ANNUAL |
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| Ticker: EVO Security ID: W3287P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7.b | Approve Allocation of Income and Dividends of EUR 1.20 Per Share | Management | For | For |
| 7.c | Approve Discharge of Board and President | Management | For | For |
| 8 | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | For |
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 150,000 | Management | For | For |
| 10 | Reelect Jens von Bahr (Chairman), Joel Citron, Jonas Engwall, Cecilia Lager, Ian Livingstone and Fredrik Osterberg as Directors | Management | For | For |
| 11 | Approve Remuneration of Auditors | Management | For | For |
| 12 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 13 | Authorize One Independent Member of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| 16 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 17 | Approve 5:1 Stock Split; Amend Articles Re: Set Minimum (175 Million) and Maximum (700 Million) Number of Shares | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| FOMENTO ECONOMICO MEXICANO SAB DE CV Meeting Date: MAR 22, 2019 Record Date: FEB 22, 2019 Meeting Type: ANNUAL |
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| Ticker: FEMSAUBD Security ID: 344419106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Cash Dividends | Management | For | For |
| 3 | Set Maximum Amount of Share Repurchase Reserve | Management | For | For |
| 4 | Elect Directors and Secretaries, Verify Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration | Management | For | For |
| 5 | Elect Members and Chairmen of Planning and Finance, Audit, and Corporate Practices Committees; Approve Their Remuneration | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 7 | Approve Minutes of Meeting | Management | For | For |
| FRESENIUS MEDICAL CARE AG & CO. KGAA Meeting Date: MAY 16, 2019 Record Date: APR 24, 2019 Meeting Type: ANNUAL |
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| Ticker: FME Security ID: D2734Z107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2018 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1.17 per Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5.1 | Ratify KMPG AG as Auditors for Fiscal 2019 | Management | For | For |
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for Interim Financial Statements 2020 | Management | For | For |
| 6.1 | Elect Gregor Zuend to the Supervisory Board | Management | For | For |
| 6.2 | Elect Dorothea Wenzel to the Supervisory Board | Management | For | For |
| GALAXY ENTERTAINMENT GROUP LIMITED Meeting Date: MAY 16, 2019 Record Date: MAY 09, 2019 Meeting Type: ANNUAL |
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| Ticker: 27 Security ID: Y2679D118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Joseph Chee Ying Keung as Director | Management | For | For |
| 2.2 | Elect James Ross Ancell as Director | Management | For | For |
| 2.3 | Elect Charles Cheung Wai Bun as Director | Management | For | Against |
| 2.4 | Elect Michael Victor Mecca as Director | Management | For | For |
| 2.5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| HARGREAVES LANSDOWN PLC Meeting Date: OCT 11, 2018 Record Date: OCT 09, 2018 Meeting Type: ANNUAL |
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| Ticker: HL Security ID: G43940108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Deanna Oppenheimer as Director | Management | For | For |
| 7 | Re-elect Christopher Hill as Director | Management | For | For |
| 8 | Re-elect Philip Johnson as Director | Management | For | For |
| 9 | Re-elect Shirley Garrood as Director | Management | For | For |
| 10 | Re-elect Stephen Robertson as Director | Management | For | For |
| 11 | Re-elect Jayne Styles as Director | Management | For | For |
| 12 | Re-elect Fiona Clutterbuck as Director | Management | For | For |
| 13 | Re-elect Roger Perkin as Director | Management | For | For |
| 14 | Authorise Market Purchase or Ordinary Shares | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| HOUSING DEVELOPMENT FINANCE CORP. LTD. Meeting Date: JUL 30, 2018 Record Date: JUL 23, 2018 Meeting Type: ANNUAL |
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| Ticker: 500010 Security ID: Y37246207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Declare Final Dividend | Management | For | For |
| 3 | Elect Upendra Kumar Sinha as Director | Management | For | For |
| 4 | Elect Jalaj Ashwin Dani as Director | Management | For | For |
| 5 | Reelect B. S. Mehta as Independent Director | Management | For | Against |
| 6 | Reelect Bimal Jalan as Independent Director | Management | For | Against |
| 7 | Reelect J. J. Irani as Independent Director | Management | For | For |
| 8 | Reelect Deepak S. Parekh as Non-executive Director | Management | For | Against |
| 9 | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| 10 | Approve Related Party Transactions with HDFC Bank Limited | Management | For | For |
| 11 | Approve Increase in Borrowing Powers | Management | For | For |
| 12 | Approve Reappointment and Remuneration of Keki M. Mistry as Vice Chairman & Chief Executive Officer | Management | For | For |
| ITC LTD. Meeting Date: JUL 27, 2018 Record Date: JUL 20, 2018 Meeting Type: ANNUAL |
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| Ticker: ITC Security ID: Y4211T171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Nakul Anand as Director | Management | For | For |
| 4 | Reelect Sanjiv Puri as Director | Management | For | For |
| 5 | Approve Deloitte Haskins & Sells, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect John Pulinthanam as Director | Management | For | For |
| 7 | Approve Redesignation of Sanjiv Puri as Managing Director with Effect from May 16, 2018 | Management | For | For |
| 8 | Reelect Sanjiv Puri as Director and Approve Reappointment and Remuneration of Sanjiv Puri as Managing Director with Effect from July 22, 2019 | Management | For | For |
| 9 | Reelect Nakul Anand as Director and Approve Reappointment and Remuneration of Nakul Anand as Executive Director with Effect from Jan. 3, 2019 | Management | For | For |
| 10 | Reelect Rajiv Tandon as Director and Approve Reappointment and Remuneration of Rajiv Tandon as Executive Director with Effect from July 22, 2019 | Management | For | For |
| 11 | Approve Remuneration and Benefits of Yogesh Chander Deveshwar as Chairman | Management | For | Against |
| 12 | Reelect Yogesh Chander Deveshwar as Director | Management | For | Against |
| 13 | Reelect Sahibzada Syed Habib-ur-Rehman as Independent Director | Management | For | For |
| 14 | Reelect Shilabhadra Banerjee as Independent Director | Management | For | For |
| 15 | Approve Commission to Non-Executive Directors | Management | For | For |
| 16 | Approve Remuneration of P. Raju Iyer as Cost Auditors | Management | For | For |
| 17 | Approve Remuneration of Shome & Banerjee as Cost Auditors | Management | For | For |
| ITC LTD. Meeting Date: OCT 01, 2018 Record Date: AUG 17, 2018 Meeting Type: SPECIAL |
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| Ticker: 500875 Security ID: Y4211T171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Grant of Equity Settled Stock Appreciation Rights to the Eligible Employees of the Company Under the lTC Employee Stock Appreciation Rights Scheme 2018 | Management | For | For |
| 2 | Approve Extension of Benefits of the lTC Employee Stock Appreciation Rights Scheme 2018 to Permanent Employees Including Managing /Wholetime Directors, of Subsidiary Companies | Management | For | For |
| 3 | Approve Variation in the Terms of Remuneration of the Managing Director and other Wholetime Directors of the Company | Management | For | For |
| JAPAN EXCHANGE GROUP, INC. Meeting Date: JUN 19, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL |
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| Ticker: 8697 Security ID: J2740B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Business Lines | Management | For | For |
| 2.1 | Elect Director Tsuda, Hiroki | Management | For | For |
| 2.2 | Elect Director Kiyota, Akira | Management | For | For |
| 2.3 | Elect Director Miyahara, Koichiro | Management | For | For |
| 2.4 | Elect Director Yamaji, Hiromi | Management | For | For |
| 2.5 | Elect Director Miyama, Hironaga | Management | For | For |
| 2.6 | Elect Director Christina L. Ahmadjian | Management | For | For |
| 2.7 | Elect Director Endo, Nobuhiro | Management | For | For |
| 2.8 | Elect Director Ogita, Hitoshi | Management | For | For |
| 2.9 | Elect Director Kubori, Hideaki | Management | For | For |
| 2.10 | Elect Director Koda, Main | Management | For | For |
| 2.11 | Elect Director Kobayashi, Eizo | Management | For | For |
| 2.12 | Elect Director Minoguchi, Makoto | Management | For | For |
| 2.13 | Elect Director Mori, Kimitaka | Management | For | For |
| 2.14 | Elect Director Yoneda, Tsuyoshi | Management | For | For |
| JUST EAT PLC Meeting Date: MAY 01, 2019 Record Date: APR 29, 2019 Meeting Type: ANNUAL |
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| Ticker: JE Security ID: G5215U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Mike Evans as Director | Management | For | For |
| 4 | Re-elect Paul Harrison as Director | Management | For | For |
| 5 | Re-elect Gwyn Burr as Director | Management | For | For |
| 6 | Re-elect Frederic Coorevits as Director | Management | For | For |
| 7 | Re-elect Alistair Cox as Director | Management | For | For |
| 8 | Re-elect Roisin Donnelly as Director | Management | For | For |
| 9 | Re-elect Andrew Griffith as Director | Management | For | For |
| 10 | Re-elect Diego Oliva as Director | Management | For | For |
| 11 | Elect Helen Weir as Director | Management | For | For |
| 12 | Elect Peter Duffy as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| KERRY GROUP PLC Meeting Date: MAY 02, 2019 Record Date: APR 30, 2019 Meeting Type: ANNUAL |
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| Ticker: KRZ Security ID: G52416107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Marguerite Larkin as Director | Management | For | For |
| 3b | Elect Christopher Rogers as Director | Management | For | For |
| 4a | Re-elect Gerry Behan as Director | Management | For | For |
| 4b | Re-elect Dr Hugh Brady as Director | Management | For | For |
| 4c | Re-elect Gerard Culligan as Director | Management | For | For |
| 4d | Re-elect Dr Karin Dorrepaal as Director | Management | For | For |
| 4e | Re-elect Joan Garahy as Director | Management | For | For |
| 4f | Re-elect James Kenny as Director | Management | For | For |
| 4g | Re-elect Tom Moran as Director | Management | For | For |
| 4h | Re-elect Con Murphy as Director | Management | For | For |
| 4i | Re-elect Edmond Scanlon as Director | Management | For | For |
| 4j | Re-elect Philip Toomey as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment | Management | For | For |
| 10 | Authorise Market Purchase of A Ordinary Shares | Management | For | For |
| KOSE CORP. Meeting Date: JUN 27, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL |
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| Ticker: 4922 Security ID: J3622S100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 95 | Management | For | For |
| 2.1 | Elect Director Kumada, Atsuo | Management | For | For |
| 2.2 | Elect Director Kobayashi, Masanori | Management | For | For |
| 2.3 | Elect Director Shibusawa, Koichi | Management | For | For |
| 2.4 | Elect Director Yanai, Michihito | Management | For | For |
| 2.5 | Elect Director Yuasa, Norika | Management | For | For |
| 3.1 | Appoint Statutory Auditor Suzuki, Kazuhiro | Management | For | For |
| 3.2 | Appoint Statutory Auditor Matsumoto, Noboru | Management | For | For |
| 3.3 | Appoint Statutory Auditor Miyama, Toru | Management | For | For |
| 4 | Approve Statutory Auditor Retirement Bonus | Management | For | Against |
| LONZA GROUP AG Meeting Date: APR 18, 2019 Record Date: Meeting Type: ANNUAL |
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| Ticker: LONN Security ID: H50524133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Capital Contribution Reserves | Management | For | For |
| 5.1.1 | Reelect Patrick Aebischer as Director | Management | For | For |
| 5.1.2 | Reelect Werner Bauer as Director | Management | For | For |
| 5.1.3 | Reelect Albert Baehny as Director | Management | For | For |
| 5.1.4 | Reelect Angelica Kohlmann as Director | Management | For | For |
| 5.1.5 | Reelect Christoph Maeder as Director | Management | For | For |
| 5.1.6 | Reelect Barbara Richmond as Director | Management | For | For |
| 5.1.7 | Reelect Margot Scheltema as Director | Management | For | For |
| 5.1.8 | Reelect Juergen Steinemann as Director | Management | For | For |
| 5.1.9 | Reelect Olivier Verscheure as Director | Management | For | For |
| 5.2 | Reelect Albert Baehny as Board Chairman | Management | For | For |
| 5.3.1 | Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.2 | Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.3 | Reappoint Juergen Steinmann as Member of the Nomination and Compensation Committee | Management | For | For |
| 6 | Ratify KPMG AG as Auditors | Management | For | For |
| 7 | Designate Daniel Pluess as Independent Proxy | Management | For | For |
| 8 | Approve Remuneration of Directors in the Amount of CHF 2.9 Million | Management | For | For |
| 9.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5 Million | Management | For | For |
| 9.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 5.2 Million | Management | For | For |
| 9.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 13.4 Million | Management | For | For |
| 10 | Approve Creation of CHF 7.5 Million Pool of Authorized Capital without Preemptive Rights | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| MASTERCARD INCORPORATED Meeting Date: JUN 25, 2019 Record Date: APR 26, 2019 Meeting Type: ANNUAL |
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| Ticker: MA Security ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director David R. Carlucci | Management | For | For |
| 1d | Elect Director Richard K. Davis | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Choon Phong Goh | Management | For | For |
| 1h | Elect Director Merit E. Janow | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | For |
| 1j | Elect Director Youngme Moon | Management | For | For |
| 1k | Elect Director Rima Qureshi | Management | For | For |
| 1l | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1m | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1n | Elect Director Jackson Tai | Management | For | For |
| 1o | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 5 | Establish Human Rights Board Committee | Shareholder | Against | Abstain |
| MERCARI, INC. Meeting Date: SEP 28, 2018 Record Date: JUN 30, 2018 Meeting Type: ANNUAL |
||||
| Ticker: 4385 Security ID: J42305102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Transfer of Operations to Wholly Owned Subsidiary | Management | For | For |
| 2.1 | Elect Director Yamada, Shintaro | Management | For | For |
| 2.2 | Elect Director Koizumi, Fumiaki | Management | For | For |
| 2.3 | Elect Director Hamada, Yuki | Management | For | For |
| 2.4 | Elect Director John Lagerling | Management | For | For |
| 2.5 | Elect Director Aoyagi, Naoki | Management | For | For |
| 2.6 | Elect Director Suzuki, Ken | Management | For | For |
| 2.7 | Elect Director Takayama, Ken | Management | For | For |
| 2.8 | Elect Director Namatame, Masashi | Management | For | For |
| MERLIN ENTERTAINMENTS PLC Meeting Date: MAY 03, 2019 Record Date: MAY 01, 2019 Meeting Type: ANNUAL |
||||
| Ticker: MERL Security ID: G6019W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Sir John Sunderland as Director | Management | For | For |
| 5 | Re-elect Nick Varney as Director | Management | For | For |
| 6 | Re-elect Anne-Francoise Nesmes as Director | Management | For | For |
| 7 | Re-elect Charles Gurassa as Director | Management | For | For |
| 8 | Re-elect Fru Hazlitt as Director | Management | For | For |
| 9 | Re-elect Soren Thorup Sorensen as Director | Management | For | For |
| 10 | Re-elect Trudy Rautio as Director | Management | For | For |
| 11 | Re-elect Rachel Chiang as Director | Management | For | For |
| 12 | Elect Andrew Fisher as Director | Management | For | For |
| 13 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| NIHON M&A CENTER INC. Meeting Date: JUN 25, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 2127 Security ID: J50883107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Management | For | For |
| 2.1 | Elect Director Wakebayashi, Yasuhiro | Management | For | For |
| 2.2 | Elect Director Miyake, Suguru | Management | For | For |
| 2.3 | Elect Director Naraki, Takamaro | Management | For | For |
| 2.4 | Elect Director Otsuki, Masahiko | Management | For | For |
| 2.5 | Elect Director Takeuchi, Naoki | Management | For | For |
| 2.6 | Elect Director Mori, Tokihiko | Management | For | For |
| 3 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
| PRICESMART, INC. Meeting Date: JAN 30, 2019 Record Date: DEC 07, 2018 Meeting Type: ANNUAL |
||||
| Ticker: PSMT Security ID: 741511109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sherry S. Bahrambeygui | Management | For | For |
| 1.2 | Elect Director Gonzalo Barrutieta | Management | For | For |
| 1.3 | Elect Director Gordon H. Hanson | Management | For | For |
| 1.4 | Elect Director Beatriz V. Infante | Management | For | For |
| 1.5 | Elect Director Leon C. Janks | Management | For | For |
| 1.6 | Elect Director Mitchell G. Lynn | Management | For | Withhold |
| 1.7 | Elect Director Gary Malino | Management | For | For |
| 1.8 | Elect Director Pierre Mignault | Management | For | For |
| 1.9 | Elect Director Robert E. Price | Management | For | For |
| 1.10 | Elect Director Edgar Zurcher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 21, 2019 Record Date: MAY 17, 2019 Meeting Type: ANNUAL |
||||
| Ticker: RDSB Security ID: G7690A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Neil Carson as Director | Management | For | For |
| 4 | Re-elect Ben van Beurden as Director | Management | For | For |
| 5 | Re-elect Ann Godbehere as Director | Management | For | For |
| 6 | Re-elect Euleen Goh as Director | Management | For | For |
| 7 | Re-elect Charles Holliday as Director | Management | For | For |
| 8 | Re-elect Catherine Hughes as Director | Management | For | For |
| 9 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 10 | Re-elect Roberto Setubal as Director | Management | For | For |
| 11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 12 | Re-elect Linda Stuntz as Director | Management | For | For |
| 13 | Re-elect Jessica Uhl as Director | Management | For | For |
| 14 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Abstain |
| RYANAIR HOLDINGS PLC Meeting Date: SEP 20, 2018 Record Date: AUG 13, 2018 Meeting Type: ANNUAL |
||||
| Ticker: RY4C Security ID: 783513203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Re-elect David Bonderman as Director | Management | For | Against |
| 3b | Re-elect Michael Cawley as Director | Management | For | For |
| 3c | Re-elect Stan McCarthy as Director | Management | For | For |
| 3d | Re-elect Kyran McLaughlin as Director | Management | For | For |
| 3e | Re-elect Howard Millar as Director | Management | For | For |
| 3f | Re-elect Dick Milliken as Director | Management | For | For |
| 3g | Re-elect Michael O'Brien as Director | Management | For | For |
| 3h | Re-elect Michael O'Leary as Director | Management | For | For |
| 3i | Re-elect Julie O'Neill as Director | Management | For | For |
| 3j | Re-elect Louise Phelan as Director | Management | For | For |
| 3k | Elect Emer Daly as Director | Management | For | For |
| 3l | Elect Roisin Brennan as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorise Market Purchase and/or Overseas Market Purchase of Ordinary Shares | Management | For | For |
| SANDS CHINA LTD. Meeting Date: MAY 24, 2019 Record Date: MAY 10, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 1928 Security ID: G7800X107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Wong Ying Wai as Director | Management | For | For |
| 3b | Elect Chiang Yun as Director | Management | For | For |
| 3c | Elect Kenneth Patrick Chung as Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Adopt 2019 Equity Award Plan | Management | For | Against |
| ST. JAMES'S PLACE PLC Meeting Date: MAY 14, 2019 Record Date: MAY 12, 2019 Meeting Type: ANNUAL |
||||
| Ticker: STJ Security ID: G5005D124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Iain Cornish as Director | Management | For | For |
| 4 | Re-elect Andrew Croft as Director | Management | For | For |
| 5 | Re-elect Ian Gascoigne as Director | Management | For | For |
| 6 | Re-elect Simon Jeffreys as Director | Management | For | For |
| 7 | Re-elect Patience Wheatcroft as Director | Management | For | For |
| 8 | Re-elect Roger Yates as Director | Management | For | For |
| 9 | Re-elect Craig Gentle as Director | Management | For | For |
| 10 | Approve Remuneration Report | Management | For | For |
| 11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 15, 2019 Record Date: MAY 08, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Jacobus Petrus (Koos) Bekker as Director | Management | For | For |
| 3b | Elect Ian Charles Stone as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 15, 2019 Record Date: MAY 08, 2019 Meeting Type: SPECIAL |
||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme | Management | For | Against |
| VISA, INC. Meeting Date: JAN 29, 2019 Record Date: NOV 30, 2018 Meeting Type: ANNUAL |
||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director John F. Lundgren | Management | For | For |
| 1f | Elect Director Robert W. Matschullat | Management | For | For |
| 1g | Elect Director Denise M. Morrison | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director John A.C. Swainson | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WIRECARD AG Meeting Date: JUN 18, 2019 Record Date: MAY 27, 2019 Meeting Type: ANNUAL |
||||
| Ticker: WDI Security ID: D22359133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.20 per Share | Management | For | Against |
| 3.1 | Approve Discharge of Management Board Member Markus Braun for Fiscal 2018 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Alexander von Knoop for Fiscal 2018 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Jan Marsalek for Fiscal 2018 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Susanne Steidl for Fiscal 2018 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Wulf Matthias for Fiscal 2018 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Alfons Henseler for Fiscal 2018 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Stefan Klestil for Fiscal 2018 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Vuyiswa M'Cwabeni for Fiscal 2018 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Anastassia Lauterbach for Fiscal 2018 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Susanna Quintana-Plaza for Fiscal 2018 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 6 | Elect Thomas Eichelmann to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 900 Million; Approve Creation of EUR 8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| WORLDPAY INC. Meeting Date: MAY 16, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL |
||||
| Ticker: WP Security ID: 981558109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lee Adrean | Management | For | For |
| 1.2 | Elect Director Mark Heimbouch | Management | For | For |
| 1.3 | Elect Director Gary Lauer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| YANDEX NV Meeting Date: JUN 27, 2019 Record Date: MAY 30, 2019 Meeting Type: ANNUAL |
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| Ticker: YNDX Security ID: N97284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve to Extend the Period for Preparing the Annual Account for the Financial Year 2018 | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4 | Reelect Rogier Rijnja as Non-Executive Director | Management | For | For |
| 5 | Reelect Charles Ryan as Non-Executive Director | Management | For | For |
| 6 | Reelect Alexander Voloshin as Non-Executive Director | Management | For | Against |
| 7 | Elect Mikhail Parakhin as Non-Executive Director | Management | For | Against |
| 8 | Elect Tigran Khudaverdyan as Executive Director | Management | For | Against |
| 9 | Approve Cancellation of Outstanding Class C Shares | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend 2016 Equity Incentive Plan | Management | For | Against |
| 12 | Grant Board Authority to Issue Class A Shares and Preference Shares | Management | For | Against |
| 13 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
| 14 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| YUNNAN BAIYAO GROUP CO., LTD. Meeting Date: NOV 19, 2018 Record Date: NOV 12, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 000538 Security ID: Y9879F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Repurchase of Implemented Employee Share Purchase Plan | Management | For | For |
| 1.1 | Approve Manner of Share Repurchase | Management | For | For |
| 1.2 | Approve the Usage of the Shares to Be Repurchased | Management | For | For |
| 1.3 | Approve Price or Price Range and Pricing Principle of the Share Repurchase | Management | For | For |
| 1.4 | Approve Total Capital and Capital Source Used for the Share Repurchase | Management | For | For |
| 1.5 | Approve Type, Number and Proportion of the Share Repurchase | Management | For | For |
| 1.6 | Approve Period of the Share Repurchase | Management | For | For |
| 1.7 | Approve Resolution Validity Period | Management | For | For |
| 2 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| YUNNAN BAIYAO GROUP CO., LTD. Meeting Date: JAN 08, 2019 Record Date: DEC 28, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 000538 Security ID: Y9879F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Company's Merger by Absorption Complies with Relevant Laws and Regulations | Management | For | For |
| 2 | Approve Merger by Absorption Plan | Management | For | For |
| 2.1 | Approve Overall Plan | Management | For | For |
| 2.2 | Approve Evaluation Price | Management | For | For |
| 2.3 | Approve Payment Manner | Management | For | For |
| 2.4 | Approve Type, Par Value Per Share | Management | For | For |
| 2.5 | Approve Issue Manner and Target Subscriber | Management | For | For |
| 2.6 | Approve Issue Price | Management | For | For |
| 2.7 | Approve Issue Number | Management | For | For |
| 2.8 | Approve Listing Exchange | Management | For | For |
| 2.9 | Approve Lock-Up Period Arrangement | Management | For | For |
| 2.10 | Approve Cash Option | Management | For | For |
| 2.11 | Approve Adjustment Mechanism of Cash Option Price | Management | For | For |
| 2.12 | Approve Credit and Debts as well as Creditor Protection | Management | For | For |
| 2.13 | Attribution of Profit and Loss During the Transition Period | Management | For | For |
| 2.14 | Approve Distribution of Cumulative Earnings | Management | For | For |
| 2.15 | Approve Staff Placement | Management | For | For |
| 2.16 | Approve Asset Delivery | Management | For | For |
| 2.17 | Approve Liability for Breach of Contract | Management | For | For |
| 2.18 | Approve Resolution Validity Period | Management | For | For |
| 3 | Approve Report (Draft) and Summary on Company's Merger by Absorption | Management | For | For |
| 4 | Approve Transaction Constitute as Related-Party Transaction | Management | For | For |
| 5 | Approve Transaction Does Not Constitute as Restructure for Listing | Management | For | For |
| 6 | Approve Transaction Complies with Article 11 and Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies | Management | For | For |
| 7 | Approve Transaction Complies with Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies | Management | For | For |
| 8 | Approve Audit Report, Review Report and Wealth Assessment Report | Management | For | For |
| 9 | Approve Independence of Appraiser, the Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing | Management | For | For |
| 10 | Approve Pricing Basis of the Transaction and Its Fairness | Management | For | For |
| 11 | Approve Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction | Management | For | For |
| 12 | Approve Signing of Merger by Absorption Agreement | Management | For | For |
| 13 | Approve Signing of Supplementary Agreement on Merger by Absorption Agreement | Management | For | For |
| 14 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | Management | For | For |
| 15 | Approve Self-inspection Report on Company's Real Estate Business | Management | For | For |
| 16 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| 17 | Approve Shareholder Return Plan | Management | For | For |
| ZALANDO SE Meeting Date: MAY 22, 2019 Record Date: APR 30, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ZAL Security ID: D98423102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5.1 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 5.2 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 Until the Next General Meeting | Management | For | For |
| 6.1 | Elect Kelly Bennett to the Supervisory Board | Management | For | For |
| 6.2 | Elect Jorgen Lindemann to the Supervisory Board | Management | For | For |
| 6.3 | Elect Anders Povlsen to the Supervisory Board | Management | For | For |
| 6.4 | Elect Mariella Roehm-Kottmann to the Supervisory Board | Management | For | For |
| 6.5 | Elect Alexander Samwer to the Supervisory Board | Management | For | For |
| 6.6 | Elect Cristina Stenbeck to the Supervisory Board | Management | For | For |
| 7 | Approve Stock Option Plan for Management Board Members in Connection with the Long-Term Incentive 2018; Approve Creation EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
Thornburg Investment Income Builder Fund
| AENA S.M.E. SA Meeting Date: APR 09, 2019 Record Date: APR 04, 2019 Meeting Type: ANNUAL |
||||
| Ticker: AENA Security ID: E526K0106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Non-Financial Information Report | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6 | Appoint KPMG Auditores as Auditor | Management | For | For |
| 7.1 | Ratify Appointment of and Elect Maurici Lucena Betriu as Director | Management | For | Against |
| 7.2 | Ratify Appointment of and Elect Angelica Martinez Ortega as Director | Management | For | For |
| 7.3 | Ratify Appointment of and Elect Francisco Ferrer Moreno as Director | Management | For | For |
| 7.4 | Ratify Appointment of and Elect Juan Ignacio Diaz Bidart as Director | Management | For | For |
| 7.5 | Ratify Appointment of and Elect Marta Bardon Fernandez-Pacheco as Director | Management | For | For |
| 7.6 | Ratify Appointment of and Elect Josep Antoni Duran i Lleida as Director | Management | For | For |
| 7.7 | Reelect Pilar Arranz Notario as Director | Management | For | For |
| 7.8 | Reelect TCI Advisory Services LLP as Director | Management | For | For |
| 7.9 | Elect Jordi Hereu Boher as Director | Management | For | For |
| 7.10 | Elect Leticia Iglesias Herraiz as Director | Management | For | For |
| 8 | Amend Articles Re: Appointments and Remuneration Committee | Management | For | For |
| 9 | Amend Article 13.4 (v) of General Meeting Regulations Re: Appointments and Remuneration Committee | Management | For | For |
| 10 | Advisory Vote on Remuneration Report | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| APOLLO INVESTMENT CORPORATION Meeting Date: AUG 08, 2018 Record Date: JUN 14, 2018 Meeting Type: ANNUAL |
||||
| Ticker: AINV Security ID: 03761U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Rudolph Reinfrank | Management | For | Withhold |
| 1.2 | Elect Director Barbara Matas | Management | For | Withhold |
| 1.3 | Elect Director John J. Hannan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ARES CAPITAL CORPORATION Meeting Date: JUN 10, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ARCC Security ID: 04010L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Kipp deVeer | Management | For | For |
| 1b | Elect Director Daniel G. Kelly, Jr. | Management | For | For |
| 1c | Elect Director Eric B. Siegel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| ASE TECHNOLOGY HOLDING CO., LTD. Meeting Date: JUN 27, 2019 Record Date: APR 26, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 3711 Security ID: Y0249T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Issuance of Ordinary Shares | Management | For | For |
| 4 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Amend Procedures for Lending Funds to Other Parties | Management | For | For |
| 6 | Amend Procedures for Endorsement and Guarantees | Management | For | For |
| 7 | Approve Amendments to Articles of Association | Management | For | For |
| 8 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
| ASSICURAZIONI GENERALI SPA Meeting Date: APR 30, 2019 Record Date: APR 17, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: G Security ID: T05040109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Approve Allocation of Income | Management | For | For |
| 2a | Amend Company Bylaws Re: Article 9 | Management | For | For |
| 2b | Amend Company Bylaws Re: Articles 28.2, 29.1, and 35.2 | Management | For | For |
| 2c | Amend Company Bylaws Re: Article 35.3 | Management | For | For |
| 2d | Amend Company Bylaws Re: Article 37.22 | Management | For | For |
| 3a | Fix Number of Directors | Management | For | For |
| 3b.1 | Slate 1 Submitted by Mediobanca Spa | Shareholder | None | For |
| 3b.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 3c | Approve Remuneration of Directors | Management | For | For |
| 4a | Appoint External Auditors | Management | For | For |
| 4b | Approve Remuneration of External Auditors | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6a | Approve Group Long Term Incentive Plan | Management | For | For |
| 6b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan | Management | For | For |
| 6c | Authorize Board to Increase Capital to Service Group Long Term Incentive Plan | Management | For | For |
| 7a | Approve Share Plan | Management | For | For |
| 7b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Share Plan | Management | For | For |
| ASTRAZENECA PLC Meeting Date: APR 26, 2019 Record Date: APR 24, 2019 Meeting Type: ANNUAL |
||||
| Ticker: AZN Security ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Re-elect Sheri McCoy as Director | Management | For | For |
| 5i | Elect Tony Mok as Director | Management | For | For |
| 5j | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5k | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 8 | Authorise Issue of Equity | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| AT&T INC. Meeting Date: APR 26, 2019 Record Date: FEB 27, 2019 Meeting Type: ANNUAL |
||||
| Ticker: T Security ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Matthew K. Rose | Management | For | For |
| 1.10 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.11 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 1.12 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| ATLANTIA SPA Meeting Date: APR 18, 2019 Record Date: APR 09, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ATL Security ID: T05404107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Integrate Remuneration of External Auditors | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4.a | Fix Number of Directors | Shareholder | None | For |
| 4.b.1 | Slate 1 Submitted by Sintonia SpA | Shareholder | None | For |
| 4.b.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 4.c | Elect Fabio Cerchiai as Board Chair | Shareholder | None | For |
| 4.d | Approve Remuneration of Directors | Shareholder | None | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| AXA EQUITABLE HOLDINGS, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL |
||||
| Ticker: EQH Security ID: 054561105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Buberl | Management | For | For |
| 1.2 | Elect Director Gerald Harlin | Management | For | For |
| 1.3 | Elect Director Daniel G. Kaye | Management | For | For |
| 1.4 | Elect Director Kristi A. Matus | Management | For | For |
| 1.5 | Elect Director Ramon de Oliveira | Management | For | For |
| 1.6 | Elect Director Mark Pearson | Management | For | For |
| 1.7 | Elect Director Bertram L. Scott | Management | For | For |
| 1.8 | Elect Director George Stansfield | Management | For | For |
| 1.9 | Elect Director Charles G.T. Stonehill | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AXA SA Meeting Date: APR 24, 2019 Record Date: APR 19, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: CS Security ID: F06106102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.34 per Share | Management | For | For |
| 4 | Approve Compensation of Denis Duverne, Chairman of the Board | Management | For | For |
| 5 | Approve Compensation of Thomas Buberl, CEO | Management | For | For |
| 6 | Approve Remuneration Policy of Denis Duverne, Chairman of the Board | Management | For | For |
| 7 | Approve Remuneration Policy of Thomas Buberl, CEO | Management | For | For |
| 8 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 9 | Reelect Jean-Pierre Clamadieu as Director | Management | For | For |
| 10 | Ratify Appointment of Elaine Sarsynski as Director | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 16 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 17 | Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million | Management | For | For |
| 20 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 23 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 24 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Pension Contribution | Management | For | For |
| 25 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BAE SYSTEMS PLC Meeting Date: MAY 09, 2019 Record Date: MAY 07, 2019 Meeting Type: ANNUAL |
||||
| Ticker: BA Security ID: G06940103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Revathi Advaithi as Director | Management | For | For |
| 5 | Re-elect Sir Roger Carr as Director | Management | For | For |
| 6 | Re-elect Elizabeth Corley as Director | Management | For | For |
| 7 | Re-elect Jerry DeMuro as Director | Management | For | For |
| 8 | Re-elect Harriet Green as Director | Management | For | For |
| 9 | Re-elect Christopher Grigg as Director | Management | For | For |
| 10 | Re-elect Peter Lynas as Director | Management | For | For |
| 11 | Re-elect Paula Reynolds as Director | Management | For | For |
| 12 | Re-elect Nicholas Rose as Director | Management | For | For |
| 13 | Re-elect Ian Tyler as Director | Management | For | For |
| 14 | Re-elect Charles Woodburn as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Adopt New Articles of Association | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BAYER AG Meeting Date: APR 26, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: BAYN Security ID: D0712D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2018 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | Against |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 4 | Elect Simone Bagel-Trah to the Supervisory Board | Management | For | For |
| 5.1 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 5.2 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 6 | Ratify Deloitte GmbH as Auditors for Fiscal 2019 | Management | For | For |
| BNP PARIBAS SA Meeting Date: MAY 23, 2019 Record Date: MAY 20, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: BNP Security ID: F1058Q238 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.02 per Share | Management | For | For |
| 4 | Receive Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Jean-Laurent Bonnafe as Director | Management | For | For |
| 7 | Reelect Wouter De Ploey as Director | Management | For | For |
| 8 | Reelect Marion Guillou as Director | Management | For | For |
| 9 | Reelect Michel Tilmant as Director | Management | For | For |
| 10 | Ratify Appointment of Rajna Gibson-Brandon as Director | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 12 | Approve Remuneration Policy of CEO and Vice-CEO | Management | For | For |
| 13 | Approve Compensation of Jean Lemierre, Chairman of the Board | Management | For | For |
| 14 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 15 | Approve Compensation of Philippe Bordenave, Vice-CEO | Management | For | For |
| 16 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BROADCOM INC. Meeting Date: APR 01, 2019 Record Date: FEB 11, 2019 Meeting Type: ANNUAL |
||||
| Ticker: AVGO Security ID: 11135F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director Henry Samueli | Management | For | For |
| 1c | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1d | Elect Director Diane M. Bryant | Management | For | For |
| 1e | Elect Director Gayla J. Delly | Management | For | For |
| 1f | Elect Director Check Kian Low | Management | For | For |
| 1g | Elect Director Peter J. Marks | Management | For | For |
| 1h | Elect Director Harry L. You | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BT GROUP PLC Meeting Date: JUL 11, 2018 Record Date: JUL 09, 2018 Meeting Type: ANNUAL |
