UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
ICA File Number: 811-05201
Thornburg Investment Trust
Registrant Name
c/o Thornburg Investment Management, Inc.
2300 North Ridgetop Road, Santa Fe, N.M. 87506
Principal Executive Offices
Garrett Thornburg, 2300 North Ridgetop Road, Santa Fe, N.M. 87506
Name and address of agent for service
Registrants telephone: 505-984-0200
Date of fiscal year end: September 30, 2013
Reporting Period: July 1, 2012 - June 30, 2013
Item 1. Proxy Voting Record
Thornburg Limited Term Municipal Fund
Thornburg Intermediate Municipal Fund
Thornburg Strategic Municipal Fund
Thornburg California Limited Term Municipal Fund
Thornburg New Mexico Intermediate Municipal Fund
Thornburg New York Intermediate Municipal Fund
Thornburg Limited Term U.S. Government Fund
Thornburg Limited Term Income Fund
Thornburg Strategic Income Fund
Thornburg Value Fund
Thornburg International Value Fund
Thornburg Core Growth Fund
Thornburg International Growth Fund
Thornburg Investment Income Builder Fund
Thornburg Global Opportunities Fund
Thornburg Developing World Fund
FORM N-PX
ICA File Number: 811-05201
Registrant Name: Thornburg Investment Trust
Reporting Period: 07/01/2012 - 06/30/2013
Thornburg Limited Term Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Strategic Municipal Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg California Limited Term Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg New Mexico Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg New York Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term U.S. Government Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Strategic Income Fund
ANNALY CAPITAL MANAGEMENT, INC. Meeting Date: MAY 23, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: NLY Security ID: 035710409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin P. Brady | Management | For | For |
1.2 | Elect Director E. Wayne Nordberg | Management | For | For |
1.3 | Elect Director Kevin G. Keyes | Management | For | For |
1.4 | Elect Director John H. Schaefer | Management | For | For |
2 | Approve Management Externalization Proposal | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
APOLLO INVESTMENT CORPORATION Meeting Date: SEP 05, 2012 Record Date: JUN 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: AINV Security ID: 03761U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Hannan | Management | For | Withhold |
1.2 | Elect Director James C. Zelter | Management | For | Withhold |
1.3 | Elect Director Ashok N. Bakhru | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Against |
CAPSTEAD MORTGAGE CORPORATION Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMO Security ID: 14067E506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Bernard | Management | For | For |
1.2 | Elect Director Jack Biegler | Management | For | For |
1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
1.4 | Elect Director Andrew F. Jacobs | Management | For | For |
1.5 | Elect Director Gary Keiser | Management | For | For |
1.6 | Elect Director Christopher W. Mahowald | Management | For | For |
1.7 | Elect Director Michael G. O'Neil | Management | For | For |
1.8 | Elect Director Mark S. Whiting | Management | For | For |
2a | Advisory Vote on Compensation Philosophy | Management | For | Against |
2b | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ENI S.P.A. Meeting Date: MAY 10, 2013 Record Date: APR 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: ENI Security ID: T3643A145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
ENI SPA Meeting Date: JUL 16, 2012 Record Date: JUL 05, 2012 Meeting Type: SPECIAL | ||||
Ticker: ENI Security ID: T3643A145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Elimination of Shares' Par Value and Cancellation of Treasury Shares | Management | For | For |
1 | Authorize Share Repurchase Program | Management | For | For |
H. J. HEINZ FINANCE CO Meeting Date: SEP 19, 2012 Record Date: AUG 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: Security ID: 42307T306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard A. Cullo, Jr. | Management | For | For |
1.2 | Elect Director Edward J. McMenamin | Management | For | For |
1.3 | Elect Director Arthur B. Winkleblack | Management | For | For |
2 | Elect Independent Director Andrew L. Stidd | Management | For | For |
KINDER MORGAN, INC. Meeting Date: MAY 07, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: KMI Security ID: 49456B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director C. Park Shaper | Management | For | For |
1.3 | Elect Director Steven J. Kean | Management | For | For |
1.4 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.5 | Elect Director Deborah A. Macdonald | Management | For | For |
1.6 | Elect Director Michael Miller | Management | For | For |
1.7 | Elect Director Michael C. Morgan | Management | For | For |
1.8 | Elect Director Fayez Sarofim | Management | For | For |
1.9 | Elect Director Joel V. Staff | Management | For | For |
1.10 | Elect Director John Stokes | Management | For | For |
1.11 | Elect Director Robert F. Vagt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KKR FINANCIAL HOLDINGS LLC Meeting Date: MAY 01, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: KFN Security ID: 48248A306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tracy L. Collins | Management | For | For |
1.2 | Elect Director Robert L. Edwards | Management | For | For |
1.3 | Elect Director Vincent Paul Finigan | Management | For | For |
1.4 | Elect Director Paul M. Hazen | Management | For | For |
1.5 | Elect Director R. Glenn Hubbard | Management | For | For |
1.6 | Elect Director Ross J. Kari | Management | For | For |
1.7 | Elect Director Ely L. Licht | Management | For | For |
1.8 | Elect Director Deborah H. McAneny | Management | For | For |
1.9 | Elect Director Scott C. Nuttall | Management | For | For |
1.10 | Elect Director Scott A. Ryles | Management | For | For |
1.11 | Elect Director William C. Sonneborn | Management | For | For |
1.12 | Elect Director Willy R. Strothotte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ORKLA ASA Meeting Date: APR 18, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: ORKO Security ID: R67787102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share | Management | For | Did Not Vote |
2.1 | Receive Information on Remuneration Policy and Other Terms of Employment for Executive Management | Management | None | None |
2.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
2.3 | Approve Guidelines for Incentive-Based Compensation for Executive Management | Management | For | Did Not Vote |
3 | Receive Company's Corporate Governance Statement | Management | None | None |
4.a | Amend Articles Re: Discontinuation of Corporate Assembly and Increase Employee Representatives; Amend Articles Re: Reflect Changes in Corporate Assembly for Section Relating to Nomination Committee | Management | For | Did Not Vote |
4.b | Amend Articles Re: Number of Board Members and Deputies | Management | For | Did Not Vote |
5.1 | Authorize Repurchase of Shares for Use in Employee Incentive Programs | Management | For | Did Not Vote |
5.2 | Authorize Share Repurchase Program and Disposal of Repurchased Shares | Management | For | Did Not Vote |
6 | Authorize Company to Call EGM with Two Weeks' Notice | Management | For | Did Not Vote |
7.1 | Reelect Andresen, Kreutzer, Bjerke, Pettersson, Waersted, Windfelt, Svarva, Blystad, Selte, Venold, Brautaset, Gleditsch, and Rydning as Members of Corporate Assembly | Management | For | Did Not Vote |
7.2 | Reelect Bjorn, Berdal, Houg, Sorli, and Ideboen as Deputy Members of Corporate Assembly | Management | For | Did Not Vote |
8 | Elect Nils-Henrik Pettersson as Member of Nominating Committee | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
PITNEY BOWES INTERNATIONAL HOLDINGS INC. Meeting Date: DEC 10, 2012 Record Date: OCT 26, 2012 Meeting Type: ANNUAL | ||||
Ticker: Security ID: 724481866 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark J. Gentile | Management | For | For |
1.2 | Elect Director H. Harrison Kephart, Jr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC. Meeting Date: MAY 09, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: RSG Security ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James W. Crownover | Management | For | For |
1b | Elect Director William J. Flynn | Management | For | For |
1c | Elect Director Michael Larson | Management | For | For |
1d | Elect Director Nolan Lehmann | Management | For | For |
1e | Elect Director W. Lee Nutter | Management | For | For |
1f | Elect Director Ramon A. Rodriguez | Management | For | For |
1g | Elect Director Donald W. Slager | Management | For | For |
1h | Elect Director Allan C. Sorensen | Management | For | For |
1i | Elect Director John M. Trani | Management | For | For |
1j | Elect Director Michael W. Wickham | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
SEADRILL LIMITED Meeting Date: SEP 21, 2012 Record Date: JUL 16, 2012 Meeting Type: ANNUAL | ||||
Ticker: SDRL Security ID: G7945E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect John Fredriksen as Director | Management | For | For |
2 | Reelect Olav Troim as Director | Management | For | Against |
3 | Reelect Kate Blankenship as Director | Management | For | For |
4 | Reelect Carl Steen as Director | Management | For | For |
5 | Reelect Kathrine Fredriksen as Director | Management | For | For |
6 | Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS) Meeting Date: APR 10, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: Security ID: H8431B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Remuneration Report | Management | For | Did Not Vote |
1.2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3.1 | Approve Ordinary Dividends of CHF 3.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3.2 | Approve Special Dividends of CHF 4.00 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
4 | Approve Discharge of Board | Management | For | Did Not Vote |
5.1.1 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Malcolm Knight as Director | Management | For | Did Not Vote |
5.1.3 | Reelect Carlos Represas as Director | Management | For | Did Not Vote |
5.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
5.1.5 | Elect Mary Francis as Director | Management | For | Did Not Vote |
5.2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
6.1 | Amend Terms of Existing Pool of Conditional Capital | Management | For | Did Not Vote |
6.2 | Approve Creation of CHF 8.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6.3 | Approve Cancellation of Capital Authorization | Management | For | Did Not Vote |
TELE2 AB Meeting Date: MAY 13, 2013 Record Date: MAY 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: Security ID: W95878117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Receive Chairman's Report | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Receive Financial Statements and Statutory Reports | Management | None | None |
10 | Approve Financial Statements and Statutory Reports | Management | For | For |
11 | Approve Allocation of Income and Dividends of SEK 7.10 per Share | Management | For | For |
12 | Approve Discharge of Board and President | Management | For | For |
13 | Determine Number of Members (8) and Deputy Members of Board (0) | Management | For | For |
14 | Approve Remuneration of Directors in the Aggregate Amount of SEK 5.8 Million; Approve Remuneration of Auditors | Management | For | For |
15 | Reelect Lars Berg, Mia Brunell Livfors, John Hepburn, Erik Mitteregger, Mike Parton (Chair), and John Shakeshaft as Directors; Elect Carla Smits-Nusteling and Mario Zanotti as New Directors | Management | For | For |
16 | Authorize Cristina Stenbeck and Representatives of at Least Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
18 | Authorize Share Repurchase Program | Management | For | For |
19 | Amend Articles Re: Set Minimum (400 Million) and Maximum (1.6 Billion) Number of Shares; Ser Minimum and Maximum Number of Shares within Different Share Classes | Management | For | For |
20 | Approve Share Redemption Program | Management | For | For |
21a | Instruct the Board to Prepare a Proposal for the 2014 AGM Regarding Board Representation for the Small and Mid-Sized Shareholders | Shareholder | None | Against |
21b | Instruct the Board to Establish a Shareholders' Association | Shareholder | None | Against |
21c | Approve Shareholder Proposal to Investigate the Company's Customer Policy | Shareholder | None | Against |
21d | Approve Shareholder Proposal to Investigate the Company's Investor Relations Policy | Shareholder | None | Against |
22 | Close Meeting | Management | None | None |
TELE2 AB Meeting Date: MAY 13, 2013 Record Date: MAY 06, 2013 Meeting Type: SPECIAL | ||||
Ticker: Security ID: W95878117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Approve 2013 Restricted Stock Plan; Approve Associated Formalities | Management | For | For |
8 | Close Meeting | Management | None | None |
TELSTRA CORPORATION LIMITED. Meeting Date: OCT 16, 2012 Record Date: OCT 14, 2012 Meeting Type: ANNUAL | ||||
Ticker: TLS Security ID: Q8975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3a | Elect Timothy Chen as Director | Management | For | For |
3b | Elect Geoffrey Cousins as Director | Management | For | For |
3c | Elect Russell Higgins as Director | Management | For | For |
3d | Elect Margaret Seale as Director | Management | For | For |
3e | Elect Steven Vamos as Director | Management | For | For |
3f | Elect John Zeglis as Director | Management | For | For |
4 | Approve the Increase in Aggregate Remuneration of Non-Executive Directors | Management | None | For |
5 | Approve the Issuance of 1.39 Million Performance Rights to David Thodey, CEO of the Company | Management | For | For |
6 | Approve the Remuneration Report | Management | For | For |
WAL-MART STORES, INC. Meeting Date: JUN 07, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director James I. Cash, Jr. | Management | For | For |
1c | Elect Director Roger C. Corbett | Management | For | For |
1d | Elect Director Douglas N. Daft | Management | For | For |
1e | Elect Director Michael T. Duke | Management | For | For |
1f | Elect Director Timothy P. Flynn | Management | For | For |
1g | Elect Director Marissa A. Mayer | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Steven S. Reinemund | Management | For | For |
1j | Elect Director H. Lee Scott, Jr. | Management | For | For |
1k | Elect Director Jim C. Walton | Management | For | For |
1l | Elect Director S. Robson Walton | Management | For | For |
1m | Elect Director Christopher J. Williams | Management | For | For |
1n | Elect Director Linda S. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | For |
8 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
Thornburg Value Fund
ACCENTURE PLC Meeting Date: FEB 06, 2013 Record Date: DEC 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: ACN Security ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Director William L. Kimsey | Management | For | For |
2.2 | Elect Director Robert I. Lipp | Management | For | For |
2.3 | Elect Director Pierre Nanterme | Management | For | For |
2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend 2010 Share Incentive Plan | Management | For | For |
6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
ACE LIMITED Meeting Date: MAY 16, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: ACE Security ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert M. Hernandez as Director | Management | For | Did Not Vote |
1.2 | Elect Peter Menikoff as Director | Management | For | Did Not Vote |
1.3 | Elect Robert Ripp as Director | Management | For | Did Not Vote |
1.4 | Elect Theodore E. Shasta as Director | Management | For | Did Not Vote |
2 | Declassify the Board of Directors | Management | For | Did Not Vote |
3.1 | Approve Annual Report | Management | For | Did Not Vote |
3.2 | Accept Statutory Financial Statements | Management | For | Did Not Vote |
3.3 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