||||
| Ticker: BT.A Security ID: G16612106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Jan du Plessis as Director | Management | For | For |
| 5 | Re-elect Gavin Patterson as Director | Management | For | For |
| 6 | Re-elect Simon Lowth as Director | Management | For | For |
| 7 | Re-elect Iain Conn as Director | Management | For | For |
| 8 | Re-elect Tim Hottges as Director | Management | For | For |
| 9 | Re-elect Isabel Hudson as Director | Management | For | For |
| 10 | Re-elect Mike Inglis as Director | Management | For | For |
| 11 | Re-elect Nick Rose as Director | Management | For | For |
| 12 | Re-elect Jasmine Whitbread as Director | Management | For | For |
| 13 | Appoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| CHIMERA INVESTMENT CORPORATION Meeting Date: MAY 30, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL |
||||
| Ticker: CIM Security ID: 16934Q208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Reilly | Management | For | For |
| 1b | Elect Director Matthew Lambiase | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHINA MOBILE LIMITED Meeting Date: MAY 22, 2019 Record Date: MAY 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 941 Security ID: Y14965100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Yang Jie as Director | Management | For | For |
| 3.2 | Elect Dong Xin as Director | Management | For | For |
| 4.1 | Elect Moses Cheng Mo Chi as Director | Management | For | Against |
| 4.2 | Elect Yang Qiang as Director | Management | For | For |
| 5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CITIGROUP INC. Meeting Date: APR 16, 2019 Record Date: FEB 19, 2019 Meeting Type: ANNUAL |
||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director John C. Dugan | Management | For | For |
| 1e | Elect Director Duncan P. Hennes | Management | For | For |
| 1f | Elect Director Peter B. Henry | Management | For | For |
| 1g | Elect Director S. Leslie Ireland | Management | For | For |
| 1h | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
| 1i | Elect Director Renee J. James | Management | For | For |
| 1j | Elect Director Eugene M. McQuade | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Diana L. Taylor | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| CME GROUP INC. Meeting Date: MAY 08, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL |
||||
| Ticker: CME Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Ana Dutra | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director Daniel G. Kaye | Management | For | For |
| 1j | Elect Director Phyllis M. Lockett | Management | For | For |
| 1k | Elect Director Deborah J. Lucas | Management | For | For |
| 1l | Elect Director Alex J. Pollock | Management | For | For |
| 1m | Elect Director Terry L. Savage | Management | For | For |
| 1n | Elect Director William R. Shepard | Management | For | For |
| 1o | Elect Director Howard J. Siegel | Management | For | For |
| 1p | Elect Director Michael A. Spencer | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CME GROUP, INC. Meeting Date: NOV 29, 2018 Record Date: SEP 06, 2018 Meeting Type: SPECIAL |
||||
| Ticker: CME Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Eliminate All or Some of the Class B Election Rights | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 16, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: CCI Security ID: 22822V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison, II | Management | For | For |
| 1f | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1g | Elect Director Lee W. Hogan | Management | For | For |
| 1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1i | Elect Director J. Landis Martin | Management | For | For |
| 1j | Elect Director Robert F. McKenzie | Management | For | For |
| 1k | Elect Director Anthony J. Melone | Management | For | For |
| 1l | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DAIMLER AG Meeting Date: MAY 22, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: DAI Security ID: D1668R123 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.25 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5.1 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| 5.2 | Ratify KPMG AG as Auditors for the 2020 Interim Financial Statements Until the 2020 AGM | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| 7.1 | Reelect Joe Kaeser to the Supervisory Board | Management | For | For |
| 7.2 | Reelect Bernd Pischetsrieder to the Supervisory Board | Management | For | For |
| 8 | Amend Corporate Purpose | Management | For | For |
| 9 | Approve Spin-Off and Takeover Agreement with Mercedes-Benz AG and Daimler Truck AG | Management | For | For |
| DEUTSCHE BOERSE AG Meeting Date: MAY 08, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: DB1 Security ID: D1882G119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.70 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5.1 | Elect Clara-Christina Streit to the Supervisory Board | Management | For | For |
| 5.2 | Elect Charles Stonehill to the Supervisory Board | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 17.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Approve Affiliation Agreement with Subsidiary Clearstream Beteiligungs AG | Management | For | For |
| 10 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| DEUTSCHE TELEKOM AG Meeting Date: MAR 28, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: DTE Security ID: D2035M136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 6 | Elect Lars Hinrichs to the Supervisory Board | Management | For | For |
| 7 | Elect Karl-Heinz Streibich to the Supervisory Board | Management | For | For |
| 8 | Elect Rolf Boesinger to the Supervisory Board | Management | For | For |
| E.ON SE Meeting Date: MAY 14, 2019 Record Date: Meeting Type: ANNUAL |
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| Ticker: EOAN Security ID: D24914133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.43 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5.1 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2019 | Management | For | For |
| 5.3 | Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal 2020 | Management | For | For |
| 6 | Approve Increase in Size of Board to 20 Members | Management | For | For |
| 7.1 | Approve Affiliation Agreements with E.ON 11. Verwaltungs GmbH | Management | For | For |
| 7.2 | Approve Affiliation Agreements with E.ON 12. Verwaltungs GmbH | Management | For | For |
| EASYJET PLC Meeting Date: FEB 07, 2019 Record Date: FEB 05, 2019 Meeting Type: ANNUAL |
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| Ticker: EZJ Security ID: G3030S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Ordinary Dividend | Management | For | For |
| 4 | Re-elect John Barton as Director | Management | For | For |
| 5 | Re-elect Johan Lundgren as Director | Management | For | For |
| 6 | Re-elect Andrew Findlay as Director | Management | For | For |
| 7 | Re-elect Charles Gurassa as Director | Management | For | For |
| 8 | Re-elect Dr Andreas Bierwirth as Director | Management | For | For |
| 9 | Re-elect Moya Greene as Director | Management | For | For |
| 10 | Re-elect Andy Martin as Director | Management | For | For |
| 11 | Elect Julie Southern as Director | Management | For | For |
| 12 | Elect Dr Anastassia Lauterbach as Director | Management | For | For |
| 13 | Elect Nick Leeder as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ELECTRICITE DE FRANCE SA Meeting Date: MAY 16, 2019 Record Date: MAY 13, 2019 Meeting Type: ANNUAL/SPECIAL |
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| Ticker: EDF Security ID: F2940H113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.31 per Share and Dividends of EUR 0.341 per Share to Long Term Registered Shares | Management | For | For |
| A | Approve Allocation of Income and Dividends of EUR 0.18 Per Share | Shareholder | Against | Against |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Approve Compensation of Jean-Bernard Levy, Chairman and CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 8 | Reelect Jean-Bernard Levy as Director | Management | For | For |
| 9 | Reelect Maurice Gourdault-Montagne as Director | Management | For | For |
| 10 | Reelect Michele Rousseau as Director | Management | For | For |
| 11 | Reelect Laurence Parisot as Director | Management | For | For |
| 12 | Reelect Marie-Christine Lepetit as Director | Management | For | For |
| 13 | Reelect Colette Lewiner as Director | Management | For | For |
| 14 | Elect Bruno Cremel as Director | Management | For | For |
| 15 | Elect Gilles Denoyel as Director | Management | For | For |
| 16 | Elect Philippe Petitcolin as Director | Management | For | For |
| 17 | Elect Anne Rigail as Director | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ENEL SPA Meeting Date: MAY 16, 2019 Record Date: MAY 07, 2019 Meeting Type: ANNUAL |
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| Ticker: ENEL Security ID: T3679P115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4.1 | Slate 1 Submitted by Italian Ministry of Economy and Finance | Shareholder | None | For |
| 4.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 5 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Long-Term Incentive Plan | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| ENI SPA Meeting Date: MAY 14, 2019 Record Date: MAY 03, 2019 Meeting Type: ANNUAL |
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| Ticker: ENI Security ID: T3643A145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| FERROVIAL SA Meeting Date: APR 04, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL |
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| Ticker: FER Security ID: E49512119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 1.2 | Approve Non-Financial Information Report | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 5.1 | Reelect Rafael del Pino y Calvo-Sotelo as Director | Management | For | For |
| 5.2 | Reelect Santiago Bergareche Busquet as Director | Management | For | For |
| 5.3 | Reelect Joaquin Ayuso Garcia as Director | Management | For | For |
| 5.4 | Reelect Inigo Meiras Amusco as Director | Management | For | For |
| 5.5 | Reelect Maria del Pino y Calvo-Sotelo as Director | Management | For | For |
| 5.6 | Reelect Santiago Fernandez Valbuena as Director | Management | For | For |
| 5.7 | Reelect Jose Fernando Sanchez-Junco Mans as Director | Management | For | For |
| 5.8 | Reelect Joaquin del Pino y Calvo-Sotelo as Director | Management | For | For |
| 5.9 | Reelect Oscar Fanjul Martin as Director | Management | For | For |
| 5.10 | Ratify Appointment of and Elect Bruno Di Leo as Director | Management | For | For |
| 6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 8 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 9 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
| 10 | Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities with Exclusion of Preemptive Rights up to 20 Percent of Capital | Management | For | For |
| 11 | Approve Remuneration Policy | Management | For | For |
| 12 | Approve Restricted Stock Plan | Management | For | For |
| 13 | Approve Total or Partial Sale of Assets of the Services Division of the Ferrovial Group | Management | For | For |
| 14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 15 | Advisory Vote on Remuneration Report | Management | For | For |
| 16 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| GLENCORE PLC Meeting Date: MAY 09, 2019 Record Date: MAY 07, 2019 Meeting Type: ANNUAL |
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| Ticker: GLEN Security ID: G39420107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Reduction of the Company's Capital Contribution Reserves | Management | For | For |
| 3 | Re-elect Anthony Hayward as Director | Management | For | For |
| 4 | Re-elect Ivan Glasenberg as Director | Management | For | For |
| 5 | Re-elect Peter Coates as Director | Management | For | For |
| 6 | Re-elect Leonhard Fischer as Director | Management | For | For |
| 7 | Re-elect Martin Gilbert as Director | Management | For | For |
| 8 | Re-elect John Mack as Director | Management | For | For |
| 9 | Re-elect Gill Marcus as Director | Management | For | For |
| 10 | Re-elect Patrice Merrin as Director | Management | For | For |
| 11 | Approve Remuneration Report | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| GRANITE POINT MORTGAGE TRUST INC. Meeting Date: MAY 14, 2019 Record Date: MAR 20, 2019 Meeting Type: ANNUAL |
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| Ticker: GPMT Security ID: 38741L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tanuja M. Dehne | Management | For | For |
| 1b | Elect Director Martin A. Kamarck | Management | For | For |
| 1c | Elect Director Stephen G. Kasnet | Management | For | For |
| 1d | Elect Director William M. Roth | Management | For | For |
| 1e | Elect Director W. Reid Sanders | Management | For | For |
| 1f | Elect Director Thomas E. Siering | Management | For | For |
| 1g | Elect Director John "Jack" A. Taylor | Management | For | For |
| 1h | Elect Director Hope B. Woodhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HOPEWELL HOLDINGS LTD. Meeting Date: OCT 31, 2018 Record Date: OCT 23, 2018 Meeting Type: ANNUAL |
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| Ticker: 54 Security ID: Y37129163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a1 | Elect Eddie Ping Chang Ho as Director | Management | For | For |
| 2a2 | Elect Albert Kam Yin Yeung as Director | Management | For | For |
| 2a3 | Elect Leo Kwok Kee Leung as Director | Management | For | For |
| 2a4 | Elect Gordon Yen as Director | Management | For | For |
| 2a5 | Elect Yuk Keung Ip as Director | Management | For | For |
| 2b | Approve Directors' Fees | Management | For | For |
| 3 | Approve Deloitte Touche Tohmatsu asas Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4a | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 4d | Approve Grant of Share Options Under the Share Option Scheme | Management | For | Against |
| HOPEWELL HOLDINGS LTD. Meeting Date: MAR 21, 2019 Record Date: MAR 13, 2019 Meeting Type: SPECIAL |
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| Ticker: 54 Security ID: Y37129163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Apporve Privatization and Withdrawal of Listing of the Company | Management | For | For |
| HOPEWELL HOLDINGS LTD. Meeting Date: MAR 21, 2019 Record Date: MAR 13, 2019 Meeting Type: COURT |
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| Ticker: 54 Security ID: Y37129163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| ING GROEP NV Meeting Date: APR 23, 2019 Record Date: MAR 26, 2019 Meeting Type: ANNUAL |
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| Ticker: INGA Security ID: N4578E595 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Announcements on Sustainability | Management | None | None |
| 2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.d | Discuss Remuneration Report | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3.b | Approve Dividends of EUR 0.68 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | Against |
| 4.b | Approve Discharge of Supervisory Board | Management | For | Against |
| 5 | Ratify KPMG as Auditors | Management | For | For |
| 6 | Elect Tanate Phutrakul to Executive Board | Management | For | For |
| 7.a | Reelect Mariana Gheorghe to Supervisory Board | Management | For | For |
| 7.b | Elect Mike Rees to Supervisory Board | Management | For | For |
| 7.c | Elect Herna Verhagen to Supervisory Board | Management | For | For |
| 8.a | Grant Board Authority to Issue Shares | Management | For | For |
| 8.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| INTESA SANPAOLO SPA Meeting Date: APR 30, 2019 Record Date: APR 17, 2019 Meeting Type: ANNUAL |
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| Ticker: ISP Security ID: T55067101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Approve Allocation of Income | Management | For | For |
| 1.c | Accept Financial Statements and Statutory Reports of Intesa Sanpaolo Group Services ScpA | Management | For | For |
| 1.d | Accept Financial Statements and Statutory Reports of Cassa di Risparmio di Pistoia e della Lucchesia SpA | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3.a | Fix Number of Directors | Shareholder | None | For |
| 3.b.1 | Slate 1 Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, Fondazione Cassa di Risparmio di Firenze and Fondazione Cassa di Risparmio in Bologna | Shareholder | None | Did Not Vote |
| 3.b.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 3.c | Elect Massimo Gian Maria Gros-Pietro as Board Chair and Paolo Andrea Colombo as Vice-Chairman | Shareholder | None | For |
| 4.a | Approve Remuneration Policies for Directors | Management | For | For |
| 4.b | Approve Remuneration of Directors | Management | For | Against |
| 4.c | Approve Remuneration and Incentive Policies of the Intesa Sanpaolo Group for 2019 | Management | For | For |
| 4.d | Approve Fixed-Variable Compensation Ratio | Management | For | For |
| 4.e | Approve Severance Payments Policy | Management | For | For |
| 4.f | Approve 2018 Annual Incentive Plan | Management | For | For |
| 4.g | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service 2018 Annual Incentive Plan | Management | For | For |
| 5 | Approve Renunciation of Legal Action Against Former Chairman and Former General Manager of the Merged Subsidiary Banca Monte Parma SpA | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| JASMINE BROADBAND INTERNET INFRASTRUCTURE FUND Meeting Date: APR 25, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL |
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| Ticker: JASIF Security ID: Y4255A112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Acknowledge Fund Information | Management | None | None |
| 2 | Acknowledge Operating Performance and Financial Statements | Management | None | None |
| 3 | Acknowledge Dividend Payment | Management | None | None |
| 4 | Acknowledge Appointment of Office Limited as Auditors and Audit Fees | Management | None | None |
| 5 | Other Business | Management | For | Against |
| JPMORGAN CHASE & CO. Meeting Date: MAY 21, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL |
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| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director Todd A. Combs | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Mellody Hobson | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| KT&G CORP. Meeting Date: MAR 29, 2019 Record Date: DEC 31, 2018 Meeting Type: ANNUAL |
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| Ticker: 033780 Security ID: Y49904108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Youn Hai-su as Outside Director | Management | For | For |
| 2.2 | Elect Lee Eun-kyung as Outside Director | Management | For | For |
| 3.1 | Elect Lee Eun-kyung as a Member of Audit Committee | Management | For | For |
| 3.2 | Elect Baek Jong-soo as a Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LAMAR ADVERTISING COMPANY Meeting Date: MAY 30, 2019 Record Date: APR 01, 2019 Meeting Type: ANNUAL |
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| Ticker: LAMR Security ID: 512816109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John E. Koerner, III | Management | For | For |
| 1.2 | Elect Director Marshall A. Loeb | Management | For | For |
| 1.3 | Elect Director Stephen P. Mumblow | Management | For | For |
| 1.4 | Elect Director Thomas V. Reifenheiser | Management | For | For |
| 1.5 | Elect Director Anna Reilly | Management | For | For |
| 1.6 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
| 1.7 | Elect Director Wendell Reilly | Management | For | For |
| 1.8 | Elect Director Elizabeth Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| LAS VEGAS SANDS CORP. Meeting Date: MAY 16, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL |
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| Ticker: LVS Security ID: 517834107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sheldon G. Adelson | Management | For | Withhold |
| 1.2 | Elect Director Irwin Chafetz | Management | For | Withhold |
| 1.3 | Elect Director Micheline Chau | Management | For | Withhold |
| 1.4 | Elect Director Patrick Dumont | Management | For | Withhold |
| 1.5 | Elect Director Charles D. Forman | Management | For | Withhold |
| 1.6 | Elect Director Robert G. Goldstein | Management | For | Withhold |
| 1.7 | Elect Director George Jamieson | Management | For | For |
| 1.8 | Elect Director Charles A. Koppelman | Management | For | Withhold |
| 1.9 | Elect Director Lewis Kramer | Management | For | For |
| 1.10 | Elect Director David F. Levi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| LAZARD LTD. Meeting Date: APR 23, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL |
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| Ticker: LAZ Security ID: G54050102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard N. Haass | Management | For | For |
| 1.2 | Elect Director Jane L. Mendillo | Management | For | For |
| 1.3 | Elect Director Richard D. Parsons | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| LEGAL & GENERAL GROUP PLC Meeting Date: MAY 23, 2019 Record Date: MAY 21, 2019 Meeting Type: ANNUAL |
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| Ticker: LGEN Security ID: G54404127 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Henrietta Baldock as Director | Management | For | For |
| 4 | Elect George Lewis as Director | Management | For | For |
| 5 | Re-elect Philip Broadley as Director | Management | For | For |
| 6 | Re-elect Jeff Davies as Director | Management | For | For |
| 7 | Re-elect Sir John Kingman as Director | Management | For | For |
| 8 | Re-elect Lesley Knox as Director | Management | For | For |
| 9 | Re-elect Kerrigan Procter as Director | Management | For | For |
| 10 | Re-elect Toby Strauss as Director | Management | For | For |
| 11 | Re-elect Julia Wilson as Director | Management | For | For |
| 12 | Re-elect Nigel Wilson as Director | Management | For | For |
| 13 | Re-elect Mark Zinkula as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Approve Savings-Related Share Option Scheme | Management | For | For |
| 21 | Approve Employee Share Plan | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| LG CHEM LTD. Meeting Date: MAR 15, 2019 Record Date: DEC 31, 2018 Meeting Type: ANNUAL |
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| Ticker: 051910 Security ID: Y52758102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Elect Shin Hak-cheol as Inside Director | Management | For | For |
| 3.2 | Elect Ahn Young-ho as Outside Director | Management | For | Against |
| 3.3 | Elect Cha Guk-heon as Outside Director | Management | For | For |
| 4 | Elect Ahn Young-ho as a Member of Audit Committee | Management | For | Against |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LYONDELLBASELL INDUSTRIES N.V. Meeting Date: MAY 31, 2019 Record Date: MAY 03, 2019 Meeting Type: ANNUAL |
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| Ticker: LYB Security ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jacques Aigrain | Management | For | For |
| 1b | Elect Director Lincoln Benet | Management | For | For |
| 1c | Elect Director Jagjeet "Jeet" Bindra | Management | For | For |
| 1d | Elect Director Robin Buchanan | Management | For | For |
| 1e | Elect Director Stephen Cooper | Management | For | For |
| 1f | Elect Director Nance Dicciani | Management | For | For |
| 1g | Elect Director Claire Farley | Management | For | For |
| 1h | Elect Director Isabella "Bella" Goren | Management | For | For |
| 1i | Elect Director Michael Hanley | Management | For | For |
| 1j | Elect Director Albert Manifold | Management | For | For |
| 1k | Elect Director Bhavesh "Bob" Patel | Management | For | For |
| 1l | Elect Director Rudy van der Meer | Management | For | For |
| 2 | Approve Discharge of Executive Director and Prior Management Board | Management | For | For |
| 3 | Approve Discharge of Non-Executive Directors and Prior Supervisory Board | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Approve Dividends of USD 4.00 Per Share | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| MERCK & CO., INC. Meeting Date: MAY 28, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL |
||||
| Ticker: MRK Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Mary Ellen Coe | Management | For | For |
| 1d | Elect Director Pamela J. Craig | Management | For | For |
| 1e | Elect Director Kenneth C. Frazier | Management | For | For |
| 1f | Elect Director Thomas H. Glocer | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Inge G. Thulin | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Adopt Policy Disclosing Rationale Behind Approval of Sale of Compensation Shares by a Senior Executive During a Buyback | Shareholder | Against | Against |
| 7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Abstain |
| MFA FINANCIAL, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL |
||||
| Ticker: MFA Security ID: 55272X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Brodsky | Management | For | For |
| 1b | Elect Director Richard J. Byrne | Management | For | For |
| 1c | Elect Director Francis J. Oelerich, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MMC NORILSK NICKEL PJSC Meeting Date: SEP 19, 2018 Record Date: AUG 27, 2018 Meeting Type: SPECIAL |
||||
| Ticker: GMKN Security ID: 55315J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends for First Six Months of Fiscal 2018 | Management | For | For |
| MMC NORILSK NICKEL PJSC Meeting Date: JUN 10, 2019 Record Date: MAY 17, 2019 Meeting Type: ANNUAL |
||||
| Ticker: GMKN Security ID: 55315J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of RUB 792.52 per Share | Management | For | For |
| 5.1 | Elect Sergei Barbashev as Director | Management | None | For |
| 5.2 | Elect Aleksei Bashkirov as Director | Management | None | For |
| 5.3 | Elect Sergei Bratukhin as Director | Management | None | For |
| 5.4 | Elect Andrei Bugrov as Director | Management | None | For |
| 5.5 | Elect Sergei Volk as Director | Management | None | For |
| 5.6 | Elect Marianna Zakharova as Director | Management | None | For |
| 5.7 | Elect Roger Munnings as Director | Management | None | For |
| 5.8 | Elect Stalbek Mishakov as Director | Management | None | For |
| 5.9 | Elect Gareth Penny as Director | Management | None | For |
| 5.10 | Elect Maksim Poletaev as Director | Management | None | For |
| 5.11 | Elect Viacheslav Solomin as Director | Management | None | For |
| 5.12 | Elect Evgenii Shvarts as Director | Management | None | For |
| 5.13 | Elect Robert Edwards as Director | Management | None | For |
| 6.1 | Elect Aleksei Dzybalov as Member of Audit Commission | Management | For | For |
| 6.2 | Elect Anna Masalova as Member of Audit Commission | Management | For | For |
| 6.3 | Elect Georgii Svanidze as Members of Audit Commission | Management | For | For |
| 6.4 | Elect Vladimir Shilkov as Member of Audit Commission | Management | For | For |
| 6.5 | Elect Elena Ianevich as Member of Audit Commission | Management | For | For |
| 7 | Ratify RAS Auditor | Management | For | Against |
| 8 | Ratify IFRS Auditor | Management | For | Against |
| 9 | Approve Remuneration of Directors | Management | For | Against |
| 10 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 11 | Approve Related-Party Transactions Re: Indemnification Agreements with Directors and Executives | Management | For | For |
| 12 | Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives | Management | For | For |
| 13 | Approve Company's Membership in Association | Management | For | For |
| MTN GROUP LTD. Meeting Date: MAY 23, 2019 Record Date: MAY 17, 2019 Meeting Type: ANNUAL |
||||
| Ticker: MTN Security ID: S8039R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Mcebisi Jonas as Director | Management | For | For |
| 1.2 | Elect Khotso Mokhele as Director | Management | For | For |
| 1.3 | Elect Swazi Tshabalala as Director | Management | For | For |
| 1.4 | Re-elect Shaygan Kheradpir as Director | Management | For | For |
| 1.5 | Re-elect Koosum Kalyan as Director | Management | For | For |
| 1.6 | Re-elect Azmi Mikati as Director | Management | For | For |
| 1.7 | Re-elect Jeff van Rooyen as Director | Management | For | For |
| 1.8 | Re-elect Dawn Marole as Director | Management | For | For |
| 1.9 | Re-elect Peter Mageza as Director | Management | For | For |
| 1.10 | Re-elect Alan Harper as Director | Management | For | For |
| 2.1 | Re-elect Christine Ramon as Member of the Audit Committee | Management | For | For |
| 2.2 | Re-elect Paul Hanratty as Member of the Audit Committee | Management | For | For |
| 2.3 | Re-elect Peter Mageza as Member of the Audit Committee | Management | For | For |
| 2.4 | Re-elect Jeff van Rooyen as Member of the Audit Committee | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Management | For | For |
| 4 | Reappoint SizweNtsalubaGobodo Grant Thornton Inc as Auditors of the Company | Management | For | For |
| 5 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 6 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Remuneration Implementation Report | Management | For | For |
| 1 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 2 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 3 | Approve Financial Assistance to Subsidiaries and Other Related and Inter-related Entities | Management | For | For |
| 4 | Approve Financial Assistance to Directors, Prescribed Officers and Employee Share Scheme Beneficiaries | Management | For | For |
| NESTLE SA Meeting Date: APR 11, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: NESN Security ID: H57312649 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.45 per Share | Management | For | For |
| 4.1a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For |
| 4.1b | Reelect Ulf Schneider as Director | Management | For | For |
| 4.1c | Reelect Henri de Castries as Director | Management | For | For |
| 4.1d | Reelect Beat Hess as Director | Management | For | For |
| 4.1e | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1f | Reelect Ann Veneman as Director | Management | For | For |
| 4.1g | Reelect Eva Cheng as Director | Management | For | For |
| 4.1h | Reelect Patrick Aebischer as Director | Management | For | For |
| 4.1i | Reelect Ursula Burns as Director | Management | For | For |
| 4.1j | Reelect Kasper Rorsted as Director | Management | For | For |
| 4.1k | Reelect Pablo Isla as Director | Management | For | For |
| 4.1l | Reelect Kimberly Ross as Director | Management | For | For |
| 4.2.1 | Elect Dick Boer as Director | Management | For | For |
| 4.2.2 | Elect Dinesh Paliwal as Director | Management | For | For |
| 4.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Ursula Burns as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify KPMG AG as Auditors | Management | For | For |
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For |
| 5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million | Management | For | For |
| 6 | Approve CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | Against | Against |
| NN GROUP NV Meeting Date: MAY 29, 2019 Record Date: MAY 01, 2019 Meeting Type: ANNUAL |
||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report 2018 | Management | None | None |
| 3 | Discuss Implementation of Remuneration Policy | Management | None | None |
| 4.A | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.B | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4.C | Approve Dividends of EUR 1.90 Per Share | Management | For | For |
| 5.A | Approve Discharge of Management Board | Management | For | For |
| 5.B | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Reelect Helene Vletter-van Dort to Supervisory Board | Management | For | For |
| 7 | Ratify KPMG as Auditors | Management | For | For |
| 8 | Grant Board Authority to Issue Shares in the Context of Issuing Contingent Convertible Securities | Management | For | For |
| 9.A.1 | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 9.A.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.A.1 | Management | For | For |
| 9.B | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Cancellation of Ordinary Shares of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 12 | Close Meeting | Management | None | None |
| NOVARTIS AG Meeting Date: FEB 28, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: NOVN Security ID: H5820Q150 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.85 per Share | Management | For | For |
| 4 | Approve CHF 11.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | For |
| 6 | Approve Special Distribution by Way of a Dividend in Kind to Effect the Spin-Off of Alcon Inc. | Management | For | For |
| 7.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 8.2 Million | Management | For | For |
| 7.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 92 Million | Management | For | For |
| 7.3 | Approve Remuneration Report | Management | For | For |
| 8.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
| 8.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 8.3 | Reelect Ton Buechner as Director | Management | For | For |
| 8.4 | Reelect Srikant Datar as Director | Management | For | For |
| 8.5 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 8.6 | Reelect Ann Fudge as Director | Management | For | For |
| 8.7 | Reelect Frans van Houten as Director | Management | For | For |
| 8.8 | Reelect Andreas von Planta as Director | Management | For | For |
| 8.9 | Reelect Charles Sawyers as Director | Management | For | For |
| 8.10 | Reelect Enrico Vanni as Director | Management | For | For |
| 8.11 | Reelect William Winters as Director | Management | For | For |
| 8.12 | Elect Patrice Bula as Director | Management | For | For |
| 9.1 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 9.2 | Reappoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 9.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 9.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
| 9.5 | Appoint Patrice Bula as Member of the Compensation Committee | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 11 | Designate Peter Zahn as Independent Proxy | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| NWS HOLDINGS LIMITED Meeting Date: AUG 14, 2018 Record Date: AUG 08, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 659 Security ID: G66897110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve SP Agreement and Related Transactions | Management | For | For |
| 2 | Elect Ma Siu Cheung as Director | Management | For | For |
| 3 | Elect Ho Gilbert Chi Hang as Director | Management | For | For |
| 4 | Elect Chow Tak Wing as Director | Management | For | For |
| 5 | Elect Wong Kwai Huen, Albert as Director | Management | For | For |
| NWS HOLDINGS LTD. Meeting Date: NOV 19, 2018 Record Date: NOV 13, 2018 Meeting Type: ANNUAL |
||||
| Ticker: 659 Security ID: G66897110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Cheung Chin Cheung as Director | Management | For | For |
| 3b | Elect To Hin Tsun, Gerald as Director | Management | For | For |
| 3c | Elect Dominic Lai as Director | Management | For | For |
| 3d | Elect William Junior Guilherme Doo as Director | Management | For | For |
| 3e | Elect Lee Yiu Kwong, Alan as Director | Management | For | For |
| 3f | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| OIL CO. LUKOIL PJSC Meeting Date: AUG 24, 2018 Record Date: JUL 30, 2018 Meeting Type: SPECIAL |
||||
| Ticker: LKOH Security ID: 69343P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | Management | For | For |
| OIL CO. LUKOIL PJSC Meeting Date: DEC 03, 2018 Record Date: NOV 08, 2018 Meeting Type: SPECIAL |
||||
| Ticker: LKOH Security ID: 69343P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends for First Nine Months of Fiscal 2018 | Management | For | For |
| 2 | Approve Remuneration of Directors | Management | For | For |
| 3 | Amend Charter | Management | For | For |
| ORANGE SA Meeting Date: MAY 21, 2019 Record Date: MAY 16, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: ORA Security ID: F6866T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Elect Anne-Gabrielle Heilbronner as Director | Management | For | For |
| 6 | Reelect Alexandre Bompard as Director | Management | For | For |
| 7 | Reelect Helle Kristoffersen as Director | Management | For | For |
| 8 | Reelect Jean-Michel Severino as Director | Management | For | For |
| 9 | Reelect Anne Lange as Director | Management | For | For |
| 10 | Approve Compensation of Stephane Richard, Chairman and CEO | Management | For | For |
| 11 | Approve Compensation of Ramon Fernandez, Vice-CEO | Management | For | For |
| 12 | Approve Compensation of Gervais Pellissier, Vice-CEO | Management | For | For |
| 13 | Approve Remuneration Policy of the Chairman and CEO | Management | For | For |
| 14 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
| 17 | Allow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer | Management | For | Against |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 19 | Allow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer | Management | For | Against |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 21 | Allow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer | Management | For | Against |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21 | Management | For | Against |
| 23 | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | Management | For | For |
| 24 | Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer | Management | For | Against |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 26 | Allow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer | Management | For | Against |
| 27 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million | Management | For | For |
| 28 | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers | Management | For | For |
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 30 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Management | For | Against |
| 31 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 32 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.55 per Share | Shareholder | Against | Against |
| B | Amend Article 13 of Bylaws Re: Overboarding of Directors | Shareholder | Against | Against |
| C | Amend Employee Stock Purchase Plans in Favor of Employees | Shareholder | Against | Against |
| D | Authorize up to 0.04 Percent of Issued Capital for Use in Restricted Stock Plans in Favor of Employees | Shareholder | Against | Against |
| OUTFRONT MEDIA INC. Meeting Date: JUN 10, 2019 Record Date: APR 12, 2019 Meeting Type: ANNUAL |
||||
| Ticker: OUT Security ID: 69007J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicolas Brien | Management | For | Against |
| 1.2 | Elect Director Angela Courtin | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| PFIZER INC. Meeting Date: APR 25, 2019 Record Date: FEB 26, 2019 Meeting Type: ANNUAL |
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| Ticker: PFE Security ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.2 | Elect Director Albert Bourla | Management | For | For |
| 1.3 | Elect Director W. Don Cornwell | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.6 | Elect Director James M. Kilts | Management | For | For |
| 1.7 | Elect Director Dan R. Littman | Management | For | For |
| 1.8 | Elect Director Shantanu Narayen | Management | For | For |
| 1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Abstain |
| QUALCOMM, INC. Meeting Date: MAR 12, 2019 Record Date: JAN 14, 2019 Meeting Type: ANNUAL |
||||
| Ticker: QCOM Security ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Mark Fields | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1d | Elect Director Ann M. Livermore | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Mark D. McLaughlin | Management | For | For |
| 1g | Elect Director Steve Mollenkopf | Management | For | For |
| 1h | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1i | Elect Director Francisco Ros | Management | For | For |
| 1j | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1k | Elect Director Neil Smit | Management | For | For |
| 1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| REPSOL SA Meeting Date: MAY 30, 2019 Record Date: MAY 24, 2019 Meeting Type: ANNUAL |
||||
| Ticker: REP Security ID: E8471S130 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Report | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 8 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities Exchangeables for Issued Shares for up to EUR 15 Billion | Management | For | For |
| 9 | Fix Number of Directors at 15 | Management | For | For |
| 10 | Reelect Antonio Brufau Niubo as Director | Management | For | For |
| 11 | Reelect Josu Jon Imaz San Miguel as Director | Management | For | For |
| 12 | Reelect Jose Manuel Loureda Mantinan as Director | Management | For | For |
| 13 | Reelect John Robinson West as Director | Management | For | For |
| 14 | Ratify Appointment of and Elect Henri Philippe Reichstul as Director | Management | For | For |