6.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
6.2 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm as Auditors | Management | For | Did Not Vote |
6.3 | Ratify BDO AG as Special Auditors | Management | For | Did Not Vote |
7 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
8 | Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value | Management | For | Did Not Vote |
9 | Advisory Vote to ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
ACTIVISION BLIZZARD, INC. Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: ATVI Security ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe G. H. Capron | Management | For | Against |
1.2 | Elect Director Jean-Yves Charlier | Management | For | Against |
1.3 | Elect Director Robert J. Corti | Management | For | For |
1.4 | Elect Director Frederic R. Crepin | Management | For | Against |
1.5 | Elect Director Jean-Francois Dubos | Management | For | Against |
1.6 | Elect Director Lucian Grainge | Management | For | Against |
1.7 | Elect Director Brian G. Kelly | Management | For | Against |
1.8 | Elect Director Robert A. Kotick | Management | For | Against |
1.9 | Elect Director Robert J. Morgado | Management | For | For |
1.10 | Elect Director Richard Sarnoff | Management | For | For |
1.11 | Elect Director Regis Turrini | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ALERE INC. Meeting Date: JUL 11, 2012 Record Date: MAY 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: ALR Security ID: 01449J105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol R. Goldberg | Management | For | For |
1.2 | Elect Director James Roosevelt, Jr. | Management | For | For |
1.3 | Elect Director Ron Zwanziger | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Stock Option Plan Grants | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMAZON.COM, INC. Meeting Date: MAY 23, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMZN Security ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
AMDOCS LIMITED Meeting Date: JUL 31, 2012 Record Date: JUN 15, 2012 Meeting Type: SPECIAL | ||||
Ticker: DOX Security ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividends | Management | For | For |
AMDOCS LIMITED Meeting Date: JAN 31, 2013 Record Date: DEC 03, 2012 Meeting Type: ANNUAL | ||||
Ticker: DOX Security ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
1.2 | Elect Adrian Gardner as a Director | Management | For | For |
1.3 | Elect John T. McLennan as a Director | Management | For | For |
1.4 | Elect Simon Olswang as a Director | Management | For | For |
1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
1.7 | Elect Eli Gelman as a Director | Management | For | For |
1.8 | Elect James S. Kahan as a Director | Management | For | For |
1.9 | Elect Richard T.C. LeFave as a Director | Management | For | For |
1.10 | Elect Nehemia Lemelbaum as a Director | Management | For | For |
1.11 | Elect Giora Yaron as a Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ANADARKO PETROLEUM CORPORATION Meeting Date: MAY 14, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: APC Security ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin P. Chilton | Management | For | For |
1b | Elect Director Luke R. Corbett | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Preston M. Geren, III | Management | For | For |
1g | Elect Director Charles W. Goodyear | Management | For | For |
1h | Elect Director John R. Gordon | Management | For | For |
1i | Elect Director Eric D. Mullins | Management | For | For |
1j | Elect Director Paula Rosput Reynolds | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
APPLE INC. Meeting Date: FEB 27, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | For |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
AUTOZONE, INC. Meeting Date: DEC 12, 2012 Record Date: OCT 15, 2012 Meeting Type: ANNUAL | ||||
Ticker: AZO Security ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sue E. Gove | Management | For | For |
1.2 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.3 | Elect Director Enderson Guimaraes | Management | For | For |
1.4 | Elect Director J. R. Hyde, III | Management | For | For |
1.5 | Elect Director W. Andrew McKenna | Management | For | For |
1.6 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.7 | Elect Director Luis P. Nieto | Management | For | For |
1.8 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BANKERS PETROLEUM LTD. Meeting Date: MAY 21, 2013 Record Date: APR 17, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BNK Security ID: 066286303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2a | Elect Director Abdel F. (Abby) Badwi | Management | For | For |
2b | Elect Director Eric Brown | Management | For | For |
2c | Elect Director Wesley Clark | Management | For | For |
2d | Elect Director Robert Cross | Management | For | For |
2e | Elect Director Jonathan Harris | Management | For | For |
2f | Elect Director Phillip Knoll | Management | For | For |
2g | Elect Director Ian B. McMurtrie | Management | For | For |
2h | Elect Director John B. Zaozirny | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Change Jurisdiction of Incorporation [British Columbia to Alberta] | Management | For | For |
5 | Approve Shareholder Rights Plan | Management | For | For |
CITIGROUP INC. Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Franz B. Humer | Management | For | For |
1c | Elect Director Robert L. Joss | Management | For | For |
1d | Elect Director Michael E. O'Neill | Management | For | For |
1e | Elect Director Judith Rodin | Management | For | For |
1f | Elect Director Robert L. Ryan | Management | For | For |
1g | Elect Director Anthony M. Santomero | Management | For | For |
1h | Elect Director Joan E. Spero | Management | For | For |
1i | Elect Director Diana L. Taylor | Management | For | For |
1j | Elect Director William S. Thompson, Jr. | Management | For | For |
1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
COMMUNITY HEALTH SYSTEMS, INC. Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: CYH Security ID: 203668108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Larry Cash | Management | For | For |
1.2 | Elect Director John A. Clerico | Management | For | For |
1.3 | Elect Director James S. Ely, III | Management | For | For |
1.4 | Elect Director John A. Fry | Management | For | For |
1.5 | Elect Director William Norris Jennings | Management | For | For |
1.6 | Elect Director Julia B. North | Management | For | For |
1.7 | Elect Director Wayne T. Smith | Management | For | For |
1.8 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DELL INC. Meeting Date: JUL 13, 2012 Record Date: MAY 18, 2012 Meeting Type: ANNUAL | ||||
Ticker: DELL Security ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Breyer | Management | For | For |
2 | Elect Director Donald J. Carty | Management | For | For |
3 | Elect Director Janet F. Clark | Management | For | For |
4 | Elect Director Laura Conigliaro | Management | For | For |
5 | Elect Director Michael S. Dell | Management | For | For |
6 | Elect Director Kenneth M. Duberstein | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Gerard J. Kleisterlee | Management | For | For |
9 | Elect Director Klaus S. Luft | Management | For | For |
10 | Elect Director Alex J. Mandl | Management | For | For |
11 | Elect Director Shantanu Narayen | Management | For | For |
12 | Elect Director H. Ross Perot, Jr. | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | For |
DELPHI AUTOMOTIVE PLC Meeting Date: APR 25, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: DLPH Security ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Gary L. Cowger as a Director | Management | For | For |
1.2 | Reelect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Reelect Mark P. Frissora as a Director | Management | For | For |
1.4 | Reelect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Reelect John A. Krol as a Director | Management | For | For |
1.6 | Reelect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Reelect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Reelect Rodney O'Neal as a Director | Management | For | For |
1.9 | Reelect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Reelect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Reelect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EMC CORPORATION Meeting Date: MAY 01, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: EMC Security ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director Edmund F. Kelly | Management | For | For |
1g | Elect Director Judith A. Miscik | Management | For | For |
1h | Elect Director Windle B. Priem | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Act by Written Consent | Management | For | For |
7 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Abstain |
EXXON MOBIL CORPORATION Meeting Date: MAY 29, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: XOM Security ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director U.M. Burns | Management | For | For |
1.4 | Elect Director L.R. Faulkner | Management | For | For |
1.5 | Elect Director J.S. Fishman | Management | For | For |
1.6 | Elect Director H.H. Fore | Management | For | For |
1.7 | Elect Director K.C. Frazier | Management | For | For |
1.8 | Elect Director W.W. George | Management | For | For |
1.9 | Elect Director S.J. Palmisano | Management | For | For |
1.10 | Elect Director S.S. Reinemund | Management | For | For |
1.11 | Elect Director R.W. Tillerson | Management | For | For |
1.12 | Elect Director W.C. Weldon | Management | For | For |
1.13 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Abstain |
9 | Adopt Sexual Orientation Anti-bias Policy | Shareholder | Against | Abstain |
10 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
GILEAD SCIENCES, INC. Meeting Date: MAY 08, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: GILD Security ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director Carla A. Hills | Management | For | For |
1.4 | Elect Director Kevin E. Lofton | Management | For | For |
1.5 | Elect Director John W. Madigan | Management | For | For |
1.6 | Elect Director John C. Martin | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director Richard J. Whitley | Management | For | For |
1.9 | Elect Director Gayle E. Wilson | Management | For | For |
1.10 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
GOOGLE INC. Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | For |
6 | Adopt Policy on Succession Planning | Shareholder | Against | For |
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED Meeting Date: DEC 05, 2012 Record Date: OCT 08, 2012 Meeting Type: ANNUAL | ||||
Ticker: HAR Security ID: 413086109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jiren Liu | Management | For | For |
1b | Elect Director Edward H. Meyer | Management | For | For |
1c | Elect Director Dinesh C. Paliwal | Management | For | For |
1d | Elect Director Hellene S. Runtagh | Management | For | For |
1e | Elect Director Frank Sklarsky | Management | For | For |
1f | Elect Director Gary G. Steel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
INPEX CORPORATION Meeting Date: JUN 25, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 1605 Security ID: J2467E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3500 | Management | For | For |
2 | Amend Articles To Indemnify Outside Directors and Outside Statutory Auditors with Contracts - Reflect Stock Exchange Mandate to Consolidate Trading Units | Management | For | For |
3.1 | Elect Director Kuroda, Naoki | Management | For | For |
3.2 | Elect Director Sugioka, Masatoshi | Management | For | For |
3.3 | Elect Director Kitamura, Toshiaki | Management | For | For |
3.4 | Elect Director Yui, Seiji | Management | For | For |
3.5 | Elect Director Sano, Masaharu | Management | For | For |
3.6 | Elect Director Sugaya, Shunichiro | Management | For | For |
3.7 | Elect Director Murayama, Masahiro | Management | For | For |
3.8 | Elect Director Ito, Seiya | Management | For | For |
3.9 | Elect Director Tanaka, Wataru | Management | For | For |
3.10 | Elect Director Ikeda, Takahiko | Management | For | For |
3.11 | Elect Director Kurasawa, Yoshikazu | Management | For | For |
3.12 | Elect Director Wakasugi, Kazuo | Management | For | For |
3.13 | Elect Director Kagawa, Yoshiyuki | Management | For | For |
3.14 | Elect Director Kato, Seiji | Management | For | For |
3.15 | Elect Director Tonoike, Rentaro | Management | For | For |
3.16 | Elect Director Okada, Yasuhiko | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
5 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Bell | Management | For | For |
1b | Elect Director Crandall C.Bowles | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director David M. Cote | Management | For | Against |
1e | Elect Director James S. Crown | Management | For | Against |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Ellen V. Futter | Management | For | Against |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
KDDI CORPORATION Meeting Date: JUN 19, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 9433 Security ID: J31843105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 95 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Onodera, Tadashi | Management | For | For |
3.2 | Elect Director Tanaka, Takashi | Management | For | For |
3.3 | Elect Director Morozumi, Hirofumi | Management | For | For |
3.4 | Elect Director Takahashi, Makoto | Management | For | For |
3.5 | Elect Director Shimatani, Yoshiharu | Management | For | For |
3.6 | Elect Director Ishikawa, Yuuzo | Management | For | For |
3.7 | Elect Director Inoe, Masahiro | Management | For | For |
3.8 | Elect Director Yuasa, Hideo | Management | For | For |
3.9 | Elect Director Hukuzaki, Tsutomu | Management | For | For |
3.10 | Elect Director Tajima, Hidehiko | Management | For | For |
3.11 | Elect Director Kuba, Tetsuo | Management | For | For |
3.12 | Elect Director Kodaira, Nobuyori | Management | For | For |
KONINKLIJKE AHOLD NV Meeting Date: APR 17, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: AH Security ID: N0139V142 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Approve Dividends of EUR 0.44 Per Share | Management | For | For |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Elect J.H.M. Hommen to Supervisory Board | Management | For | For |
9 | Reelect D.C. Doijer to Supervisory Board | Management | For | For |
10 | Reelect S.M. Shern to Supervisory Board | Management | For | For |
11 | Reelect B.J. Noteboom to Supervisory Board | Management | For | For |
12 | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
13 | Approve Remuneration of Supervisory Board | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
16 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
17 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 16 | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
20 | Close Meeting | Management | None | None |
LEVEL 3 COMMUNICATIONS, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: LVLT Security ID: 52729N308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Scott, Jr. | Management | For | For |
1.2 | Elect Director Jeff K. Storey | Management | For | For |
1.3 | Elect Director General Kevin P. Chilton | Management | For | For |
1.4 | Elect Director Archie R. Clemins | Management | For | For |
1.5 | Elect Director Steven T. Clontz | Management | For | For |
1.6 | Elect Director Admiral James O. Ellis, Jr. | Management | For | For |
1.7 | Elect Director T. Michael Glenn | Management | For | For |
1.8 | Elect Director Richard R. Jaros | Management | For | Withhold |
1.9 | Elect Director Michael J. Mahoney | Management | For | Withhold |
1.10 | Elect Director Charles C. Miller, III | Management | For | For |
1.11 | Elect Director John T. Reed | Management | For | For |
1.12 | Elect Director Peter Seah Lim Huat | Management | For | Withhold |
1.13 | Elect Director Peter van Oppen | Management | For | For |
1.14 | Elect Director Albert C. Yates | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