| 15 | Elect Aranzazu Estefania Larranaga as Director | Management | For | For |
| 16 | Elect Maria Teresa Garcia-Mila Lloveras as Director | Management | For | For |
| 17 | Advisory Vote on Remuneration Report | Management | For | For |
| 18 | Approve Inclusion of a Target Related to the TSR in the Long Term Incentive Plan of Executive Directors | Management | For | For |
| 19 | Approve Remuneration Policy | Management | For | For |
| 20 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 21, 2019 Record Date: APR 09, 2019 Meeting Type: ANNUAL |
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| Ticker: RDSB Security ID: 780259206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Neil Carson as Director | Management | For | For |
| 4 | Re-elect Ben van Beurden as Director | Management | For | For |
| 5 | Re-elect Ann Godbehere as Director | Management | For | For |
| 6 | Re-elect Euleen Goh as Director | Management | For | For |
| 7 | Re-elect Charles Holliday as Director | Management | For | For |
| 8 | Re-elect Catherine Hughes as Director | Management | For | For |
| 9 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 10 | Re-elect Roberto Setubal as Director | Management | For | For |
| 11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 12 | Re-elect Linda Stuntz as Director | Management | For | For |
| 13 | Re-elect Jessica Uhl as Director | Management | For | For |
| 14 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Withhold |
| ROYAL KPN NV Meeting Date: APR 10, 2019 Record Date: MAR 13, 2019 Meeting Type: ANNUAL |
||||
| Ticker: KPN Security ID: N4297B146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Policy for Management Board | Management | None | None |
| 4 | Amend Remuneration Policy | Management | For | For |
| 5 | Adopt Financial Statements | Management | For | For |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.133 Per Share | Management | For | For |
| 8 | Approve Discharge of Management Board | Management | For | For |
| 9 | Approve Discharge of Supervisory Board | Management | For | For |
| 10 | Ratify Ernst & Young as Auditors | Management | For | For |
| 11 | Opportunity to Make Recommendations | Management | None | None |
| 12 | Reelect J.C.M. Sap to Supervisory Board | Management | For | For |
| 13 | Reelect P.F. Hartman to Supervisory Board | Management | For | For |
| 14 | Announce Vacancies on the Supervisory Board | Management | None | None |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 17 | Grant Board Authority to Issue Shares up to 10 Percent of Issued Capital | Management | For | For |
| 18 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 19 | Other Business (Non-Voting) | Management | None | None |
| 20 | Close Meeting | Management | None | None |
| SAMSUNG ELECTRONICS CO., LTD. Meeting Date: MAR 20, 2019 Record Date: DEC 31, 2018 Meeting Type: ANNUAL |
||||
| Ticker: 005930 Security ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Bahk Jae-wan as Outside Director | Management | For | Abstain |
| 2.1.2 | Elect Kim Han-jo as Outside Director | Management | For | For |
| 2.1.3 | Elect Ahn Curie as Outside Director | Management | For | For |
| 2.2.1 | Elect Bahk Jae-wan as a Member of Audit Committee | Management | For | Abstain |
| 2.2.2 | Elect Kim Han-jo as a Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SANDS CHINA LTD. Meeting Date: MAY 24, 2019 Record Date: MAY 10, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 1928 Security ID: G7800X107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Wong Ying Wai as Director | Management | For | For |
| 3b | Elect Chiang Yun as Director | Management | For | For |
| 3c | Elect Kenneth Patrick Chung as Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Adopt 2019 Equity Award Plan | Management | For | Against |
| SIEMENS AG Meeting Date: JAN 30, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: SIE Security ID: D69671218 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017/18 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.80 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2017/18 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Roland Busch for Fiscal 2017/18 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Lisa Davis for Fiscal 2017/18 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2017/18 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Janina Kugel for Fiscal 2017/18 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2017/18 | Management | For | For |
| 3.7 | Approve Discharge of Management Board Member Michael Sen for Fiscal 2017/18 | Management | For | For |
| 3.8 | Approve Discharge of Management Board Member Ralf P. Thomas for Fiscal 2017/18 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal 2017/18 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2017/18 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2017/18 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Olaf Bolduan (until January 31, 2018) for Fiscal 2017/18 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Werner Brandt (since January 31, 2018) for Fiscal 2017/18 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Gerhard Cromme (until January 31, 2018) for Fiscal 2017/18 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2017/18 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Andrea Fehrmann (since January 31, 2018) for Fiscal 2017/18 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Hans Michael Gaul (until January 31, 2018) for Fiscal 2017/18 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Reinhard Hahn for Fiscal 2017/18 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2017/18 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Robert Kensbock for Fiscal 2017/18 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2017/18 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2017/18 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2017/18 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Gerard Mestrallet (until January 31, 2018) for Fiscal 2017/18 | Management | For | For |
| 4.17 | Approve Discharge of Supervisory Board Member Benoit Potier (since January 31, 2018) for Fiscal 2017/18 | Management | For | For |
| 4.18 | Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2017/18 | Management | For | For |
| 4.19 | Approve Discharge of Supervisory Board Member Gueler Sabanci (until January 31, 2018) for Fiscal 2017/18 | Management | For | For |
| 4.20 | Approve Discharge of Supervisory Board Member Dame Nemat Talaat Shafik (since January 31, 2018) for Fiscal 2017/18 | Management | For | For |
| 4.21 | Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2017/18 | Management | For | For |
| 4.22 | Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2017/18 | Management | For | For |
| 4.23 | Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2017/18 | Management | For | For |
| 4.24 | Approve Discharge of Supervisory Board Member Sibylle Wankel (until January 31, 2018) for Fiscal 2017/18 | Management | For | For |
| 4.25 | Approve Discharge of Supervisory Board Member Matthias Zachert (since January 31, 2018) for Fiscal 2017/18 | Management | For | For |
| 4.26 | Approve Discharge of Supervisory Board Member Gunnar Zukunft (since January 31, 2018) for Fiscal 2017/18 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2018/19 | Management | For | For |
| 6 | Approve Creation of EUR 510 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Approve Affiliation Agreement with Subsidiary Kyros 58 GmbH | Management | For | For |
| SOLAR CAPITAL LTD. Meeting Date: OCT 11, 2018 Record Date: AUG 16, 2018 Meeting Type: ANNUAL |
||||
| Ticker: SLRC Security ID: 83413U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael S. Gross | Management | For | For |
| 1.2 | Elect Director Leonard A. Potter | Management | For | For |
| 2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Against |
| 3 | Approve the Reduction of the Minimum Asset Coverage Ratio | Management | For | For |
| SUNCOR ENERGY, INC. Meeting Date: MAY 02, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL |
||||
| Ticker: SU Security ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director John D. Gass | Management | For | For |
| 1.4 | Elect Director Dennis M. Houston | Management | For | For |
| 1.5 | Elect Director Mark S. Little | Management | For | For |
| 1.6 | Elect Director Brian P. MacDonald | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Eira M. Thomas | Management | For | For |
| 1.9 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SWISS RE AG Meeting Date: APR 17, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: SREN Security ID: H8431B109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Remuneration Report | Management | For | For |
| 1.2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 5.60 per Share | Management | For | For |
| 3 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 14.3 Million | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1.a | Reelect Walter Kielholz as Director and Board Chairman | Management | For | For |
| 5.1.b | Reelect Raymond Ch'ien as Director | Management | For | For |
| 5.1.c | Reelect Renato Fassbind as Director | Management | For | For |
| 5.1.d | Reelect Karen Gavan as Director | Management | For | For |
| 5.1.e | Reelect Trevor Manuel as Director | Management | For | For |
| 5.1.f | Reelect Jay Ralph as Director | Management | For | For |
| 5.1.g | Elect Joerg Reinhardt as Director | Management | For | For |
| 5.1.h | Elect Eileen Rominger as Director | Management | For | For |
| 5.1.i | Reelect Philip Ryan as Director | Management | For | For |
| 5.1.j | Reelect Paul Tucker as Director | Management | For | For |
| 5.1.k | Reelect Jacques de Vaucleroy as Director | Management | For | For |
| 5.1.l | Reelect Susan Wagner as Director | Management | For | For |
| 5.1.m | Reelect Larry Zimpleman as Director | Management | For | For |
| 5.2.1 | Reappoint Raymond Ch'ien as Member of the Compensation Committee | Management | For | For |
| 5.2.2 | Reappoint Renato Fassbind as Member of the Compensation Committee | Management | For | For |
| 5.2.3 | Reappoint Joerg Reinhardt as Member of the Compensation Committee | Management | For | For |
| 5.2.4 | Reappoint Jacques de Vaucleroy as Member of the Compensation Committee | Management | For | For |
| 5.3 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 5.4 | Ratify PricewaterhouseCoopers Ltd as Auditors | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 9.9 Million | Management | For | For |
| 6.2 | Approve Fixed and Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 34 Million | Management | For | For |
| 7 | Approve CHF 1.1 Million Reduction in Share Capital via Cancellation of Registered Shares | Management | For | For |
| 8 | Authorize Repurchase of up to CHF 2 Billion of Issued Share Capital | Management | For | For |
| 9 | Approve Renewal of CHF 8.5 Million Pool of Authorized Share Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 10 | Transact Other Business (Voting) | Management | For | Against |
| SYDNEY AIRPORT Meeting Date: MAY 24, 2019 Record Date: MAY 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: SYD Security ID: Q8808P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect John Roberts as Director | Management | For | For |
| 3 | Elect David Gonski as Director | Management | For | For |
| 4 | Approve Grant of Rights to Geoff Culbert | Management | For | For |
| 1 | Elect Eleanor Padman as Director | Management | For | For |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 05, 2019 Record Date: APR 03, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 2330 Security ID: Y84629107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5.1 | Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director | Management | For | For |
| THE HOME DEPOT, INC. Meeting Date: MAY 23, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL |
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| Ticker: HD Security ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Abstain |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Abstain |
| TOTAL SA Meeting Date: MAY 29, 2019 Record Date: MAY 27, 2019 Meeting Type: ANNUAL |
||||
| Ticker: FP Security ID: F92124100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.56 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Reelect Maria van der Hoeven as Director | Management | For | For |
| 7 | Reelect Jean Lemierre as Director | Management | For | For |
| 8 | Elect Lise Croteau as Director | Management | For | For |
| 9 | Elect Valerie Della Puppa Tibi as Representative of Employee Shareholders to the Board | Management | For | For |
| A | Elect Renata Perycz as Representative of Employee Shareholders to the Board | Management | Against | Against |
| B | Elect Oliver Wernecke as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 10 | Approve Compensation of Chairman and CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| UBS GROUP AG Meeting Date: MAY 02, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: UBSG Security ID: H42097107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 3.1 | Approve Allocation of Income | Management | For | For |
| 3.2 | Approve Dividends of CHF 0.70 per Share from Capital Contribution Reserves | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 5.2 | Reelect David Sidwell as Director | Management | For | For |
| 5.3 | Reelect Jeremy Anderson as Director | Management | For | For |
| 5.4 | Reelect Reto Francioni as Director | Management | For | For |
| 5.5 | Reelect Fred Hu as Director | Management | For | For |
| 5.6 | Reelect Julie Richardson as Director | Management | For | For |
| 5.7 | Reelect Isabelle Romy as Director | Management | For | For |
| 5.8 | Reelect Robert Scully as Director | Management | For | For |
| 5.9 | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 5.10 | Reelect Dieter Wemmer as Director | Management | For | For |
| 6.1 | Elect William Dudley as Director | Management | For | For |
| 6.2 | Elect Jeanette Wong as Director | Management | For | For |
| 7.1 | Reappoint Julie Richardson as Member of the Compensation Committee | Management | For | For |
| 7.2 | Reappoint Dieter Wemmer as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Reto Francioni as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint Fred Hu as Member of the Compensation Committee | Management | For | For |
| 8.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 14.5 Million | Management | For | For |
| 8.2 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 73.3 Million | Management | For | For |
| 8.3 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | Management | For | For |
| 9 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 10 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| VALERO ENERGY CORPORATION Meeting Date: APR 30, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL |
||||
| Ticker: VLO Security ID: 91913Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director H. Paulett Eberhart | Management | For | For |
| 1B | Elect Director Joseph W. Gorder | Management | For | For |
| 1C | Elect Director Kimberly S. Greene | Management | For | For |
| 1D | Elect Director Deborah P. Majoras | Management | For | For |
| 1E | Elect Director Donald L. Nickles | Management | For | For |
| 1F | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1G | Elect Director Robert A. Profusek | Management | For | For |
| 1H | Elect Director Stephen M. Waters | Management | For | For |
| 1I | Elect Director Randall J. Weisenburger | Management | For | For |
| 1J | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VINCI SA Meeting Date: APR 17, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: DG Security ID: F5879X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.67 per Share | Management | For | For |
| 4 | Reelect Robert Castaigne as Director | Management | For | For |
| 5 | Reelect Ana Paula Pessoa as Director | Management | For | For |
| 6 | Reelect Pascale Sourisse as Director | Management | For | For |
| 7 | Elect Caroline Gregoire Sainte Marie as Director | Management | For | For |
| 8 | Elect Dominique Muller Joly-Pottuz as Representative of Employee Shareholders to the Board | Management | None | For |
| 9 | Elect Francoise Roze as Representative of Employee Shareholders to the Board | Management | None | Against |
| 10 | Elect Jarmila Matouskova as Representative of Employee Shareholders to the Board | Management | None | Against |
| 11 | Elect Jean-Charles Garaffa as Representative of Employee Shareholders to the Board | Management | None | Against |
| 12 | Renew Appointment of Deloitte Et Associes as Auditor | Management | For | For |
| 13 | Appoint PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.6 Million | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Approve Remuneration Policy for Chairman and CEO | Management | For | For |
| 17 | Approve Compensation of Xavier Huillard, Chairman and CEO | Management | For | For |
| 18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 19 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Management | For | For |
| 22 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million | Management | For | For |
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-22 | Management | For | For |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 27 | Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | For |
| 28 | Amend Article 16 of Bylaws to Comply with Legal Changes Re: Auditors | Management | For | For |
| 29 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VODAFONE GROUP PLC Meeting Date: JUL 27, 2018 Record Date: JUL 25, 2018 Meeting Type: ANNUAL |
||||
| Ticker: VOD Security ID: G93882192 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Michel Demare as Director | Management | For | For |
| 3 | Elect Margherita Della Valle as Director | Management | For | For |
| 4 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 5 | Re-elect Vittorio Colao as Director | Management | For | For |
| 6 | Re-elect Nick Read as Director | Management | For | For |
| 7 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 8 | Re-elect Dame Clara Furse as Director | Management | For | For |
| 9 | Re-elect Valerie Gooding as Director | Management | For | For |
| 10 | Re-elect Renee James as Director | Management | For | For |
| 11 | Re-elect Samuel Jonah as Director | Management | For | For |
| 12 | Re-elect Maria Amparo Moraleda Martinez as Director | Management | For | For |
| 13 | Re-elect David Nish as Director | Management | For | For |
| 14 | Approve Final Dividend | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 24 | Approve Sharesave Plan | Management | For | For |
| 25 | Adopt New Articles of Association | Management | For | For |
| WALGREENS BOOTS ALLIANCE, INC. Meeting Date: JAN 25, 2019 Record Date: NOV 26, 2018 Meeting Type: ANNUAL |
||||
| Ticker: WBA Security ID: 931427108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Janice M. Babiak | Management | For | For |
| 1c | Elect Director David J. Brailer | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Ginger L. Graham | Management | For | For |
| 1f | Elect Director John A. Lederer | Management | For | For |
| 1g | Elect Director Dominic P. Murphy | Management | For | For |
| 1h | Elect Director Stefano Pessina | Management | For | For |
| 1i | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Use GAAP for Executive Compensation Metrics | Shareholder | Against | Against |
| 7 | Report on Governance Measures Implemented Related to Opioids | Shareholder | Against | Abstain |
| 8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| WASHINGTON REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 30, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: WRE Security ID: 939653101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director William G. Byrnes | Management | For | For |
| 1.3 | Elect Director Edward S. Civera | Management | For | For |
| 1.4 | Elect Director Ellen M. Goitia | Management | For | For |
| 1.5 | Elect Director Paul T. McDermott | Management | For | For |
| 1.6 | Elect Director Thomas H. Nolan, Jr. | Management | For | For |
| 1.7 | Elect Director Anthony L. Winns | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WYNN MACAU LIMITED Meeting Date: MAY 30, 2019 Record Date: MAY 23, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 1128 Security ID: G98149100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Ian Michael Coughlan as Director | Management | For | For |
| 3b | Elect Allan Zeman as Director | Management | For | Against |
| 3c | Elect Jeffrey Kin-fung Lam as Director | Management | For | Against |
| 3d | Elect Craig S. Billings as Director | Management | For | For |
| 3e | Elect Leah Dawn Xiaowei Ye as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 5 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 9 | Approve Issuance of Shares Under the Employee Ownership Scheme | Management | For | Against |
| 10 | Adopt New Share Option Scheme, Terminate Existing Share Option Scheme and Related Transactions | Management | For | Against |
| ZURICH INSURANCE GROUP AG Meeting Date: APR 03, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: ZURN Security ID: H9870Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 19 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Reelect Michel Lies as Director and Chairman | Management | For | For |
| 4.1.2 | Reelect Joan Amble as Director | Management | For | For |
| 4.1.3 | Reelect Catherine Bessant as Director | Management | For | For |
| 4.1.4 | Reelect Alison Carnwath as Director | Management | For | For |
| 4.1.5 | Reelect Christoph Franz as Director | Management | For | For |
| 4.1.6 | Reelect Jeffrey Hayman as Director | Management | For | For |
| 4.1.7 | Reelect Monica Maechler as Director | Management | For | For |
| 4.1.8 | Reelect Kishore Mahbubani as Director | Management | For | For |
| 4.1.9 | Elect Michael Halbherr as Director | Management | For | For |
| 4.110 | Elect Jasmin Staiblin as Director | Management | For | For |
| 4.111 | Elect Barry Stowe as Director | Management | For | For |
| 4.2.1 | Reappoint Michel Lies as Member of the Compensation Committee | Management | For | For |
| 4.2.2 | Reappoint Catherine Bessant as Member of the Compensation Committee | Management | For | For |
| 4.2.3 | Reappoint Christoph Franz as Member of the Compensation Committee | Management | For | For |
| 4.2.4 | Reappoint Kishore Mahbubani as Member of the Compensation Committee | Management | For | For |
| 4.2.5 | Appoint Jasmin Staiblin as Member of the Compensation Committee | Management | For | For |
| 4.3 | Designate Andreas Keller as Independent Proxy | Management | For | For |
| 4.4 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 4.9 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 74.7 Million | Management | For | For |
| 6 | Approve CHF 174,000 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
Thornburg Global Opportunities Fund
| AENA S.M.E. SA Meeting Date: APR 09, 2019 Record Date: APR 04, 2019 Meeting Type: ANNUAL |
||||
| Ticker: AENA Security ID: E526K0106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Non-Financial Information Report | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6 | Appoint KPMG Auditores as Auditor | Management | For | For |
| 7.1 | Ratify Appointment of and Elect Maurici Lucena Betriu as Director | Management | For | Against |
| 7.2 | Ratify Appointment of and Elect Angelica Martinez Ortega as Director | Management | For | For |
| 7.3 | Ratify Appointment of and Elect Francisco Ferrer Moreno as Director | Management | For | For |
| 7.4 | Ratify Appointment of and Elect Juan Ignacio Diaz Bidart as Director | Management | For | For |
| 7.5 | Ratify Appointment of and Elect Marta Bardon Fernandez-Pacheco as Director | Management | For | For |
| 7.6 | Ratify Appointment of and Elect Josep Antoni Duran i Lleida as Director | Management | For | For |
| 7.7 | Reelect Pilar Arranz Notario as Director | Management | For | For |
| 7.8 | Reelect TCI Advisory Services LLP as Director | Management | For | For |
| 7.9 | Elect Jordi Hereu Boher as Director | Management | For | For |
| 7.10 | Elect Leticia Iglesias Herraiz as Director | Management | For | For |
| 8 | Amend Articles Re: Appointments and Remuneration Committee | Management | For | For |
| 9 | Amend Article 13.4 (v) of General Meeting Regulations Re: Appointments and Remuneration Committee | Management | For | For |
| 10 | Advisory Vote on Remuneration Report | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ALLERGAN PLC Meeting Date: MAY 01, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL |
||||
| Ticker: AGN Security ID: G0177J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nesli Basgoz | Management | For | For |
| 1b | Elect Director Joseph H. Boccuzi | Management | For | For |
| 1c | Elect Director Christopher W. Bodine | Management | For | For |
| 1d | Elect Director Adriane M. Brown | Management | For | For |
| 1e | Elect Director Christopher J. Coughlin | Management | For | For |
| 1f | Elect Director Carol Anthony (John) Davidson | Management | For | For |
| 1g | Elect Director Thomas C. Freyman | Management | For | For |
| 1h | Elect Director Michael E. Greenberg | Management | For | For |
| 1i | Elect Director Robert J. Hugin | Management | For | For |
| 1j | Elect Director Peter J. McDonnell | Management | For | For |
| 1k | Elect Director Brenton L. Saunders | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issue of Equity | Management | For | For |
| 5a | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| ALPHABET INC. Meeting Date: JUN 19, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: GOOGL Security ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director John L. Hennessy | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Alan R. Mulally | Management | For | For |
| 1.8 | Elect Director Sundar Pichai | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Adopt a Policy Prohibiting Inequitable Employment Practices | Shareholder | Against | Abstain |
| 6 | Establish Societal Risk Oversight Committee | Shareholder | Against | Abstain |
| 7 | Report on Sexual Harassment Policies | Shareholder | Against | Abstain |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 10 | Employ Advisors to Explore Alternatives to Maximize Value | Shareholder | Against | Against |
| 11 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 12 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 13 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| 14 | Report on Human Rights Risk Assessment | Shareholder | Against | Abstain |
| 15 | Adopt Compensation Clawback Policy | Shareholder | Against | For |
| 16 | Report on Policies and Risks Related to Content Governance | Shareholder | Against | Abstain |
| ALTICE EUROPE N.V. Meeting Date: JUL 10, 2018 Record Date: JUN 12, 2018 Meeting Type: SPECIAL |
||||
| Ticker: ATC Security ID: N0R25F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Elect Alain Weill as Executive Director | Management | For | For |
| 2.b | Elect Natacha Marty as Executive Director | Management | For | For |
| 2.c | Elect Thierry Sauvaire as Non-Executive Director | Management | For | For |
| 3.a | Amend Remuneration Policy of the Board of Directors | Management | For | Against |
| 3.b | Amend Remuneration of Dennis Okhuijsen | Management | For | For |
| 3.c | Approve Remuneration of Alain Weill | Management | For | Against |
| 3.d | Approve Remuneration of Natacha Marty | Management | For | Against |
| 3.e | Approve Remuneration of Thierry Sauvaire | Management | For | For |
| 3.f | Approve Remuneration of Non-Executive Directors | Management | For | Against |
| 4 | Other Business (Non-Voting) | Management | None | None |
| 5 | Close Meeting | Management | None | None |
| ATLANTIA SPA Meeting Date: APR 18, 2019 Record Date: APR 09, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ATL Security ID: T05404107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Integrate Remuneration of External Auditors | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4.a | Fix Number of Directors | Shareholder | None | For |
| 4.b.1 | Slate 1 Submitted by Sintonia SpA | Shareholder | None | For |
| 4.b.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 4.c | Elect Fabio Cerchiai as Board Chair | Shareholder | None | For |
| 4.d | Approve Remuneration of Directors | Shareholder | None | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| BARRATT DEVELOPMENTS PLC Meeting Date: OCT 17, 2018 Record Date: OCT 15, 2018 Meeting Type: ANNUAL |
||||
| Ticker: BDEV Security ID: G08288105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Approve Special Dividend | Management | For | For |
| 5 | Elect Sharon White as Director | Management | For | For |
| 6 | Re-elect John Allan as Director | Management | For | For |
| 7 | Re-elect David Thomas as Director | Management | For | For |
| 8 | Re-elect Steven Boyes as Director | Management | For | For |
| 9 | Re-elect Jessica White as Director | Management | For | For |
| 10 | Re-elect Richard Akers as Director | Management | For | For |
| 11 | Re-elect Nina Bibby as Director | Management | For | For |
| 12 | Re-elect Jock Lennox as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Approve Savings-Related Share Option Scheme | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BAYER AG Meeting Date: APR 26, 2019 Record Date: Meeting Type: ANNUAL |
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| Ticker: BAYN Security ID: D0712D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2018 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | Against |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 4 | Elect Simone Bagel-Trah to the Supervisory Board | Management | For | For |
| 5.1 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 5.2 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 6 | Ratify Deloitte GmbH as Auditors for Fiscal 2019 | Management | For | For |
| BNP PARIBAS SA Meeting Date: MAY 23, 2019 Record Date: MAY 20, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: BNP Security ID: F1058Q238 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.02 per Share | Management | For | For |
| 4 | Receive Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Jean-Laurent Bonnafe as Director | Management | For | For |
| 7 | Reelect Wouter De Ploey as Director | Management | For | For |
| 8 | Reelect Marion Guillou as Director | Management | For | For |
| 9 | Reelect Michel Tilmant as Director | Management | For | For |
| 10 | Ratify Appointment of Rajna Gibson-Brandon as Director | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 12 | Approve Remuneration Policy of CEO and Vice-CEO | Management | For | For |
| 13 | Approve Compensation of Jean Lemierre, Chairman of the Board | Management | For | For |
| 14 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 15 | Approve Compensation of Philippe Bordenave, Vice-CEO | Management | For | For |
| 16 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 02, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL |
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| Ticker: COF Security ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Richard D. Fairbank | Management | For | For |
| 1B | Elect Director Aparna Chennapragada | Management | For | For |
| 1C | Elect Director Ann Fritz Hackett | Management | For | For |
| 1D | Elect Director Peter Thomas Killalea | Management | For | For |
| 1E | Elect Director Cornelis Petrus Adrianus Joseph "Eli" Leenaars | Management | For | For |
| 1F | Elect Director Pierre E. Leroy | Management | For | For |
| 1G | Elect Director Francois Locoh-Donou | Management | For | For |
| 1H | Elect Director Peter E. Raskind | Management | For | For |
| 1I | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1J | Elect Director Bradford H. Warner | Management | For | For |
| 1K | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| CF INDUSTRIES HOLDINGS, INC. Meeting Date: MAY 08, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: CF Security ID: 125269100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Javed Ahmed | Management | For | For |
| 1b | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1c | Elect Director William Davisson | Management | For | For |
| 1d | Elect Director John W. Eaves | Management | For | For |
| 1e | Elect Director Stephen A. Furbacher | Management | For | For |
| 1f | Elect Director Stephen J. Hagge | Management | For | For |
| 1g | Elect Director John D. Johnson | Management | For | For |
| 1h | Elect Director Anne P. Noonan | Management | For | For |
| 1i | Elect Director Michael J. Toelle | Management | For | For |
| 1j | Elect Director Theresa E. Wagler | Management | For | For |
| 1k | Elect Director Celso L. White | Management | For | For |
| 1l | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| CITIGROUP INC. Meeting Date: APR 16, 2019 Record Date: FEB 19, 2019 Meeting Type: ANNUAL |
||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director John C. Dugan | Management | For | For |
| 1e | Elect Director Duncan P. Hennes | Management | For | For |
| 1f | Elect Director Peter B. Henry | Management | For | For |
| 1g | Elect Director S. Leslie Ireland | Management | For | For |
| 1h | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
| 1i | Elect Director Renee J. James | Management | For | For |
| 1j | Elect Director Eugene M. McQuade | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Diana L. Taylor | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| CNH INDUSTRIAL NV Meeting Date: NOV 29, 2018 Record Date: NOV 01, 2018 Meeting Type: SPECIAL |
||||
| Ticker: CNHI Security ID: N20944109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Elect Hubertus M. Muhlhauser as Executive Director | Management | For | For |
| 2.b | Elect Suzanne Heywood as Executive Director | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| CNH INDUSTRIAL NV Meeting Date: APR 12, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: CNHI Security ID: N20944109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Discuss Remuneration Policy | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.d | Approve Dividends of EUR 0.18 Per Share | Management | For | For |
| 2.e | Approve Discharge of Directors | Management | For | For |
| 3.a | Reelect Suzanne Heywood as Executive Director | Management | For | For |
| 3.b | Reelect Hubertus Muhlhauser as Executive Director | Management | For | For |
| 3.c | Reelect Leo W. Houle as Non-Executive Director | Management | For | For |
| 3.d | Reelect John B. Lanaway as Non-Executive Director | Management | For | For |
| 3.e | Reelect Silke C. Scheiber as Non-Executive Director | Management | For | For |
| 3.f | Reelect Jacqueline A. Tammenoms as Non-Executive Director | Management | For | For |
| 3.g | Reelect Jacques Theurillat as Non-Executive Director | Management | For | For |
| 3.h | Elect Alessandro Nasi as Non-Executive Director | Management | For | For |
| 3.i | Elect Lorenzo Simonelli as Non-Executive Director | Management | For | For |
| 4 | Ratify Ernst & Young as Auditors | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Close Meeting | Management | None | None |
| EASYJET PLC Meeting Date: FEB 07, 2019 Record Date: FEB 05, 2019 Meeting Type: ANNUAL |
||||
| Ticker: EZJ Security ID: G3030S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Ordinary Dividend | Management | For | For |
| 4 | Re-elect John Barton as Director | Management | For | For |
| 5 | Re-elect Johan Lundgren as Director | Management | For | For |
| 6 | Re-elect Andrew Findlay as Director | Management | For | For |
| 7 | Re-elect Charles Gurassa as Director | Management | For | For |
| 8 | Re-elect Dr Andreas Bierwirth as Director | Management | For | For |
| 9 | Re-elect Moya Greene as Director | Management | For | For |
| 10 | Re-elect Andy Martin as Director | Management | For | For |
| 11 | Elect Julie Southern as Director | Management | For | For |
| 12 | Elect Dr Anastassia Lauterbach as Director | Management | For | For |
| 13 | Elect Nick Leeder as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ECHOSTAR CORP. Meeting Date: APR 30, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL |
||||
| Ticker: SATS Security ID: 278768106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Stanton Dodge | Management | For | For |
| 1.2 | Elect Director Michael T. Dugan | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Anthony M. Federico | Management | For | For |
| 1.5 | Elect Director Pradman P. Kaul | Management | For | For |
| 1.6 | Elect Director C. Michael Schroeder | Management | For | For |
| 1.7 | Elect Director Jeffrey R. Tarr | Management | For | For |
| 1.8 | Elect Director William D. Wade | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ELECTRICITE DE FRANCE SA Meeting Date: MAY 16, 2019 Record Date: MAY 13, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: EDF Security ID: F2940H113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.31 per Share and Dividends of EUR 0.341 per Share to Long Term Registered Shares | Management | For | For |
| A | Approve Allocation of Income and Dividends of EUR 0.18 Per Share | Shareholder | Against | Against |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Approve Compensation of Jean-Bernard Levy, Chairman and CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 8 | Reelect Jean-Bernard Levy as Director | Management | For | For |
| 9 | Reelect Maurice Gourdault-Montagne as Director | Management | For | For |
| 10 | Reelect Michele Rousseau as Director | Management | For | For |
| 11 | Reelect Laurence Parisot as Director | Management | For | For |
| 12 | Reelect Marie-Christine Lepetit as Director | Management | For | For |
| 13 | Reelect Colette Lewiner as Director | Management | For | For |
| 14 | Elect Bruno Cremel as Director | Management | For | For |
| 15 | Elect Gilles Denoyel as Director | Management | For | For |
| 16 | Elect Philippe Petitcolin as Director | Management | For | For |
| 17 | Elect Anne Rigail as Director | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| FACEBOOK, INC. Meeting Date: MAY 30, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL |
||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | Withhold |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.5 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.6 | Elect Director Peter A. Thiel | Management | For | For |
| 1.7 | Elect Director Jeffrey D. Zients | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 8 | Disclose Board Diversity and Qualifications Matrix | Shareholder | Against | Abstain |
| 9 | Report on Content Governance | Shareholder | Against | Abstain |
| 10 | Report on Global Median Gender Pay Gap | Shareholder | Against | Abstain |
| 11 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Abstain |
| 12 | Study Strategic Alternatives Including Sale of Assets | Shareholder | Against | Abstain |
| GALAXY ENTERTAINMENT GROUP LIMITED Meeting Date: MAY 16, 2019 Record Date: MAY 09, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 27 Security ID: Y2679D118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Joseph Chee Ying Keung as Director | Management | For | For |
| 2.2 | Elect James Ross Ancell as Director | Management | For | For |
| 2.3 | Elect Charles Cheung Wai Bun as Director | Management | For | Against |
| 2.4 | Elect Michael Victor Mecca as Director | Management | For | For |
| 2.5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| HELMERICH & PAYNE, INC. Meeting Date: MAR 05, 2019 Record Date: JAN 09, 2019 Meeting Type: ANNUAL |
||||
| Ticker: HP Security ID: 423452101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Delaney M. Bellinger | Management | For | For |
| 1b | Elect Director Kevin G. Cramton | Management | For | For |
| 1c | Elect Director Randy A. Foutch | Management | For | For |
| 1d | Elect Director Hans Helmerich | Management | For | For |
| 1e | Elect Director John W. Lindsay | Management | For | For |
| 1f | Elect Director Jose R. Mas | Management | For | For |
| 1g | Elect Director Thomas A. Petrie | Management | For | For |
| 1h | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1i | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1j | Elect Director John D. Zeglis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MGM CHINA HOLDINGS LIMITED Meeting Date: MAY 24, 2019 Record Date: MAY 10, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 2282 Security ID: G60744102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3A1 | Elect James Joseph Murren as Director | Management | For | For |
| 3A2 | Elect Grant R. Bowie as Director | Management | For | For |
| 3A3 | Elect John M. McManus as Director | Management | For | For |
| 3A4 | Elect James Armin Freeman as Director | Management | For | For |
| 3A5 | Elect Sze Wan Patricia Lam as Director | Management | For | For |
| 3A6 | Elect Zhe Sun as Director | Management | For | For |
| 3B | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Amend Articles of Association | Management | For | For |
| MINERAL RESOURCES LTD. Meeting Date: NOV 22, 2018 Record Date: NOV 20, 2018 Meeting Type: ANNUAL |
||||