LIFE TIME FITNESS, INC. Meeting Date: APR 25, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: LTM Security ID: 53217R207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bahram Akradi | Management | For | For |
1b | Elect Director Giles H. Bateman | Management | For | For |
1c | Elect Director Jack W. Eugster | Management | For | For |
1d | Elect Director Guy C. Jackson | Management | For | For |
1e | Elect Director John K. Lloyd | Management | For | For |
1f | Elect Director Martha A. Morfitt | Management | For | For |
1g | Elect Director John B. Richards | Management | For | For |
1h | Elect Director Joseph S. Vassalluzzo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LIQUIDITY SERVICES, INC. Meeting Date: FEB 28, 2013 Record Date: JAN 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: LQDT Security ID: 53635B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Angrick, III | Management | For | For |
1.2 | Elect Director David A. Perdue, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LYONDELLBASELL INDUSTRIES NV Meeting Date: MAY 22, 2013 Record Date: APR 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: LYB Security ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Aigrain | Management | For | For |
1.2 | Elect Director Scott M. Kleinman | Management | For | For |
1.3 | Elect Director Bruce A. Smith | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
METLIFE, INC. Meeting Date: APR 23, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Glenn Hubbard | Management | For | For |
1.2 | Elect Director Steven A. Kandarian | Management | For | For |
1.3 | Elect Director John M. Keane | Management | For | For |
1.4 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.5 | Elect Director James M. Kilts | Management | For | For |
1.6 | Elect Director Catherine R. Kinney | Management | For | For |
1.7 | Elect Director Hugh B. Price | Management | For | For |
1.8 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSOFT CORPORATION Meeting Date: NOV 28, 2012 Record Date: SEP 14, 2012 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | For |
MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 21, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Fredric G. Reynolds | Management | For | For |
1g | Elect Director Irene B. Rosenfeld | Management | For | For |
1h | Elect Director Patrick T. Siewert | Management | For | For |
1i | Elect Director Ruth J. Simmons | Management | For | For |
1j | Elect Director Ratan N. Tata | Management | For | For |
1k | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
NETAPP, INC. Meeting Date: AUG 31, 2012 Record Date: JUL 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: NTAP Security ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Nicholas G. Moore | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Jeffry R. Allen | Management | For | For |
1.5 | Elect Director Alan L. Earhart | Management | For | For |
1.6 | Elect Director Gerald Held | Management | For | For |
1.7 | Elect Director T. Michael Nevens | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
1.10 | Elect Director Richard P. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
NIELSEN HOLDINGS N.V. Meeting Date: MAY 07, 2013 Record Date: APR 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: NLSN Security ID: N63218106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3a | Elect Director David L. Calhoun | Management | For | For |
3b | Elect Director James A. Attwood, Jr. | Management | For | For |
3c | Elect Director Richard J. Bressler | Management | For | For |
3d | Elect Director Patrick Healy | Management | For | For |
3e | Elect Director Karen M. Hoguet | Management | For | For |
3f | Elect Director James M. Kilts | Management | For | For |
3g | Elect Director Alexander Navab | Management | For | For |
3h | Elect Director Robert Pozen | Management | For | For |
3i | Elect Director Vivek Ranadive | Management | For | For |
3j | Elect Director Robert Reid | Management | For | For |
3k | Elect Director Javier G. Teruel | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Advisory Vote to Approve Remuneration of Executives | Management | For | For |
OFFICEMAX INCORPORATED Meeting Date: APR 29, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: OMX Security ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warren F. Bryant | Management | For | For |
1b | Elect Director Joseph M. DePinto | Management | For | For |
1c | Elect Director Rakesh Gangwal | Management | For | For |
1d | Elect Director V. James Marino | Management | For | For |
1e | Elect Director William J. Montgoris | Management | For | For |
1f | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
1g | Elect Director Ravichandra K. Saligram | Management | For | For |
1h | Elect Director David M. Szymanski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
OPENTABLE, INC. Meeting Date: JUN 05, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: OPEN Security ID: 68372A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas H. Layton | Management | For | For |
1.2 | Elect Director Matthew Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
REPUBLIC SERVICES, INC. Meeting Date: MAY 09, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: RSG Security ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James W. Crownover | Management | For | For |
1b | Elect Director William J. Flynn | Management | For | For |
1c | Elect Director Michael Larson | Management | For | For |
1d | Elect Director Nolan Lehmann | Management | For | For |
1e | Elect Director W. Lee Nutter | Management | For | For |
1f | Elect Director Ramon A. Rodriguez | Management | For | For |
1g | Elect Director Donald W. Slager | Management | For | For |
1h | Elect Director Allan C. Sorensen | Management | For | For |
1i | Elect Director John M. Trani | Management | For | For |
1j | Elect Director Michael W. Wickham | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
SEATTLE GENETICS, INC. Meeting Date: MAY 17, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: SGEN Security ID: 812578102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc E. Lippman | Management | For | For |
1.2 | Elect Director Franklin M. Berger | Management | For | For |
1.3 | Elect Director Daniel G. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SOFTBANK CORP. Meeting Date: JUN 21, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 9984 Security ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2 | Amend Articles To Change Company Name - Amend Business Lines | Management | For | For |
3.1 | Elect Director Son, Masayoshi | Management | For | For |
3.2 | Elect Director Miyauchi, Ken | Management | For | For |
3.3 | Elect Director Kasai, Kazuhiko | Management | For | For |
3.4 | Elect Director Ronald Fisher | Management | For | For |
3.5 | Elect Director Yun Ma | Management | For | For |
3.6 | Elect Director Miyasaka, Manabu | Management | For | For |
3.7 | Elect Director Yanai, Tadashi | Management | For | For |
3.8 | Elect Director Mark Schwartz | Management | For | For |
4.1 | Appoint Statutory Auditor Sano, Mitsuo | Management | For | For |
4.2 | Appoint Statutory Auditor Uno, Soichiro | Management | For | For |
4.3 | Appoint Statutory Auditor Shibayama, Koichi | Management | For | Against |
4.4 | Appoint Statutory Auditor Kubokawa, Hidekazu | Management | For | For |
SPRINT NEXTEL CORPORATION Meeting Date: JUN 25, 2013 Record Date: APR 18, 2013 Meeting Type: SPECIAL | ||||
Ticker: S Security ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
STARBUCKS CORPORATION Meeting Date: MAR 20, 2013 Record Date: JAN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: SBUX Security ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard Schultz | Management | For | For |
1b | Elect Director William W. Bradley | Management | For | For |
1c | Elect Director Robert M. Gates | Management | For | For |
1d | Elect Director Mellody Hobson | Management | For | For |
1e | Elect Director Kevin R. Johnson | Management | For | For |
1f | Elect Director Olden Lee | Management | For | For |
1g | Elect Director Joshua Cooper Ramo | Management | For | For |
1h | Elect Director James G. Shennan, Jr. | Management | For | For |
1i | Elect Director Clara Shih | Management | For | For |
1j | Elect Director Javier G. Teruel | Management | For | For |
1k | Elect Director Myron E. Ullman, III | Management | For | For |
1l | Elect Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Prohibit Political Spending | Shareholder | Against | Abstain |
STERLING FINANCIAL CORPORATION Meeting Date: APR 29, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: STSA Security ID: 859319303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard P. Behar | Management | For | For |
1.2 | Elect Director Leslie ('Les') S. Biller | Management | For | Withhold |
1.3 | Elect Director Ellen R.M. Boyer | Management | For | For |
1.4 | Elect Director David A. Coulter | Management | For | For |
1.5 | Elect Director Robert C. Donegan | Management | For | For |
1.6 | Elect Director C. Webb Edwards | Management | For | For |
1.7 | Elect Director William ('Ike') L. Eisenhart | Management | For | For |
1.8 | Elect Director Robert H. Hartheimer | Management | For | For |
1.9 | Elect Director Michael F. Reuling | Management | For | For |
1.10 | Elect Director J. Gregory Seibly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TESLA MOTORS, INC. Meeting Date: JUN 04, 2013 Record Date: APR 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: TSLA Security ID: 88160R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brad W. Buss | Management | For | For |
1.2 | Elect Director Ira Ehrenpreis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE ADT CORPORATION Meeting Date: MAR 14, 2013 Record Date: JAN 16, 2013 Meeting Type: ANNUAL | ||||
Ticker: ADT Security ID: 00101J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Colligan | Management | For | For |
1.2 | Elect Director Timothy Donahue | Management | For | For |
1.3 | Elect Director Robert Dutkowsky | Management | For | For |
1.4 | Elect Director Bruce Gordon | Management | For | For |
1.5 | Elect Director Naren Gursahaney | Management | For | For |
1.6 | Elect Director Bridgette Heller | Management | For | For |
1.7 | Elect Director Kathleen Hyle | Management | For | For |
1.8 | Elect Director Keith Meister | Management | For | For |
1.9 | Elect Director Dinesh Paliwal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: HIG Security ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert B. Allardice, III | Management | For | For |
1b | Elect Director Trevor Fetter | Management | For | For |
1c | Elect Director Paul G. Kirk, Jr. | Management | For | For |
1d | Elect Director Liam E. McGee | Management | For | For |
1e | Elect Director Kathryn A. Mikells | Management | For | For |
1f | Elect Director Michael G. Morris | Management | For | For |
1g | Elect Director Thomas A. Renyi | Management | For | For |
1h | Elect Director Charles B. Strauss | Management | For | For |
1i | Elect Director H. Patrick Swygert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 22, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: TMO Security ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director C. Martin Harris | Management | For | For |
1b | Elect Director Judy C. Lewent | Management | For | For |
1c | Elect Director Jim P. Manzi | Management | For | For |
1d | Elect Director Lars R. Sorensen | Management | For | For |
1e | Elect Director Elaine S. Ullian | Management | For | For |
1f | Elect Director Marc N. Casper | Management | For | For |
1g | Elect Director Nelson J. Chai | Management | For | For |
1h | Elect Director Tyler Jacks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TOKYO STEEL MFG. CO. LTD. Meeting Date: JUN 26, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 5423 Security ID: J88204110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nishimoto, Toshikazu | Management | For | Against |
1.2 | Elect Director Imamura, Kiyoshi | Management | For | For |
1.3 | Elect Director Yamada, Kazufumi | Management | For | For |
1.4 | Elect Director Adachi, Toshio | Management | For | For |
1.5 | Elect Director Kawamoto, Hiromi | Management | For | For |
1.6 | Elect Director Nara, Nobuaki | Management | For | For |
TOTAL SA Meeting Date: MAY 17, 2013 Record Date: MAY 13, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FP Security ID: F92124100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.34 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Thierry Desmarest as Director | Management | For | For |
6 | Reelect Gunnar Brock as Director | Management | For | For |
7 | Reelect Gerard Lamarche as Director | Management | For | For |
8 | Elect Charles Keller as Representative of Employee Shareholders to the Board | Management | For | For |
9 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Management | Against | Against |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million | Management | For | For |
11 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
12 | Approve Employee Stock Purchase Plan | Management | For | For |
A | Approve the Establishment of an Independent Ethics Committee | Shareholder | Against | Against |
B | Approve to Link Remuneration to Positive Safety Indicators | Shareholder | Against | Against |
C | Acquire the Diversity Label | Shareholder | Against | Abstain |
D | Approve Nomination of Employees Representative to the Remuneration Committee | Shareholder | Against | Against |
E | Allow Loyalty Dividends to Long-Term Registered Shareholders | Shareholder | Against | Against |
TUPPERWARE BRANDS CORPORATION Meeting Date: MAY 24, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: TUP Security ID: 899896104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine A. Bertini | Management | For | For |
1.2 | Elect Director Susan M. Cameron | Management | For | For |
1.3 | Elect Director Kriss Cloninger, III | Management | For | For |
1.4 | Elect Director E. V. Goings | Management | For | For |
1.5 | Elect Director Joe R. Lee | Management | For | For |
1.6 | Elect Director Angel R. Martinez | Management | For | For |
1.7 | Elect Director Antonio Monteiro de Castro | Management | For | For |
1.8 | Elect Director Robert J. Murray | Management | For | For |
1.9 | Elect Director David R. Parker | Management | For | For |
1.10 | Elect Director Joyce M. Roche | Management | For | For |
1.11 | Elect Director M. Anne Szostak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Meeting Date: MAY 21, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: VRX Security ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Robert A. Ingram | Management | For | For |
1c | Elect Director Theo Melas-Kyriazi | Management | For | For |
1d | Elect Director G. Mason Morfit | Management | For | For |
1e | Elect Director Laurence E. Paul | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Lloyd M. Segal | Management | For | For |
1k | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Continuance of Company [CBCA to BCBCA] | Management | For | For |
VERISIGN, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: VRSN Security ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
YAHOO! INC. Meeting Date: JUL 12, 2012 Record Date: MAY 17, 2012 Meeting Type: ANNUAL | ||||
Ticker: YHOO Security ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alfred J. Amoroso | Management | For | For |
2 | Elect Director John D. Hayes | Management | For | For |
3 | Elect Director Susan M. James | Management | For | For |
4 | Elect Director David W. Kenny | Management | For | For |
5 | Elect Director Peter Liguori | Management | For | For |
6 | Elect Director Daniel S. Loeb | Management | For | For |
7 | Elect Director Thomas J. McInerney | Management | For | For |
8 | Elect Director Brad D. Smith | Management | For | For |
9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
10 | Elect Director Harry J. Wilson | Management | For | For |
11 | Elect Director Michael J. Wolf | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
Thornburg International Value Fund