| Ticker: MIN Security ID: Q60976109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Peter Wade as Director | Management | For | For |
| 3 | Elect James McClements as Director | Management | For | For |
| 4 | Approve Retirement Benefits to Bruce Goulds | Management | For | For |
| NEW WORLD DEVELOPMENT CO. LTD. Meeting Date: NOV 20, 2018 Record Date: NOV 12, 2018 Meeting Type: ANNUAL |
||||
| Ticker: 17 Security ID: Y63084126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Cheng Kar-Shun, Henry as Director | Management | For | For |
| 3b | Elect Doo Wai-Hoi, William as Director | Management | For | For |
| 3c | Elect Cha Mou-Sing, Payson as Director | Management | For | For |
| 3d | Elect Cheng Kar-Shing, Peter as Director | Management | For | For |
| 3e | Elect Liang Cheung-Biu, Thomas as Director | Management | For | For |
| 3f | Elect Cheng Chi-Man, Sonia as Director | Management | For | For |
| 3g | Elect Sitt Nam-Hoi as Director | Management | For | For |
| 3h | Elect So Chung-Keung, Alfred as Director | Management | For | For |
| 3i | Elect Ip Yuk-Keung as Director | Management | For | For |
| 3j | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Approve Grant of Options Under the Share Option Scheme | Management | For | Against |
| NN GROUP NV Meeting Date: MAY 29, 2019 Record Date: MAY 01, 2019 Meeting Type: ANNUAL |
||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report 2018 | Management | None | None |
| 3 | Discuss Implementation of Remuneration Policy | Management | None | None |
| 4.A | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.B | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4.C | Approve Dividends of EUR 1.90 Per Share | Management | For | For |
| 5.A | Approve Discharge of Management Board | Management | For | For |
| 5.B | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Reelect Helene Vletter-van Dort to Supervisory Board | Management | For | For |
| 7 | Ratify KPMG as Auditors | Management | For | For |
| 8 | Grant Board Authority to Issue Shares in the Context of Issuing Contingent Convertible Securities | Management | For | For |
| 9.A.1 | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 9.A.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.A.1 | Management | For | For |
| 9.B | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Cancellation of Ordinary Shares of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 12 | Close Meeting | Management | None | None |
| OCI NV Meeting Date: MAY 29, 2019 Record Date: MAY 01, 2019 Meeting Type: ANNUAL |
||||
| Ticker: OCI Security ID: N6667A111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Director's Report (Non-Voting) | Management | None | None |
| 3 | Discuss Implementation of Remuneration Policy | Management | None | None |
| 4 | Receive Explanation on Company's Dividend Policy | Management | None | None |
| 5 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 6 | Approve Discharge of Executive Directors | Management | For | For |
| 7 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve New Executive Directors Performance Stock Unit Plan | Management | For | For |
| 10 | Reelect Nassef Sawiris as Executive Director | Management | For | For |
| 11 | Reelect Hassan Badrawi as Executive Director | Management | For | For |
| 12 | Elect Maud de Vries as Executive Director | Management | For | For |
| 13 | Reelect Michael Bennett as Non-Executive Director | Management | For | For |
| 14 | Reelect Jerome Guiraud as Non-Executive Director | Management | For | For |
| 15 | Reelect Gregory Heckman as Non-Executive Director | Management | For | For |
| 16 | Reelect Robert Jan van de Kraats as Non-Executive Director | Management | For | For |
| 17 | Reelect Anja Montijn as Non-Executive Director | Management | For | For |
| 18 | Reelect Sipko Schat as Non-Executive Director | Management | For | For |
| 19 | Reelect Jan Ter Wisch as Non-Executive Director | Management | For | For |
| 20 | Elect Dod Fraser as Non-Executive Director | Management | For | For |
| 21 | Elect David Welch as Non-Executive Director | Management | For | For |
| 22 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger Plus Additional 1 Percent for Performance Share Plan | Management | For | Against |
| 23 | Authorize Board to Exclude Preemptive Rights from Share Issuances Up to 10 Percent of Issued Share Capital Plus Additional 10 Percent Within the Context of Takeover/Merger | Management | For | Against |
| 24 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 25 | Ratify KPMG as Auditors | Management | For | For |
| 26 | Close Meeting | Management | None | None |
| PEABODY ENERGY CORP. Meeting Date: MAY 09, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL |
||||
| Ticker: BTU Security ID: 704551100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bob Malone | Management | For | For |
| 1b | Elect Director Andrea E. Bertone | Management | For | For |
| 1c | Elect Director Nicholas J. Chirekos | Management | For | For |
| 1d | Elect Director Stephen E. Gorman | Management | For | For |
| 1e | Elect Director Glenn L. Kellow | Management | For | For |
| 1f | Elect Director Joe W. Laymon | Management | For | For |
| 1g | Elect Director Teresa S. Madden | Management | For | For |
| 1h | Elect Director Kenneth W. Moore | Management | For | For |
| 1i | Elect Director Michael W. Sutherlin | Management | For | For |
| 1j | Elect Director Shaun A. Usmar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUL 05, 2018 Record Date: JUN 28, 2018 Meeting Type: ANNUAL |
||||
| Ticker: RELIANCE Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Elect P. M. S. Prasad as Director | Management | For | For |
| 4 | Elect Nikhil R. Meswani as Director | Management | For | For |
| 5 | Approve Reappointment and Remuneration of Mukesh D. Ambani as Managing Director | Management | For | For |
| 6 | Reelect Adil Zainulbhai as Director | Management | For | For |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| 8 | Approve Offer or Invitation to Subscribe to Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| RYANAIR HOLDINGS PLC Meeting Date: SEP 20, 2018 Record Date: AUG 13, 2018 Meeting Type: ANNUAL |
||||
| Ticker: RY4C Security ID: 783513203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Re-elect David Bonderman as Director | Management | For | Against |
| 3b | Re-elect Michael Cawley as Director | Management | For | For |
| 3c | Re-elect Stan McCarthy as Director | Management | For | For |
| 3d | Re-elect Kyran McLaughlin as Director | Management | For | For |
| 3e | Re-elect Howard Millar as Director | Management | For | For |
| 3f | Re-elect Dick Milliken as Director | Management | For | For |
| 3g | Re-elect Michael O'Brien as Director | Management | For | For |
| 3h | Re-elect Michael O'Leary as Director | Management | For | For |
| 3i | Re-elect Julie O'Neill as Director | Management | For | For |
| 3j | Re-elect Louise Phelan as Director | Management | For | For |
| 3k | Elect Emer Daly as Director | Management | For | For |
| 3l | Elect Roisin Brennan as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorise Market Purchase and/or Overseas Market Purchase of Ordinary Shares | Management | For | For |
| SAMSUNG ELECTRONICS CO., LTD. Meeting Date: MAR 20, 2019 Record Date: DEC 31, 2018 Meeting Type: ANNUAL |
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| Ticker: 005930 Security ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Bahk Jae-wan as Outside Director | Management | For | Abstain |
| 2.1.2 | Elect Kim Han-jo as Outside Director | Management | For | For |
| 2.1.3 | Elect Ahn Curie as Outside Director | Management | For | For |
| 2.2.1 | Elect Bahk Jae-wan as a Member of Audit Committee | Management | For | Abstain |
| 2.2.2 | Elect Kim Han-jo as a Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| T-MOBILE US, INC. Meeting Date: JUN 13, 2019 Record Date: APR 18, 2019 Meeting Type: ANNUAL |
||||
| Ticker: TMUS Security ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srikant M. Datar | Management | For | For |
| 1.2 | Elect Director Srini Gopalan | Management | For | Withhold |
| 1.3 | Elect Director Lawrence H. Guffey | Management | For | Withhold |
| 1.4 | Elect Director Timotheus Hottges | Management | For | Withhold |
| 1.5 | Elect Director Christian P. Illek | Management | For | Withhold |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | Withhold |
| 1.7 | Elect Director Raphael Kubler | Management | For | Withhold |
| 1.8 | Elect Director Thorsten Langheim | Management | For | Withhold |
| 1.9 | Elect Director John J. Legere | Management | For | Withhold |
| 1.10 | Elect Director G. Michael "Mike" Sievert | Management | For | Withhold |
| 1.11 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.12 | Elect Director Kelvin R. Westbrook | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | For |
| VESTAS WIND SYSTEMS A/S Meeting Date: APR 03, 2019 Record Date: MAR 27, 2019 Meeting Type: ANNUAL |
||||
| Ticker: VWS Security ID: K9773J128 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of DKK 7.44 Per Share | Management | For | Did Not Vote |
| 4.1 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 4.2a | Reelect Bert Nordberg as Director | Management | For | Did Not Vote |
| 4.2b | Elect Bruce Grant as New Director | Management | For | Did Not Vote |
| 4.2c | Reelect Carsten Bjerg as Director | Management | For | Did Not Vote |
| 4.2d | Elect Eva Merete Sofelde Berneke as New Director | Management | For | Did Not Vote |
| 4.2e | Elect Helle Thorning-Schmidt as New Director | Management | For | Did Not Vote |
| 4.2f | Reelect Henrik Andersen as Director | Management | For | Did Not Vote |
| 4.2g | Reelect Jens Hesselberg Lund as Director | Management | For | Did Not Vote |
| 4.2h | Reelect Lars Josefsson as Director | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors for 2018 | Management | For | Did Not Vote |
| 5.2 | Approve Remuneration of Directors for 2019 at DKK 1.28 Million for Chairman, DKK 850,000 for Vice Chairman, and DKK 425,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 7.1 | Approve DKK 6.8 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 7.2 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 8 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | None |
| WALGREENS BOOTS ALLIANCE, INC. Meeting Date: JAN 25, 2019 Record Date: NOV 26, 2018 Meeting Type: ANNUAL |
||||
| Ticker: WBA Security ID: 931427108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Janice M. Babiak | Management | For | For |
| 1c | Elect Director David J. Brailer | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Ginger L. Graham | Management | For | For |
| 1f | Elect Director John A. Lederer | Management | For | For |
| 1g | Elect Director Dominic P. Murphy | Management | For | For |
| 1h | Elect Director Stefano Pessina | Management | For | For |
| 1i | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Use GAAP for Executive Compensation Metrics | Shareholder | Against | Against |
| 7 | Report on Governance Measures Implemented Related to Opioids | Shareholder | Against | Abstain |
| 8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ZAYO GROUP HOLDINGS, INC. Meeting Date: NOV 06, 2018 Record Date: SEP 07, 2018 Meeting Type: ANNUAL |
||||
| Ticker: ZAYO Security ID: 98919V105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dan Caruso | Management | For | For |
| 1.2 | Elect Director Don Gips | Management | For | For |
| 1.3 | Elect Director Scott Drake | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Certificate of Incorporation | Management | For | For |
| 6 | Amend Stock Ownership Limitations | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement to Current Bylaws | Management | For | For |
Thornburg Developing World Fund
| AIA GROUP LIMITED Meeting Date: MAY 17, 2019 Record Date: MAY 10, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 1299 Security ID: Y002A1105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2A | Approve Special Dividend | Management | For | For |
| 2B | Approve Final Dividend | Management | For | For |
| 3 | Elect Swee-Lian Teo as Director | Management | For | For |
| 4 | Elect Narongchai Akrasanee as Director | Management | For | For |
| 5 | Elect George Yong-Boon Yeo Director | Management | For | For |
| 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7C | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| 8 | Approve Increase in Rate of Directors' Fees | Management | For | For |
| 9 | Amend Articles of Association | Management | For | For |
| ALIBABA GROUP HOLDING LTD. Meeting Date: OCT 31, 2018 Record Date: AUG 24, 2018 Meeting Type: ANNUAL |
||||
| Ticker: BABA Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | Against |
| 1.2 | Elect J. Michael Evans as Director | Management | For | Against |
| 1.3 | Elect Eric Xiandong Jing as Director | Management | For | Against |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| AZUL SA Meeting Date: APR 26, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL |
||||
| Ticker: AZUL4 Security ID: 05501U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 5 | Approve Remuneration of Company's Management | Management | For | For |
| B3 SA-BRASIL, BOLSA, BALCAO Meeting Date: APR 29, 2019 Record Date: Meeting Type: SPECIAL |
||||
| Ticker: B3SA3 Security ID: ADPV40583 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 2 | Amend Articles Re: Board of Directors | Management | For | For |
| 3 | Amend Articles | Management | For | For |
| 4 | Amend Article 76 | Management | For | Against |
| 5 | Amend Article 79 | Management | For | For |
| 6 | Amend Articles Re: Terminology and Renumbering of Articles | Management | For | For |
| 7 | Consolidate Bylaws | Management | For | For |
| 8 | Amend Restricted Stock Plan | Management | For | For |
| B3 SA-BRASIL, BOLSA, BALCAO Meeting Date: APR 29, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: B3SA3 Security ID: ADPV40583 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Fix Number of Directors at 11 | Management | For | For |
| 4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 5 | Elect Directors | Management | For | For |
| 6 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Management | None | Against |
| 7 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees? | Management | None | For |
| 8.1 | Percentage of Votes to Be Assigned - Elect Ana Carla Abrao Costa as Director | Management | None | For |
| 8.2 | Percentage of Votes to Be Assigned - Elect Antonio Carlos Quintella as Director | Management | None | For |
| 8.3 | Percentage of Votes to Be Assigned - Elect Cassiano Ricardo Scarpelli as Director | Management | None | For |
| 8.4 | Percentage of Votes to Be Assigned - Elect Claudia Farkouh Prado as Director | Management | None | For |
| 8.5 | Percentage of Votes to Be Assigned - Elect Edgar da Silva Ramos as Director | Management | None | For |
| 8.6 | Percentage of Votes to Be Assigned - Elect Eduardo Mazzilli de Vassimon as Director | Management | None | For |
| 8.7 | Percentage of Votes to Be Assigned - Elect Florian Bartunek as Director | Management | None | For |
| 8.8 | Percentage of Votes to Be Assigned - Elect Guilherme Affonso Ferreira as Director | Management | None | For |
| 8.9 | Percentage of Votes to Be Assigned - Elect Jose de Menezes Berenguer Neto as Director | Management | None | For |
| 8.10 | Percentage of Votes to Be Assigned - Elect Jose Lucas Ferreira de Melo as Director | Management | None | For |
| 8.11 | Percentage of Votes to Be Assigned - Elect Jose Roberto Machado Filho as Director | Management | None | For |
| 9 | Ratify Remuneration of Company's Management for 2018 | Management | For | For |
| 10 | Approve Remuneration of Directors | Management | For | For |
| 11 | Approve Remuneration of Company's Management | Management | For | For |
| 12 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | For |
| 13 | Elect Fiscal Council Members | Management | For | For |
| 14 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Management | None | Against |
| 15 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| B3 SA-BRASIL, BOLSA, BALCAO Meeting Date: MAY 23, 2019 Record Date: Meeting Type: SPECIAL |
||||
| Ticker: B3SA3 Security ID: ADPV40583 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 2 | Amend Articles Re: Board of Directors | Management | For | For |
| 3 | Amend Articles | Management | For | For |
| 4 | Amend Article 76 | Management | For | Against |
| 5 | Amend Article 79 | Management | For | For |
| 6 | Amend Articles Re: Terminology and Renumbering of Articles | Management | For | For |
| 7 | Consolidate Bylaws | Management | For | For |
| CHINA UNICOM (HONG KONG) LIMITED Meeting Date: MAY 10, 2019 Record Date: MAY 03, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 762 Security ID: Y1519S111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1a | Elect Wang Xiaochu as Director | Management | For | For |
| 3.1b | Elect Li Guohua as Director | Management | For | For |
| 3.1c | Elect Zhu Kebing as Director | Management | For | For |
| 3.1d | Elect Cheung Wing Lam Linus as Director | Management | For | For |
| 3.1e | Elect Wong Wai Ming as Director | Management | For | For |
| 3.2 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve KPMG and KPMG Huazhen LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| FIRST QUANTUM MINERALS LTD. Meeting Date: MAY 09, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL |
||||
| Ticker: FM Security ID: 335934105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Philip K.R. Pascall | Management | For | For |
| 2.2 | Elect Director G. Clive Newall | Management | For | For |
| 2.3 | Elect Director Kathleen A. Hogenson | Management | For | For |
| 2.4 | Elect Director Peter St. George | Management | For | For |
| 2.5 | Elect Director Andrew B. Adams | Management | For | For |
| 2.6 | Elect Director Paul Brunner | Management | For | For |
| 2.7 | Elect Director Robert Harding | Management | For | For |
| 2.8 | Elect Director Simon Scott | Management | For | For |
| 2.9 | Elect Director Joanne Warner | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP (UK) as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| GALAXY ENTERTAINMENT GROUP LIMITED Meeting Date: MAY 16, 2019 Record Date: MAY 09, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 27 Security ID: Y2679D118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Joseph Chee Ying Keung as Director | Management | For | For |
| 2.2 | Elect James Ross Ancell as Director | Management | For | For |
| 2.3 | Elect Charles Cheung Wai Bun as Director | Management | For | Against |
| 2.4 | Elect Michael Victor Mecca as Director | Management | For | For |
| 2.5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| GEELY AUTOMOBILE HOLDINGS LIMITED Meeting Date: MAY 27, 2019 Record Date: MAY 21, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 175 Security ID: G3777B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Yang Jian as Director | Management | For | For |
| 4 | Elect Ang Siu Lun, Lawrence as Director | Management | For | For |
| 5 | Elect Carl Peter Edmund Moriz Forster as Director | Management | For | For |
| 6 | Elect Yeung Sau Hung, Alex as Director | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 8 | Approve Grant Thornton Hong Kong Limited as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 11 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| GEELY AUTOMOBILE HOLDINGS LIMITED Meeting Date: JUN 10, 2019 Record Date: Meeting Type: SPECIAL |
||||
| Ticker: 175 Security ID: G3777B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve YW Acquisition Agreement and Related Transactions | Management | For | For |
| GLENCORE PLC Meeting Date: MAY 09, 2019 Record Date: MAY 07, 2019 Meeting Type: ANNUAL |
||||
| Ticker: GLEN Security ID: G39420107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Reduction of the Company's Capital Contribution Reserves | Management | For | For |
| 3 | Re-elect Anthony Hayward as Director | Management | For | For |
| 4 | Re-elect Ivan Glasenberg as Director | Management | For | For |
| 5 | Re-elect Peter Coates as Director | Management | For | For |
| 6 | Re-elect Leonhard Fischer as Director | Management | For | For |
| 7 | Re-elect Martin Gilbert as Director | Management | For | For |
| 8 | Re-elect John Mack as Director | Management | For | For |
| 9 | Re-elect Gill Marcus as Director | Management | For | For |
| 10 | Re-elect Patrice Merrin as Director | Management | For | For |
| 11 | Approve Remuneration Report | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV Meeting Date: APR 23, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
||||
| Ticker: GAPB Security ID: P4959P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reports in Compliance with Article 28, Section IV of Mexican Securities Market Law | Management | For | For |
| 2 | Approve Discharge of Directors and Officers | Management | For | For |
| 3 | Approve Individual and Consolidated Financial Statements and Approve External Auditors' Report on Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income in the Amount of MXN 4.94 Billion | Management | For | For |
| 5 | Approve Two Dividends of MXN 4.21 per Share to be Distributed on or Before Aug. 31, 2018 and Dec. 31, 2019 Respectively | Management | For | For |
| 6 | Cancel Pending Amount of MXN 1.25 Billion of Share Repurchase Approved at AGM on April 25, 2018; Set Share Repurchase Maximum Amount of MXN 1.55 Billion | Management | For | For |
| 7 | Information on Election or Ratification of Four Directors and Their Alternates of Series BB Shareholders | Management | None | None |
| 8 | Elect or Ratify Directors of Series B Shareholders that Hold 10 Percent of Share Capital | Management | None | None |
| 9 | Elect or Ratify Directors of Series B Shareholders | Management | For | For |
| 10 | Elect or Ratify Board Chairman | Management | For | For |
| 11 | Approve Remuneration of Directors for Years 2018 and 2019 | Management | For | For |
| 12 | Elect or Ratify Director of Series B Shareholders and Member of Nominations and Compensation Committee | Management | For | For |
| 13 | Elect or Ratify Chairman of Audit and Corporate Practices Committee | Management | For | For |
| 14 | Present Report Regarding Individual or Accumulated Operations Greater Than USD 3 Million | Management | None | None |
| 15 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV Meeting Date: APR 23, 2019 Record Date: APR 08, 2019 Meeting Type: SPECIAL |
||||
| Ticker: GAPB Security ID: P4959P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reduction in Capital by MXN 1.59 Billion; Amend Article 6 of Company's Bylaws Accordingly | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE SAB DE CV Meeting Date: APR 30, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: GFNORTEO Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Approve CEO's Report on Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Approve Board's Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information | Management | For | For |
| 1.c | Approve Board's Report on Operations and Activities Undertaken by Board | Management | For | For |
| 1.d | Approve Report on Activities of Audit and Corporate Practices Committee | Management | For | For |
| 1.e | Approve All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Amend Dividend Policy | Management | For | For |
| 4 | Receive Auditor's Report on Tax Position of Company | Management | None | None |
| 5.a1 | Elect Carlos Hank Gonzalez as Board Chairman | Management | For | For |
| 5.a2 | Elect Juan Antonio Gonzalez Moreno as Director | Management | For | For |
| 5.a3 | Elect David Juan Villarreal Montemayor as Director | Management | For | For |
| 5.a4 | Elect Jose Marcos Ramirez Miguel as Director | Management | For | For |
| 5.a5 | Elect Everardo Elizondo Almaguer as Director | Management | For | For |
| 5.a6 | Elect Carmen Patricia Armendariz Guerra as Director | Management | For | For |
| 5.a7 | Elect Hector Federico Reyes Retana y Dahl as Director | Management | For | For |
| 5.a8 | Elect Eduardo Livas Cantu as Director | Management | For | For |
| 5.a9 | Elect Alfredo Elias Ayub as Director | Management | For | For |
| 5.a10 | Elect Adrian Sada Cueva as Director | Management | For | For |
| 5.a11 | Elect David Penaloza Alanis as Director | Management | For | For |
| 5.a12 | Elect Jose Antonio Chedraui Eguia as Director | Management | For | For |
| 5.a13 | Elect Alfonso de Angoitia Noriega as Director | Management | For | For |
| 5.a14 | Elect Thomas Stanley Heather Rodriguez as Director | Management | For | For |
| 5.a15 | Elect Graciela Gonzalez Moreno as Alternate Director | Management | For | For |
| 5.a16 | Elect Juan Antonio Gonzalez Marcos as Alternate Director | Management | For | For |
| 5.a17 | Elect Alberto Halabe Hamui as Alternate Director | Management | For | For |
| 5.a18 | Elect Carlos de la Isla Corry as Alternate Director | Management | For | For |
| 5.a19 | Elect Diego Martinez Rueda-Chapital as Alternate Director | Management | For | For |
| 5.a20 | Elect Gerardo Salazar Viezca as Alternate Director | Management | For | For |
| 5.a21 | Elect Clemente Ismael Reyes Retana Valdes as Alternate Director | Management | For | For |
| 5.a22 | Elect Roberto Kelleher Vales as Alternate Director | Management | For | For |
| 5.a23 | Elect Isaac Becker Kabacnik as Alternate Director | Management | For | For |
| 5.a24 | Elect Jose Maria Garza Trevino as Alternate Director | Management | For | For |
| 5.a25 | Elect Carlos Cesarman Kolteniuk as Alternate Director | Management | For | For |
| 5.a26 | Elect Humberto Tafolla Nunez as Alternate Director | Management | For | For |
| 5.a27 | Elect Guadalupe Phillips Margain as Alternate Director | Management | For | For |
| 5.a28 | Elect Ricardo Maldonado Yanez as Alternate Director | Management | For | For |
| 5.b | Elect Hector Avila Flores as Board Secretary Who Will Not Be Part of Board | Management | For | For |
| 5.c | Approve Directors Liability and Indemnification | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Elect Hector Federico Reyes Retana y Dahl as Chairman of Audit and Corporate Practices Committee | Management | For | For |
| 8 | Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Reserve | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE SAB DE CV Meeting Date: MAY 30, 2019 Record Date: MAY 17, 2019 Meeting Type: SPECIAL |
||||
| Ticker: GFNORTEO Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Cash Dividends of MXN 5.54 Per Share | Management | For | For |
| 1.2 | Approve Dividend to Be Paid on June 7, 2019 | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO., LTD. Meeting Date: AUG 27, 2018 Record Date: AUG 22, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 002008 Security ID: Y3063F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Repurchase Plan | Management | For | For |
| 1.1 | Approve Share Repurchase Method | Management | For | For |
| 1.2 | Approve Price Range and Pricing Principles of Share Repurchase | Management | For | For |
| 1.3 | Approve Type, Size and Proportion to Total Share Capital of Share Repurchase | Management | For | For |
| 1.4 | Approve Total Funds and Source of Funds for Share Repurchase | Management | For | For |
| 1.5 | Approve Period of Share Repurchase | Management | For | For |
| 2 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO., LTD. Meeting Date: DEC 19, 2018 Record Date: DEC 12, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 002415 Security ID: Y3038Z105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Change of Business Scope and Amend Articles of Association | Management | For | For |
| 2 | Approve Revised Draft and Summary of Performance Share Incentive Plan | Management | For | For |
| 2.1 | Approve Criteria to Select Plan Participants | Management | For | For |
| 2.2 | Approve Source, Type and Number of Performance Shares | Management | For | For |
| 2.3 | Approve Allocation of Performance Shares | Management | For | For |
| 2.4 | Approve Granting of Performance Shares | Management | For | For |
| 2.5 | Approve Unlocking of Performance Shares | Management | For | For |
| 2.6 | Approve Conditions for Granting and Unlocking | Management | For | For |
| 2.7 | Approve Performance Shares Adjustment Methods and Procedures | Management | For | For |
| 2.8 | Approve Income of Incentive Parties | Management | For | For |
| 2.9 | Approve Rights and Obligations of the Plan Participants and the Company | Management | For | For |
| 2.10 | Approve Treatment on Special Circumstances | Management | For | For |
| 2.11 | Approve Accounting Treatment and the Impact on Company Performance | Management | For | For |
| 2.12 | Approve Development, Approval, Revision and Termination of the Plan | Management | For | For |
| 2.13 | Approve Information Disclosure | Management | For | For |
| 3 | Approve Methods to Assess the Performance of Plan Participants | Management | For | For |
| 4 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO., LTD. Meeting Date: MAY 10, 2019 Record Date: APR 30, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 002415 Security ID: Y3038Z105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Summary | Management | For | For |
| 2 | Approve Report of the Board of Directors | Management | For | For |
| 3 | Approve Report of the Board of Supervisors | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Internal Control Self-Evaluation Report | Management | For | For |
| 7 | Approve to Appoint Auditor | Management | For | For |
| 8 | Approve Related Party Transaction | Management | For | For |
| 9 | Approve Application of Credit Lines | Management | For | For |
| 10 | Approve Provision of Guarantee | Management | For | Against |
| 11 | Approve Issuance of Medium Term Notes | Management | For | For |
| 12 | Amend Authorization Management System | Management | For | For |
| 13 | Approve Amendments to Articles of Association | Management | For | For |
| 14 | Approve Repurchase and Cancellation of Performance Shares | Management | For | For |
| HAPVIDA PARTICIPACOES E INVESTIMENTOS SA Meeting Date: APR 22, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: HAPV3 Security ID: P5R526106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Company's Management | Management | For | Against |
| 4 | Elect Roberto Antonio Mendes as Independent Director | Management | For | For |
| 5 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | For |
| 6 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Meeting Date: MAY 20, 2019 Record Date: JAN 15, 2019 Meeting Type: SPECIAL |
||||
| Ticker: 1398 Security ID: Y3990B112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Hu Hao as Director | Management | For | For |
| 2 | Elect Tan Jiong as Director | Management | For | For |
| 3 | Approve Issuance of Undated Additional Tier 1 Capital Bonds | Shareholder | For | For |
| 4 | Elect Chen Siqing as Director | Shareholder | For | For |
| INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Meeting Date: JUN 20, 2019 Record Date: MAY 21, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 1398 Security ID: Y3990B112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2018 Work Report of the Board of Directors | Management | For | For |
| 2 | Approve 2018 Work Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2018 Audited Accounts | Management | For | For |
| 4 | Approve 2018 Profit Distribution Plan | Management | For | For |
| 5 | Approve 2019 Fixed Asset Investment Budget | Management | For | For |
| 6 | Approve KPMG Huazhen LLP and KPMG as External Auditors and KPMG Huazhen LLP as Internal Control Auditors | Management | For | For |
| 7 | Elect Yang Siu Shun as Director | Management | For | For |
| 8 | Elect Zhang Wei as Supervisor | Management | For | For |
| 9 | Elect Shen Bingxi as Supervisor | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 11 | Elect Lu Yongzhen as Director | Shareholder | For | For |
| INDUSTRIAL & COMMERCIAL BANK OF CHINA LTD. Meeting Date: NOV 21, 2018 Record Date: OCT 19, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 1398 Security ID: Y3990B112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Zheng Fuqing as Director | Management | For | For |
| 2 | Elect Fei Zhoulin as Director | Management | None | None |
| 3 | Elect Nout Wellink as Director | Management | For | For |
| 4 | Elect Fred Zuliu Hu as Director | Management | For | For |
| 5 | Elect Qu Qiang as Supervisor | Management | For | For |
| 6 | Approve the Payment Plan of Remuneration to Directors for 2017 | Management | For | For |
| 7 | Approve the Payment Plan of Remuneration to Supervisors for 2017 | Management | For | For |
| 8 | Approve Proposal to Issue Eligible Tier 2 Capital Instruments | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 10.01 | Approve Type of Preference Shares to be Issued in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.02 | Approve Number of Preference Shares to be Issued and Issue Size in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.03 | Approve Method of Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.04 | Approve Par Value and Issue Price in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.05 | Approve Maturity in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.06 | Approve Target Investors in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.07 | Approve Lock-Up Period in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.08 | Approve Terms of Distribution of Dividends in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.09 | Approve Terms of Mandatory Conversion in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.10 | Approve Terms of Conditional Redemption in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.11 | Approve Restrictions on Voting Rights in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.12 | Approve Restoration of Voting Rights in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.13 | Approve Order of Distribution of Residual Assets and Basis for Liquidation in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.14 | Approve Rating in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.15 | Approve Security in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.16 | Approve Use of Proceeds from the Issuance of the Domestic Preference Shares | Management | For | For |
| 10.17 | Approve Transfer in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.18 | Approve Relationship between Domestic and Offshore Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.19 | Approve Validity Period of the Resolution in Respect of the Issuance of the Domestic Preference Shares | Management | For | For |
| 10.20 | Approve The Application and Approval Procedures to be Completed for the Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 10.21 | Approve Matters Relating to Authorisation in Relation to the Domestic Preference Share Issuance Plan of the Company | Management | For | For |
| 11.01 | Approve Type of Preference Shares to be Issued in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.02 | Approve Number of Preference Shares to be Issued and Issue Size in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.03 | Approve Method of Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.04 | Approve Par Value and Issue Price in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.05 | Approve Maturity in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.06 | Approve Target Investors in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.07 | Approve Lock-Up Period in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.08 | Approve Terms of Distribution of Dividends in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.09 | Approve Terms of Mandatory Conversion in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.10 | Approve Terms of Conditional Redemption in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.11 | Approve Restrictions on Voting Rights in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.12 | Approve Restoration of Voting Rights in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.13 | Approve Order of Distribution of Residual Assets and Basis for Liquidation in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.14 | Approve Rating in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.15 | Approve Security in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.16 | Approve Use of Proceeds from the Issuance of the Offshore Preference Shares | Management | For | For |
| 11.17 | Approve Transfer in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.18 | Approve Relationship Between Offshore and Domestic Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.19 | Approve Validity Period of the Resolution in Respect of the Issuance of the Offshore Preference Shares | Management | For | For |
| 11.20 | Approve The Application and Approval Procedures to be Completed for the Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 11.21 | Approve Matters Relating to Authorization in Relation to the Offshore Preference Share Issuance Plan of the Company | Management | For | For |
| 12 | Approve Proposal on the Impact on Dilution of Immediate Returns of the Issuance of Preference Shares and the Remedial Measures of the Company | Management | For | For |
| 13 | Approve Proposal on Formulating the Shareholder Return Plan for 2018 to 2020 of the Company | Management | For | For |
| IPG PHOTONICS CORPORATION Meeting Date: MAY 30, 2019 Record Date: APR 01, 2019 Meeting Type: ANNUAL |
||||
| Ticker: IPGP Security ID: 44980X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Valentin P. Gapontsev | Management | For | For |
| 1.2 | Elect Director Eugene A. Scherbakov | Management | For | For |
| 1.3 | Elect Director Igor Samartsev | Management | For | For |
| 1.4 | Elect Director Michael C. Child | Management | For | For |
| 1.5 | Elect Director Gregory P. Dougherty | Management | For | For |
| 1.6 | Elect Director Henry E. Gauthier | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Eric Meurice | Management | For | For |
| 1.9 | Elect Director John R. Peeler | Management | For | For |
| 1.10 | Elect Director Thomas J. Seifert | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: SEP 28, 2018 Record Date: SEP 18, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | Against |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: OCT 16, 2018 Record Date: OCT 10, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Wang Yan as Non-Independent Director | Management | For | For |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: NOV 28, 2018 Record Date: NOV 22, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Li Jingren as Non-Independent Director | Management | For | For |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: MAY 29, 2019 Record Date: MAY 21, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Financial Budget Report | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve Report of the Independent Directors | Management | For | For |
| 8 | Approve to Appoint Financial and Internal Control Auditor | Management | For | For |
| LOJAS RENNER SA Meeting Date: APR 18, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: LREN3 Security ID: P6332C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 5.1 | Elect Osvaldo Burgos Schirmer as Independent Director | Management | For | For |
| 5.2 | Elect Carlos Fernando Couto de Oliveira Souto as Independent Director | Management | For | For |
| 5.3 | Elect Jose Gallo as Director | Management | For | For |
| 5.4 | Elect Fabio de Barros Pinheiro as Independent Director | Management | For | For |
| 5.5 | Elect Heinz-Peter Elstrodt as Independent Director | Management | For | For |
| 5.6 | Elect Thomas Bier Herrmann as Independent Director | Management | For | For |
| 5.7 | Elect Juliana Rozenbaum Munemori as Independent Director | Management | For | For |
| 5.8 | Elect Christiane Almeida Edington as Independent Director | Management | For | For |
| 5.9 | Elect Beatriz Pereira Carneiro Cunha as Director Appointed by Minority Shareholder | Shareholder | None | Did Not Vote |
| 6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees? | Management | None | For |
| 7.1 | Percentage of Votes to Be Assigned - Elect Osvaldo Burgos Schirmer as Independent Director | Management | None | For |
| 7.2 | Percentage of Votes to Be Assigned - Elect Carlos Fernando Couto de Oliveira Souto as Independent Director | Management | None | For |
| 7.3 | Percentage of Votes to Be Assigned - Elect Jose Gallo as Director | Management | None | For |
| 7.4 | Percentage of Votes to Be Assigned - Elect Fabio de Barros Pinheiro as Independent Director | Management | None | For |
| 7.5 | Percentage of Votes to Be Assigned - Elect Heinz-Peter Elstrodt as Independent Director | Management | None | For |
| 7.6 | Percentage of Votes to Be Assigned - Elect Thomas Bier Herrmann as Independent Director | Management | None | For |
| 7.7 | Percentage of Votes to Be Assigned - Elect Juliana Rozenbaum Munemori as Independent Director | Management | None | For |
| 7.8 | Percentage of Votes to Be Assigned - Elect Christiane Almeida Edington as Independent Director | Management | None | For |
| 7.9 | Percentage of Votes to Be Assigned - Elect Beatriz Pereira Carneiro Cunha as Director Appointed by Minority Shareholder | Management | None | Abstain |