ACCENTURE PLC Meeting Date: FEB 06, 2013 Record Date: DEC 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: ACN Security ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Director William L. Kimsey | Management | For | For |
2.2 | Elect Director Robert I. Lipp | Management | For | For |
2.3 | Elect Director Pierre Nanterme | Management | For | For |
2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend 2010 Share Incentive Plan | Management | For | For |
6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
ADIDAS AG Meeting Date: MAY 08, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: ADS Security ID: D0066B185 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Approve Amendments of Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
6 | Approve Creation of EUR 50 Million Pool of Capital with Preemptive Rights | Management | For | Did Not Vote |
7 | Approve Creation of EUR 25 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
8 | Approve Creation of EUR 20 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
9 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
AIA GROUP LTD. Meeting Date: MAY 10, 2013 Record Date: MAY 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: 01299 Security ID: Y002A1105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Barry Chun-Yuen Cheung as Director | Management | For | For |
4 | Elect George Yong-Boon Yeo as Director | Management | For | For |
5 | Elect Narongchai Akrasanee as Director | Management | For | For |
6 | Elect Qin Xiao as Director | Management | For | For |
7 | Elect Mark Edward Tucker as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
10 | Amend Articles of Association of the Company | Management | For | For |
ALLIANZ SE Meeting Date: MAY 07, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: ALV Security ID: D03080112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 4.50 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Elect Christine Bosse to the Supervisory Board | Management | For | Did Not Vote |
AMADEUS IT HOLDINGS SA Meeting Date: JUN 19, 2013 Record Date: JUN 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMS Security ID: E04908112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5.1 | Reelect Clara Furse as Director | Management | For | For |
5.2 | Reelect Guillermo de la Dehesa Romero as Director | Management | For | For |
6 | Advisory Vote on Remuneration Policy Report | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
8 | Authorize Repurchase of Shares | Management | For | For |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
ARM HOLDINGS PLC Meeting Date: MAY 02, 2013 Record Date: APR 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: ARM Security ID: G0483X122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Sir John Buchanan as Director | Management | For | For |
5 | Re-elect Warren East as Director | Management | For | For |
6 | Re-elect Andy Green as Director | Management | For | For |
7 | Re-elect Larry Hirst as Director | Management | For | For |
8 | Re-elect Mike Muller as Director | Management | For | For |
9 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
10 | Re-elect Janice Roberts as Director | Management | For | For |
11 | Re-elect Philip Rowley as Director | Management | For | For |
12 | Re-elect Tim Score as Director | Management | For | For |
13 | Re-elect Simon Segars as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Long Term Incentive Plan | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ASML HOLDING NV Meeting Date: APR 24, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: ASML Security ID: N07059202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.53 Per Share | Management | For | For |
8 | Approve Remuneration Policy 2014 for Management Board Members | Management | For | For |
9a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
9b | Approve Performance Share Arrangement According to Remuneration Policy 2014 | Management | For | For |
10 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
11 | Announce Intention to Reappoint F.J. van Hout to Management Board | Management | None | None |
12a | Reelect H.C.J. van den Burg to Supervisory Board | Management | For | For |
12b | Reelect P.F.M. van der Meer Mohr to Supervisory Board | Management | For | For |
12c | Reelect W.H. Ziebart to Supervisory Board | Management | For | For |
12d | Elect D.A. Grose to Supervisory Board | Management | For | For |
12e | Elect C.M.S. Smits-Nusteling to Supervisory Board | Management | For | For |
13 | Announcement of Retirement of Supervisory Board Members F.W. Frohlich and OB Bilous by Rotation in 2014 | Management | None | None |
14 | Ratify Deloitte Accountants as Auditors | Management | For | For |
15a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
15b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a | Management | For | For |
15c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
15d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c | Management | For | For |
16a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Authorize Cancellation of Repurchased Shares | Management | For | For |
18 | Other Business (Non-Voting) | Management | None | None |
19 | Close Meeting | Management | None | None |
BRITISH AMERICAN TOBACCO PLC Meeting Date: APR 25, 2013 Record Date: APR 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: BATS Security ID: G1510J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect John Daly as Director | Management | For | For |
8 | Re-elect Karen de Segundo as Director | Management | For | For |
9 | Re-elect Nicandro Durante as Director | Management | For | For |
10 | Re-elect Ann Godbehere as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Gerry Murphy as Director | Management | For | For |
13 | Re-elect Kieran Poynter as Director | Management | For | For |
14 | Re-elect Anthony Ruys as Director | Management | For | For |
15 | Re-elect Ben Stevens as Director | Management | For | For |
16 | Elect Richard Tubb as Director | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CANADIAN NATIONAL RAILWAY COMPANY Meeting Date: APR 23, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: CNR Security ID: 136375102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Armellino | Management | For | For |
1.2 | Elect Director A. Charles Baillie | Management | For | For |
1.3 | Elect Director Hugh J. Bolton | Management | For | For |
1.4 | Elect Director Donald J. Carty | Management | For | For |
1.5 | Elect Director Gordon D. Giffin | Management | For | For |
1.6 | Elect Director Edith E. Holiday | Management | For | For |
1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.8 | Elect Director Denis Losier | Management | For | For |
1.9 | Elect Director Edward C. Lumley | Management | For | For |
1.10 | Elect Director David G.A. McLean | Management | For | For |
1.11 | Elect Director Claude Mongeau | Management | For | For |
1.12 | Elect Director James E. O'Connor | Management | For | For |
1.13 | Elect Director Robert Pace | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CARNIVAL PLC Meeting Date: APR 17, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: G19081101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Micky Arison as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
2 | Re-elect Sir Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
3 | Re-elect Arnold Donald as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
4 | Re-elect Pier Foschi as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
5 | Re-elect Howard Frank as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
6 | Re-elect Richard Glasier as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
7 | Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
8 | Re-elect Sir John Parker as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
9 | Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
10 | Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
11 | Re-elect Randall Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors of Carnival plc; Ratify the Selection of PricewaterhouseCoopers LLP as Registered Certified Public Accounting Firm of Carnival Corporation | Management | For | For |
13 | Authorise the Audit Committee of Carnival plc to Fix Remuneration of Auditors | Management | For | For |
14 | Accept Financial Statements and Statutory Reports | Management | For | For |
15 | Advisory Vote to Approve Compensation of the Named Executive Officers | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
CENOVUS ENERGY INC. Meeting Date: APR 24, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: CVE Security ID: 15135U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Director Ralph S. Cunningham | Management | For | For |
1.02 | Elect Director Patrick D. Daniel | Management | For | For |
1.03 | Elect Director Ian W. Delaney | Management | For | For |
1.04 | Elect Director Brian C. Ferguson | Management | For | For |
1.05 | Elect Director Michael A. Grandin | Management | For | For |
1.06 | Elect Director Valerie A.A. Nielsen | Management | For | For |
1.07 | Elect Director Charles M. Rampacek | Management | For | For |
1.08 | Elect Director Colin Taylor | Management | For | For |
1.09 | Elect Director Wayne G. Thomson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. Meeting Date: JUN 25, 2013 Record Date: MAY 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: CHKP Security ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Six Directors | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | Management | For | For |
3 | Approve Executive Compensation Policy | Management | For | For |
4 | Approve Compensation of Chairman/CEO | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
CHINA LIFE INSURANCE CO. LIMITED Meeting Date: JUL 10, 2012 Record Date: JUN 08, 2012 Meeting Type: SPECIAL | ||||
Ticker: 02628 Security ID: Y1477R204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Yang Mingsheng as Executive Director | Management | For | For |
2 | Elect Wan Feng as Executive Director | Management | For | For |
3 | Elect Lin Dairen as Executive Director | Management | For | For |
4 | Elect Liu Yingqi as Executive Director | Management | For | For |
5 | Elect Miao Jianmin as Non-Executive Director | Management | For | For |
6 | Elect Zhang Xiangxian as Non-Executive Director | Management | For | For |
7 | Elect Wang Sidong as Non-Executive Director | Management | For | For |
8 | Elect Sun Changji as Independent Non-Executive Director | Management | For | For |
9 | Elect Bruce Douglas Moore as Independent Non-Executive Director | Management | For | For |
10 | Elect Anthony Francis Neoh as Independent Non-Executive Director | Management | For | For |
11 | Elect Xia Zhihua as Shareholder Representative Supervisor | Management | For | For |
12 | Elect Shi Xiangming as Shareholder Representative Supervisor | Management | For | For |
13 | Elect Tang Jianbang as Independent Non-Executive Director | Shareholder | For | For |
14 | Elect Luo Zhongmin as External Supervisor | Shareholder | For | For |
CHINA MERCHANTS BANK CO LTD Meeting Date: SEP 07, 2012 Record Date: AUG 07, 2012 Meeting Type: SPECIAL | ||||
Ticker: 600036 Security ID: Y14896115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Extension of the Validity Period in Respect of the A Share Rights Issue and H Share Rights Issue | Management | For | For |
CHINA MERCHANTS BANK CO LTD Meeting Date: SEP 07, 2012 Record Date: AUG 07, 2012 Meeting Type: SPECIAL | ||||
Ticker: 600036 Security ID: Y14896115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Extension of the Validity Period of the Resolutions in Respect of the A Share Rights Issue and H Share Rights Issue | Management | For | For |
CHINA MERCHANTS BANK CO LTD Meeting Date: MAY 31, 2013 Record Date: APR 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: 600036 Security ID: Y14896115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Work Report of the Board of Directors | Management | For | For |
2 | Approve Work Report of the Board of Supervisors | Management | For | For |
3 | Approve Annual Report (including the Audited Financial Report) | Management | For | For |
4 | Approve Audited Financial Statements | Management | For | For |
5 | Approve Profit Appropriation Plan | Management | For | For |
6 | Reappoint KPMG Huazhen as Accountant for PRC and KPMG as Accountant for Overseas Audit and Authorize Board to Fix Their Remuneration | Management | For | For |
7a | Elect Fu Yuning as Director | Management | For | Against |
7b | Elect Li Yinquan as Director | Management | For | For |
7c | Elect Fu Gangfeng as Director | Management | For | For |
7d | Elect Hong Xiaoyuan as Director | Management | For | For |
7e | Elect Xiong Xianliang as Director | Management | For | For |
7f | Elect Wei Jiafu as Director | Management | For | For |
7g | Elect Sun Yueying as Director | Management | For | For |
7h | Elect Wang Daxiong as Director | Management | For | For |
7i | Elect Fu Junyuan as Director | Management | For | For |
7j | Elect Zhu Yi as Director | Management | For | Against |
7k | Elect Ma Weihua as Director | Management | None | None |
7l | Elect Zhang Guanghua as Director | Management | For | For |
7m | Elect Li Hao as Director | Management | For | For |
7n | Elect Wong Kwai Lam as Director | Management | For | For |
7o | Elect Shan Weijian as Director | Management | For | For |
7p | Elect Yi Jun as Director | Management | None | None |
7q | Elect Pan Chengwei as Director | Management | For | For |
7r | Elect Pan Yingli as Director | Management | For | For |
7s | Elect Guo Xuemeng as Director | Management | For | For |
8a | Elect Zhu Genlin as Shareholder-Representative Supervisor | Management | For | For |
8b | Elect An Luming as Shareholder-Representative Supervisor | Management | For | For |
8c | Elect Liu Zhengxi as Shareholder-Representative Supervisor | Management | For | For |
8d | Elect Peng Zhijian as Shareholder-Representative Supervisor | Management | For | For |
8e | Elect Pan Ji as External Supervisor | Management | For | For |
8f | Elect Shi Rongyao as External Supervisor | Management | For | For |
9 | Approve Assessment Report on the Duty Performance of Directors | Management | For | For |
10 | Approve Assessment Report on the Duty Performance of Supervisors | Management | For | For |
11 | Approve Assessment Report on the Duty Performance and Cross-Evaluation of Independent Non-executive Directors | Management | For | For |
12 | Approve Assessment Report on the Duty Performance and Cross-Evaluation of External Supervisors | Management | For | For |
13 | Approve Related Party Transaction Report | Management | For | For |
14 | Approve Resolution Regarding Extension of the Effective Period for the Issue of New Tier 2 Capital Instruments | Management | For | For |
15 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
16 | Amend Articles of Association | Management | For | For |
17a | Elect Tian Huiyu as Director | Shareholder | None | Against |
17b | Elect Xu Shanda as Director | Shareholder | None | For |
CNOOC LTD. Meeting Date: AUG 21, 2012 Record Date: AUG 16, 2012 Meeting Type: SPECIAL | ||||
Ticker: 00883 Security ID: Y1662W117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Coalbed Methane Resources Exploration and Development Cooperation Agreement and Related Transactions | Management | For | For |
CNOOC LTD. Meeting Date: NOV 21, 2012 Record Date: NOV 16, 2012 Meeting Type: SPECIAL | ||||
Ticker: 00883 Security ID: Y1662W117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Non-exempt Revised Caps for Relevant Categories of the Continuing Connected Transactions in Respect of 2012 and 2013 | Management | For | For |
CNOOC LTD. Meeting Date: MAY 24, 2013 Record Date: MAY 16, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00883 Security ID: Y1662W117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Audited Accounts with Director's Report and Auditors' Report | Management | For | For |
1b | Declare Final Dividend | Management | For | For |
1c | Elect Yang Hua as Director | Management | For | For |
1d | Elect Zhou Shouwei as Director | Management | For | For |
1e | Elect Chiu Sung Hong as Director | Management | For | For |
1f | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
1g | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
2b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
2c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
COAL INDIA LTD. Meeting Date: SEP 18, 2012 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 533278 Security ID: Y1668L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Interim Dividend of INR 9.50 Per Share and Approve Final Dividend of INR 0.50 Per Share | Management | For | For |
3 | Reelect S.K. Barua as Director | Management | For | Against |
4 | Amend Articles of Association | Management | For | For |
5 | Elect S.N. Rao as Director | Management | For | For |
6 | Elect Z. Chatterji as Director | Management | For | For |
7 | Elect A.A. Srivastava as Director | Management | For | For |
8 | Elect S. Bhide as Director | Management | For | For |
9 | Elect R.N. Trivedi as Director | Management | For | For |
10 | Elect A. Ansari as Director | Management | For | For |
11 | Elect K.R. Gupta as Director | Management | For | For |
12 | Elect S. Chaudhuri as Director | Management | For | For |
13 | Elect N. Kumar as Director | Management | For | Against |
14 | Elect B.K. Saxena as Director | Management | For | For |
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN Meeting Date: MAY 17, 2013 Record Date: MAY 13, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ML Security ID: F61824144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 15 of Bylaws Re: Length of Term for Supervisory Board Members | Management | For | For |
2 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
3 | Approve Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | For |
5 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Reelect Barbara Dalibard as Supervisory Board Member | Management | For | For |
9 | Reelect Louis Gallois as Supervisory Board Member | Management | For | For |
10 | Elect Anne-Sophie de La Bigne as Supervisory Board Member | Management | For | For |
11 | Elect Jean-Pierre Duprieu as Supervisory Board Member | Management | For | For |
12 | Elect Olivier Bazil as Supervisory Board Member | Management | For | For |
13 | Elect Michel Rollier as Supervisory Board Member | Management | For | For |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
COVIDIEN PLC Meeting Date: MAR 20, 2013 Record Date: JAN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: COV Security ID: G2554F113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Joy A. Amundson | Management | For | For |
1c | Elect Director Craig Arnold | Management | For | For |
1d | Elect Director Robert H. Brust | Management | For | For |
1e | Elect Director John M. Connors, Jr. | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Randall J. Hogan, III | Management | For | For |
1h | Elect Director Martin D. Madaus | Management | For | For |
1i | Elect Director Dennis H. Reilley | Management | For | For |
1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
7 | Amend Articles of Association to expand the authority to execute instruments of transfer | Management | For | For |
8 | Approve Creation of Distributable Reserves | Management | For | For |
DEUTSCHE BANK AG Meeting Date: APR 11, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: DBK Security ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Confirm 2012 AGM Resolution to Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | Did Not Vote |
2 | Confirm 2012 AGM Resolution to Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | Did Not Vote |
3.1 | Confirm 2012 AGM Resolution to Elect Paul Achleitner to the Supervisory Board | Management | For | Did Not Vote |
3.2 | Confirm 2012 AGM Resolution to Elect Peter Loescher to the Supervisory Board | Management | For | Did Not Vote |
3.3 | Confirm 2012 AGM Resolution to Elect Klaus Ruediger Truetzschler to the Supervisory Board | Management | For | Did Not Vote |
DEUTSCHE BANK AG Meeting Date: MAY 23, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: DBK Security ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
6 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | Did Not Vote |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
9 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11.1 | Elect John Cryan to the Supervisory Board | Management | For | Did Not Vote |
11.2 | Elect Henning Kagermann to the Supervisory Board | Management | For | Did Not Vote |
11.3 | Elect Suzanne Labarge to the Supervisory Board | Management | For | Did Not Vote |
11.4 | Elect Johannes Teyssen to the Supervisory Board | Management | For | Did Not Vote |
11.5 | Elect Georg Thoma to the Supervisory Board | Management | For | Did Not Vote |
11.6 | Elect Tilman Todenhoefer to the Supervisory Board | Management | For | Did Not Vote |
11.7 | Elect Dina Dublon to the Supervisory Board | Management | For | Did Not Vote |
12 | Approve Creation of EUR 230.4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
13 | Approve Domination Agreement with RREEF Management GmbH | Management | For | Did Not Vote |
EMBRAER SA Meeting Date: MAR 08, 2013 Record Date: JAN 28, 2013 Meeting Type: SPECIAL | ||||
Ticker: ERJ Security ID: 29082A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles 2, 8, 33, 39, and 40 Re: Competencies of Board of Directors and Executive Members | Management | For | For |
2 | Amend Articles 27, 29, 30, 31, 32, 33, 34, and 35 Re: Board Structure | Management | For | For |
3 | Amend Articles 9, 10, 11, 12, 16, 18, 20, 22, 23, 30, 31, 32, 33, 39, 47, 49, 54, 55, and 59 | Management | For | For |
EMBRAER SA Meeting Date: APR 25, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ERJ Security ID: 29082A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Elect Fiscal Council Members | Management | For | For |
5 | Approve Remuneration of Company's Management | Management | For | For |
6 | Approve Remuneration of Fiscal Council | Management | For | For |
1 | Amend Stock Option Plan | Management | For | For |
2 | Approve Stock Option Plan for Board of Directors | Management | For | For |
FANUC CORP. Meeting Date: JUN 27, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 6954 Security ID: J13440102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 82.04 | Management | For | For |
2 | Amend Articles To Authorize Public Announcements in Electronic Format - Indemnify Directors - Increase Maximum Board Size | Management | For | For |
3.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
3.2 | Elect Director Yamaguchi, Kenji | Management | For | For |
3.3 | Elect Director Gonda, Yoshihiro | Management | For | For |
3.4 | Elect Director Richard E. Schneider | Management | For | For |
3.5 | Elect Director Uchida, Hiroyuki | Management | For | For |
3.6 | Elect Director Kosaka, Tetsuya | Management | For | For |
3.7 | Elect Director Matsubara, Shunsuke | Management | For | For |
3.8 | Elect Director Kohari, Katsuo | Management | For | For |
3.9 | Elect Director Okada, Toshiya | Management | For | For |
3.10 | Elect Director Hiramoto, Kazuyuki | Management | For | For |
3.11 | Elect Director Olaf C. Gehrels | Management | For | For |
3.12 | Elect Director Aoyama, Kazunari | Management | For | For |
3.13 | Elect Director Ito, Takayuki | Management | For | For |
3.14 | Elect Director Yamada, Yuusaku | Management | For | For |
3.15 | Elect Director Hishikawa, Tetsuo | Management | For | For |
3.16 | Elect Director Noda, Hiroshi | Management | For | For |
3.17 | Elect Director Inaba, Kiyonori | Management | For | For |
3.18 | Elect Director Ono, Masato | Management | For | For |
FRESENIUS MEDICAL CARE AG & CO. KGAA Meeting Date: MAY 16, 2013 Record Date: APR 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: FME Security ID: D2734Z107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Common Share and EUR 0.77 per Preference Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | For |
6 | Approve Conversion of Preference Shares into Ordinary Shares | Management | For | For |
7 | Amend Stock Option Plan and Conditional Capital Pool to Reflect Changes in Share Structure | Management | For | For |
8 | Approve Items 6 and 7 | Management | For | For |
9 | Amend Articles Re: AGM Participation and Voting Rights | Management | For | For |
H & M HENNES & MAURITZ Meeting Date: APR 23, 2013 Record Date: APR 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: HMB Security ID: W41422101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Receive President's Report; Allow Questions | Management | None | None |
4 | Prepare and Approve List of Shareholders | Management | For | For |
5 | Approve Agenda of Meeting | Management | For | For |
6 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
7 | Acknowledge Proper Convening of Meeting | Management | For | For |
8a | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
8b | Receive Auditor Report | Management | None | None |
8c | Receive Chairman Report | Management | None | None |
8d | Receive Nominating Committee Report | Management | None | None |
9a | Approve Financial Statements and Statutory Reports | Management | For | For |
9b | Approve Allocation of Income and Dividends of SEK 9.50 per Share | Management | For | For |
9c | Approve Discharge of Board and President | Management | For | For |
10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | For |
11 | Approve Remuneration of Directors; Approve Remuneration of Auditors | Management | For | For |
12 | Reelect Mia Brunell Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chair), Melker Schorling and Christian Sievert as Directors | Management | For | For |
13 | Ratify Ernst & Young as Auditors | Management | For | For |
14 | Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines | Management | For | For |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
16 | Amend All-Employee Incentive Plan | Management | For | For |
17 | Close Meeting | Management | None | None |
HONG KONG EXCHANGES AND CLEARING LTD Meeting Date: APR 24, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00388 Security ID: Y3506N139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect John Estmond Strickland as Director | Management | For | For |
3b | Elect Wong Sai Hung, Oscar as Director | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
HSBC HOLDINGS PLC Meeting Date: MAY 24, 2013 Record Date: MAY 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: HSBA Security ID: G4634U169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3(a) | Re-elect Safra Catz as Director | Management | For | For |
3(b) | Re-elect Laura Cha as Director | Management | For | For |
3(c) | Re-elect Marvin Cheung as Director | Management | For | For |
3(d) | Elect Jim Comey as Director | Management | For | For |
3(e) | Re-elect John Coombe as Director | Management | For | For |
3(f) | Re-elect Joachim Faber as Director | Management | For | For |
3(g) | Re-elect Rona Fairhead as Director | Management | For | For |
3(h) | Elect Renato Fassbind as Director | Management | For | For |
3(i) | Re-elect Douglas Flint as Director | Management | For | For |
3(j) | Re-elect Stuart Gulliver as Director | Management | For | For |
3(k) | Re-elect James Hughes-Hallett as Director | Management | For | For |
3(l) | Re-elect William Laidlaw as Director | Management | For | For |
3(m) | Re-elect John Lipsky as Director | Management | For | For |
3(n) | Re-elect Janis Lomax as Director | Management | For | For |
3(o) | Re-elect Iain Mackay as Director | Management | For | For |
3(p) | Re-elect Sir Simon Robertson as Director | Management | For | For |
3(q) | Re-elect John Thornton as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HYUNDAI MOTOR CO. Meeting Date: MAR 15, 2013 Record Date: DEC 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: 005380 Security ID: Y38472109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,900 per Common Share, KRW 1,950 per Preferred Share 1, KRW 2,000 per Preferred Share 2, and KRW 1,950 per Preferred Share 3 | Management | For | For |
2 | Reelect Two Inside Directors and Two Outside Directors(Bundled) | Management | For | For |
3 | Reelect Nam Sung-Il as Member of Audit Committee | Management | For | For |
4 | Amend Articles of Incorporation - Business Objectives | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Meeting Date: NOV 05, 2012 Record Date: SEP 28, 2012 Meeting Type: SPECIAL | ||||
Ticker: 01398 Security ID: Y3990B112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
2 | Approve Capital Planning for 2012-2014 | Management | For | For |
3 | Appoint KPMG Huazhen as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Meeting Date: MAR 20, 2013 Record Date: FEB 15, 2013 Meeting Type: SPECIAL | ||||
Ticker: 01398 Security ID: Y3990B112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Malcolm Christopher McCarthy as Independent Non-Executive Director | Management | For | For |
2 | Elect Kenneth Patrick Chung as Independent Non-Executive Director | Management | For | For |
3 | Approve 2013 Fixed Assets Investment Budget | Management | For | For |
4 | Approve Issue of Eligible Tier-2 Capital Instruments | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Meeting Date: JUN 07, 2013 Record Date: MAY 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: 01398 Security ID: Y3990B112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept 2012 Work Report of Board of Directors | Management | For | For |
2 | Accept 2012 Work Report of Board of Supervisors | Management | For | For |
3 | Accept Bank's 2012 Audited Accounts | Management | For | For |
4 | Approve 2012 Profit Distribution Plan | Management | For | For |
5 | Approve Proposal on Launching the Engagement of Accounting Firm for 2013 | Management | For | For |
6 | Elect Yi Huiman as Director | Shareholder | None | For |
7 | Elect Luo Xi as Director | Shareholder | None | For |
8 | Elect Liu Lixian as Director | Shareholder | None | For |
JAPAN EXCHANGE GROUP INC. Meeting Date: JUN 18, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 8697 Security ID: J2740B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hayashi, Masakazu | Management | For | For |
1.2 | Elect Director Saito, Atsushi | Management | For | For |
1.3 | Elect Director Yoneda, Michio | Management | For | For |
1.4 | Elect Director Kiyota, Akira | Management | For | For |
1.5 | Elect Director Yamaji, hiromi | Management | For | For |
1.6 | Elect Director Okuda, Tsutomu | Management | For | For |
1.7 | Elect Director Kawamoto, Yuuko | Management | For | For |
1.8 | Elect Director Kubori, Hideaki | Management | For | For |
1.9 | Elect Director Nakatsukasa, Hiroyuki | Management | For | For |
1.10 | Elect Director Hirose, Masayuki | Management | For | For |
1.11 | Elect Director Honda, Katsuhiko | Management | For | For |
1.12 | Elect Director Matsuo, Kunihiro | Management | For | For |
1.13 | Elect Director Morimoto, Shigeru | Management | For | For |
1.14 | Elect Director Charles Ditmars Lake II | Management | For | For |
JULIUS BAER GRUPPE AG Meeting Date: SEP 19, 2012 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BAER Security ID: H4414N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve CHF 750,000 Authorized Share Capital Increase for the Purpose of the Partial Financing of the Acquisition of the International Wealth Management Business of Bank of America Merrill Lynch Outside the Unites States | Management | For | Did Not Vote |
JULIUS BAER GRUPPE AG Meeting Date: APR 10, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BAER Security ID: H4414N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | For |
2 | Approve Allocation of Income and Dividends of CHF 0.60 per Share | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Reelect Daniel J. Sauter as Director | Management | For | For |
4.2 | Reelect Claire Giraut as Director | Management | For | For |
4.3 | Reelect Gilbert Achermann as Director | Management | For | For |
4.4 | Reelect Andreas Amschwand as Director | Management | For | For |
4.5 | Reelect Leonhard H. Fischer as Director | Management | For | For |
4.6 | Reelect Gareth Penny as Director | Management | For | For |