| 8 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 9 | Approve Remuneration of Company's Management | Management | For | For |
| 10 | Fix Number of Fiscal Council Members | Management | For | For |
| 11.1 | Elect Joarez Jose Picinini as Fiscal Council Member and Ricardo Gus Maltz as Alternate | Management | For | For |
| 11.2 | Elect Cristell Lisania Justen as Fiscal Council Member and Roberto Zeller Branchi as Alternate | Management | For | Abstain |
| 11.3 | Elect Ricardo Zaffari Grechi as Fiscal Council Member and Roberto Frota Decourt as Alternate | Management | For | For |
| 11.4 | Elect Jose Eduardo Moreira Bergo as Fiscal Council Member and Isabel Cristina Bittencourt Santiago as Alternate Appointed by Minority Shareholder | Shareholder | None | For |
| 12 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| LOJAS RENNER SA Meeting Date: APR 30, 2019 Record Date: Meeting Type: SPECIAL |
||||
| Ticker: LREN3 Security ID: P6332C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Capitalization of Reserves | Management | For | For |
| 2 | Authorize Bonus Issue | Management | For | For |
| 3 | Approve Increase in Authorized Capital | Management | For | For |
| 4 | Amend Articles 5 and 6 to Reflect Changes in Share Capital and Authorized Capital Respectively | Management | For | For |
| LVMH MOET HENNESSY LOUIS VUITTON SE Meeting Date: APR 18, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: MC Security ID: F58485115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 6.00 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Sophie Chassat as Director | Management | For | For |
| 6 | Reelect Bernard Arnault as Director | Management | For | For |
| 7 | Reelect Sophie Chassat as Director | Management | For | For |
| 8 | Reelect Clara Gaymard as Director | Management | For | For |
| 9 | Reelect Hubert Vedrine as Director | Management | For | For |
| 10 | Elect Iris Knobloch as Director | Management | For | For |
| 11 | Appoint Yann Arthus-Bertrand as Censor | Management | For | Against |
| 12 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | For |
| 13 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | For |
| 14 | Approve Remuneration Policy of CEO and Chairman | Management | For | For |
| 15 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | Against |
| 21 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 50 Million | Management | For | Against |
| 22 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 24 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Management | For | Against |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 26 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 28 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million | Management | For | For |
| MIDEA GROUP CO. LTD. Meeting Date: SEP 26, 2018 Record Date: SEP 18, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 000333 Security ID: Y6S40V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2.1 | Elect Fang Hongbo as Non-Independent Director | Management | For | For |
| 2.2 | Elect Yin Bitong as Non-Independent Director | Management | For | For |
| 2.3 | Elect Zhu Fengtao as Non-Independent Director | Management | For | For |
| 2.4 | Elect Gu Yanmin as Non-Independent Director | Management | For | For |
| 2.5 | Elect He Jianfeng as Non-Independent Director | Management | For | For |
| 2.6 | Elect Yu Gang as Non-Independent Director | Management | For | For |
| 3.1 | Elect Xue Yunkui as Independent Director | Management | For | For |
| 3.2 | Elect Guan Qingyou as Independent Director | Management | For | For |
| 3.3 | Elect Han Jian as Independent Director | Management | For | For |
| 4.1 | Elect Liu Min as Supervisor | Management | For | For |
| 4.2 | Elect Zhao Jun as Supervisor | Management | For | For |
| 5 | Approve Remuneration of Independent Directors and External Directors | Management | For | For |
| 6 | Approve Provision of Guarantee to Controlled Subsidiary | Management | For | For |
| MIDEA GROUP CO. LTD. Meeting Date: DEC 21, 2018 Record Date: DEC 13, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 000333 Security ID: Y6S40V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger by Absorption via Share Swap and Issuance of Shares Complies with Relevant Laws and Regulations | Management | For | For |
| 2 | Approve Merger by Absorption Plan via Share Swap and Issuance of Shares | Management | For | For |
| 2.1 | Approve Subject Merger | Management | For | For |
| 2.2 | Approve Method of Merger | Management | For | For |
| 2.3 | Merger Effective Date and Completion Date | Management | For | For |
| 2.4 | Approve Share Type and Par Value | Management | For | For |
| 2.5 | Approve Target Subscribers | Management | For | For |
| 2.6 | Approve Issue Price of Midea Group Co., Ltd. | Management | For | For |
| 2.7 | Approve Conversion Price of Wuxi Little Swan Co., Ltd. | Management | For | For |
| 2.8 | Approve Conversion Ratio | Management | For | For |
| 2.9 | Approve Share Swap by Issuance of Shares | Management | For | For |
| 2.10 | Approve Purchase Claim of Dissident Shareholder of Midea Group Co., Ltd. | Management | For | For |
| 2.11 | Approve Cash Option for Dissident Shareholders of Wuxi Little Swan Co., Ltd. | Management | For | For |
| 2.12 | Approve Dissent Shareholder Purchase Claim Price of Midea Group Co., Ltd. and Adjustment Mechanism of Dissident Shareholders' Cash Option Price of Wuxi Little Swan Co., Ltd. | Management | For | For |
| 2.13 | Approve Conversion Implementation Date | Management | For | For |
| 2.14 | Approve Conversion Method | Management | For | For |
| 2.15 | Approve Issuance of Shares Listed for Circulation | Management | For | For |
| 2.16 | Approve Fractional Shares Processing Method | Management | For | For |
| 2.17 | Approve Handling of Limited Rights of Shares of Wuxi Little Swan Co., Ltd. | Management | For | For |
| 2.18 | Approve Distribution of Undistributed Earnings | Management | For | For |
| 2.19 | Approve Creditor's Rights and Debts Involved in the Merger | Management | For | For |
| 2.20 | Approve Attribution of Profit and Loss During the Transition Period | Management | For | For |
| 2.21 | Approve Employee Placement | Management | For | For |
| 2.22 | Approve Delivery | Management | For | For |
| 2.23 | Approve Resolution Validity Period | Management | For | For |
| 3 | Approve Draft and Summary on Merger by Absorption via Share Swap and Issuance of Shares as well as Related-party Transaction | Management | For | For |
| 4 | Approve Transaction Does Not Constitute as Related-party Transaction | Management | For | For |
| 5 | Approve Transaction Does Not Constitute as Major Asset Restructuring | Management | For | For |
| 6 | Approve Transaction Does Not Constitute as Restructure for Listing | Management | For | For |
| 7 | Approve Signing of Conditional Agreement of Share Swap and Merger by Absorption | Management | For | For |
| 8 | Approve Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies and with Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies | Management | For | For |
| 9 | Approve Transaction Complies with Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies | Management | For | For |
| 10 | Approve Relevant Financial Report | Management | For | For |
| 11 | Approve Evaluation Report on this Transaction | Management | For | For |
| 12 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | Management | For | For |
| 13 | Approve Group Dissenting Shareholders' Acquisition Claims Provider | Management | For | For |
| 14 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| MIDEA GROUP CO. LTD. Meeting Date: FEB 15, 2019 Record Date: FEB 11, 2019 Meeting Type: SPECIAL |
||||
| Ticker: 000333 Security ID: Y6S40V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| MIDEA GROUP CO. LTD. Meeting Date: MAY 13, 2019 Record Date: MAY 06, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 000333 Security ID: Y6S40V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Annual Report and Summary | Management | For | For |
| 5 | Approve Shareholder Return Plan | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve Draft and Summary on Stock Option Incentive Plan | Management | For | For |
| 8 | Approve Methods to Assess the Performance of Stock Option Incentive Plan Participants | Management | For | For |
| 9 | Approve Authorization of the Board to Handle All Related Matters to Stock Option Incentive Plan | Management | For | For |
| 10 | Approve Draft and Summary on Performance Share Incentive Plan | Management | For | For |
| 11 | Approve Methods to Assess the Performance of Performance Share Incentive Plan Participants | Management | For | For |
| 12 | Approve Authorization of the Board to Handle All Related Matters to Performance Share Incentive Plan | Management | For | For |
| 13 | Approve Draft and Summary on Fifth Phase Share Purchase Plan | Management | For | For |
| 14 | Approve Authorization of the Board to Handle All Related Matters to Fifth Phase Share Purchase Plan | Management | For | For |
| 15 | Approve Draft and Summary on Second Phase Share Purchase Plan | Management | For | For |
| 16 | Approve Authorization of the Board to Handle All Related Matters to Second Phase Share Purchase Plan | Management | For | For |
| 17 | Approve Provision of Guarantee | Management | For | For |
| 18 | Approve Report on Foreign Exchange Derivatives Business | Management | For | For |
| 19 | Approve Use of Idle Own Funds to Conduct Entrusted Asset Management | Management | For | For |
| 20 | Approve Related-party Transaction | Management | For | For |
| 21 | Approve to Appoint Auditor | Management | For | For |
| MIDEA GROUP CO., LTD. Meeting Date: JUL 23, 2018 Record Date: JUL 16, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 000333 Security ID: Y6S40V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Repurchase of the Company's Shares | Management | For | For |
| 1.1 | Approve Manner and Usage of Share Repurchase | Management | For | For |
| 1.2 | Approve Price or Price Range and Pricing Principle of the Share Repurchase | Management | For | For |
| 1.3 | Approve Total Capital and Capital Source Used for the Share Repurchase | Management | For | For |
| 1.4 | Approve Type, Number and Proportion of the Share Repurchase | Management | For | For |
| 1.5 | Approve Period of the Share Repurchase | Management | For | For |
| 2 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| NASPERS LTD. Meeting Date: AUG 24, 2018 Record Date: AUG 17, 2018 Meeting Type: ANNUAL |
||||
| Ticker: NPN Security ID: S53435103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2018 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | Management | For | For |
| 4 | Re-elect Mark Sorour as Director | Management | For | For |
| 5.1 | Re-elect Craig Enenstein as Director | Management | For | For |
| 5.2 | Re-elect Don Eriksson as Director | Management | For | For |
| 5.3 | Re-elect Hendrik du Toit as Director | Management | For | For |
| 5.4 | Re-elect Guijin Liu as Director | Management | For | For |
| 5.5 | Re-elect Roberto Oliveira de Lima as Director | Management | For | For |
| 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | For | For |
| 6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
| 6.3 | Re-elect Rachel Jafta as Member of the Audit Committee | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Approve Implementation of the Remuneration Policy | Management | For | Against |
| 9 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against |
| 10 | Authorise Board to Issue Shares for Cash | Management | For | Against |
| 11 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 1.1 | Approve Fees of the Board Chairman | Management | For | For |
| 1.2 | Approve Fees of the Board Member | Management | For | For |
| 1.3 | Approve Fees of the Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Fees of the Audit Committee Member | Management | For | For |
| 1.5 | Approve Fees of the Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Fees of the Risk Committee Member | Management | For | For |
| 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Fees of the Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Fees of the Nomination Committee Member | Management | For | For |
| 1.11 | Approve Fees of the Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Fees of the Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | For | For |
| 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| 4 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
| 5 | Authorise Repurchase of A Ordinary Shares | Management | For | Against |
| NOVARTIS AG Meeting Date: FEB 28, 2019 Record Date: JAN 25, 2019 Meeting Type: ANNUAL |
||||
| Ticker: NOVN Security ID: 66987V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.85 per Share | Management | For | For |
| 4 | Approve CHF 11.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | For |
| 6 | Approve Special Distribution by Way of a Dividend in Kind to Effect the Spin-Off of Alcon Inc. | Management | For | For |
| 7.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 8.2 Million | Management | For | For |
| 7.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 92 Million | Management | For | For |
| 7.3 | Approve Remuneration Report | Management | For | For |
| 8.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
| 8.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 8.3 | Reelect Ton Buechner as Director | Management | For | For |
| 8.4 | Reelect Srikant Datar as Director | Management | For | For |
| 8.5 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 8.6 | Reelect Ann Fudge as Director | Management | For | For |
| 8.7 | Reelect Frans van Houten as Director | Management | For | For |
| 8.8 | Reelect Andreas von Planta as Director | Management | For | For |
| 8.9 | Reelect Charles Sawyers as Director | Management | For | For |
| 8.10 | Reelect Enrico Vanni as Director | Management | For | For |
| 8.11 | Reelect William Winters as Director | Management | For | For |
| 8.12 | Elect Patrice Bula as Director | Management | For | For |
| 9.1 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 9.2 | Reappoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 9.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 9.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
| 9.5 | Appoint Patrice Bula as Member of the Compensation Committee | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 11 | Designate Peter Zahn as Independent Proxy | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| NOVATEK JSC Meeting Date: SEP 28, 2018 Record Date: SEP 04, 2018 Meeting Type: SPECIAL |
||||
| Ticker: NVTK Security ID: 669888109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends for First Half Year of Fiscal 2018 | Management | For | For |
| NOVATEK JSC Meeting Date: JAN 18, 2019 Record Date: NOV 26, 2018 Meeting Type: SPECIAL |
||||
| Ticker: NVTK Security ID: 669888109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Early Termination of Powers of Board of Directors | Management | None | None |
| 2.1 | Elect Andrey Akimov as Director | Management | None | None |
| 2.2 | Elect Arnaud La Fall as Director | Management | None | Did Not Vote |
| 2.3 | Elect Michael Borrell as Director | Management | None | Did Not Vote |
| 2.4 | Elect Bergmann Burckhard as Director | Management | None | Did Not Vote |
| 2.5 | Elect Robert Castaigne as Director | Management | None | Did Not Vote |
| 2.6 | Elect Mikhelson Leonid as Director | Management | None | Did Not Vote |
| 2.7 | Elect Natalenko Aleksandr as Director | Management | None | Did Not Vote |
| 2.8 | Elect Orlov Viktor as Director | Management | None | Did Not Vote |
| 2.9 | Elect Timchenko Gennady as Director | Management | None | None |
| NOVATEK JSC Meeting Date: APR 23, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL |
||||
| Ticker: NVTK Security ID: 669888109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Annual Report and Financial Statements | Management | For | Did Not Vote |
| 1.2 | Approve Dividends of RUB 16.81 per Share | Management | For | Did Not Vote |
| 2.1 | Elect Andrey Akimov as Director | Management | None | None |
| 2.2 | Elect Arnaud Le Foll as Director | Management | None | Did Not Vote |
| 2.3 | Elect Michael Borrell as Director | Management | None | Did Not Vote |
| 2.4 | Elect Burckhard Bergmann as Director | Management | None | Did Not Vote |
| 2.5 | Elect Robert Castaigne as Director | Management | None | Did Not Vote |
| 2.6 | Elect Leonid Mikhelson as Director | Management | None | Did Not Vote |
| 2.7 | Elect Aleksandr Natalenko as Director | Management | None | Did Not Vote |
| 2.8 | Elect Viktor Orlov as Director | Management | None | Did Not Vote |
| 2.9 | Elect Gennady Timchenko as Director | Management | None | None |
| 3.1 | Elect Olga Belyaeva as Member of Audit Commission | Management | For | Did Not Vote |
| 3.2 | Elect Anna Merzlyakova as Member of Audit Commission | Management | For | Did Not Vote |
| 3.3 | Elect Igor Ryaskov as Member of Audit Commission | Management | For | Did Not Vote |
| 3.4 | Elect Nikolay Shulikin as Member of Audit Commission | Management | For | Did Not Vote |
| 4 | Ratify Auditor | Management | For | Did Not Vote |
| 5 | Amend Regulations on Remuneration of Directors | Management | None | None |
| 6 | Approve Remuneration of Directors | Management | None | None |
| 7 | Approve Remuneration of Members of Audit Commission | Management | For | Did Not Vote |
| ODONTOPREV SA Meeting Date: APR 01, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: ODPV3 Security ID: P7344M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Company's Management | Management | For | For |
| 4 | Fix Number of Fiscal Council Members at Three | Management | For | For |
| 5 | Elect Fiscal Council Members | Management | For | For |
| 6 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Management | None | Against |
| 7 | Elect Ivan Maluf Junior as Fiscal Council Member and Eduardo da Gama Godoy as Alternate Appointed by Minority Shareholder | Shareholder | None | Did Not Vote |
| 8 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| 9 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| ODONTOPREV SA Meeting Date: APR 01, 2019 Record Date: Meeting Type: SPECIAL |
||||
| Ticker: ODPV3 Security ID: P7344M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Capitalization of Reserves and Amend Articles Accordingly | Management | For | For |
| 2 | Amend Articles/Consolidate Bylaws | Management | For | For |
| 3 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| ODONTOPREV SA Meeting Date: MAY 03, 2019 Record Date: Meeting Type: SPECIAL |
||||
| Ticker: ODPV3 Security ID: P7344M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Directors and Board Chairman | Management | For | Against |
| 2 | Approve Board Composition | Management | For | Against |
| OIL CO. LUKOIL PJSC Meeting Date: AUG 24, 2018 Record Date: JUL 30, 2018 Meeting Type: SPECIAL |
||||
| Ticker: LKOH Security ID: 69343P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | Management | For | For |
| OIL CO. LUKOIL PJSC Meeting Date: DEC 03, 2018 Record Date: NOV 08, 2018 Meeting Type: SPECIAL |
||||
| Ticker: LKOH Security ID: 69343P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends for First Nine Months of Fiscal 2018 | Management | For | For |
| 2 | Approve Remuneration of Directors | Management | For | For |
| 3 | Amend Charter | Management | For | For |
| OIL CO. LUKOIL PJSC Meeting Date: JUN 20, 2019 Record Date: MAY 24, 2019 Meeting Type: ANNUAL |
||||
| Ticker: LKOH Security ID: 69343P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 155 per Share | Management | For | For |
| 2.1 | Elect Vagit Alekperov as Director | Management | None | Against |
| 2.2 | Elect Viktor Blazheev as Director | Management | None | Against |
| 2.3 | Elect Toby Gati as Director | Management | None | Against |
| 2.4 | Elect Valerii Graifer as Director | Management | None | Against |
| 2.5 | Elect Ravil Maganov as Director | Management | None | Against |
| 2.6 | Elect Roger Munnings as Director | Management | None | Against |
| 2.7 | Elect Nikolai Nikolaev as Director | Management | None | Against |
| 2.8 | Elect Pavel Teplukhin as Director | Management | None | For |
| 2.9 | Elect Leonid Fedun as Director | Management | None | Against |
| 2.10 | Elect Liubov Khoba as Director | Management | None | Against |
| 2.11 | Elect Sergei Shatalov as Director | Management | None | Against |
| 2.12 | Elect Wolfgang Schussel as Director | Management | None | Against |
| 3.1 | Elect Ivan Vrublevskii as Member of Audit Commission | Management | For | For |
| 3.2 | Elect Artem Otrubiannikov as Member of Audit Commission | Management | For | For |
| 3.3 | Elect Pavel Suloev as Member of Audit Commission | Management | For | For |
| 4.1 | Approve Remuneration of Directors for Fiscal 2018 | Management | For | For |
| 4.2 | Approve Remuneration of New Directors for Fiscal 2019 | Management | For | For |
| 5.1 | Approve Remuneration of Members of Audit Commission for Fiscal 2018 | Management | For | For |
| 5.2 | Approve Remuneration of New Members of Audit Commission for Fiscal 2019 | Management | For | For |
| 6 | Ratify KPMG as Auditor | Management | For | For |
| 7 | Approve New Edition of Regulations on General Meetings | Management | For | Against |
| 8 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | Management | For | For |
| 9 | Approve Related-Party Transaction Re: Liability Insurance for Directors ,Executives, and Companies | Management | For | For |
| PETROLEO BRASILEIRO SA Meeting Date: APR 25, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: PETR4 Security ID: P78331140 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Daniel Alves Ferreira as Fiscal Council Member and Aloisio Macario Ferreira de Souza as Alternate Appointed by Preferred Shareholder | Shareholder | None | For |
| 2 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| PT BANK CENTRAL ASIA TBK Meeting Date: APR 11, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL |
||||
| Ticker: BBCA Security ID: Y7123P138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Changes in Board of Directors | Management | For | For |
| 4 | Approve Remuneration and Tantiem of Directors and Commissioners | Management | For | For |
| 5 | Approve Auditors | Management | For | For |
| 6 | Approve Payment of Interim Dividend | Management | For | For |
| 7 | Approve Updates in the Company's Recovery Plan | Management | For | For |
| 8 | Accept Report on the Use of Proceeds | Management | For | For |
| PT BANK CENTRAL ASIA TBK Meeting Date: JUN 20, 2019 Record Date: MAY 28, 2019 Meeting Type: SPECIAL |
||||
| Ticker: BBCA Security ID: Y7123P138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Acquisition Plan | Management | For | Against |
| PT BANK RAKYAT INDONESIA (PERSERO) TBK Meeting Date: MAY 15, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: BBRI Security ID: Y0697U112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements, Statutory Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration of Directors and Commissioners | Management | For | For |
| 4 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | Management | For | For |
| 5 | Approve Changes in Board of Company | Management | For | Against |
| QUALCOMM, INC. Meeting Date: MAR 12, 2019 Record Date: JAN 14, 2019 Meeting Type: ANNUAL |
||||
| Ticker: QCOM Security ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Mark Fields | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1d | Elect Director Ann M. Livermore | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Mark D. McLaughlin | Management | For | For |
| 1g | Elect Director Steve Mollenkopf | Management | For | For |
| 1h | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1i | Elect Director Francisco Ros | Management | For | For |
| 1j | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1k | Elect Director Neil Smit | Management | For | For |
| 1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUL 05, 2018 Record Date: JUN 28, 2018 Meeting Type: ANNUAL |
||||
| Ticker: RELIANCE Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Elect P. M. S. Prasad as Director | Management | For | For |
| 4 | Elect Nikhil R. Meswani as Director | Management | For | For |
| 5 | Approve Reappointment and Remuneration of Mukesh D. Ambani as Managing Director | Management | For | For |
| 6 | Reelect Adil Zainulbhai as Director | Management | For | For |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| 8 | Approve Offer or Invitation to Subscribe to Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 21, 2019 Record Date: APR 09, 2019 Meeting Type: ANNUAL |
||||
| Ticker: RDSB Security ID: 780259206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Neil Carson as Director | Management | For | For |
| 4 | Re-elect Ben van Beurden as Director | Management | For | For |
| 5 | Re-elect Ann Godbehere as Director | Management | For | For |
| 6 | Re-elect Euleen Goh as Director | Management | For | For |
| 7 | Re-elect Charles Holliday as Director | Management | For | For |
| 8 | Re-elect Catherine Hughes as Director | Management | For | For |
| 9 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 10 | Re-elect Roberto Setubal as Director | Management | For | For |
| 11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 12 | Re-elect Linda Stuntz as Director | Management | For | For |
| 13 | Re-elect Jessica Uhl as Director | Management | For | For |
| 14 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Withhold |
| SAMSUNG ELECTRONICS CO., LTD. Meeting Date: MAR 20, 2019 Record Date: DEC 31, 2018 Meeting Type: ANNUAL |
||||
| Ticker: 005930 Security ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Bahk Jae-wan as Outside Director | Management | For | Abstain |
| 2.1.2 | Elect Kim Han-jo as Outside Director | Management | For | For |
| 2.1.3 | Elect Ahn Curie as Outside Director | Management | For | For |
| 2.2.1 | Elect Bahk Jae-wan as a Member of Audit Committee | Management | For | Abstain |
| 2.2.2 | Elect Kim Han-jo as a Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SANLAM LTD. Meeting Date: DEC 12, 2018 Record Date: DEC 07, 2018 Meeting Type: SPECIAL |
||||
| Ticker: SLM Security ID: S7302C137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Issue of Shares to SU BEE Investment SPV (RF) Proprietary Limited | Management | For | For |
| 2 | Approve Financial Assistance to SU BEE Funding SPV (RF) Proprietary Limited in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
| 3 | Approve Financial Assistance to Ubuntu-Botho Investments Proprietary Limited in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
| 1 | Authorise Ratification of Approved Resolutions | Management | For | For |
| SANLAM LTD. Meeting Date: JUN 05, 2019 Record Date: MAY 24, 2019 Meeting Type: ANNUAL |
||||
| Ticker: SLM Security ID: S7302C137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2018 | Management | For | For |
| 2 | Reappoint Ernst & Young Incorporated as Auditors of the Company and Appoint C du Toit as the Individual and Designated Auditor | Management | For | For |
| 3.1 | Elect Shirley Zinn as Director | Management | For | For |
| 4.1 | Re-elect Patrice Motsepe as Director | Management | For | For |
| 4.2 | Re-elect Karabo Nondumo as Director | Management | For | For |
| 4.3 | Re-elect Chris Swanepoel as Director | Management | For | For |
| 4.4 | Re-elect Anton Botha as Director | Management | For | For |
| 4.5 | Re-elect Sipho Nkosi as Director | Management | For | For |
| 5.1 | Re-elect Ian Kirk as Director | Management | For | For |
| 6.1 | Re-elect Anton Botha as Member of the Audit Committee | Management | For | For |
| 6.2 | Re-elect Paul Hanratty as Member of the Audit Committee | Management | For | For |
| 6.3 | Re-elect Mathukana Mokoka as Member of the Audit Committee | Management | For | For |
| 6.4 | Re-elect Karabo Nondumo as Member of the Audit Committee | Management | For | For |
| 7.1 | Approve Remuneration Policy | Management | For | For |
| 7.2 | Approve Remuneration Implementation Report | Management | For | For |
| 8 | Approve Remuneration of Executive Directors and Non-executive Directors for the Financial Year Ended 31 December 2018 | Management | For | For |
| 9 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 10 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 11 | Authorise Ratification of Approved Resolutions | Management | For | For |
| A | Approve Remuneration of Non-executive Directors for the Period 1 July 2019 until 30 June 2020 | Management | For | For |
| B | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | For | For |
| C | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| D | Authorise Repurchase of Issued Share Capital | Management | For | For |
| E | Amend Trust Deed of the Sanlam Limited Share Incentive Trust | Management | For | For |
| SBERBANK RUSSIA OJSC Meeting Date: MAY 24, 2019 Record Date: APR 18, 2019 Meeting Type: ANNUAL |
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| Ticker: SBER Security ID: 80585Y308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of RUB 16 per Share | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers as Auditor | Management | For | For |
| 5.1 | Elect Esko Tapani Aho as Director | Management | None | For |
| 5.2 | Elect Leonid Boguslavsky as Director | Management | None | For |
| 5.3 | Elect Valery Goreglyad as Director | Management | None | Against |
| 5.4 | Elect Herman Gref as Director | Management | None | Against |
| 5.5 | Elect Bella Zlatkis as Director | Management | None | Against |
| 5.6 | Elect Nadezhda Ivanova as Director | Management | None | Against |
| 5.7 | Elect Sergey Ignatyev as Director | Management | None | Against |
| 5.8 | Elect Nikolay Kudryavtsev as Director | Management | None | For |
| 5.9 | Elect Alexander Kuleshov as Director | Management | None | For |
| 5.10 | Elect Gennady Melikyan as Director | Management | None | For |
| 5.11 | Elect Maksim Oreshkin as Director | Management | None | Against |
| 5.12 | Elect Olga Skorobogatova as Director | Management | None | Against |
| 5.13 | Elect Nadia Wells as Director | Management | None | For |
| 5.14 | Elect Sergey Shvetsov as Director | Management | None | Against |
| 6.1 | Elect Herman Gref as CEO | Management | For | For |
| 7 | Approve New Edition of Charter | Management | For | Against |
| 8 | Approve New Edition of Regulations on Supervisory Board | Management | For | Against |
| 9 | Approve New Edition of Regulations on Management | Management | For | Against |
| 10.1 | Elect Alexey Bogatov as Member of Audit Commission | Management | For | For |
| 10.2 | Elect Natalya Borodina as Member of Audit Commission | Management | For | For |
| 10.3 | Elect Maria Voloshina as Member of Audit Commission | Management | For | For |
| 10.4 | Elect Tatyana Domanskaya as Member of Audit Commission | Management | For | For |
| 10.5 | Elect Yulia Isakhanova as Member of Audit Commission | Management | For | For |
| 10.6 | Elect Irina Litvinova as Member of Audit Commission | Management | For | For |
| 10.7 | Elect Alexey Minenko as Member of Audit Commission | Management | For | For |
| SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Meeting Date: JUN 28, 2019 Record Date: JUN 19, 2019 Meeting Type: ANNUAL |
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| Ticker: 600009 Security ID: Y7682X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Profit Distribution | Management | For | For |
| 5 | Approve to Appoint Financial Auditor | Management | For | For |
| 6 | Approve to Appoint Internal Control Auditor | Management | For | For |
| 7 | Approve Amendments to Articles of Association | Management | For | For |
| 8.1 | Elect Jia Ruijun as Non-Independent Director | Management | For | For |
| 8.2 | Elect Hu Zhihong as Non-Independent Director | Management | For | For |
| 8.3 | Elect Wang Xu as Non-Independent Director | Management | For | For |
| 8.4 | Elect Tang Bo as Non-Independent Director | Management | For | For |
| 8.5 | Elect Yang Peng as Non-Independent Director | Management | For | For |
| 8.6 | Elect Huang Zhenglin as Non-Independent Director | Management | For | For |
| 9.1 | Elect He Wanpeng as Independent Director | Management | For | For |
| 9.2 | Elect You Jianxin as Independent Director | Management | For | For |
| 9.3 | Elect Li Yingqi as Independent Director | Management | For | For |
| 10.1 | Elect Shen Shujun as Supervisor | Management | For | For |
| 10.2 | Elect Si Xiaolu as Supervisor | Management | For | For |
| 10.3 | Elect Liu Shaojie as Supervisor | Management | For | For |
| SOCIEDAD QUIMICA Y MINERA DE CHILE SA Meeting Date: APR 25, 2019 Record Date: APR 04, 2019 Meeting Type: ANNUAL |
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| Ticker: SQM.B Security ID: 833635105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint Auditors, Account Inspectors and Risk Assessment Companies | Management | For | For |
| 3 | Approve Report Regarding Related-Party Transactions | Management | For | For |
| 4 | Approve Investment and Financing Policy | Management | For | For |
| 5 | Approve Allocation of Income and Dividends | Management | For | For |
| 6 | Approve Dividend Policy | Management | For | For |
| 7 | Approve Report on Board's Expenses | Management | For | For |
| 8A | Elect Directors | Management | For | Abstain |
| 8B | Elect Laurence Golborne as Director Representing Series B Shareholders | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| 10 | Receive Matters Related to Directors' Committee, Audit Committee, Corporate Governance Committee and Health, Safety and Environmental Committee | Management | For | For |
| 11 | Other Business | Management | For | Against |
| SUNNY OPTICAL TECHNOLOGY (GROUP) COMPANY LIMITED Meeting Date: MAY 28, 2019 Record Date: MAY 22, 2019 Meeting Type: ANNUAL |
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| Ticker: 2382 Security ID: G8586D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Sun Yang as Director | Management | For | For |
| 3b | Elect Zhang Yuqing as Director | Management | For | For |
| 3c | Elect Shao Yang Dong as Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as External Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 05, 2019 Record Date: APR 03, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 2330 Security ID: Y84629107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5.1 | Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director | Management | For | For |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 15, 2019 Record Date: MAY 08, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Jacobus Petrus (Koos) Bekker as Director | Management | For | For |
| 3b | Elect Ian Charles Stone as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 15, 2019 Record Date: MAY 08, 2019 Meeting Type: SPECIAL |
||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme | Management | For | Against |
| UNILEVER NV Meeting Date: MAY 01, 2019 Record Date: APR 03, 2019 Meeting Type: ANNUAL |
||||
| Ticker: UNA Security ID: 904784709 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discussion of the Annual Report and Accounts for the 2018 Financial Year | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Discharge of Executive Board Members | Management | For | For |
| 5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 6 | Reelect N S Andersen as Non-Executive Director | Management | For | For |
| 7 | Reelect L M Cha as Non-Executive Director | Management | For | For |
| 8 | Reelect V Colao as Non-Executive Director | Management | For | For |
| 9 | Reelect M Dekkers as Non-Executive Director | Management | For | For |
| 10 | Reelect J Hartmann as Non-Executive Director | Management | For | For |
| 11 | Reelect A Jung as Non-Executive Director | Management | For | For |
| 12 | Reelect M Ma as Non-Executive Director | Management | For | For |
| 13 | Reelect S Masiyiwa as Non-Executive Director | Management | For | For |
| 14 | Reelect Y Moon as Non-Executive Director | Management | For | For |
| 15 | Reelect G Pitkethly as Executive Director | Management | For | For |
| 16 | Reelect J Rishton as Non-Executive Director | Management | For | For |
| 17 | Reelect F Sijbesma as Non-Executive Director | Management | For | For |
| 18 | Elect A Jope as Executive Director | Management | For | For |
| 19 | Elect S Kilsby as Non-Executive Director | Management | For | For |
| 20 | Ratify KPMG as Auditors | Management | For | For |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital and Depositary Receipts | Management | For | For |
| 22 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares and Depositary Receipts Thereof | Management | For | For |
| 23 | Grant Board Authority to Issue Shares | Management | For | For |
| 24 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | For | For |
| 25 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition Purposes | Management | For | For |
| VIETNAM DAIRY PRODUCTS CORP. Meeting Date: APR 19, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: VNM Security ID: Y9365V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2018 Audited Financial Statements | Management | For | For |
| 2 | Approve Report of Board of Directors for Financial Year Ended 2018 | Management | For | For |
| 3 | Approve 2018 Dividends | Management | For | For |
| 4 | Approve 2019 Business Targets | Management | For | For |
| 5 | Approve 2019 Dividends | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Approve 2019 Remuneration of Board of Directors | Management | For | For |
| 8 | Approve Additional Business Line | Management | For | For |
| 9 | Amend Articles of Association | Management | For | For |
| 10 | Other Business | Management | For | Against |
| YANDEX NV Meeting Date: JUN 27, 2019 Record Date: MAY 30, 2019 Meeting Type: ANNUAL |
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| Ticker: YNDX Security ID: N97284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve to Extend the Period for Preparing the Annual Account for the Financial Year 2018 | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4 | Reelect Rogier Rijnja as Non-Executive Director | Management | For | For |
| 5 | Reelect Charles Ryan as Non-Executive Director | Management | For | For |
| 6 | Reelect Alexander Voloshin as Non-Executive Director | Management | For | Against |
| 7 | Elect Mikhail Parakhin as Non-Executive Director | Management | For | Against |
| 8 | Elect Tigran Khudaverdyan as Executive Director | Management | For | Against |
| 9 | Approve Cancellation of Outstanding Class C Shares | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend 2016 Equity Incentive Plan | Management | For | Against |
| 12 | Grant Board Authority to Issue Class A Shares and Preference Shares | Management | For | Against |
| 13 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
| 14 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
Thornburg Better World International Fund
| AENA S.M.E. SA Meeting Date: APR 09, 2019 Record Date: APR 04, 2019 Meeting Type: ANNUAL |
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| Ticker: AENA Security ID: E526K0106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Non-Financial Information Report | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6 | Appoint KPMG Auditores as Auditor | Management | For | For |
| 7.1 | Ratify Appointment of and Elect Maurici Lucena Betriu as Director | Management | For | Against |
| 7.2 | Ratify Appointment of and Elect Angelica Martinez Ortega as Director | Management | For | For |
| 7.3 | Ratify Appointment of and Elect Francisco Ferrer Moreno as Director | Management | For | For |
| 7.4 | Ratify Appointment of and Elect Juan Ignacio Diaz Bidart as Director | Management | For | For |
| 7.5 | Ratify Appointment of and Elect Marta Bardon Fernandez-Pacheco as Director | Management | For | For |
| 7.6 | Ratify Appointment of and Elect Josep Antoni Duran i Lleida as Director | Management | For | For |
| 7.7 | Reelect Pilar Arranz Notario as Director | Management | For | For |
| 7.8 | Reelect TCI Advisory Services LLP as Director | Management | For | For |
| 7.9 | Elect Jordi Hereu Boher as Director | Management | For | For |
| 7.10 | Elect Leticia Iglesias Herraiz as Director | Management | For | For |
| 8 | Amend Articles Re: Appointments and Remuneration Committee | Management | For | For |
| 9 | Amend Article 13.4 (v) of General Meeting Regulations Re: Appointments and Remuneration Committee | Management | For | For |
| 10 | Advisory Vote on Remuneration Report | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| AIA GROUP LIMITED Meeting Date: MAY 17, 2019 Record Date: MAY 10, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 1299 Security ID: Y002A1105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2A | Approve Special Dividend | Management | For | For |
| 2B | Approve Final Dividend | Management | For | For |
| 3 | Elect Swee-Lian Teo as Director | Management | For | For |
| 4 | Elect Narongchai Akrasanee as Director | Management | For | For |
| 5 | Elect George Yong-Boon Yeo Director | Management | For | For |