5 | Ratify KPMG as Auditors | Management | For | For |
KDDI CORPORATION Meeting Date: JUN 19, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 9433 Security ID: J31843105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 95 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Onodera, Tadashi | Management | For | For |
3.2 | Elect Director Tanaka, Takashi | Management | For | For |
3.3 | Elect Director Morozumi, Hirofumi | Management | For | For |
3.4 | Elect Director Takahashi, Makoto | Management | For | For |
3.5 | Elect Director Shimatani, Yoshiharu | Management | For | For |
3.6 | Elect Director Ishikawa, Yuuzo | Management | For | For |
3.7 | Elect Director Inoe, Masahiro | Management | For | For |
3.8 | Elect Director Yuasa, Hideo | Management | For | For |
3.9 | Elect Director Hukuzaki, Tsutomu | Management | For | For |
3.10 | Elect Director Tajima, Hidehiko | Management | For | For |
3.11 | Elect Director Kuba, Tetsuo | Management | For | For |
3.12 | Elect Director Kodaira, Nobuyori | Management | For | For |
KINGFISHER PLC Meeting Date: JUN 13, 2013 Record Date: JUN 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: KGF Security ID: G5256E441 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Daniel Bernard as Director | Management | For | For |
5 | Re-elect Andrew Bonfield as Director | Management | For | For |
6 | Re-elect Pascal Cagni as Director | Management | For | For |
7 | Re-elect Clare Chapman as Director | Management | For | For |
8 | Re-elect Ian Cheshire as Director | Management | For | For |
9 | Re-elect Anders Dahlvig as Director | Management | For | For |
10 | Re-elect Janis Kong as Director | Management | For | For |
11 | Re-elect Kevin O'Byrne as Director | Management | For | For |
12 | Re-elect Mark Seligman as Director | Management | For | For |
13 | Elect Philippe Tible as Director | Management | For | For |
14 | Elect Karen Witts as Director | Management | For | For |
15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
KOMATSU LTD. Meeting Date: JUN 19, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 6301 Security ID: J35759125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | Management | For | For |
2.1 | Elect Director Noji, Kunio | Management | For | For |
2.2 | Elect Director Ohashi, Tetsuji | Management | For | For |
2.3 | Elect Director Fujitsuka, Mikio | Management | For | For |
2.4 | Elect Director Takamura, Fujitoshi | Management | For | For |
2.5 | Elect Director Hotta, Kensuke | Management | For | For |
2.6 | Elect Director Kano, Noriaki | Management | For | For |
2.7 | Elect Director Ikeda, Koichi | Management | For | For |
2.8 | Elect Director Shinozuka, Hisashi | Management | For | For |
2.9 | Elect Director Kuromoto, Kazunori | Management | For | For |
2.10 | Elect Director Mori, Masanao | Management | For | For |
3.1 | Appoint Statutory Auditor Matsuo, Kunihiro | Management | For | For |
3.2 | Appoint Statutory Auditor Yamada, Koji | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
5 | Approve Deep Discount Stock Option Plan | Management | For | For |
KUBOTA CORP. Meeting Date: JUN 21, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 6326 Security ID: J36662138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
2.1 | Elect Director Masumoto, Yasuo | Management | For | For |
2.2 | Elect Director Tomita, Tetsuji | Management | For | For |
2.3 | Elect Director Sakamoto, Satoru | Management | For | For |
2.4 | Elect Director Kimata, Masatoshi | Management | For | For |
2.5 | Elect Director Kubo, Toshihiro | Management | For | For |
2.6 | Elect Director Kimura, Shigeru | Management | For | For |
2.7 | Elect Director Mizuno, Yuzuru | Management | For | For |
2.8 | Elect Director Sato, Junichi | Management | For | For |
3 | Appoint Statutory Auditor Kawachi, Masaharu | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
L AIR LIQUIDE Meeting Date: MAY 07, 2013 Record Date: APR 30, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: AI Security ID: F01764103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Thierry Desmarest as Director | Management | For | For |
6 | Reelect Thierry Peugeot as Director | Management | For | For |
7 | Approve Severance Payment Agreement with Benoit Potier | Management | For | For |
8 | Approve Severance Payment Agreement with Pierre Dufour | Management | For | For |
9 | Authorize Issuance of Bonds/Debentures | Management | For | For |
10 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
12 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 430 Million | Management | For | For |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
15 | Approve Employee Stock Purchase Plan | Management | For | For |
16 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
LULULEMON ATHLETICA INC. Meeting Date: JUN 11, 2013 Record Date: APR 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: LULU Security ID: 550021109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Bensoussan | Management | For | For |
1.2 | Elect Director William H. Glenn | Management | For | For |
1.3 | Elect Director Thomas G. Stemberg | Management | For | For |
1.4 | Elect Director Dennis J. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LVMH MOET HENNESSY LOUIS VUITTON Meeting Date: APR 18, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: MC Security ID: F58485115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 2.90 per Share | Management | For | For |
5 | Reelect Bernard Arnault as Director | Management | For | For |
6 | Reelect Bernadette Chirac as Director | Management | For | For |
7 | Reelect Nicholas Clive Worms as Director | Management | For | For |
8 | Reelect Charles de Croisset as Director | Management | For | For |
9 | Reelect Francesco Trapani as Director | Management | For | For |
10 | Reelect Hubert Vedrine as Director | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
16 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 15 and 16 Above | Management | For | For |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 to 17 | Management | For | For |
19 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Management | For | For |
20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
21 | Approve Employee Stock Purchase Plan | Management | For | For |
22 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million | Management | For | For |
23 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
24 | Amend Article 18 and 29 of Bylaws Re: Related-Party Transactions, Stock Dividend Program | Management | For | For |
MERCADOLIBRE, INC. Meeting Date: JUN 14, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: MELI Security ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emiliano Calemzuk | Management | For | For |
1.2 | Elect Director Marcos Galperin | Management | For | For |
1.3 | Elect Director Veronica Allende Serra | Management | For | For |
1.4 | Elect Director Meyer Malka | Management | For | For |
1.5 | Elect Director Javier Olivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MITSUBISHI UFJ FINANCIAL GROUP Meeting Date: JUN 27, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 8306 Security ID: J44497105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | Management | For | For |
2 | Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Remove Provisions on Class 3 Preferred Shares to Reflect Cancellation | Management | For | For |
3.1 | Elect Director Okihara, Takamune | Management | For | For |
3.2 | Elect Director Wakabayashi, Tatsuo | Management | For | For |
3.3 | Elect Director Hirano, Nobuyuki | Management | For | For |
3.4 | Elect Director Tanaka, Masaaki | Management | For | For |
3.5 | Elect Director Yuuki, Taihei | Management | For | For |
3.6 | Elect Director Hamakawa, Ichiro | Management | For | For |
3.7 | Elect Director Kagawa, Akihiko | Management | For | For |
3.8 | Elect Director Toyoizumi, Toshiro | Management | For | For |
3.9 | Elect Director Okamoto, Junichi | Management | For | For |
3.10 | Elect Director Araki, Saburo | Management | For | For |
3.11 | Elect Director Noguchi, Hiroyuki | Management | For | For |
3.12 | Elect Director Tokunari, Muneaki | Management | For | For |
3.13 | Elect Director Araki, Ryuuji | Management | For | For |
3.14 | Elect Director Watanabe, Kazuhiro | Management | For | For |
3.15 | Elect Director Kawamoto, Yuuko | Management | For | For |
4.1 | Appoint Statutory Auditor Mikumo, Takashi | Management | For | For |
4.2 | Appoint Statutory Auditor Okamoto, Kunie | Management | For | Against |
4.3 | Appoint Statutory Auditor Ikeda, Yasushi | Management | For | For |
4.4 | Appoint Statutory Auditor Kojima, Hideo | Management | For | For |
5 | Amend Deep Discount Stock Option Plan Approved at 2007 AGM and Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
NATURA COSMETICOS S.A Meeting Date: APR 12, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: NATU3 Security ID: P7088C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Capital Budget and Allocation of Income | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Company's Management | Management | For | For |
NATURA COSMETICOS S.A Meeting Date: APR 12, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: NATU3 Security ID: P7088C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Location of Company Headquarters | Management | For | For |
2 | Amend Corporate Purpose | Management | For | For |
3 | Amend Articles 15, 18, and 19 | Management | For | For |
4 | Amend Articles 34, 35, and 49 | Management | For | For |
5 | Consolidate Bylaws | Management | For | For |
6 | Ratify Acquisition of 65 percent of Emeis Holdings Pty Ltd. | Management | For | For |
NESTLE SA Meeting Date: APR 11, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: NESN Security ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.05 per Share | Management | For | For |
4.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
4.1.2 | Reelect Steven Hoch as Director | Management | For | For |
4.1.3 | Reelect Titia de Lange as Director | Management | For | For |
4.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | For |
4.2 | Elect Eva Cheng as Director | Management | For | For |
4.3 | Ratify KPMG AG as Auditors | Management | For | For |
NOVARTIS AG Meeting Date: FEB 22, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: NOVN Security ID: H5820Q150 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.30 per Share | Management | For | For |
4 | Approve Remuneration System | Management | For | For |
5.1 | Elect Verena Briner as Director | Management | For | For |
5.2 | Elect Joerg Reinhardt as Director | Management | For | For |
5.3 | Elect Charles Sawyers as Director | Management | For | For |
5.4 | Elect William Winters as Director | Management | For | For |
6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
NOVO NORDISK A/S Meeting Date: MAR 20, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: NOVO B Security ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3.1 | Approve Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million | Management | For | For |
3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
4 | Approve Allocation of Income and Dividends of DKK 18 per Share | Management | For | For |
5.1 | Elect Goran Ando (Chairman) as Director | Management | For | For |
5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | For |
5.3a | Elect Bruno Angelici as Director | Management | For | For |
5.3b | Elect Henrik Gurtler as Director | Management | For | For |
5.3c | Elect Liz Hewitt as Director | Management | For | For |
5.3d | Elect Thomas Koestler as Director | Management | For | For |
5.3e | Elect Hannu Ryopponen as Director | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7.1 | Approve DKK 10 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | For |
7.2 | Approve Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights | Management | For | For |
7.3 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | For |
7.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
8 | Other Business | Management | None | None |
PEARSON PLC Meeting Date: APR 26, 2013 Record Date: APR 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: PSON Security ID: G69651100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect David Arculus as Director | Management | For | For |
4 | Re-elect Vivienne Cox as Director | Management | For | For |
5 | Re-elect Will Ethridge as Director | Management | For | For |
6 | Re-elect Robin Freestone as Director | Management | For | For |
7 | Re-elect Susan Fuhrman as Director | Management | For | For |
8 | Re-elect Ken Hydon as Director | Management | For | For |
9 | Re-elect Josh Lewis as Director | Management | For | For |
10 | Re-elect John Makinson as Director | Management | For | For |
11 | Re-elect Glen Moreno as Director | Management | For | For |
12 | Elect John Fallon as Director | Management | For | For |
13 | Approve Remuneration Report | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
POTASH CORPORATION OF SASKATCHEWAN INC. Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: POT Security ID: 73755L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Burley | Management | For | For |
1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
1.3 | Elect Director Daniel Clauw | Management | For | For |
1.4 | Elect Director William J. Doyle | Management | For | For |
1.5 | Elect Director John W. Estey | Management | For | For |
1.6 | Elect Director Gerald W. Grandey | Management | For | For |
1.7 | Elect Director C. Steven Hoffman | Management | For | For |
1.8 | Elect Director Dallas J. Howe | Management | For | For |
1.9 | Elect Director Alice D. Laberge | Management | For | For |
1.10 | Elect Director Keith G. Martell | Management | For | For |
1.11 | Elect Director Jeffrey J. McCaig | Management | For | For |
1.12 | Elect Director Mary Mogford | Management | For | For |
1.13 | Elect Director Elena Viyella de Paliza | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve 2013 Performance Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
PUBLICIS GROUPE SA Meeting Date: MAY 29, 2013 Record Date: MAY 23, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: PUB Security ID: F7607Z165 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
4 | Approve Stock Dividend Program | Management | For | For |
5 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
6 | Elect Jean Charest as Supervisory Board Member | Management | For | For |
7 | Renew Appointment of Ernst and Young et Autres as Auditor | Management | For | For |
8 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
9 | Advisory Vote to Ratify Elisabeth Badinter Compensation | Management | For | For |
10 | Advisory Vote to Ratify Maurice Levy Compensation | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 14 Million | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
15 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Approve Employee Indirect Stock Purchase Plan for International Employees | Management | For | For |
18 | Amend Article 13 II of Bylaws Re: Length of Term and Reelection of Supervisory Board Members | Management | For | For |
19 | Amend Article 19 of Bylaws Re: Webcast of General Meetings | Management | For | For |
20 | Amend Article 20 of Bylaws Re: Attendance to General Meetings via Visioconference, Telecommunication, and Webcast | Management | For | For |
21 | Amend Article 21 of Bylaws Re: Proxy Voting | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
RECKITT BENCKISER GROUP PLC Meeting Date: MAY 02, 2013 Record Date: APR 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: RB. Security ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | For |
6 | Re-elect Richard Cousins as Director | Management | For | For |
7 | Re-elect Kenneth Hydon as Director | Management | For | For |
8 | Re-elect Rakesh Kapoor as Director | Management | For | For |
9 | Re-elect Andre Lacroix as Director | Management | For | For |
10 | Re-elect Graham Mackay as Director | Management | For | For |
11 | Re-elect Judith Sprieser as Director | Management | For | For |
12 | Re-elect Warren Tucker as Director | Management | For | For |
13 | Elect Adrian Hennah as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ROLLS-ROYCE HOLDINGS PLC Meeting Date: MAY 02, 2013 Record Date: APR 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: RR Security ID: G76225104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Ian Davis as Director | Management | For | For |
4 | Elect Jasmin Staiblin as Director | Management | For | For |
5 | Re-elect John Rishton as Director | Management | For | For |
6 | Re-elect Dame Helen Alexander as Director | Management | For | For |
7 | Re-elect Lewis Booth as Director | Management | For | For |
8 | Re-elect Sir Frank Chapman as Director | Management | For | For |
9 | Re-elect Iain Conn as Director | Management | For | For |
10 | Re-elect James Guyette as Director | Management | For | For |
11 | Re-elect John McAdam as Director | Management | For | For |
12 | Re-elect Mark Morris as Director | Management | For | For |
13 | Re-elect John Neill as Director | Management | For | For |
14 | Re-elect Colin Smith as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Approve Payment to Shareholders | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Adopt New Articles of Association | Management | For | For |
ROYAL BANK OF SCOTLAND GROUP PLC Meeting Date: MAY 14, 2013 Record Date: MAY 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: RBS Security ID: G7S86Z172 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Sandy Crombie as Director | Management | For | For |
4 | Re-elect Alison Davis as Director | Management | For | For |
5 | Re-elect Tony Di Iorio as Director | Management | For | For |
6 | Re-elect Philip Hampton as Director | Management | For | For |
7 | Re-elect Stephen Hester as Director | Management | For | For |
8 | Re-elect Penny Hughes as Director | Management | For | For |
9 | Re-elect Brendan Nelson as Director | Management | For | For |
10 | Re-elect Baroness Noakes as Director | Management | For | For |
11 | Re-elect Art Ryan as Director | Management | For | For |
12 | Re-elect Bruce Van Saun as Director | Management | For | For |
13 | Re-elect Philip Scott as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Approve Renewal of Directors' Authority to Offer Shares in lieu of a Cash Dividend | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
ROYAL BANK OF SCOTLAND GROUP PLC Meeting Date: MAY 14, 2013 Record Date: MAY 10, 2013 Meeting Type: SPECIAL | ||||
Ticker: RBS Security ID: G7S86Z172 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Equity Convertible Notes | Management | For | For |
2 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Equity Convertible Notes | Management | For | For |
SABMILLER PLC Meeting Date: JUL 26, 2012 Record Date: JUL 24, 2012 Meeting Type: ANNUAL | ||||
Ticker: SAB Security ID: G77395104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Elect Dr Alan Clark as Director | Management | For | For |
4 | Re-elect Mark Armour as Director | Management | For | For |
5 | Re-elect Geoffrey Bible as Director | Management | For | For |
6 | Re-elect Dinyar Devitre as Director | Management | For | For |
7 | Re-elect Lesley Knox as Director | Management | For | For |
8 | Re-elect Graham Mackay as Director | Management | For | Abstain |
9 | Re-elect John Manser as Director | Management | For | Against |
10 | Re-elect John Manzoni as Director | Management | For | For |
11 | Re-elect Miles Morland as Director | Management | For | Against |
12 | Re-elect Dambisa Moyo as Director | Management | For | For |
13 | Re-elect Carlos Perez Davila as Director | Management | For | For |
14 | Re-elect Cyril Ramaphosa as Director | Management | For | Against |
15 | Re-elect Alejandro Santo Domingo Davila as Director | Management | For | For |
16 | Re-elect Helen Weir as Director | Management | For | For |
17 | Re-elect Howard Willard as Director | Management | For | For |
18 | Re-elect Jamie Wilson as Director | Management | For | For |
19 | Approve Final Dividend | Management | For | For |
20 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SAIPEM Meeting Date: APR 30, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: SPM Security ID: T82000117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Elect Director | Management | For | Against |
4 | Approve Remuneration of Auditors | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. Meeting Date: MAR 15, 2013 Record Date: DEC 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: 005930 Security ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
2.1.1 | Reelect Lee In-Ho as Outside Director | Management | For | For |
2.1.2 | Elect Song Gwang-Soo as Outside Director | Management | For | For |
2.1.3 | Elect Kim Eun-Mee as Outside Director | Management | For | For |
2.2.1 | Elect Yoon Boo-Keun as Inside Director | Management | For | For |
2.2.2 | Elect Shin Jong-Kyun as Inside Director | Management | For | For |
2.2.3 | Elect Lee Sang-Hoon as Inside Director | Management | For | For |
2.3.1 | Reelect Lee In-Ho as Member of Audit Committee | Management | For | For |
2.3.2 | Elect Song Gwang-Soo as Member of Audit Committee | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SAP AG Meeting Date: JUN 04, 2013 Record Date: MAY 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: SAP Security ID: D66992104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | For |
SCHLUMBERGER LIMITED Meeting Date: APR 10, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: SLB Security ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Adrian Lajous | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director L. Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Employee Stock Purchase Plan | Management | For | For |
SIEMENS AG Meeting Date: JAN 23, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: SIE Security ID: D69671218 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2011/2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2011/2012 | Management | For | Did Not Vote |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2012 | Management | For | Did Not Vote |
6a | Reelect Josef Ackermann to the Supervisory Board | Management | For | Did Not Vote |
6b | Reelect Gerd von Brandenstein to the Supervisory Board | Management | For | Did Not Vote |
6c | Reelect Gerhard Cromme to the Supervisory Board | Management | For | Did Not Vote |
6d | Reelect Michael Diekmann to the Supervisory Board | Management | For | Did Not Vote |
6e | Reelect Hans Michael Gaul to the Supervisory Board | Management | For | Did Not Vote |
6f | Reelect Peter Gruss to the Supervisory Board | Management | For | Did Not Vote |
6g | Reelect Nicola Leibinger-Kammueller to the Supervisory Board | Management | For | Did Not Vote |
6h | Elect Gerard Mestrallet to the Supervisory Board | Management | For | Did Not Vote |
6i | Elect Gueler Sabanci to the Supervisory Board | Management | For | Did Not Vote |
6j | Elect Werner Wenning to the Supervisory Board | Management | For | Did Not Vote |
7 | Approve Settlement Agreement Between Siemens AG and Thomas Ganswindt Concluded on November 20/28, 2012 | Management | For | Did Not Vote |
8 | Approve Spin-Off and Takeover Agreement with Osram Licht AG | Management | For | Did Not Vote |
SINOPHARM GROUP CO., LTD. Meeting Date: AUG 03, 2012 Record Date: JUL 03, 2012 Meeting Type: SPECIAL | ||||
Ticker: 01099 Security ID: Y8008N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Not More Than RMB 8 Billion Corporate Bonds | Management | For | For |
2 | Reelect Zhou Bajun as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Shareholder | None | For |
SINOPHARM GROUP CO., LTD. Meeting Date: DEC 29, 2012 Record Date: NOV 28, 2012 Meeting Type: SPECIAL | ||||
Ticker: 01099 Security ID: Y8008N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Li Ling as Director and Authorize Board to Fix Her Remuneration | Management | For | For |
SINOPHARM GROUP CO., LTD. Meeting Date: JUN 05, 2013 Record Date: MAY 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: 01099 Security ID: Y8008N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Supervisory Committee | Management | For | For |
3 | Accept Audited Financial Statements | Management | For | For |
4 | Approve Profit Distribution Plan and Payment of Final Dividend | Management | For | For |
5 | Reappoint PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
6 | Reappoint PricewaterhouseCoopers Certified Public Accountants, Hong Kong as International Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
7 | Elect Chen Qiyu as Director and Authorize Board to Fix Director's Remuneration | Management | For | For |
8 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
9 | Approve Delegation of Certain Powers to the Board | Management | For | Against |
10 | Amend Articles of Association of the Company | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
STANDARD CHARTERED PLC Meeting Date: MAY 08, 2013 Record Date: MAY 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: STAN Security ID: G84228157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Om Bhatt as Director | Management | For | For |
5 | Elect Dr Louis Chi-Yan Cheung as Director | Management | For | For |
6 | Elect Margaret Ewing as Director | Management | For | For |
7 | Elect Dr Lars Thunell as Director | Management | For | For |
8 | Re-elect Stefano Bertamini as Director | Management | For | For |
9 | Re-elect Jaspal Bindra as Director | Management | For | For |
10 | Re-elect James Dundas as Director | Management | For | For |
11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
12 | Re-elect Simon Lowth as Director | Management | For | For |
13 | Re-elect Rudolph Markham as Director | Management | For | For |
14 | Re-elect Ruth Markland as Director | Management | For | For |
15 | Re-elect Richard Meddings as Director | Management | For | For |
16 | Re-elect John Paynter as Director | Management | For | For |
17 | Re-elect Sir John Peace as Director | Management | For | For |
18 | Re-elect Alun Rees as Director | Management | For | For |
19 | Re-elect Peter Sands as Director | Management | For | For |
20 | Re-elect Viswanathan Shankar as Director | Management | For | For |
21 | Re-elect Paul Skinner as Director | Management | For | For |
22 | Re-elect Oliver Stocken as Director | Management | For | For |
23 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
24 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
25 | Approve EU Political Donations and Expenditure | Management | For | For |
26 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
27 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
28 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
29 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
30 | Authorise Market Purchase of Preference Shares | Management | For | For |
31 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
32 | Approve Sharesave Plan | Management | For | For |
SWATCH GROUP AG Meeting Date: MAY 29, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: UHR Security ID: H83949141 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.35 per Registered Share and CHF 6.75 per Bearer Share | Management | For | Did Not Vote |
4 | Reelect Esther Grether, Nayla Hayek, Georges Hayek, Ernst Tanner, Claude Nicollier, and Jean-Pierre Roth as Directors | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
SYNGENTA AG Meeting Date: APR 23, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: SYNN Security ID: H84140112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 9.50 per Share | Management | For | For |
4.1 | Reelect Michael Mack as Director | Management | For | For |
4.2 | Reelect Jacques Vincent as Director | Management | For | For |
4.3 | Elect Eleni Gabre-Madhin as Director | Management | For | For |
4.4 | Elect Eveline Saupper as Director | Management | For | For |
5 | Ratify Ernst & Young as Auditors | Management | For | For |
TECK RESOURCES LIMITED Meeting Date: APR 24, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: TCK.B Security ID: 878742204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mayank M. Ashar | Management | For | For |
1.2 | Elect Director Jalynn H. Bennett | Management | For | For |
1.3 | Elect Director Hugh J. Bolton | Management | For | For |
1.4 | Elect Director Felix P. Chee | Management | For | For |
1.5 | Elect Director Jack L. Cockwell | Management | For | For |
1.6 | Elect Director Edward C. Dowling | Management | For | For |
1.7 | Elect Director Norman B. Keevil | Management | For | For |
1.8 | Elect Director Norman B. Keevil, III | Management | For | For |
1.9 | Elect Director Takeshi Kubota | Management | For | For |
1.10 | Elect Director Takashi Kuriyama | Management | For | For |
1.11 | Elect Director Donald R. Lindsay | Management | For | For |
1.12 | Elect Director Janice G. Rennie | Management | For | For |
1.13 | Elect Director Warren S.R. Seyffert | Management | For | For |
1.14 | Elect Director Chris M.T. Thompson | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. Meeting Date: SEP 12, 2012 Record Date: AUG 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: TEVA Security ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Discuss Consolidated Balance Sheet as of Dec. 31, 2011 and Consolidated Income Statements for 2011 | Management | None | None |
2 | Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share | Management | For | For |
3.1 | Reelect Phillip Frost as Director | Management | For | For |
3.2 | Reelect Roger Abravanel as Director | Management | For | For |
3.3 | Elect Galia Maor as Director | Management | For | For |
3.4 | Reelect Richard A. Lerner as Director | Management | For | For |
3.5 | Reelect Erez Vigodman as Director | Management | For | For |
4 | Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee | Management | For | For |
5 | Approve Annual Fee and Reimbursement of Expenses of Chairman | Management | For | For |
6 | Approve Annual Fee and Reimbursement of Expenses of Vice Chairman | Management | For | For |
7 | Approve Certain Amendments to Articles of Association | Management | For | For |
8 | Approve Indemnification and Release Agreements for Directors of the Company | Management | For | For |
9 | Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation | Management | For | For |
TOYOTA MOTOR CORP. Meeting Date: JUN 14, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 7203 Security ID: J92676113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2.1 | Elect Director Uchiyamada, Takeshi | Management | For | For |
2.2 | Elect Director Toyoda, Akio | Management | For | For |
2.3 | Elect Director Ozawa, Satoshi | Management | For | For |
2.4 | Elect Director Kodaira, Nobuyori | Management | For | For |
2.5 | Elect Director Kato, Mitsuhisa | Management | For | For |
2.6 | Elect Director Maekawa, Masamoto | Management | For | For |
2.7 | Elect Director Furuhashi, Mamoru | Management | For | For |
2.8 | Elect Director Ihara, Yasumori | Management | For | For |
2.9 | Elect Director Sudo, Seiichi | Management | For | For |
2.10 | Elect Director Saga, Koei | Management | For | For |
2.11 | Elect Director Ise, Kiyotaka | Management | For | For |
2.12 | Elect Director Terashi, Shigeki | Management | For | For |
2.13 | Elect Director Ishii, Yoshimasa | Management | For | For |
2.14 | Elect Director Uno, Ikuo | Management | For | For |
2.15 | Elect Director Kato, Haruhiko | Management | For | For |
2.16 | Elect Director Mark T. Hogan | Management | For | For |
3 | Amend Articles To Indemnify Directors | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
TULLOW OIL PLC Meeting Date: MAY 08, 2013 Record Date: MAY 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: TLW Security ID: G91235104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Anne Drinkwater as Director | Management | For | For |
5 | Re-elect Tutu Agyare as Director | Management | For | For |
6 | Re-elect David Bamford as Director | Management | For | For |
7 | Re-elect Ann Grant as Director | Management | For | For |
8 | Re-elect Aidan Heavey as Director | Management | For | For |
9 | Re-elect Steve Lucas as Director | Management | For | For |