| 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7C | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| 8 | Approve Increase in Rate of Directors' Fees | Management | For | For |
| 9 | Amend Articles of Association | Management | For | For |
| ALIBABA GROUP HOLDING LTD. Meeting Date: OCT 31, 2018 Record Date: AUG 24, 2018 Meeting Type: ANNUAL |
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| Ticker: BABA Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | Against |
| 1.2 | Elect J. Michael Evans as Director | Management | For | Against |
| 1.3 | Elect Eric Xiandong Jing as Director | Management | For | Against |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| ASML HOLDING NV Meeting Date: APR 24, 2019 Record Date: MAR 27, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ASML Security ID: N07059202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3.a | Discuss Remuneration Policy | Management | None | None |
| 3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 3.d | Approve Dividends of EUR 2.10 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Amend Remuneration Policy | Management | For | For |
| 6 | Approve 200,000 Performance Shares for Board of Management | Management | For | For |
| 7 | Discussion of Updated Supervisory Board Profile | Management | None | None |
| 8.a | Reelect G.J. Kleisterlee to Supervisory Board | Management | For | For |
| 8.b | Reelect A.P. Aris to Supervisory Board | Management | For | For |
| 8.c | Reelect R.D. Schwalb to Supervisory Board | Management | For | For |
| 8.d | Reelect W.H. Ziebart to Supervisory Board | Management | For | For |
| 8.e | Receive Retirement Schedule of the Supervisory Board | Management | None | None |
| 9 | Approve Remuneration of Supervisory Board | Management | For | For |
| 10 | Ratify KPMG as Auditors | Management | For | For |
| 11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.a | Management | For | For |
| 11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.c | Management | For | For |
| 12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| ASSA ABLOY AB Meeting Date: APR 25, 2019 Record Date: APR 17, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ASSA.B Security ID: W0817X204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive President's Report | Management | None | None |
| 8.a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 8.c | Receive Board's Proposal on Distribution of Profits | Management | None | None |
| 9.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9.b | Approve Allocation of Income and Dividends of SEK 3.50 Per Share | Management | For | For |
| 9.c | Approve Discharge of Board and President | Management | For | For |
| 10 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | For |
| 11.a | Approve Remuneration of Directors in the Amount of SEK 2.35 million for Chairman, SEK 900,000 for Vice Chairman and SEK 685,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 11.b | Approve Remuneration of Auditors | Management | For | For |
| 12.a | Reelect Lars Renstrom (Chairman), Carl Douglas (Vice Chair), Eva Karlsson, Birgitta Klasen, Lena Olving, Sofia Schorling Hogberg and Jan Svensson as Directors | Management | For | For |
| 12.b | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 14 | Authorize Class B Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 15 | Approve Performance Share Matching Plan LTI 2019 | Management | For | For |
| 16 | Close Meeting | Management | None | None |
| AXA SA Meeting Date: APR 24, 2019 Record Date: APR 19, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: CS Security ID: F06106102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.34 per Share | Management | For | For |
| 4 | Approve Compensation of Denis Duverne, Chairman of the Board | Management | For | For |
| 5 | Approve Compensation of Thomas Buberl, CEO | Management | For | For |
| 6 | Approve Remuneration Policy of Denis Duverne, Chairman of the Board | Management | For | For |
| 7 | Approve Remuneration Policy of Thomas Buberl, CEO | Management | For | For |
| 8 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 9 | Reelect Jean-Pierre Clamadieu as Director | Management | For | For |
| 10 | Ratify Appointment of Elaine Sarsynski as Director | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 16 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 17 | Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million | Management | For | For |
| 20 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 23 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 24 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Pension Contribution | Management | For | For |
| 25 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BNP PARIBAS SA Meeting Date: MAY 23, 2019 Record Date: MAY 20, 2019 Meeting Type: ANNUAL/SPECIAL |
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| Ticker: BNP Security ID: F1058Q238 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.02 per Share | Management | For | For |
| 4 | Receive Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Jean-Laurent Bonnafe as Director | Management | For | For |
| 7 | Reelect Wouter De Ploey as Director | Management | For | For |
| 8 | Reelect Marion Guillou as Director | Management | For | For |
| 9 | Reelect Michel Tilmant as Director | Management | For | For |
| 10 | Ratify Appointment of Rajna Gibson-Brandon as Director | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 12 | Approve Remuneration Policy of CEO and Vice-CEO | Management | For | For |
| 13 | Approve Compensation of Jean Lemierre, Chairman of the Board | Management | For | For |
| 14 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 15 | Approve Compensation of Philippe Bordenave, Vice-CEO | Management | For | For |
| 16 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BRENNTAG AG Meeting Date: JUN 13, 2019 Record Date: Meeting Type: ANNUAL |
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| Ticker: BNR Security ID: D12459117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | Management | For | For |
| CNH INDUSTRIAL NV Meeting Date: NOV 29, 2018 Record Date: NOV 01, 2018 Meeting Type: SPECIAL |
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| Ticker: CNHI Security ID: N20944109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Elect Hubertus M. Muhlhauser as Executive Director | Management | For | For |
| 2.b | Elect Suzanne Heywood as Executive Director | Management | For | Against |
| 3 | Close Meeting | Management | None | None |
| CNH INDUSTRIAL NV Meeting Date: APR 12, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
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| Ticker: CNHI Security ID: N20944109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Discuss Remuneration Policy | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.d | Approve Dividends of EUR 0.18 Per Share | Management | For | For |
| 2.e | Approve Discharge of Directors | Management | For | For |
| 3.a | Reelect Suzanne Heywood as Executive Director | Management | For | For |
| 3.b | Reelect Hubertus Muhlhauser as Executive Director | Management | For | For |
| 3.c | Reelect Leo W. Houle as Non-Executive Director | Management | For | For |
| 3.d | Reelect John B. Lanaway as Non-Executive Director | Management | For | For |
| 3.e | Reelect Silke C. Scheiber as Non-Executive Director | Management | For | For |
| 3.f | Reelect Jacqueline A. Tammenoms as Non-Executive Director | Management | For | For |
| 3.g | Reelect Jacques Theurillat as Non-Executive Director | Management | For | For |
| 3.h | Elect Alessandro Nasi as Non-Executive Director | Management | For | For |
| 3.i | Elect Lorenzo Simonelli as Non-Executive Director | Management | For | For |
| 4 | Ratify Ernst & Young as Auditors | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Close Meeting | Management | None | None |
| COMPASS GROUP PLC Meeting Date: FEB 07, 2019 Record Date: FEB 05, 2019 Meeting Type: ANNUAL |
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| Ticker: CPG Security ID: G23296208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect John Bryant as Director | Management | For | For |
| 5 | Elect Anne-Francoise Nesmes as Director | Management | For | For |
| 6 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 7 | Re-elect Gary Green as Director | Management | For | For |
| 8 | Re-elect Carol Arrowsmith as Director | Management | For | For |
| 9 | Re-elect John Bason as Director | Management | For | For |
| 10 | Re-elect Stefan Bomhard as Director | Management | For | For |
| 11 | Re-elect Nelson Silva as Director | Management | For | For |
| 12 | Re-elect Ireena Vittal as Director | Management | For | For |
| 13 | Re-elect Paul Walsh as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Approve Payment of Full Fees Payable to Non-executive Directors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| CRH PLC Meeting Date: APR 25, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL |
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| Ticker: CRH Security ID: G25508105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Approve Increase in the Limit of the Aggregate Fees for Non-executive Directors | Management | For | For |
| 6a | Re-elect Richard Boucher as Director | Management | For | For |
| 6b | Re-elect Nicky Hartery as Director | Management | For | For |
| 6c | Re-elect Patrick Kennedy as Director | Management | For | For |
| 6d | Re-elect Heather McSharry as Director | Management | For | For |
| 6e | Re-elect Albert Manifold as Director | Management | For | For |
| 6f | Re-elect Senan Murphy as Director | Management | For | For |
| 6g | Re-elect Gillian Platt as Director | Management | For | For |
| 6h | Elect Mary Rhinehart as Director | Management | For | For |
| 6i | Re-elect Lucinda Riches as Director | Management | For | For |
| 6j | Re-elect Henk Rottinghuis as Director | Management | For | For |
| 6k | Elect Siobhan Talbot as Director | Management | For | For |
| 6l | Re-elect William Teuber Jr. as Director | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Reappoint Ernst & Young as Auditors | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise Reissuance of Treasury Shares | Management | For | For |
| 14 | Approve Scrip Dividend | Management | For | For |
| DEUTSCHE TELEKOM AG Meeting Date: MAR 28, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: DTE Security ID: D2035M136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | Against |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | Against |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 6 | Elect Lars Hinrichs to the Supervisory Board | Management | For | Against |
| 7 | Elect Karl-Heinz Streibich to the Supervisory Board | Management | For | Against |
| 8 | Elect Rolf Boesinger to the Supervisory Board | Management | For | For |
| DNB ASA Meeting Date: APR 30, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL |
||||
| Ticker: DNB Security ID: R1640U124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | None | None |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.25 Per Share | Management | For | Did Not Vote |
| 5a | Approve Suggested Remuneration Policy And Other Terms of Employment For Executive Management (Consultative Vote) | Management | For | Did Not Vote |
| 5b | Approve Binding Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 6 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Auditors of NOK 598,000 | Management | For | Did Not Vote |
| 8 | Approve NOK 240.5 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 9 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 10 | Adopt New Articles of Association | Management | For | Did Not Vote |
| 11 | Reelect Karl-Christian Agerup as Director; Elect Gro Bakstad as New Director | Management | For | Did Not Vote |
| 12 | Elect Jan Tore Fosund and Andre Stoylen as New Members of Nominating Committee | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Directors in the Amount of NOK 546,000 for Chairman, NOK 376,000 for Vice Chairman and NOK 376,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Nominating Committee | Management | For | Did Not Vote |
| ENEL SPA Meeting Date: MAY 16, 2019 Record Date: MAY 07, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ENEL Security ID: T3679P115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4.1 | Slate 1 Submitted by Italian Ministry of Economy and Finance | Shareholder | None | For |
| 4.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 5 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Long-Term Incentive Plan | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| EQUINIX, INC. Meeting Date: MAY 30, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: EQIX Security ID: 29444U700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Nanci Caldwell | Management | For | For |
| 1.3 | Elect Director Gary Hromadko | Management | For | For |
| 1.4 | Elect Director Scott Kriens | Management | For | For |
| 1.5 | Elect Director William Luby | Management | For | For |
| 1.6 | Elect Director Irving Lyons, III | Management | For | For |
| 1.7 | Elect Director Charles Meyers | Management | For | For |
| 1.8 | Elect Director Christopher Paisley | Management | For | For |
| 1.9 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | For |
| FERGUSON PLC Meeting Date: NOV 29, 2018 Record Date: NOV 27, 2018 Meeting Type: ANNUAL |
||||
| Ticker: FERG Security ID: G3408R113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Tessa Bamford as Director | Management | For | For |
| 6 | Re-elect Gareth Davis as Director | Management | For | For |
| 7 | Re-elect John Martin as Director | Management | For | For |
| 8 | Re-elect Kevin Murphy as Director | Management | For | For |
| 9 | Re-elect Alan Murray as Director | Management | For | For |
| 10 | Re-elect Michael Powell as Director | Management | For | For |
| 11 | Re-elect Darren Shapland as Director | Management | For | For |
| 12 | Re-elect Dr Nadia Shouraboura as Director | Management | For | For |
| 13 | Re-elect Jacqueline Simmonds as Director | Management | For | For |
| 14 | Approve Increase in the Maximum Aggregate Remuneration Payable to Non-executive Directors | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| FERGUSON PLC Meeting Date: APR 29, 2019 Record Date: APR 25, 2019 Meeting Type: SPECIAL |
||||
| Ticker: FERG Security ID: G3408R113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Introduction of a New Jersey Incorporated and UK Tax-resident Holding Company | Management | For | For |
| 2 | Approve Cancellation of Share Premium Account | Management | For | For |
| 3 | Approve Delisting of Ordinary Shares from the Official List | Management | For | For |
| 4 | Approve Change of Company Name to Ferguson Holdings Limited; Amend Memorandum of Association | Management | For | For |
| 5 | Adopt New Articles of Association | Management | For | For |
| 6 | Approve Employee Share Purchase Plan, International Sharesave Plan and Long Term Incentive Plan | Management | For | For |
| FERGUSON PLC Meeting Date: APR 29, 2019 Record Date: APR 25, 2019 Meeting Type: COURT |
||||
| Ticker: FERG Security ID: G3408R113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| FOCUSED PHOTONICS (HANGZHOU), INC. Meeting Date: SEP 18, 2018 Record Date: SEP 13, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 300203 Security ID: Y2574T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Change of Business Scope and Amend Articles of Association | Management | For | For |
| FOCUSED PHOTONICS (HANGZHOU), INC. Meeting Date: OCT 31, 2018 Record Date: OCT 25, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 300203 Security ID: Y2574T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Repurchase Plan | Management | For | For |
| 1.1 | Approve Purpose and Usage of Share Repurchase | Management | For | For |
| 1.2 | Approve Method of Share Repurchase | Management | For | For |
| 1.3 | Approve Price or Price Range and Pricing Principles of Share Repurchase | Management | For | For |
| 1.4 | Approve Type, Size and Proportion to Total Share Capital of Share Repurchase | Management | For | For |
| 1.5 | Approve Total Funds and Source of Funds for Share Repurchase | Management | For | For |
| 1.6 | Approve Period of Share Repurchase | Management | For | For |
| 1.7 | Approve Resolution Validity Period | Management | For | For |
| 2 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| FOCUSED PHOTONICS (HANGZHOU), INC. Meeting Date: DEC 18, 2018 Record Date: DEC 12, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 300203 Security ID: Y2574T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Authorization of the Board to Implement Share Repurchase | Shareholder | For | For |
| FOCUSED PHOTONICS (HANGZHOU), INC. Meeting Date: MAY 23, 2019 Record Date: MAY 17, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 300203 Security ID: Y2574T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Appointment of Auditor | Management | For | For |
| 7 | Approve Remuneration of Director and Senior Management Members and 2019 Remuneration Plan | Management | For | For |
| 8 | Approve Amendments to Articles of Association | Management | For | For |
| 9.1 | Elect Ye Huajun as Non-Independent Director | Management | For | For |
| 9.2 | Elect Sun Yue as Non-Independent Director | Management | For | For |
| 10.1 | Elect Zhang Chengjie as Independent Director | Management | For | For |
| 10.2 | Elect Liu Weiping as Independent Director | Management | For | For |
| 10.3 | Elect Xu Yaming as Independent Director | Management | For | For |
| 11.1 | Elect Wei Junzheng as Supervisor | Management | For | For |
| 11.2 | Elect Peng Dunliang as Supervisor | Management | For | For |
| FRESENIUS MEDICAL CARE AG & CO. KGAA Meeting Date: MAY 16, 2019 Record Date: APR 24, 2019 Meeting Type: ANNUAL |
||||
| Ticker: FME Security ID: D2734Z107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2018 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1.17 per Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5.1 | Ratify KMPG AG as Auditors for Fiscal 2019 | Management | For | For |
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for Interim Financial Statements 2020 | Management | For | For |
| 6.1 | Elect Gregor Zuend to the Supervisory Board | Management | For | For |
| 6.2 | Elect Dorothea Wenzel to the Supervisory Board | Management | For | For |
| GRANDVISION NV Meeting Date: APR 26, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL |
||||
| Ticker: GVNV Security ID: N36915200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Discuss Report of Management and Supervisory Board Including Corporate Governance | Management | None | None |
| 2.b | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3.b | Approve Dividends of EUR 0.33 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Reelect M. F. Groot to Supervisory Board | Management | For | For |
| 6 | Elect R. Meijerman to Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9.a | Grant Board Authority to Issue Shares up to 10 Percent of Issued Capital | Management | For | For |
| 9.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Close Meeting | Management | None | None |
| GRANDVISION NV Meeting Date: MAY 15, 2019 Record Date: APR 17, 2019 Meeting Type: SPECIAL |
||||
| Ticker: GVNV Security ID: N36915200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect W. Eelman to Management Board | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV Meeting Date: APR 23, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
||||
| Ticker: GAPB Security ID: P4959P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reports in Compliance with Article 28, Section IV of Mexican Securities Market Law | Management | For | For |
| 2 | Approve Discharge of Directors and Officers | Management | For | For |
| 3 | Approve Individual and Consolidated Financial Statements and Approve External Auditors' Report on Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income in the Amount of MXN 4.94 Billion | Management | For | For |
| 5 | Approve Two Dividends of MXN 4.21 per Share to be Distributed on or Before Aug. 31, 2018 and Dec. 31, 2019 Respectively | Management | For | For |
| 6 | Cancel Pending Amount of MXN 1.25 Billion of Share Repurchase Approved at AGM on April 25, 2018; Set Share Repurchase Maximum Amount of MXN 1.55 Billion | Management | For | For |
| 7 | Information on Election or Ratification of Four Directors and Their Alternates of Series BB Shareholders | Management | None | None |
| 8 | Elect or Ratify Directors of Series B Shareholders that Hold 10 Percent of Share Capital | Management | None | None |
| 9 | Elect or Ratify Directors of Series B Shareholders | Management | For | For |
| 10 | Elect or Ratify Board Chairman | Management | For | For |
| 11 | Approve Remuneration of Directors for Years 2018 and 2019 | Management | For | For |
| 12 | Elect or Ratify Director of Series B Shareholders and Member of Nominations and Compensation Committee | Management | For | For |
| 13 | Elect or Ratify Chairman of Audit and Corporate Practices Committee | Management | For | For |
| 14 | Present Report Regarding Individual or Accumulated Operations Greater Than USD 3 Million | Management | None | None |
| 15 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV Meeting Date: APR 23, 2019 Record Date: APR 08, 2019 Meeting Type: SPECIAL |
||||
| Ticker: GAPB Security ID: P4959P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reduction in Capital by MXN 1.59 Billion; Amend Article 6 of Company's Bylaws Accordingly | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| HENKEL AG & CO. KGAA Meeting Date: APR 08, 2019 Record Date: MAR 17, 2019 Meeting Type: SPECIAL |
||||
| Ticker: HEN3 Security ID: D3207M110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Information on Resolution of Ordinary General Meeting to Create EUR 43.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights (Non-Voting) | Management | None | None |
| 2 | Approve Creation of EUR 43.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Against |
| HOYA CORP. Meeting Date: JUN 26, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 7741 Security ID: J22848105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Uchinaga, Yukako | Management | For | For |
| 1.2 | Elect Director Urano, Mitsudo | Management | For | For |
| 1.3 | Elect Director Takasu, Takeo | Management | For | For |
| 1.4 | Elect Director Kaihori, Shuzo | Management | For | For |
| 1.5 | Elect Director Yoshihara, Hiroaki | Management | For | For |
| 1.6 | Elect Director Suzuki, Hiroshi | Management | For | For |
| INDUSTRIA DE DISENO TEXTIL (INDITEX) Meeting Date: JUL 17, 2018 Record Date: JUL 12, 2018 Meeting Type: ANNUAL |
||||
| Ticker: ITX Security ID: E6282J125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Discharge of Board | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4.a | Reelect Rodrigo Echenique Gordillo as Director | Management | For | For |
| 4.b | Elect Pilar Lopez Alvarez as Director | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 7 | Advisory Vote on Remuneration Report | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| INFINEON TECHNOLOGIES AG Meeting Date: FEB 21, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: IFX Security ID: D35415104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.27 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| ING GROEP NV Meeting Date: APR 23, 2019 Record Date: MAR 26, 2019 Meeting Type: ANNUAL |
||||
| Ticker: INGA Security ID: N4578E595 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Announcements on Sustainability | Management | None | None |
| 2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.d | Discuss Remuneration Report | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3.b | Approve Dividends of EUR 0.68 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | Against |
| 4.b | Approve Discharge of Supervisory Board | Management | For | Against |
| 5 | Ratify KPMG as Auditors | Management | For | For |
| 6 | Elect Tanate Phutrakul to Executive Board | Management | For | For |
| 7.a | Reelect Mariana Gheorghe to Supervisory Board | Management | For | For |
| 7.b | Elect Mike Rees to Supervisory Board | Management | For | For |
| 7.c | Elect Herna Verhagen to Supervisory Board | Management | For | For |
| 8.a | Grant Board Authority to Issue Shares | Management | For | For |
| 8.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| INTESA SANPAOLO SPA Meeting Date: APR 30, 2019 Record Date: APR 17, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ISP Security ID: T55067101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Approve Allocation of Income | Management | For | For |
| 1.c | Accept Financial Statements and Statutory Reports of Intesa Sanpaolo Group Services ScpA | Management | For | For |
| 1.d | Accept Financial Statements and Statutory Reports of Cassa di Risparmio di Pistoia e della Lucchesia SpA | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3.a | Fix Number of Directors | Shareholder | None | For |
| 3.b.1 | Slate 1 Submitted by Compagnia di Sanpaolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, Fondazione Cassa di Risparmio di Firenze and Fondazione Cassa di Risparmio in Bologna | Shareholder | None | Did Not Vote |
| 3.b.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 3.c | Elect Massimo Gian Maria Gros-Pietro as Board Chair and Paolo Andrea Colombo as Vice-Chairman | Shareholder | None | For |
| 4.a | Approve Remuneration Policies for Directors | Management | For | For |
| 4.b | Approve Remuneration of Directors | Management | For | Against |
| 4.c | Approve Remuneration and Incentive Policies of the Intesa Sanpaolo Group for 2019 | Management | For | For |
| 4.d | Approve Fixed-Variable Compensation Ratio | Management | For | For |
| 4.e | Approve Severance Payments Policy | Management | For | For |
| 4.f | Approve 2018 Annual Incentive Plan | Management | For | For |
| 4.g | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service 2018 Annual Incentive Plan | Management | For | For |
| 5 | Approve Renunciation of Legal Action Against Former Chairman and Former General Manager of the Merged Subsidiary Banca Monte Parma SpA | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| KAO CORP. Meeting Date: MAR 26, 2019 Record Date: DEC 31, 2018 Meeting Type: ANNUAL |
||||
| Ticker: 4452 Security ID: J30642169 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2.1 | Elect Director Sawada, Michitaka | Management | For | For |
| 2.2 | Elect Director Takeuchi, Toshiaki | Management | For | For |
| 2.3 | Elect Director Hasebe, Yoshihiro | Management | For | For |
| 2.4 | Elect Director Matsuda, Tomoharu | Management | For | For |
| 2.5 | Elect Director Kadonaga, Sonosuke | Management | For | For |
| 2.6 | Elect Director Shinobe, Osamu | Management | For | For |
| 2.7 | Elect Director Mukai, Chiaki | Management | For | For |
| 2.8 | Elect Director Hayashi, Nobuhide | Management | For | For |
| 3 | Appoint Statutory Auditor Aoki, Hideko | Management | For | For |
| 4 | Approve Compensation Ceiling for Statutory Auditors | Management | For | For |
| KNORR-BREMSE AG Meeting Date: JUN 18, 2019 Record Date: MAY 27, 2019 Meeting Type: ANNUAL |
||||
| Ticker: KBX Security ID: D4S43E114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.75 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| LONZA GROUP AG Meeting Date: APR 18, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: LONN Security ID: H50524133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Capital Contribution Reserves | Management | For | For |
| 5.1.1 | Reelect Patrick Aebischer as Director | Management | For | For |
| 5.1.2 | Reelect Werner Bauer as Director | Management | For | For |
| 5.1.3 | Reelect Albert Baehny as Director | Management | For | For |
| 5.1.4 | Reelect Angelica Kohlmann as Director | Management | For | For |
| 5.1.5 | Reelect Christoph Maeder as Director | Management | For | For |
| 5.1.6 | Reelect Barbara Richmond as Director | Management | For | For |
| 5.1.7 | Reelect Margot Scheltema as Director | Management | For | For |
| 5.1.8 | Reelect Juergen Steinemann as Director | Management | For | For |
| 5.1.9 | Reelect Olivier Verscheure as Director | Management | For | For |
| 5.2 | Reelect Albert Baehny as Board Chairman | Management | For | For |
| 5.3.1 | Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.2 | Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.3 | Reappoint Juergen Steinmann as Member of the Nomination and Compensation Committee | Management | For | For |
| 6 | Ratify KPMG AG as Auditors | Management | For | For |
| 7 | Designate Daniel Pluess as Independent Proxy | Management | For | For |
| 8 | Approve Remuneration of Directors in the Amount of CHF 2.9 Million | Management | For | For |
| 9.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5 Million | Management | For | For |
| 9.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 5.2 Million | Management | For | For |
| 9.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 13.4 Million | Management | For | For |
| 10 | Approve Creation of CHF 7.5 Million Pool of Authorized Capital without Preemptive Rights | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| MIDEA GROUP CO., LTD. Meeting Date: JUL 23, 2018 Record Date: JUL 16, 2018 Meeting Type: SPECIAL |
||||
| Ticker: 000333 Security ID: Y6S40V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Repurchase of the Company's Shares | Management | For | For |
| 1.1 | Approve Manner and Usage of Share Repurchase | Management | For | For |
| 1.2 | Approve Price or Price Range and Pricing Principle of the Share Repurchase | Management | For | For |
| 1.3 | Approve Total Capital and Capital Source Used for the Share Repurchase | Management | For | For |
| 1.4 | Approve Type, Number and Proportion of the Share Repurchase | Management | For | For |
| 1.5 | Approve Period of the Share Repurchase | Management | For | For |
| 2 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| MONDI PLC Meeting Date: MAY 09, 2019 Record Date: MAY 07, 2019 Meeting Type: ANNUAL |
||||
| Ticker: MNDI Security ID: G6258S107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Tanya Fratto as Director | Management | For | For |
| 2 | Re-elect Stephen Harris as Director | Management | For | For |
| 3 | Re-elect Andrew King as Director | Management | For | For |
| 4 | Re-elect Peter Oswald as Director | Management | For | For |
| 5 | Re-elect Fred Phaswana as Director | Management | For | For |
| 6 | Re-elect Dominique Reiniche as Director | Management | For | For |
| 7 | Re-elect David Williams as Director | Management | For | For |
| 8 | Re-elect Stephen Young as Director | Management | For | For |
| 9 | Re-elect Tanya Fratto as Member of the DLC Audit Committee | Management | For | For |
| 10 | Re-elect Stephen Harris as Member of the DLC Audit Committee | Management | For | For |
| 11 | Re-elect Stephen Young as Member of the DLC Audit Committee | Management | For | For |
| 12 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 13 | Approve Remuneration Policy | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Approve Non-executive Directors' Fees | Management | For | For |
| 16 | Approve Final Dividend | Management | For | For |
| 17 | Reappoint PricewaterhouseCoopers Inc as Auditors | Management | For | For |
| 18 | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Approve Financial Assistance in Terms of Section 44 and/or 45 of the SA Companies Act | Management | For | For |
| 20 | Place Authorised but Unissued Ordinary Shares Under Control of Directors | Management | For | For |
| 21 | Place Authorised but Unissued Special Converting Shares Under Control of Directors | Management | For | For |
| 22 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 23 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 24 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 25 | Approve Remuneration Report | Management | For | For |
| 26 | Approve Final Dividend | Management | For | For |
| 27 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 28 | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 29 | Authorise Issue of Equity | Management | For | For |
| 30 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 31 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 32 | Approve Matters Relating to the Simplification | Management | For | For |
| 33 | Amend Articles of Association of Mondi plc | Management | For | For |
| 34 | Approve Cancellation of All Deferred Shares of Mondi plc | Management | For | For |
| 35 | Amend Memorandum of Incorporation of Mondi Limited | Management | For | For |
| 36 | Approve Cancellation of All Deferred Shares of Mondi Limited | Management | For | For |
| 37 | Authorise Issue of Non-Voting Shares to Mondi plc | Management | For | For |
| 38 | Adopt New Articles of Association | Management | For | For |
| 39 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 40 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| NIPPON TELEGRAPH & TELEPHONE CORP. Meeting Date: JUN 25, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 9432 Security ID: J59396101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 95 | Management | For | For |
| 2.1 | Elect Director Oka, Atsuko | Management | For | For |
| 2.2 | Elect Director Sakamura, Ken | Management | For | For |
| 2.3 | Elect Director Takegawa, Keiko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Ide, Akiko | Management | For | For |
| 3.2 | Appoint Statutory Auditor Maezawa, Takao | Management | For | For |
| 3.3 | Appoint Statutory Auditor Iida, Takashi | Management | For | For |
| 3.4 | Appoint Statutory Auditor Kanda, Hideki | Management | For | For |
| 3.5 | Appoint Statutory Auditor Kashima, Kaoru | Management | For | For |
| 4 | Remove Existing Director Shimada, Akira | Shareholder | Against | Against |
| NN GROUP NV Meeting Date: MAY 29, 2019 Record Date: MAY 01, 2019 Meeting Type: ANNUAL |
||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report 2018 | Management | None | None |
| 3 | Discuss Implementation of Remuneration Policy | Management | None | None |
| 4.A | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.B | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4.C | Approve Dividends of EUR 1.90 Per Share | Management | For | For |
| 5.A | Approve Discharge of Management Board | Management | For | For |
| 5.B | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Reelect Helene Vletter-van Dort to Supervisory Board | Management | For | For |
| 7 | Ratify KPMG as Auditors | Management | For | For |
| 8 | Grant Board Authority to Issue Shares in the Context of Issuing Contingent Convertible Securities | Management | For | For |
| 9.A.1 | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 9.A.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.A.1 | Management | For | For |
| 9.B | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Cancellation of Ordinary Shares of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 12 | Close Meeting | Management | None | None |
| NOMAD FOODS LIMITED Meeting Date: JUN 19, 2019 Record Date: MAY 03, 2019 Meeting Type: ANNUAL |
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| Ticker: NOMD Security ID: G6564A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Ellis Franklin | Management | For | For |
| 1.2 | Elect Director Noam Gottesman | Management | For | For |
| 1.3 | Elect Director Ian G.H. Ashken | Management | For | For |
| 1.4 | Elect Director Stefan Descheemaeker | Management | For | For |
| 1.5 | Elect Director Mohamed Elsarky | Management | For | For |
| 1.6 | Elect Director Jeremy Isaacs | Management | For | For |
| 1.7 | Elect Director James E. Lillie | Management | For | For |
| 1.8 | Elect Director Stuart M. MacFarlane | Management | For | For |
| 1.9 | Elect Director Lord Myners of Truro | Management | For | For |
| 1.10 | Elect Director Victoria Parry | Management | For | For |
| 1.11 | Elect Director Simon White | Management | For | For |
| 1.12 | Elect Director Samy Zekhout | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NOVARTIS AG Meeting Date: FEB 28, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: NOVN Security ID: H5820Q150 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Against |
| 3 | Approve Allocation of Income and Dividends of CHF 2.85 per Share | Management | For | For |
| 4 | Approve CHF 11.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | For |
| 6 | Approve Special Distribution by Way of a Dividend in Kind to Effect the Spin-Off of Alcon Inc. | Management | For | For |
| 7.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 8.2 Million | Management | For | For |
| 7.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 92 Million | Management | For | For |
| 7.3 | Approve Remuneration Report | Management | For | For |
| 8.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | Against |
| 8.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 8.3 | Reelect Ton Buechner as Director | Management | For | For |
| 8.4 | Reelect Srikant Datar as Director | Management | For | For |
| 8.5 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 8.6 | Reelect Ann Fudge as Director | Management | For | For |
| 8.7 | Reelect Frans van Houten as Director | Management | For | For |
| 8.8 | Reelect Andreas von Planta as Director | Management | For | For |
| 8.9 | Reelect Charles Sawyers as Director | Management | For | For |
| 8.10 | Reelect Enrico Vanni as Director | Management | For | For |
| 8.11 | Reelect William Winters as Director | Management | For | For |
| 8.12 | Elect Patrice Bula as Director | Management | For | For |
| 9.1 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 9.2 | Reappoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 9.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 9.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
| 9.5 | Appoint Patrice Bula as Member of the Compensation Committee | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 11 | Designate Peter Zahn as Independent Proxy | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| NXP SEMICONDUCTORS NV Meeting Date: JUN 17, 2019 Record Date: MAY 20, 2019 Meeting Type: ANNUAL |
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| Ticker: NXPI Security ID: N6596X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Discuss Implementation of Remuneration Policy | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2d | Approve Discharge of Board Members | Management | For | For |
| 3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3d | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
| 3e | Elect Lena Olving as Non-Executive Director | Management | For | For |
| 3f | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3g | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3h | Elect Jasmin Staiblin as Non-Executive Director | Management | For | For |
| 3i | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3j | Elect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | For |
| 4a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 4b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 5 | Approve NXP 2019 Omnibus Incentive Plan | Management | For | Against |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 8 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| ORANGE SA Meeting Date: MAY 21, 2019 Record Date: MAY 16, 2019 Meeting Type: ANNUAL/SPECIAL |
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| Ticker: ORA Security ID: F6866T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Elect Anne-Gabrielle Heilbronner as Director | Management | For | For |
| 6 | Reelect Alexandre Bompard as Director | Management | For | For |
| 7 | Reelect Helle Kristoffersen as Director | Management | For | For |
| 8 | Reelect Jean-Michel Severino as Director | Management | For | For |
| 9 | Reelect Anne Lange as Director | Management | For | For |
| 10 | Approve Compensation of Stephane Richard, Chairman and CEO | Management | For | For |
| 11 | Approve Compensation of Ramon Fernandez, Vice-CEO | Management | For | For |
| 12 | Approve Compensation of Gervais Pellissier, Vice-CEO | Management | For | For |
| 13 | Approve Remuneration Policy of the Chairman and CEO | Management | For | For |
| 14 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
| 17 | Allow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer | Management | For | Against |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 19 | Allow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer | Management | For | Against |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 21 | Allow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer | Management | For | Against |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21 | Management | For | Against |
| 23 | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | Management | For | For |
| 24 | Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer | Management | For | Against |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 26 | Allow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer | Management | For | Against |
| 27 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million | Management | For | For |
| 28 | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers | Management | For | For |
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 30 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Management | For | Against |
| 31 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 32 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.55 per Share | Shareholder | Against | Against |
| B | Amend Article 13 of Bylaws Re: Overboarding of Directors | Shareholder | Against | Against |
| C | Amend Employee Stock Purchase Plans in Favor of Employees | Shareholder | Against | Against |
| D | Authorize up to 0.04 Percent of Issued Capital for Use in Restricted Stock Plans in Favor of Employees | Shareholder | Against | Against |
| PRYSMIAN SPA Meeting Date: JUN 05, 2019 Record Date: MAY 27, 2019 Meeting Type: ANNUAL |
||||
| Ticker: PRY Security ID: T7630L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Elect Francesco Gori as Director | Management | For | For |
| 4.1 | Slate 1 Submitted by Clubtre SpA | Shareholder | None | For |
| 4.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 5 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| RECKITT BENCKISER GROUP PLC Meeting Date: MAY 09, 2019 Record Date: MAY 07, 2019 Meeting Type: ANNUAL |
||||
| Ticker: RB Security ID: G74079107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Nicandro Durante as Director | Management | For | For |
| 6 | Re-elect Mary Harris as Director | Management | For | For |
| 7 | Re-elect Adrian Hennah as Director | Management | For | For |
| 8 | Re-elect Rakesh Kapoor as Director | Management | For | For |
| 9 | Re-elect Pam Kirby as Director | Management | For | For |
| 10 | Re-elect Chris Sinclair as Director | Management | For | For |
| 11 | Re-elect Warren Tucker as Director | Management | For | For |
| 12 | Elect Andrew Bonfield as Director | Management | For | For |
| 13 | Elect Mehmood Khan as Director | Management | For | For |
| 14 | Elect Elane Stock as Director | Management | For | For |
| 15 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Approve Deferred Bonus Plan | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| RESONA HOLDINGS, INC. Meeting Date: JUN 21, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL |
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| Ticker: 8308 Security ID: J6448E106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Higashi, Kazuhiro | Management | For | For |
| 1.2 | Elect Director Iwanaga, Shoichi | Management | For | For |
| 1.3 | Elect Director Fukuoka, Satoshi | Management | For | For |
| 1.4 | Elect Director Minami, Masahiro | Management | For | For |
| 1.5 | Elect Director Isono, Kaoru | Management | For | For |
| 1.6 | Elect Director Sanuki, Yoko | Management | For | For |
| 1.7 | Elect Director Urano, Mitsudo | Management | For | For |
| 1.8 | Elect Director Matsui, Tadamitsu | Management | For | For |
| 1.9 | Elect Director Sato, Hidehiko | Management | For | For |
| 1.10 | Elect Director Baba, Chiharu | Management | For | For |
| 1.11 | Elect Director Iwata, Kimie | Management | For | For |
| 2 | Amend Articles to Hand over Petition Calling for Abolition of Negative Interest Rate Policy to Governor of the Bank of Japan | Shareholder | Against | Against |
| ROYAL BANK OF SCOTLAND GROUP PLC Meeting Date: FEB 06, 2019 Record Date: FEB 04, 2019 Meeting Type: SPECIAL |
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| Ticker: RBS Security ID: G7S86Z172 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
| ROYAL BANK OF SCOTLAND GROUP PLC Meeting Date: APR 25, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL |
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| Ticker: RBS Security ID: G7S86Z172 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Approve Special Dividend | Management | For | For |
| 5 | Re-elect Howard Davies as Director | Management | For | For |
| 6 | Re-elect Ross McEwan as Director | Management | For | For |
| 7 | Elect Katie Murray as Director | Management | For | For |
| 8 | Re-elect Frank Dangeard as Director | Management | For | For |
| 9 | Re-elect Alison Davis as Director | Management | For | For |
| 10 | Elect Patrick Flynn as Director | Management | For | For |
| 11 | Re-elect Morten Friis as Director | Management | For | For |
| 12 | Re-elect Robert Gillespie as Director | Management | For | For |
| 13 | Re-elect Baroness Noakes as Director | Management | For | For |
| 14 | Re-elect Mike Rogers as Director | Management | For | For |
| 15 | Re-elect Mark Seligman as Director | Management | For | For |
| 16 | Re-elect Dr Lena Wilson as Director | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 18 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Issue of Equity in Relation to the Issue of Equity Convertible Notes | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Equity Convertible Notes | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 25 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 27 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
| 28 | Establish Shareholder Committee | Shareholder | Against | Against |
| SAP SE Meeting Date: MAY 15, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL |
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| Ticker: SAP Security ID: D66992104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| 6.1 | Elect Hasso Plattner to the Supervisory Board | Management | For | For |
| 6.2 | Elect Pekka Ala-Pietila to the Supervisory Board | Management | For | For |
| 6.3 | Elect Aicha Evans to the Supervisory Board | Management | For | For |
| 6.4 | Elect Diane Greene to the Supervisory Board | Management | For | For |
| 6.5 | Elect Gesche Joost to the Supervisory Board | Management | For | For |
| 6.6 | Elect Bernard Liautaud to the Supervisory Board | Management | For | For |
| 6.7 | Elect Gerhard Oswald to the Supervisory Board | Management | For | For |
| 6.8 | Elect Friederike Rotsch to the Supervisory Board | Management | For | For |
| 6.9 | Elect Gunnar Wiedenfels to the Supervisory Board | Management | For | For |
| SGS SA Meeting Date: MAR 22, 2019 Record Date: Meeting Type: ANNUAL |
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| Ticker: SGSN Security ID: H7485A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 78.00 per Share | Management | For | For |
| 4.1a | Reelect Paul Desmarais as Director | Management | For | Against |
| 4.1b | Reelect August Francois von Finck as Director | Management | For | Against |
| 4.1c | Reelect Ian Gallienne as Director | Management | For | Against |
| 4.1d | Reelect Cornelius Grupp as Director | Management | For | For |
| 4.1e | Reelect Peter Kalantzis as Director | Management | For | For |
| 4.1f | Reelect Gerard Lamarche as Director | Management | For | Against |
| 4.1g | Reelect Shelby du Pasquier as Director | Management | For | Against |
| 4.1h | Elect Luitpold von Finck as Director | Management | For | Against |
| 4.1i | Elect Calvin Grieder as Director | Management | For | For |
| 4.1j | Elect Kory Sorenson as Director | Management | For | Against |
| 4.2 | Elect Peter Kalantzis as Board Chairman | Management | For | For |
| 4.3.1 | Reappoint August Francois von Finck as Member of the Compensation Committee | Management | For | Against |
| 4.3.2 | Reappoint Ian Gallienne as Member of the Compensation Committee | Management | For | Against |
| 4.3.3 | Appoint Calvin Grieder as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Appoint Shelby du Pasquier as Member of the Compensation Committee | Management | For | Against |
| 4.4 | Ratify Deloitte SA as Auditors | Management | For | For |
| 4.5 | Designate Jeandin & Defacqz as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 2.3 Million | Management | For | For |
| 5.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 14 Million | Management | For | Against |
| 5.3 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 5.2 Million | Management | For | For |
| 6 | Approve CHF 68,000 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Creation of CHF 500,000 Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Adopt Bilingual Articles of Association | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Meeting Date: JUN 28, 2019 Record Date: JUN 19, 2019 Meeting Type: ANNUAL |
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| Ticker: 600009 Security ID: Y7682X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Profit Distribution | Management | For | For |
| 5 | Approve to Appoint Financial Auditor | Management | For | For |
| 6 | Approve to Appoint Internal Control Auditor | Management | For | For |
| 7 | Approve Amendments to Articles of Association | Management | For | For |
| 8.1 | Elect Jia Ruijun as Non-Independent Director | Management | For | For |
| 8.2 | Elect Hu Zhihong as Non-Independent Director | Management | For | For |
| 8.3 | Elect Wang Xu as Non-Independent Director | Management | For | For |
| 8.4 | Elect Tang Bo as Non-Independent Director | Management | For | For |
| 8.5 | Elect Yang Peng as Non-Independent Director | Management | For | For |
| 8.6 | Elect Huang Zhenglin as Non-Independent Director | Management | For | For |
| 9.1 | Elect He Wanpeng as Independent Director | Management | For | For |
| 9.2 | Elect You Jianxin as Independent Director | Management | For | For |
| 9.3 | Elect Li Yingqi as Independent Director | Management | For | For |
| 10.1 | Elect Shen Shujun as Supervisor | Management | For | For |
| 10.2 | Elect Si Xiaolu as Supervisor | Management | For | For |
| 10.3 | Elect Liu Shaojie as Supervisor | Management | For | For |
| SIKA AG Meeting Date: APR 09, 2019 Record Date: Meeting Type: ANNUAL |
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| Ticker: SIKA Security ID: H7631K273 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 2.05 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Reelect Paul Haelg as Director | Management | For | For |
| 4.1.2 | Reelect Frits van Dijk as Director | Management | For | For |
| 4.1.3 | Reelect Monika Ribar as Director | Management | For | For |
| 4.1.4 | Reelect Daniel Sauter as Director | Management | For | For |
| 4.1.5 | Reelect Christoph Tobler as Director | Management | For | For |
| 4.1.6 | Reelect Justin Howell as Director | Management | For | For |
| 4.2.1 | Elect Thierry Vanlancker as Director | Management | For | For |
| 4.2.2 | Elect Victor Balli as Director | Management | For | For |
| 4.3 | Reelect Paul Haelg as Board Chairman | Management | For | For |
| 4.4.1 | Reappoint Frits van Dijk as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4.2 | Reappoint Daniel Sauter as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4.3 | Reappoint Justin Howell as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.5 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.6 | Designate Jost Windlin as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration Report (Non-Binding) | Management | For | Against |
| 5.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Management | For | For |
| 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 19.5 Million | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | For | Against |
| SONY CORP. Meeting Date: JUN 18, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL |
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| Ticker: 6758 Security ID: J76379106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.2 | Elect Director Totoki, Hiroki | Management | For | For |
| 1.3 | Elect Director Sumi, Shuzo | Management | For | For |
| 1.4 | Elect Director Tim Schaaff | Management | For | For |
| 1.5 | Elect Director Matsunaga, Kazuo | Management | For | For |
| 1.6 | Elect Director Miyata, Koichi | Management | For | For |
| 1.7 | Elect Director John V. Roos | Management | For | For |
| 1.8 | Elect Director Sakurai, Eriko | Management | For | For |
| 1.9 | Elect Director Minakawa, Kunihito | Management | For | For |
| 1.10 | Elect Director Oka, Toshiko | Management | For | For |
| 1.11 | Elect Director Akiyama, Sakie | Management | For | For |
| 1.12 | Elect Director Wendy Becker | Management | For | For |
| 1.13 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 05, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL |
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| Ticker: 2330 Security ID: 874039100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5.1 | Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director | Management | For | For |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 15, 2019 Record Date: MAY 08, 2019 Meeting Type: ANNUAL |
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| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Jacobus Petrus (Koos) Bekker as Director | Management | For | For |
| 3b | Elect Ian Charles Stone as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 15, 2019 Record Date: MAY 08, 2019 Meeting Type: SPECIAL |
||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme | Management | For | Against |
| TERUMO CORP. Meeting Date: JUN 21, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 4543 Security ID: J83173104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 27 | Management | For | For |
| 2.1 | Elect Director Mimura, Takayoshi | Management | For | For |
| 2.2 | Elect Director Sato, Shinjiro | Management | For | For |
| 2.3 | Elect Director Takagi, Toshiaki | Management | For | For |
| 2.4 | Elect Director Hatano, Shoji | Management | For | For |
| 2.5 | Elect Director Nishikawa, Kyo | Management | For | For |
| 2.6 | Elect Director Mori, Ikuo | Management | For | For |
| 2.7 | Elect Director Ueda, Ryuzo | Management | For | For |
| 2.8 | Elect Director Kuroda,Yukiko | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Kimura, Yoshihiro | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Nakamura, Masaichi | Management | For | For |
| 3.3 | Elect Director and Audit Committee Member Uno, Soichiro | Management | For | For |
| 4 | Elect Alternate Director and Audit Committee Member Sakaguchi, Koichi | Management | For | For |
| 5 | Approve Restricted Stock Plan | Management | For | For |
| THE WEIR GROUP PLC Meeting Date: APR 30, 2019 Record Date: APR 26, 2019 Meeting Type: ANNUAL |
||||
| Ticker: WEIR Security ID: G95248137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Amend Share Reward Plan and All-Employee Share Ownership Plan | Management | For | For |
| 5 | Elect Engelbert Haan as Director | Management | For | For |
| 6 | Elect Cal Collins as Director | Management | For | For |
| 7 | Re-elect Clare Chapman as Director | Management | For | For |
| 8 | Re-elect Barbara Jeremiah as Director | Management | For | For |
| 9 | Re-elect Stephen Young as Director | Management | For | For |
| 10 | Re-elect Charles Berry as Director | Management | For | For |
| 11 | Re-elect Jon Stanton as Director | Management | For | For |
| 12 | Re-elect John Heasley as Director | Management | For | For |
| 13 | Re-elect Mary Jo Jacobi as Director | Management | For | For |
| 14 | Re-elect Sir Jim McDonald as Director | Management | For | For |
| 15 | Re-elect Richard Menell as Director | Management | For | Against |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 22, 2019 Record Date: MAR 27, 2019 Meeting Type: ANNUAL |
||||
| Ticker: TMO Security ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director James C. Mullen | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Scott M. Sperling | Management | For | For |
| 1k | Elect Director Elaine S. Ullian | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| THOMSON REUTERS CORP. Meeting Date: NOV 19, 2018 Record Date: OCT 18, 2018 Meeting Type: SPECIAL |
||||
| Ticker: TRI Security ID: 884903105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Return of Capital and Stock Consolidation | Management | For | For |
| UBS GROUP AG Meeting Date: MAY 02, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: UBSG Security ID: H42097107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 3.1 | Approve Allocation of Income | Management | For | For |
| 3.2 | Approve Dividends of CHF 0.70 per Share from Capital Contribution Reserves | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 5.2 | Reelect David Sidwell as Director | Management | For | For |
| 5.3 | Reelect Jeremy Anderson as Director | Management | For | For |
| 5.4 | Reelect Reto Francioni as Director | Management | For | For |
| 5.5 | Reelect Fred Hu as Director | Management | For | For |
| 5.6 | Reelect Julie Richardson as Director | Management | For | For |
| 5.7 | Reelect Isabelle Romy as Director | Management | For | For |
| 5.8 | Reelect Robert Scully as Director | Management | For | For |
| 5.9 | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 5.10 | Reelect Dieter Wemmer as Director | Management | For | For |
| 6.1 | Elect William Dudley as Director | Management | For | For |
| 6.2 | Elect Jeanette Wong as Director | Management | For | For |
| 7.1 | Reappoint Julie Richardson as Member of the Compensation Committee | Management | For | For |
| 7.2 | Reappoint Dieter Wemmer as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Reto Francioni as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint Fred Hu as Member of the Compensation Committee | Management | For | For |
| 8.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 14.5 Million | Management | For | For |
| 8.2 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 73.3 Million | Management | For | For |
| 8.3 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | Management | For | For |
| 9 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 10 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| UNILEVER PLC Meeting Date: MAY 02, 2019 Record Date: APR 30, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ULVR Security ID: G92087165 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Nils Andersen as Director | Management | For | For |
| 4 | Re-elect Laura Cha as Director | Management | For | For |
| 5 | Re-elect Vittorio Colao as Director | Management | For | For |
| 6 | Re-elect Dr Marijn Dekkers as Director | Management | For | For |
| 7 | Re-elect Dr Judith Hartmann as Director | Management | For | For |
| 8 | Re-elect Andrea Jung as Director | Management | For | For |
| 9 | Re-elect Mary Ma as Director | Management | For | For |
| 10 | Re-elect Strive Masiyiwa as Director | Management | For | For |
| 11 | Re-elect Youngme Moon as Director | Management | For | For |
| 12 | Re-elect Graeme Pitkethly as Director | Management | For | For |
| 13 | Re-elect John Rishton as Director | Management | For | For |
| 14 | Re-elect Feike Sijbesma as Director | Management | For | For |
| 15 | Elect Alan Jope as Director | Management | For | For |
| 16 | Elect Susan Kilsby as Director | Management | For | For |
| 17 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| UNITED OVERSEAS BANK LIMITED (SINGAPORE) Meeting Date: APR 26, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: U11 Security ID: Y9T10P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final and Special Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve Advisory Fee to Wee Cho Yaw, the Chairman Emeritus and Adviser | Management | For | For |
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Directors to Fix Their Remuneration | Management | For | For |
| 6 | Elect James Koh Cher Siang as Director | Management | For | For |
| 7 | Elect Ong Yew Huat as Director | Management | For | For |
| 8 | Elect Wee Ee Lim as Director | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 10 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
Thornburg Capital Management Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Long/Short Equity Fund
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 20, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reveta Bowers | Management | For | For |
| 1.2 | Elect Director Robert Corti | Management | For | For |
| 1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.4 | Elect Director Brian Kelly | Management | For | For |
| 1.5 | Elect Director Robert A. Kotick | Management | For | For |
| 1.6 | Elect Director Barry Meyer | Management | For | For |
| 1.7 | Elect Director Robert Morgado | Management | For | For |
| 1.8 | Elect Director Peter Nolan | Management | For | For |
| 1.9 | Elect Director Casey Wasserman | Management | For | For |
| 1.10 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ADT, INC. Meeting Date: SEP 21, 2018 Record Date: JUL 31, 2018 Meeting Type: ANNUAL |
||||
| Ticker: ADT Security ID: 00090Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Ryan | Management | For | Withhold |
| 1.2 | Elect Director Lee J. Solomon | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALASKA AIR GROUP, INC. Meeting Date: MAY 09, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ALK Security ID: 011659109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patricia M. Bedient | Management | For | For |
| 1b | Elect Director James A. Beer | Management | For | For |
| 1c | Elect Director Marion C. Blakey | Management | For | For |
| 1d | Elect Director Phyllis J. Campbell | Management | For | For |
| 1e | Elect Director Raymond L. Conner | Management | For | For |
| 1f | Elect Director Dhiren R. Fonseca | Management | For | For |
| 1g | Elect Director Susan J. Li | Management | For | For |
| 1h | Elect Director Helvi K. Sandvik | Management | For | For |
| 1i | Elect Director J. Kenneth Thompson | Management | For | For |
| 1j | Elect Director Bradley D. Tilden | Management | For | For |
| 1k | Elect Director Eric K. Yeaman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | Abstain |
| 6 | Amend Proxy Access Right | Shareholder | Against | For |
| ALKERMES PLC Meeting Date: MAY 22, 2019 Record Date: MAR 21, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ALKS Security ID: G01767105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Anstice | Management | For | For |
| 1.2 | Elect Director Robert A. Breyer | Management | For | For |
| 1.3 | Elect Director Wendy L. Dixon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ALLERGAN PLC Meeting Date: MAY 01, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL |
||||
| Ticker: AGN Security ID: G0177J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nesli Basgoz | Management | For | For |
| 1b | Elect Director Joseph H. Boccuzi | Management | For | For |
| 1c | Elect Director Christopher W. Bodine | Management | For | For |
| 1d | Elect Director Adriane M. Brown | Management | For | For |
| 1e | Elect Director Christopher J. Coughlin | Management | For | For |
| 1f | Elect Director Carol Anthony (John) Davidson | Management | For | For |
| 1g | Elect Director Thomas C. Freyman | Management | For | For |
| 1h | Elect Director Michael E. Greenberg | Management | For | For |
| 1i | Elect Director Robert J. Hugin | Management | For | For |
| 1j | Elect Director Peter J. McDonnell | Management | For | For |
| 1k | Elect Director Brenton L. Saunders | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issue of Equity | Management | For | For |
| 5a | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| AMAZON.COM, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL |
||||
| Ticker: AMZN Security ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Management of Food Waste | Shareholder | Against | Abstain |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Prohibit Sales of Facial Recognition Technology to Government Agencies | Shareholder | Against | Abstain |
| 7 | Report on Impact of Government Use of Facial Recognition Technologies | Shareholder | Against | Abstain |
| 8 | Report on Products Promoting Hate Speech | Shareholder | Against | Abstain |
| 9 | Require Independent Board Chairman | Shareholder | Against | For |
| 10 | Report on Sexual Harassment | Shareholder | Against | Abstain |
| 11 | Report on Climate Change | Shareholder | Against | Abstain |
| 12 | Disclose a Board of Directors' Qualification Matrix | Shareholder | Against | Abstain |
| 13 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 14 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| 15 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ARAMARK Meeting Date: JAN 30, 2019 Record Date: DEC 07, 2018 Meeting Type: ANNUAL |
||||
| Ticker: ARMK Security ID: 03852U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Election Director Eric J. Foss | Management | For | For |
| 1b | Election Director Pierre-Olivier Beckers-Vieujant | Management | For | For |
| 1c | Election Director Lisa G. Bisaccia | Management | For | For |
| 1d | Election Director Calvin Darden | Management | For | For |
| 1e | Election Director Richard W. Dreiling | Management | For | For |
| 1f | Election Director Irene M. Esteves | Management | For | For |
| 1g | Election Director Daniel J. Heinrich | Management | For | For |
| 1h | Election Director Patricia B. Morrison | Management | For | For |
| 1i | Election Director John A. Quelch | Management | For | For |
| 1j | Election Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ASSURED GUARANTY LTD. Meeting Date: MAY 08, 2019 Record Date: MAR 14, 2019 Meeting Type: ANNUAL |
||||
| Ticker: AGO Security ID: G0585R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francisco L. Borges | Management | For | For |
| 1b | Elect Director G. Lawrence Buhl | Management | For | For |
| 1c | Elect Director Dominic J. Frederico | Management | For | For |
| 1d | Elect Director Bonnie L. Howard | Management | For | For |
| 1e | Elect Director Thomas W. Jones | Management | For | For |
| 1f | Elect Director Patrick W. Kenny | Management | For | For |
| 1g | Elect Director Alan J. Kreczko | Management | For | For |
| 1h | Elect Director Simon W. Leathes | Management | For | For |
| 1i | Elect Director Michael T. O'Kane | Management | For | For |
| 1j | Elect Director Yukiko Omura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ae | Elect Ling Chow as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5af | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ag | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ah | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5B | Ratify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 02, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL |
||||
| Ticker: COF Security ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Richard D. Fairbank | Management | For | For |
| 1B | Elect Director Aparna Chennapragada | Management | For | For |
| 1C | Elect Director Ann Fritz Hackett | Management | For | For |
| 1D | Elect Director Peter Thomas Killalea | Management | For | For |
| 1E | Elect Director Cornelis Petrus Adrianus Joseph "Eli" Leenaars | Management | For | For |
| 1F | Elect Director Pierre E. Leroy | Management | For | For |
| 1G | Elect Director Francois Locoh-Donou | Management | For | For |
| 1H | Elect Director Peter E. Raskind | Management | For | For |
| 1I | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1J | Elect Director Bradford H. Warner | Management | For | For |
| 1K | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| CARMAX, INC. Meeting Date: JUN 25, 2019 Record Date: APR 18, 2019 Meeting Type: ANNUAL |
||||
| Ticker: KMX Security ID: 143130102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Bensen | Management | For | For |
| 1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.3 | Elect Director Sona Chawla | Management | For | For |
| 1.4 | Elect Director Thomas J. Folliard | Management | For | For |
| 1.5 | Elect Director Shira Goodman | Management | For | For |
| 1.6 | Elect Director Robert J. Hombach | Management | For | For |
| 1.7 | Elect Director David W. McCreight | Management | For | For |
| 1.8 | Elect Director William D. Nash | Management | For | For |
| 1.9 | Elect Director Pietro Satriano | Management | For | For |
| 1.10 | Elect Director Marcella Shinder | Management | For | For |
| 1.11 | Elect Director Mitchell D. Steenrod | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| CASA SYSTEMS, INC. Meeting Date: MAY 16, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: CASA Security ID: 14713L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce R. Evans | Management | For | Withhold |
| 1.2 | Elect Director Susana D'Emic | Management | For | For |
| 1.3 | Elect Director Jerry Guo | Management | For | For |
| 1.4 | Elect Director Daniel S. Mead | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Meeting Date: JUN 04, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
||||
| Ticker: CTSH Security ID: 192446102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1c | Elect Director Jonathan Chadwick | Management | For | For |
| 1d | Elect Director John M. Dineen | Management | For | For |
| 1e | Elect Director Francisco D'Souza | Management | For | For |
| 1f | Elect Director John N. Fox, Jr. | Management | For | For |
| 1g | Elect Director Brian Humphries | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1j | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1k | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| COMCAST CORPORATION Meeting Date: JUN 05, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL |
||||
| Ticker: CMCSA Security ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| GALAXY ENTERTAINMENT GROUP LIMITED Meeting Date: MAY 16, 2019 Record Date: MAY 09, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 27 Security ID: Y2679D118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Joseph Chee Ying Keung as Director | Management | For | For |
| 2.2 | Elect James Ross Ancell as Director | Management | For | For |
| 2.3 | Elect Charles Cheung Wai Bun as Director | Management | For | Against |
| 2.4 | Elect Michael Victor Mecca as Director | Management | For | For |
| 2.5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| GILEAD SCIENCES, INC. Meeting Date: MAY 08, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: GILD Security ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jacqueline K. Barton | Management | For | For |
| 1b | Elect Director John F. Cogan | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Daniel P. O'Day | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Provide Right to Act by Written Consent | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| MCDERMOTT INTERNATIONAL, INC. Meeting Date: SEP 26, 2018 Record Date: JUL 30, 2018 Meeting Type: ANNUAL |
||||
| Ticker: MDR Security ID: 580037703 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Forbes I.J. Alexander | Management | For | For |
| 1.2 | Elect Director Philippe Barril | Management | For | For |
| 1.3 | Elect Director John F. Bookout, III | Management | For | For |
| 1.4 | Elect Director David Dickson | Management | For | For |
| 1.5 | Elect Director L. Richard Flury | Management | For | For |
| 1.6 | Elect Director W. Craig Kissel | Management | For | For |
| 1.7 | Elect Director Gary P. Luquette | Management | For | For |
| 1.8 | Elect Director James H. Miller | Management | For | For |
| 1.9 | Elect Director William H. Schumann, III | Management | For | For |
| 1.10 | Elect Director Mary L. Shafer-Malicki | Management | For | For |
| 1.11 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MCDERMOTT INTERNATIONAL, INC. Meeting Date: MAY 02, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL |
||||
| Ticker: MDR Security ID: 580037703 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Forbes I. J. Alexander | Management | For | For |
| 1.2 | Elect Director Philippe C. Barril | Management | For | For |
| 1.3 | Elect Director John F. Bookout, III | Management | For | For |
| 1.4 | Elect Director David Dickson | Management | For | For |
| 1.5 | Elect Director L. Richard Flury | Management | For | For |
| 1.6 | Elect Director W. Craig Kissel | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director Gary P. Luquette | Management | For | For |
| 1.9 | Elect Director William H. Schumann, III | Management | For | For |
| 1.10 | Elect Director Mary L. Shafer-Malicki | Management | For | For |
| 1.11 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| MEDTRONIC PLC Meeting Date: DEC 07, 2018 Record Date: OCT 09, 2018 Meeting Type: ANNUAL |
||||
| Ticker: MDT Security ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Randall J. Hogan, III | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director James T. Lenehan | Management | For | For |
| 1h | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1i | Elect Director Denise M. O'Leary | Management | For | For |
| 1j | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MOHAWK INDUSTRIES, INC. Meeting Date: MAY 23, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL |
||||
| Ticker: MHK Security ID: 608190104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph A. Onorato | Management | For | For |
| 1.2 | Elect Director William H. Runge, III | Management | For | For |
| 1.3 | Elect Director W. Christopher Wellborn | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NAVIENT CORPORATION Meeting Date: JUN 06, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
||||
| Ticker: NAVI Security ID: 63938C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick Arnold | Management | For | For |
| 1.2 | Elect Director Anna Escobedo Cabral | Management | For | For |
| 1.3 | Elect Director William M. Diefenderfer, III *Withdrawn Resolution* | Management | None | None |
| 1.4 | Elect Director Katherine A. Lehman | Management | For | For |
| 1.5 | Elect Director Linda A. Mills | Management | For | For |
| 1.6 | Elect Director John (Jack) F. Remondi | Management | For | For |
| 1.7 | Elect Director Jane J. Thompson | Management | For | For |
| 1.8 | Elect Director Laura S. Unger | Management | For | For |
| 1.9 | Elect Director Barry L. Williams | Management | For | For |
| 1.10 | Elect Director David L. Yowan | Management | For | For |
| 1.11 | Elect Director Marjorie Bowen | Management | For | For |
| 1.12 | Elect Director Larry Klane | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| NOMAD FOODS LIMITED Meeting Date: JUN 19, 2019 Record Date: MAY 03, 2019 Meeting Type: ANNUAL |
||||
| Ticker: NOMD Security ID: G6564A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Ellis Franklin | Management | For | For |
| 1.2 | Elect Director Noam Gottesman | Management | For | For |
| 1.3 | Elect Director Ian G.H. Ashken | Management | For | For |
| 1.4 | Elect Director Stefan Descheemaeker | Management | For | For |
| 1.5 | Elect Director Mohamed Elsarky | Management | For | For |
| 1.6 | Elect Director Jeremy Isaacs | Management | For | For |
| 1.7 | Elect Director James E. Lillie | Management | For | For |
| 1.8 | Elect Director Stuart M. MacFarlane | Management | For | For |
| 1.9 | Elect Director Lord Myners of Truro | Management | For | For |
| 1.10 | Elect Director Victoria Parry | Management | For | For |
| 1.11 | Elect Director Simon White | Management | For | For |
| 1.12 | Elect Director Samy Zekhout | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PALO ALTO NETWORKS, INC. Meeting Date: DEC 07, 2018 Record Date: OCT 15, 2018 Meeting Type: ANNUAL |
||||
| Ticker: PANW Security ID: 697435105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John M. Donovan | Management | For | For |
| 1b | Elect Director Mary Pat McCarthy | Management | For | For |
| 1c | Elect Director Nir Zuk | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PENNYMAC MORTGAGE INVESTMENT TRUST Meeting Date: JUN 05, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
||||
| Ticker: PMT Security ID: 70931T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott W. Carnahan | Management | For | For |
| 1b | Elect Director Marianne Sullivan | Management | For | For |
| 1c | Elect Director Frank P. Willey | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| PURE STORAGE, INC. Meeting Date: JUN 20, 2019 Record Date: APR 25, 2019 Meeting Type: ANNUAL |
||||
| Ticker: PSTG Security ID: 74624M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Giancarlo | Management | For | For |
| 1.2 | Elect Director Scott Dietzen | Management | For | For |
| 1.3 | Elect Director John "Coz" Colgrove | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RPC GROUP PLC Meeting Date: JUL 18, 2018 Record Date: JUL 16, 2018 Meeting Type: ANNUAL |
||||
| Ticker: RPC Security ID: G7699G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Jamie Pike as Director | Management | For | For |
| 5 | Re-elect Pim Vervaat as Director | Management | For | For |
| 6 | Re-elect Simon Kesterton as Director | Management | For | For |
| 7 | Re-elect Dr Lynn Drummond as Director | Management | For | For |
| 8 | Re-elect Ros Rivaz as Director | Management | For | For |
| 9 | Elect Kevin Thompson as Director | Management | For | For |
| 10 | Re-elect Dr Godwin Wong as Director | Management | For | For |
| 11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 18 | Approve Performance Share Plan | Management | For | For |
| SS&C TECHNOLOGIES HOLDINGS, INC. Meeting Date: MAY 15, 2019 Record Date: MAR 20, 2019 Meeting Type: ANNUAL |
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| Ticker: SSNC Security ID: 78467J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Smita Conjeevaram | Management | For | For |
| 1.2 | Elect Director Michael E. Daniels | Management | For | Withhold |
| 1.3 | Elect Director William C. Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| STARBUCKS CORP. Meeting Date: MAR 20, 2019 Record Date: JAN 10, 2019 Meeting Type: ANNUAL |
||||
| Ticker: SBUX Security ID: 855244109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rosalind G. Brewer | Management | For | For |
| 1b | Elect Director Mary N. Dillon | Management | For | For |
| 1c | Elect Director Mellody Hobson | Management | For | For |
| 1d | Elect Director Kevin R. Johnson | Management | For | For |
| 1e | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1f | Elect Director Satya Nadella | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director Clara Shih | Management | For | For |
| 1i | Elect Director Javier G. Teruel | Management | For | For |
| 1j | Elect Director Myron E. Ullman, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt a Policy on Board Diversity | Shareholder | Against | Abstain |
| 5 | Report on Sustainable Packaging | Shareholder | Against | Abstain |
| TEEKAY LNG PARTNERS LP Meeting Date: DEC 18, 2018 Record Date: NOV 12, 2018 Meeting Type: SPECIAL |
||||
| Ticker: TGP Security ID: Y8564M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize the Partnership to Elect to be Treated as a Corporation for U.S. Federal Income Tax Purposes | Management | For | For |
| 2 | Approve the Fourth Amended and Restated Partnership Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 22, 2019 Record Date: MAR 27, 2019 Meeting Type: ANNUAL |
||||
| Ticker: TMO Security ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director James C. Mullen | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Scott M. Sperling | Management | For | For |
| 1k | Elect Director Elaine S. Ullian | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| UNITED PARCEL SERVICE, INC. Meeting Date: MAY 09, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL |
||||
| Ticker: UPS Security ID: 911312106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director William R. Johnson | Management | For | For |
| 1e | Elect Director Ann M. Livermore | Management | For | For |
| 1f | Elect Director Rudy H.P. Markham | Management | For | For |
| 1g | Elect Director Franck J. Moison | Management | For | For |
| 1h | Elect Director Clark "Sandy" T. Randt, Jr. | Management | For | For |
| 1i | Elect Director Christiana Smith Shi | Management | For | For |
| 1j | Elect Director John T. Stankey | Management | For | For |
| 1k | Elect Director Carol B. Tome | Management | For | For |
| 1l | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| US FOODS HOLDING CORP. Meeting Date: MAY 01, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL |
||||
| Ticker: USFD Security ID: 912008109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Dutkowsky | Management | For | For |
| 1b | Elect Director Sunil Gupta | Management | For | For |
| 1c | Elect Director Pietro Satriano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Certificate of Incorporation to Declassify the Board | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| VESTAS WIND SYSTEMS A/S Meeting Date: APR 03, 2019 Record Date: MAR 27, 2019 Meeting Type: ANNUAL |
||||
| Ticker: VWS Security ID: K9773J128 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of DKK 7.44 Per Share | Management | For | Did Not Vote |
| 4.1 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 4.2a | Reelect Bert Nordberg as Director | Management | For | Did Not Vote |
| 4.2b | Elect Bruce Grant as New Director | Management | For | Did Not Vote |
| 4.2c | Reelect Carsten Bjerg as Director | Management | For | Did Not Vote |
| 4.2d | Elect Eva Merete Sofelde Berneke as New Director | Management | For | Did Not Vote |
| 4.2e | Elect Helle Thorning-Schmidt as New Director | Management | For | Did Not Vote |
| 4.2f | Reelect Henrik Andersen as Director | Management | For | Did Not Vote |
| 4.2g | Reelect Jens Hesselberg Lund as Director | Management | For | Did Not Vote |
| 4.2h | Reelect Lars Josefsson as Director | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors for 2018 | Management | For | Did Not Vote |
| 5.2 | Approve Remuneration of Directors for 2019 at DKK 1.28 Million for Chairman, DKK 850,000 for Vice Chairman, and DKK 425,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 7.1 | Approve DKK 6.8 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 7.2 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 8 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | None |
| VIASAT, INC. Meeting Date: SEP 06, 2018 Record Date: JUL 10, 2018 Meeting Type: ANNUAL |
||||
| Ticker: VSAT Security ID: 92552V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.2 | Elect Director Robert Johnson | Management | For | For |
| 1.3 | Elect Director John Stenbit | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
Thornburg Summit Fund
| ALPHABET INC. Meeting Date: JUN 19, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: GOOGL Security ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director John L. Hennessy | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Alan R. Mulally | Management | For | For |
| 1.8 | Elect Director Sundar Pichai | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Adopt a Policy Prohibiting Inequitable Employment Practices | Shareholder | Against | Abstain |
| 6 | Establish Societal Risk Oversight Committee | Shareholder | Against | Abstain |
| 7 | Report on Sexual Harassment Policies | Shareholder | Against | Abstain |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 10 | Employ Advisors to Explore Alternatives to Maximize Value | Shareholder | Against | Against |
| 11 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 12 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 13 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| 14 | Report on Human Rights Risk Assessment | Shareholder | Against | Abstain |
| 15 | Adopt Compensation Clawback Policy | Shareholder | Against | For |
| 16 | Report on Policies and Risks Related to Content Governance | Shareholder | Against | Abstain |
| AMAZON.COM, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL |
||||
| Ticker: AMZN Security ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Management of Food Waste | Shareholder | Against | Abstain |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Prohibit Sales of Facial Recognition Technology to Government Agencies | Shareholder | Against | Abstain |
| 7 | Report on Impact of Government Use of Facial Recognition Technologies | Shareholder | Against | Abstain |
| 8 | Report on Products Promoting Hate Speech | Shareholder | Against | Abstain |
| 9 | Require Independent Board Chairman | Shareholder | Against | For |
| 10 | Report on Sexual Harassment | Shareholder | Against | Abstain |
| 11 | Report on Climate Change | Shareholder | Against | Abstain |
| 12 | Disclose a Board of Directors' Qualification Matrix | Shareholder | Against | Abstain |
| 13 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 14 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| 15 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ASSURED GUARANTY LTD. Meeting Date: MAY 08, 2019 Record Date: MAR 14, 2019 Meeting Type: ANNUAL |
||||
| Ticker: AGO Security ID: G0585R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francisco L. Borges | Management | For | For |
| 1b | Elect Director G. Lawrence Buhl | Management | For | For |
| 1c | Elect Director Dominic J. Frederico | Management | For | For |
| 1d | Elect Director Bonnie L. Howard | Management | For | For |
| 1e | Elect Director Thomas W. Jones | Management | For | For |
| 1f | Elect Director Patrick W. Kenny | Management | For | For |
| 1g | Elect Director Alan J. Kreczko | Management | For | For |
| 1h | Elect Director Simon W. Leathes | Management | For | For |
| 1i | Elect Director Michael T. O'Kane | Management | For | For |
| 1j | Elect Director Yukiko Omura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ae | Elect Ling Chow as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5af | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ag | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ah | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5B | Ratify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd | Management | For | For |
| ASTRAZENECA PLC Meeting Date: APR 26, 2019 Record Date: APR 24, 2019 Meeting Type: ANNUAL |
||||
| Ticker: AZN Security ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Re-elect Sheri McCoy as Director | Management | For | For |
| 5i | Elect Tony Mok as Director | Management | For | For |
| 5j | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5k | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 8 | Authorise Issue of Equity | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ATLANTIA SPA Meeting Date: APR 18, 2019 Record Date: APR 09, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ATL Security ID: T05404107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Integrate Remuneration of External Auditors | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4.a | Fix Number of Directors | Shareholder | None | For |
| 4.b.1 | Slate 1 Submitted by Sintonia SpA | Shareholder | None | For |
| 4.b.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 4.c | Elect Fabio Cerchiai as Board Chair | Shareholder | None | For |
| 4.d | Approve Remuneration of Directors | Shareholder | None | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| AXA EQUITABLE HOLDINGS, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL |
||||
| Ticker: EQH Security ID: 054561105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Buberl | Management | For | For |
| 1.2 | Elect Director Gerald Harlin | Management | For | For |
| 1.3 | Elect Director Daniel G. Kaye | Management | For | For |
| 1.4 | Elect Director Kristi A. Matus | Management | For | For |
| 1.5 | Elect Director Ramon de Oliveira | Management | For | For |
| 1.6 | Elect Director Mark Pearson | Management | For | For |
| 1.7 | Elect Director Bertram L. Scott | Management | For | For |
| 1.8 | Elect Director George Stansfield | Management | For | For |
| 1.9 | Elect Director Charles G.T. Stonehill | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BOSTON SCIENTIFIC CORPORATION Meeting Date: MAY 09, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: BSX Security ID: 101137107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Yoshiaki Fujimori | Management | For | For |
| 1d | Elect Director Donna A. James | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Stephen P. MacMillan | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director David J. Roux | Management | For | For |
| 1i | Elect Director John E. Sununu | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 02, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL |
||||
| Ticker: COF Security ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Richard D. Fairbank | Management | For | For |
| 1B | Elect Director Aparna Chennapragada | Management | For | For |
| 1C | Elect Director Ann Fritz Hackett | Management | For | For |
| 1D | Elect Director Peter Thomas Killalea | Management | For | For |
| 1E | Elect Director Cornelis Petrus Adrianus Joseph "Eli" Leenaars | Management | For | For |
| 1F | Elect Director Pierre E. Leroy | Management | For | For |
| 1G | Elect Director Francois Locoh-Donou | Management | For | For |
| 1H | Elect Director Peter E. Raskind | Management | For | For |
| 1I | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1J | Elect Director Bradford H. Warner | Management | For | For |
| 1K | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| CME GROUP INC. Meeting Date: MAY 08, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL |
||||
| Ticker: CME Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Ana Dutra | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director Daniel G. Kaye | Management | For | For |
| 1j | Elect Director Phyllis M. Lockett | Management | For | For |
| 1k | Elect Director Deborah J. Lucas | Management | For | For |
| 1l | Elect Director Alex J. Pollock | Management | For | For |
| 1m | Elect Director Terry L. Savage | Management | For | For |
| 1n | Elect Director William R. Shepard | Management | For | For |
| 1o | Elect Director Howard J. Siegel | Management | For | For |
| 1p | Elect Director Michael A. Spencer | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMCAST CORPORATION Meeting Date: JUN 05, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL |
||||
| Ticker: CMCSA Security ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| ELECTRICITE DE FRANCE SA Meeting Date: MAY 16, 2019 Record Date: MAY 13, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: EDF Security ID: F2940H113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.31 per Share and Dividends of EUR 0.341 per Share to Long Term Registered Shares | Management | For | For |
| A | Approve Allocation of Income and Dividends of EUR 0.18 Per Share | Shareholder | Against | Against |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Approve Compensation of Jean-Bernard Levy, Chairman and CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 8 | Reelect Jean-Bernard Levy as Director | Management | For | For |
| 9 | Reelect Maurice Gourdault-Montagne as Director | Management | For | For |
| 10 | Reelect Michele Rousseau as Director | Management | For | For |
| 11 | Reelect Laurence Parisot as Director | Management | For | For |
| 12 | Reelect Marie-Christine Lepetit as Director | Management | For | For |
| 13 | Reelect Colette Lewiner as Director | Management | For | For |
| 14 | Elect Bruno Cremel as Director | Management | For | For |
| 15 | Elect Gilles Denoyel as Director | Management | For | For |
| 16 | Elect Philippe Petitcolin as Director | Management | For | For |
| 17 | Elect Anne Rigail as Director | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ENEL SPA Meeting Date: MAY 16, 2019 Record Date: MAY 07, 2019 Meeting Type: ANNUAL |
||||
| Ticker: ENEL Security ID: T3679P115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4.1 | Slate 1 Submitted by Italian Ministry of Economy and Finance | Shareholder | None | For |
| 4.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 5 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Long-Term Incentive Plan | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| GEELY AUTOMOBILE HOLDINGS LIMITED Meeting Date: MAY 27, 2019 Record Date: MAY 21, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 175 Security ID: G3777B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Yang Jian as Director | Management | For | For |
| 4 | Elect Ang Siu Lun, Lawrence as Director | Management | For | For |
| 5 | Elect Carl Peter Edmund Moriz Forster as Director | Management | For | For |
| 6 | Elect Yeung Sau Hung, Alex as Director | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 8 | Approve Grant Thornton Hong Kong Limited as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 11 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| GEELY AUTOMOBILE HOLDINGS LIMITED Meeting Date: JUN 10, 2019 Record Date: Meeting Type: SPECIAL |
||||
| Ticker: 175 Security ID: G3777B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve YW Acquisition Agreement and Related Transactions | Management | For | For |
| GILEAD SCIENCES, INC. Meeting Date: MAY 08, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: GILD Security ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jacqueline K. Barton | Management | For | For |
| 1b | Elect Director John F. Cogan | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Daniel P. O'Day | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Provide Right to Act by Written Consent | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| GLENCORE PLC Meeting Date: MAY 09, 2019 Record Date: MAY 07, 2019 Meeting Type: ANNUAL |
||||
| Ticker: GLEN Security ID: G39420107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Reduction of the Company's Capital Contribution Reserves | Management | For | For |
| 3 | Re-elect Anthony Hayward as Director | Management | For | For |
| 4 | Re-elect Ivan Glasenberg as Director | Management | For | For |
| 5 | Re-elect Peter Coates as Director | Management | For | For |
| 6 | Re-elect Leonhard Fischer as Director | Management | For | For |
| 7 | Re-elect Martin Gilbert as Director | Management | For | For |
| 8 | Re-elect John Mack as Director | Management | For | For |
| 9 | Re-elect Gill Marcus as Director | Management | For | For |
| 10 | Re-elect Patrice Merrin as Director | Management | For | For |
| 11 | Approve Remuneration Report | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| GRUPO FINANCIERO BANORTE SAB DE CV Meeting Date: APR 30, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: GFNORTEO Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Approve CEO's Report on Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Approve Board's Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information | Management | For | For |
| 1.c | Approve Board's Report on Operations and Activities Undertaken by Board | Management | For | For |
| 1.d | Approve Report on Activities of Audit and Corporate Practices Committee | Management | For | For |
| 1.e | Approve All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Amend Dividend Policy | Management | For | For |
| 4 | Receive Auditor's Report on Tax Position of Company | Management | None | None |
| 5.a1 | Elect Carlos Hank Gonzalez as Board Chairman | Management | For | For |
| 5.a2 | Elect Juan Antonio Gonzalez Moreno as Director | Management | For | For |
| 5.a3 | Elect David Juan Villarreal Montemayor as Director | Management | For | For |
| 5.a4 | Elect Jose Marcos Ramirez Miguel as Director | Management | For | For |
| 5.a5 | Elect Everardo Elizondo Almaguer as Director | Management | For | For |
| 5.a6 | Elect Carmen Patricia Armendariz Guerra as Director | Management | For | For |
| 5.a7 | Elect Hector Federico Reyes Retana y Dahl as Director | Management | For | For |
| 5.a8 | Elect Eduardo Livas Cantu as Director | Management | For | For |
| 5.a9 | Elect Alfredo Elias Ayub as Director | Management | For | For |
| 5.a10 | Elect Adrian Sada Cueva as Director | Management | For | For |
| 5.a11 | Elect David Penaloza Alanis as Director | Management | For | For |
| 5.a12 | Elect Jose Antonio Chedraui Eguia as Director | Management | For | For |
| 5.a13 | Elect Alfonso de Angoitia Noriega as Director | Management | For | For |
| 5.a14 | Elect Thomas Stanley Heather Rodriguez as Director | Management | For | For |
| 5.a15 | Elect Graciela Gonzalez Moreno as Alternate Director | Management | For | For |
| 5.a16 | Elect Juan Antonio Gonzalez Marcos as Alternate Director | Management | For | For |
| 5.a17 | Elect Alberto Halabe Hamui as Alternate Director | Management | For | For |
| 5.a18 | Elect Carlos de la Isla Corry as Alternate Director | Management | For | For |
| 5.a19 | Elect Diego Martinez Rueda-Chapital as Alternate Director | Management | For | For |
| 5.a20 | Elect Gerardo Salazar Viezca as Alternate Director | Management | For | For |
| 5.a21 | Elect Clemente Ismael Reyes Retana Valdes as Alternate Director | Management | For | For |
| 5.a22 | Elect Roberto Kelleher Vales as Alternate Director | Management | For | For |
| 5.a23 | Elect Isaac Becker Kabacnik as Alternate Director | Management | For | For |
| 5.a24 | Elect Jose Maria Garza Trevino as Alternate Director | Management | For | For |
| 5.a25 | Elect Carlos Cesarman Kolteniuk as Alternate Director | Management | For | For |
| 5.a26 | Elect Humberto Tafolla Nunez as Alternate Director | Management | For | For |
| 5.a27 | Elect Guadalupe Phillips Margain as Alternate Director | Management | For | For |
| 5.a28 | Elect Ricardo Maldonado Yanez as Alternate Director | Management | For | For |
| 5.b | Elect Hector Avila Flores as Board Secretary Who Will Not Be Part of Board | Management | For | For |
| 5.c | Approve Directors Liability and Indemnification | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Elect Hector Federico Reyes Retana y Dahl as Chairman of Audit and Corporate Practices Committee | Management | For | For |
| 8 | Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Reserve | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE SAB DE CV Meeting Date: MAY 30, 2019 Record Date: MAY 17, 2019 Meeting Type: SPECIAL |
||||
| Ticker: GFNORTEO Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Cash Dividends of MXN 5.54 Per Share | Management | For | For |
| 1.2 | Approve Dividend to Be Paid on June 7, 2019 | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| HONG KONG EXCHANGES & CLEARING LTD. Meeting Date: APR 24, 2019 Record Date: APR 16, 2019 Meeting Type: ANNUAL |
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| Ticker: 388 Security ID: Y3506N139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Apurv Bagri as Director | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6a | Approve Remuneration Payable to the Chairman and Each of the Other Non-Executive Directors of HKEX | Management | For | For |
| 6b | Approve Remuneration Payable to the Chairman and Each of the Other Members in Respect of Each Committee | Management | For | For |
| HOPEWELL HOLDINGS LTD. Meeting Date: MAR 21, 2019 Record Date: MAR 13, 2019 Meeting Type: SPECIAL |
||||
| Ticker: 54 Security ID: Y37129163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Apporve Privatization and Withdrawal of Listing of the Company | Management | For | For |
| HOPEWELL HOLDINGS LTD. Meeting Date: MAR 21, 2019 Record Date: MAR 13, 2019 Meeting Type: COURT |
||||
| Ticker: 54 Security ID: Y37129163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| JPMORGAN CHASE & CO. Meeting Date: MAY 21, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director Todd A. Combs | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Mellody Hobson | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| KEYENCE CORP. Meeting Date: JUN 14, 2019 Record Date: MAR 20, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 6861 Security ID: J32491102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
| 2.2 | Elect Director Yamamoto, Akinori | Management | For | For |
| 2.3 | Elect Director Kimura, Keiichi | Management | For | For |
| 2.4 | Elect Director Yamaguchi, Akiji | Management | For | For |
| 2.5 | Elect Director Miki, Masayuki | Management | For | For |
| 2.6 | Elect Director Nakata, Yu | Management | For | For |
| 2.7 | Elect Director Kanzawa, Akira | Management | For | For |
| 2.8 | Elect Director Tanabe, Yoichi | Management | For | For |
| 2.9 | Elect Director Taniguchi, Seiichi | Management | For | For |
| 3 | Appoint Statutory Auditor Komura, Koichiro | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Yamamoto, Masaharu | Management | For | For |
| KOSE CORP. Meeting Date: JUN 27, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 4922 Security ID: J3622S100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 95 | Management | For | For |
| 2.1 | Elect Director Kumada, Atsuo | Management | For | For |
| 2.2 | Elect Director Kobayashi, Masanori | Management | For | For |
| 2.3 | Elect Director Shibusawa, Koichi | Management | For | For |
| 2.4 | Elect Director Yanai, Michihito | Management | For | For |
| 2.5 | Elect Director Yuasa, Norika | Management | For | For |
| 3.1 | Appoint Statutory Auditor Suzuki, Kazuhiro | Management | For | For |
| 3.2 | Appoint Statutory Auditor Matsumoto, Noboru | Management | For | For |
| 3.3 | Appoint Statutory Auditor Miyama, Toru | Management | For | For |
| 4 | Approve Statutory Auditor Retirement Bonus | Management | For | Against |
| LVMH MOET HENNESSY LOUIS VUITTON SE Meeting Date: APR 18, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: MC Security ID: F58485115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 6.00 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Sophie Chassat as Director | Management | For | For |
| 6 | Reelect Bernard Arnault as Director | Management | For | For |
| 7 | Reelect Sophie Chassat as Director | Management | For | For |
| 8 | Reelect Clara Gaymard as Director | Management | For | For |
| 9 | Reelect Hubert Vedrine as Director | Management | For | For |
| 10 | Elect Iris Knobloch as Director | Management | For | For |
| 11 | Appoint Yann Arthus-Bertrand as Censor | Management | For | Against |
| 12 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | For |
| 13 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | For |
| 14 | Approve Remuneration Policy of CEO and Chairman | Management | For | For |
| 15 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | Against |
| 21 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 50 Million | Management | For | Against |
| 22 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 24 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Management | For | Against |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 26 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 28 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million | Management | For | For |
| MERCADOLIBRE, INC. Meeting Date: JUN 10, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL |
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| Ticker: MELI Security ID: 58733R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Emiliano Calemzuk | Management | For | For |
| 1.2 | Elect Director Marcos Galperin | Management | For | For |
| 1.3 | Elect Director Roberto Balls Sallouti | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Co. S.A. as Auditor | Management | For | For |
| OCI NV Meeting Date: MAY 29, 2019 Record Date: MAY 01, 2019 Meeting Type: ANNUAL |
||||
| Ticker: OCI Security ID: N6667A111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Director's Report (Non-Voting) | Management | None | None |
| 3 | Discuss Implementation of Remuneration Policy | Management | None | None |
| 4 | Receive Explanation on Company's Dividend Policy | Management | None | None |
| 5 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 6 | Approve Discharge of Executive Directors | Management | For | For |
| 7 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve New Executive Directors Performance Stock Unit Plan | Management | For | For |
| 10 | Reelect Nassef Sawiris as Executive Director | Management | For | For |
| 11 | Reelect Hassan Badrawi as Executive Director | Management | For | For |
| 12 | Elect Maud de Vries as Executive Director | Management | For | For |
| 13 | Reelect Michael Bennett as Non-Executive Director | Management | For | For |
| 14 | Reelect Jerome Guiraud as Non-Executive Director | Management | For | For |
| 15 | Reelect Gregory Heckman as Non-Executive Director | Management | For | For |
| 16 | Reelect Robert Jan van de Kraats as Non-Executive Director | Management | For | For |
| 17 | Reelect Anja Montijn as Non-Executive Director | Management | For | For |
| 18 | Reelect Sipko Schat as Non-Executive Director | Management | For | For |
| 19 | Reelect Jan Ter Wisch as Non-Executive Director | Management | For | For |
| 20 | Elect Dod Fraser as Non-Executive Director | Management | For | For |
| 21 | Elect David Welch as Non-Executive Director | Management | For | For |
| 22 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger Plus Additional 1 Percent for Performance Share Plan | Management | For | Against |
| 23 | Authorize Board to Exclude Preemptive Rights from Share Issuances Up to 10 Percent of Issued Share Capital Plus Additional 10 Percent Within the Context of Takeover/Merger | Management | For | Against |
| 24 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 25 | Ratify KPMG as Auditors | Management | For | For |
| 26 | Close Meeting | Management | None | None |
| ORANGE SA Meeting Date: MAY 21, 2019 Record Date: MAY 16, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: ORA Security ID: F6866T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Elect Anne-Gabrielle Heilbronner as Director | Management | For | For |
| 6 | Reelect Alexandre Bompard as Director | Management | For | For |
| 7 | Reelect Helle Kristoffersen as Director | Management | For | For |
| 8 | Reelect Jean-Michel Severino as Director | Management | For | For |
| 9 | Reelect Anne Lange as Director | Management | For | For |
| 10 | Approve Compensation of Stephane Richard, Chairman and CEO | Management | For | For |
| 11 | Approve Compensation of Ramon Fernandez, Vice-CEO | Management | For | For |
| 12 | Approve Compensation of Gervais Pellissier, Vice-CEO | Management | For | For |
| 13 | Approve Remuneration Policy of the Chairman and CEO | Management | For | For |
| 14 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
| 17 | Allow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer | Management | For | Against |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 19 | Allow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer | Management | For | Against |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 21 | Allow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer | Management | For | Against |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21 | Management | For | Against |
| 23 | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | Management | For | For |
| 24 | Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer | Management | For | Against |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 26 | Allow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer | Management | For | Against |
| 27 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million | Management | For | For |
| 28 | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers | Management | For | For |
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 30 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Management | For | Against |
| 31 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 32 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.55 per Share | Shareholder | Against | Against |
| B | Amend Article 13 of Bylaws Re: Overboarding of Directors | Shareholder | Against | Against |
| C | Amend Employee Stock Purchase Plans in Favor of Employees | Shareholder | Against | Against |
| D | Authorize up to 0.04 Percent of Issued Capital for Use in Restricted Stock Plans in Favor of Employees | Shareholder | Against | Against |
| PAYPAL HOLDINGS, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL |
||||
| Ticker: PYPL Security ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Wences Casares | Management | For | For |
| 1c | Elect Director Jonathan Christodoro | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Belinda J. Johnson | Management | For | For |
| 1g | Elect Director Gail J. McGovern | Management | For | For |
| 1h | Elect Director Deborah M. Messemer | Management | For | For |
| 1i | Elect Director David M. Moffett | Management | For | For |
| 1j | Elect Director Ann M. Sarnoff | Management | For | For |
| 1k | Elect Director Daniel H. Schulman | Management | For | For |
| 1l | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Abstain |
| PETROLEO BRASILEIRO SA Meeting Date: APR 25, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL/SPECIAL |
||||
| Ticker: PETR4 Security ID: 71654V408 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | Management | For | For |
| 2 | Approve Capital Budget | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Dismiss Director | Management | For | Against |
| 5.1 | Elect Directors | Management | For | Against |
| 5.2 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Management | None | Against |
| 5.3 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees? | Management | None | Abstain |
| 6 | Elect Eduardo Bacellar Leal Ferreira as Board Chairman | Management | For | For |
| 7a.1 | Elect Fiscal Council Members | Management | For | Abstain |
| 7a.2 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Management | None | Against |
| 7b | Elect Marcelo Gasparino da Silva as Fiscal Council Member and Patricia Valente Stierli as Alternate Appointed by Minority Shareholder | Shareholder | None | For |
| 8 | Approve Remuneration of Company's Management and Fiscal Council | Management | For | For |
| 1 | Amend Articles and Consolidate Bylaws | Management | For | Against |
| PT BANK RAKYAT INDONESIA (PERSERO) TBK Meeting Date: MAY 15, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
||||
| Ticker: BBRI Security ID: Y0697U112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements, Statutory Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration of Directors and Commissioners | Management | For | For |
| 4 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | Management | For | For |
| 5 | Approve Changes in Board of Company | Management | For | Against |
| ROYAL BANK OF SCOTLAND GROUP PLC Meeting Date: APR 25, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL |
||||
| Ticker: RBS Security ID: G7S86Z172 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Approve Special Dividend | Management | For | For |
| 5 | Re-elect Howard Davies as Director | Management | For | For |
| 6 | Re-elect Ross McEwan as Director | Management | For | For |
| 7 | Elect Katie Murray as Director | Management | For | For |
| 8 | Re-elect Frank Dangeard as Director | Management | For | For |
| 9 | Re-elect Alison Davis as Director | Management | For | For |
| 10 | Elect Patrick Flynn as Director | Management | For | For |
| 11 | Re-elect Morten Friis as Director | Management | For | For |
| 12 | Re-elect Robert Gillespie as Director | Management | For | For |
| 13 | Re-elect Baroness Noakes as Director | Management | For | For |
| 14 | Re-elect Mike Rogers as Director | Management | For | For |
| 15 | Re-elect Mark Seligman as Director | Management | For | For |
| 16 | Re-elect Dr Lena Wilson as Director | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 18 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Issue of Equity in Relation to the Issue of Equity Convertible Notes | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Equity Convertible Notes | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 25 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 27 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
| 28 | Establish Shareholder Committee | Shareholder | Against | Against |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 21, 2019 Record Date: MAY 17, 2019 Meeting Type: ANNUAL |
||||
| Ticker: RDSB Security ID: G7690A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Neil Carson as Director | Management | For | For |
| 4 | Re-elect Ben van Beurden as Director | Management | For | For |
| 5 | Re-elect Ann Godbehere as Director | Management | For | For |
| 6 | Re-elect Euleen Goh as Director | Management | For | For |
| 7 | Re-elect Charles Holliday as Director | Management | For | For |
| 8 | Re-elect Catherine Hughes as Director | Management | For | For |
| 9 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 10 | Re-elect Roberto Setubal as Director | Management | For | For |
| 11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 12 | Re-elect Linda Stuntz as Director | Management | For | For |
| 13 | Re-elect Jessica Uhl as Director | Management | For | For |
| 14 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Abstain |
| SAP SE Meeting Date: MAY 15, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL |
||||
| Ticker: SAP Security ID: D66992104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| 6.1 | Elect Hasso Plattner to the Supervisory Board | Management | For | For |
| 6.2 | Elect Pekka Ala-Pietila to the Supervisory Board | Management | For | For |
| 6.3 | Elect Aicha Evans to the Supervisory Board | Management | For | For |
| 6.4 | Elect Diane Greene to the Supervisory Board | Management | For | For |
| 6.5 | Elect Gesche Joost to the Supervisory Board | Management | For | For |
| 6.6 | Elect Bernard Liautaud to the Supervisory Board | Management | For | For |
| 6.7 | Elect Gerhard Oswald to the Supervisory Board | Management | For | For |
| 6.8 | Elect Friederike Rotsch to the Supervisory Board | Management | For | For |
| 6.9 | Elect Gunnar Wiedenfels to the Supervisory Board | Management | For | For |
| SBERBANK RUSSIA OJSC Meeting Date: MAY 24, 2019 Record Date: APR 18, 2019 Meeting Type: ANNUAL |
||||
| Ticker: SBER Security ID: 80585Y308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of RUB 16 per Share | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers as Auditor | Management | For | For |
| 5.1 | Elect Esko Tapani Aho as Director | Management | None | For |
| 5.2 | Elect Leonid Boguslavsky as Director | Management | None | For |
| 5.3 | Elect Valery Goreglyad as Director | Management | None | Against |
| 5.4 | Elect Herman Gref as Director | Management | None | Against |
| 5.5 | Elect Bella Zlatkis as Director | Management | None | Against |
| 5.6 | Elect Nadezhda Ivanova as Director | Management | None | Against |
| 5.7 | Elect Sergey Ignatyev as Director | Management | None | Against |
| 5.8 | Elect Nikolay Kudryavtsev as Director | Management | None | For |
| 5.9 | Elect Alexander Kuleshov as Director | Management | None | For |
| 5.10 | Elect Gennady Melikyan as Director | Management | None | For |
| 5.11 | Elect Maksim Oreshkin as Director | Management | None | Against |
| 5.12 | Elect Olga Skorobogatova as Director | Management | None | Against |
| 5.13 | Elect Nadia Wells as Director | Management | None | For |
| 5.14 | Elect Sergey Shvetsov as Director | Management | None | Against |
| 6.1 | Elect Herman Gref as CEO | Management | For | For |
| 7 | Approve New Edition of Charter | Management | For | Against |
| 8 | Approve New Edition of Regulations on Supervisory Board | Management | For | Against |
| 9 | Approve New Edition of Regulations on Management | Management | For | Against |
| 10.1 | Elect Alexey Bogatov as Member of Audit Commission | Management | For | For |
| 10.2 | Elect Natalya Borodina as Member of Audit Commission | Management | For | For |
| 10.3 | Elect Maria Voloshina as Member of Audit Commission | Management | For | For |
| 10.4 | Elect Tatyana Domanskaya as Member of Audit Commission | Management | For | For |
| 10.5 | Elect Yulia Isakhanova as Member of Audit Commission | Management | For | For |
| 10.6 | Elect Irina Litvinova as Member of Audit Commission | Management | For | For |
| 10.7 | Elect Alexey Minenko as Member of Audit Commission | Management | For | For |
| SERVICENOW, INC. Meeting Date: JUN 12, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL |
||||
| Ticker: NOW Security ID: 81762P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Teresa Briggs | Management | For | For |
| 1b | Elect Director Paul E. Chamberlain | Management | For | For |
| 1c | Elect Director Tamar O. Yehoshua | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SGS SA Meeting Date: MAR 22, 2019 Record Date: Meeting Type: ANNUAL |
||||
| Ticker: SGSN Security ID: H7485A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 78.00 per Share | Management | For | For |
| 4.1a | Reelect Paul Desmarais as Director | Management | For | Against |
| 4.1b | Reelect August Francois von Finck as Director | Management | For | Against |
| 4.1c | Reelect Ian Gallienne as Director | Management | For | Against |
| 4.1d | Reelect Cornelius Grupp as Director | Management | For | For |
| 4.1e | Reelect Peter Kalantzis as Director | Management | For | For |
| 4.1f | Reelect Gerard Lamarche as Director | Management | For | Against |
| 4.1g | Reelect Shelby du Pasquier as Director | Management | For | Against |
| 4.1h | Elect Luitpold von Finck as Director | Management | For | Against |
| 4.1i | Elect Calvin Grieder as Director | Management | For | For |
| 4.1j | Elect Kory Sorenson as Director | Management | For | Against |
| 4.2 | Elect Peter Kalantzis as Board Chairman | Management | For | For |
| 4.3.1 | Reappoint August Francois von Finck as Member of the Compensation Committee | Management | For | Against |
| 4.3.2 | Reappoint Ian Gallienne as Member of the Compensation Committee | Management | For | Against |
| 4.3.3 | Appoint Calvin Grieder as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Appoint Shelby du Pasquier as Member of the Compensation Committee | Management | For | Against |
| 4.4 | Ratify Deloitte SA as Auditors | Management | For | For |
| 4.5 | Designate Jeandin & Defacqz as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 2.3 Million | Management | For | For |
| 5.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 14 Million | Management | For | Against |
| 5.3 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 5.2 Million | Management | For | For |
| 6 | Approve CHF 68,000 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Creation of CHF 500,000 Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Adopt Bilingual Articles of Association | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| SONY CORP. Meeting Date: JUN 18, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 6758 Security ID: J76379106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.2 | Elect Director Totoki, Hiroki | Management | For | For |
| 1.3 | Elect Director Sumi, Shuzo | Management | For | For |
| 1.4 | Elect Director Tim Schaaff | Management | For | For |
| 1.5 | Elect Director Matsunaga, Kazuo | Management | For | For |
| 1.6 | Elect Director Miyata, Koichi | Management | For | For |
| 1.7 | Elect Director John V. Roos | Management | For | For |
| 1.8 | Elect Director Sakurai, Eriko | Management | For | For |
| 1.9 | Elect Director Minakawa, Kunihito | Management | For | For |
| 1.10 | Elect Director Oka, Toshiko | Management | For | For |
| 1.11 | Elect Director Akiyama, Sakie | Management | For | For |
| 1.12 | Elect Director Wendy Becker | Management | For | For |
| 1.13 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 05, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 2330 Security ID: 874039100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5.1 | Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director | Management | For | For |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 15, 2019 Record Date: MAY 08, 2019 Meeting Type: ANNUAL |
||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Jacobus Petrus (Koos) Bekker as Director | Management | For | For |
| 3b | Elect Ian Charles Stone as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 15, 2019 Record Date: MAY 08, 2019 Meeting Type: SPECIAL |
||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme | Management | For | Against |
| UNILEVER NV Meeting Date: MAY 01, 2019 Record Date: APR 03, 2019 Meeting Type: ANNUAL |
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| Ticker: UNA Security ID: N8981F271 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discussion of the Annual Report and Accounts for the 2018 Financial Year | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Discharge of Executive Board Members | Management | For | For |
| 5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 6 | Reelect N S Andersen as Non-Executive Director | Management | For | For |
| 7 | Reelect L M Cha as Non-Executive Director | Management | For | For |
| 8 | Reelect V Colao as Non-Executive Director | Management | For | For |
| 9 | Reelect M Dekkers as Non-Executive Director | Management | For | For |
| 10 | Reelect J Hartmann as Non-Executive Director | Management | For | For |
| 11 | Reelect A Jung as Non-Executive Director | Management | For | For |
| 12 | Reelect M Ma as Non-Executive Director | Management | For | For |
| 13 | Reelect S Masiyiwa as Non-Executive Director | Management | For | For |
| 14 | Reelect Y Moon as Non-Executive Director | Management | For | For |
| 15 | Reelect G Pitkethly as Executive Director | Management | For | For |
| 16 | Reelect J Rishton as Non-Executive Director | Management | For | For |
| 17 | Reelect F Sijbesma as Non-Executive Director | Management | For | For |
| 18 | Elect A Jope as Executive Director | Management | For | For |
| 19 | Elect S Kilsby as Non-Executive Director | Management | For | For |
| 20 | Ratify KPMG as Auditors | Management | For | For |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital and Depositary Receipts | Management | For | For |
| 22 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares and Depositary Receipts Thereof | Management | For | For |
| 23 | Grant Board Authority to Issue Shares | Management | For | For |
| 24 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | For | For |
| 25 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition Purposes | Management | For | For |
| UNILEVER NV Meeting Date: JUN 26, 2019 Record Date: MAY 29, 2019 Meeting Type: SPECIAL |
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| Ticker: UNA Security ID: N8981F271 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Abolish Depositary Receipt Structure | Management | For | For |
| 3 | Allow Questions | Management | None | None |
| 4 | Close Meeting | Management | None | None |
| WORLDPAY INC. Meeting Date: MAY 16, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL |
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| Ticker: WP Security ID: 981558109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lee Adrean | Management | For | For |
| 1.2 | Elect Director Mark Heimbouch | Management | For | For |
| 1.3 | Elect Director Gary Lauer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| By: | /s/ Jason Brady | |
| Jason Brady, CFA | ||
| President and CEO | ||
| Date: | August 14, 2019 | |