10 | Re-elect Graham Martin as Director | Management | For | For |
11 | Re-elect Angus McCoss as Director | Management | For | For |
12 | Re-elect Paul McDade as Director | Management | For | For |
13 | Re-elect Ian Springett as Director | Management | For | For |
14 | Re-elect Simon Thompson as Director | Management | For | For |
15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
16 | Authorise the Audit Commitee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
20 | Approve Tullow Incentive Plan | Management | For | For |
21 | Approve Employee Share Award Plan | Management | For | For |
22 | Approve Share Incentive Plan | Management | For | For |
VODAFONE GROUP PLC Meeting Date: JUL 24, 2012 Record Date: JUL 20, 2012 Meeting Type: ANNUAL | ||||
Ticker: VOD Security ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Luc Vandevelde as Director | Management | For | For |
12 | Re-elect Anthony Watson as Director | Management | For | For |
13 | Re-elect Philip Yea as Director | Management | For | For |
14 | Approve Final Dividend | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
WAL-MART DE MEXICO SAB DE CV Meeting Date: MAR 14, 2013 Record Date: MAR 06, 2013 Meeting Type: SPECIAL | ||||
Ticker: WALMEXV Security ID: P98180105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Consolidate Bylaws | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
WAL-MART DE MEXICO SAB DE CV Meeting Date: MAR 14, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: WALMEXV Security ID: P98180105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Board of Directors Report | Management | For | For |
2 | Accept CEO's Report | Management | For | For |
3 | Accept Report of Audit and Corporate Governance Committees | Management | For | For |
4 | Approve Financial Statements for Fiscal Year 2012 | Management | For | For |
5 | Approve Allocation of Income for Fiscal Year 2012 | Management | For | For |
6 | Approve Ordinary Dividend of MXN 0.46 Per Share and Extraordinary Dividends of MXN 0.29 and MXN 0.17 per Share | Management | For | For |
7 | Accept Report on Share Repurchase Reserves and Authorize Repurchase of MXN 5 Billion of Shares | Management | For | For |
8 | Approve to Cancel Company Treasury Shares | Management | For | For |
9 | Accept Report on Adherence to Fiscal Obligations | Management | For | For |
10 | Accept Report Re: Employee Stock Purchase Plan | Management | For | For |
11 | Accept Report Re: Wal-Mart de Mexico Foundation | Management | For | For |
12 | Ratify Board of Directors' Actions for Fiscal Year 2012 | Management | For | For |
13 | Elect or Ratify Directors | Management | For | For |
14 | Elect Chairmen of Audit and Corporate Governance Committees | Management | For | For |
15 | Approve Remuneration of Directors and Officials | Management | For | For |
16 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
WPP PLC Meeting Date: JUN 12, 2013 Record Date: JUN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: WPP Security ID: G9788D103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve the Sustainability Report | Management | For | For |
5 | Re-elect Colin Day as Director | Management | For | For |
6 | Re-elect Esther Dyson as Director | Management | For | For |
7 | Re-elect Orit Gadiesh as Director | Management | For | For |
8 | Re-elect Philip Lader as Director | Management | For | For |
9 | Re-elect Ruigang Li as Director | Management | For | For |
10 | Re-elect Mark Read as Director | Management | For | For |
11 | Re-elect Paul Richardson as Director | Management | For | For |
12 | Re-elect Jeffrey Rosen as Director | Management | For | For |
13 | Re-elect Timothy Shriver as Director | Management | For | For |
14 | Re-elect Sir Martin Sorrell as Director | Management | For | For |
15 | Re-elect Solomon Trujillo as Director | Management | For | For |
16 | Elect Roger Agnelli as Director | Management | For | For |
17 | Elect Dr Jacques Aigrain as Director | Management | For | For |
18 | Elect Hugo Shong as Director | Management | For | For |
19 | Elect Sally Susman as Director | Management | For | For |
20 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Approve Executive Performance Share Plan | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
YANDEX NV Meeting Date: MAY 21, 2013 Record Date: APR 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: YNDX Security ID: N97284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Discharge of Directors | Management | For | For |
5 | Elect Rogier Rijnja as Director | Management | For | For |
6 | Reelect Ilya Segalovich, Charles Ryan and Alexander Voloshin as Directors (Bundled) | Management | For | For |
7 | Approve Cancellation of Class C Shares Held in Treasury | Management | For | For |
8 | Amend Articles Re: Reduce Authorized Share Capital and Legislative Changes | Management | For | For |
9 | Ratify ZAO Deloitte & Touche CIS as Auditors | Management | For | For |
10 | Grant Board Authority to Issue Shares | Management | For | For |
11 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10 | Management | For | For |
12 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
13 | Other Business (Non-Voting) | Management | None | None |
YUM! BRANDS, INC. Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: YUM Security ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Cavanagh | Management | For | For |
1b | Elect Director David W. Dorman | Management | For | For |
1c | Elect Director Massimo Ferragamo | Management | For | For |
1d | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1e | Elect Director J. David Grissom | Management | For | For |
1f | Elect Director Bonnie G. Hill | Management | For | For |
1g | Elect Director Jonathan S. Linen | Management | For | For |
1h | Elect Director Thomas C. Nelson | Management | For | For |
1i | Elect Director David C. Novak | Management | For | For |
1j | Elect Director Thomas M. Ryan | Management | For | For |
1k | Elect Director Jing-Shyh S. Su | Management | For | For |
1l | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Comprehensive Packaging Recycling Strategy | Shareholder | Against | Abstain |
Thornburg Core Growth Fund
ACACIA RESEARCH CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: ACTG Security ID: 003881307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Harris, II | Management | For | For |
1.2 | Elect Director Fred A. deBoom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
AFFILIATED MANAGERS GROUP, INC. Meeting Date: JUN 11, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMG Security ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Sean M. Healey | Management | For | For |
1d | Elect Director Harold J. Meyerman | Management | For | For |
1e | Elect Director William J. Nutt | Management | For | For |
1f | Elect Director Tracy P. Palandjian | Management | For | For |
1g | Elect Director Rita M. Rodriguez | Management | For | For |
1h | Elect Director Patrick T. Ryan | Management | For | For |
1i | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ALEXION PHARMACEUTICALS, INC. Meeting Date: MAY 06, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ALXN Security ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLEGHENY TECHNOLOGIES INCORPORATED Meeting Date: MAY 02, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ATI Security ID: 01741R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Harshman | Management | For | For |
1.2 | Elect Director Carolyn Corvi | Management | For | For |
1.3 | Elect Director Barbara S. Jeremiah | Management | For | For |
1.4 | Elect Director John D. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLOT COMMUNICATIONS LTD. Meeting Date: SEP 12, 2012 Record Date: AUG 06, 2012 Meeting Type: ANNUAL | ||||
Ticker: ALLT Security ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Rami Hadar as Director | Management | For | For |
1.2 | Reelect Yigal Jacoby as Director | Management | For | For |
2 | Reelect Nurit Benjamini as External Director | Management | For | For |
2a | Vote FOR If You Are a Controlling Shareholder or Have a Personal Interest in the Previous Item; Vote AGAINST If You Are NOT a Controlling Shareholder and Do NOT Have a Personal Interest in the Previous Item | Management | None | Against |
3.1 | Approve Cash Compensation of Non-Employee Directors | Management | For | For |
3.2 | Approve Stock Option Plan Grants of Non-Employee Directors | Management | For | For |
3.3 | Amend Compensation Plan of the Company to Incorporate an Automatic Option Grant Program for Non-Employee Directors | Management | For | Against |
4.1 | Approve Cash Compensation of External Directors | Management | For | For |
4.2 | If 4.1 is Not Approved, Approve Cash Compensation of External Directors Equal to Minimum Statutory Amount Applicable to Companies of Similar Size | Management | For | For |
4.3 | Approve Stock Option Plan Grants of External Directors | Management | For | For |
4.4 | Amend Compensation Plan of the Company to Incorporate an Automatic Option Grant Program for External Directors | Management | For | Against |
5.1 | Approve Salary Increase of President and CEO who is a Director | Management | For | For |
5.2 | Approve Bonus of President and CEO who is a Director | Management | For | For |
5.3 | Approve Stock Option Plan Grants of President and CEO who is a Director | Management | For | For |
6 | Amend Articles Re: Indemnification of Directors and Officers | Management | For | For |
7 | Amend Director Indemnification Agreements | Management | For | For |
8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALLOT COMMUNICATIONS LTD. Meeting Date: APR 30, 2013 Record Date: APR 01, 2013 Meeting Type: SPECIAL | ||||
Ticker: ALLT Security ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve an Amendment to the Company Articles of Association to Increase the Number of Authorized External Directors | Management | For | For |
2 | To Reelect Steven Levy as an External Director to Serve for a Term of Three Years Commencing at the End of His Current Term or Until His Office is Vacated | Management | For | For |
3 | To Elect Dov Baharav as an External Director to Serve for a Term of Three Years Commencing as of the Extraordinary Meeting or Until His Office is Vacated | Management | For | For |
4 | If Proposal 3 is Approved, to Approve the Compensation Payable to Dov Baharav | Management | For | For |
5 | To Approve an Amendment to the Company Articles of Association to Revise the Procedure for Reconvening Adjourned Shareholder Meetings | Management | For | For |
6 | To Act Upon Any Other Matters That May Properly Come Before the Extraordinary Meeting or any Adjournment Thereof | Management | None | None |
A | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, 3, or 4; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
AMAZON.COM, INC. Meeting Date: MAY 23, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: AMZN Security ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
APPLE INC. Meeting Date: FEB 27, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | For |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
ARUBA NETWORKS, INC. Meeting Date: NOV 29, 2012 Record Date: OCT 08, 2012 Meeting Type: ANNUAL | ||||
Ticker: ARUN Security ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | Withhold |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Willem P. Roelandts | Management | For | For |
1.7 | Elect Director Juergen Rottler | Management | For | For |
1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
AUTOZONE, INC. Meeting Date: DEC 12, 2012 Record Date: OCT 15, 2012 Meeting Type: ANNUAL | ||||
Ticker: AZO Security ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sue E. Gove | Management | For | For |
1.2 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.3 | Elect Director Enderson Guimaraes | Management | For | For |
1.4 | Elect Director J. R. Hyde, III | Management | For | For |
1.5 | Elect Director W. Andrew McKenna | Management | For | For |
1.6 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.7 | Elect Director Luis P. Nieto | Management | For | For |
1.8 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BJ'S RESTAURANTS, INC. Meeting Date: JUN 04, 2013 Record Date: APR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: BJRI Security ID: 09180C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
1.2 | Elect Director James A. Dal Pozzo | Management | For | For |
1.3 | Elect Director J. Roger King | Management | For | For |
1.4 | Elect Director Larry D. Bouts | Management | For | For |
1.5 | Elect Director John F. Grundhofer | Management | For | For |
1.6 | Elect Director Peter A. Bassi | Management | For | For |
1.7 | Elect Director William L. Hyde, Jr. | Management | For | For |
1.8 | Elect Director Lea Anne S. Ottinger | Management | For | For |
1.9 | Elect Director Henry Gomez | Management | For | For |
1.10 | Elect Director Gregory A. Trojan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: COF Security ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director W. Ronald Dietz | Management | For | For |
1c | Elect Director Lewis Hay, III | Management | For | For |
1d | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1e | Elect Director Peter E. Raskind | Management | For | For |
1f | Elect Director Mayo A. Shattuck, III | Management | For | For |
1g | Elect Director Bradford H. Warner | Management | For | For |
1h | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4a | Reduce Supermajority Vote Requirement | Management | For | For |
4b | Reduce Supermajority Vote Requirement | Management | For | For |
4c | Reduce Supermajority Vote Requirement | Management | For | For |
CARNIVAL CORPORATION Meeting Date: APR 17, 2013 Record Date: FEB 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Howard S. Frank As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
10 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
11 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
12 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
13 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
14 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2011 | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Approve Remuneration of Executive Directors | Management | For | For |
17 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorize Shares for Market Purchase | Management | For | For |
CONTINENTAL RESOURCES, INC. Meeting Date: AUG 10, 2012 Record Date: JUN 29, 2012 Meeting Type: SPECIAL | ||||
Ticker: CLR Security ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
CONTINENTAL RESOURCES, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: CLR Security ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold G. Hamm | Management | For | Withhold |
1.2 | Elect Director John T. McNabb, II | Management | For | Withhold |
1.3 | Elect Director David L. Boren | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COSTAR GROUP, INC. Meeting Date: JUN 04, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: CSGP Security ID: 22160N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Klein | Management | For | For |
1.2 | Elect Director Andrew C. Florance | Management | For | For |
1.3 | Elect Director David Bonderman | Management | For | For |
1.4 | Elect Director Michael J. Glosserman | Management | For | For |
1.5 | Elect Director Warren H. Haber | Management | For | For |
1.6 | Elect Director John W. Hill | Management | For | For |
1.7 | Elect Director Christopher J. Nassetta | Management | For | For |
1.8 | Elect Director David J. Steinberg | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
DOLLAR TREE, INC. Meeting Date: JUN 20, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: DLTR Security ID: 256746108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnold S. Barron | Management | For | For |
1.2 | Elect Director Macon F. Brock, Jr. | Management | For | For |
1.3 | Elect Director Mary Anne Citrino | Management | For | For |
1.4 | Elect Director H. Ray Compton | Management | For | For |
1.5 | Elect Director Conrad M. Hall | Management | For | For |
1.6 | Elect Director Lemuel E. Lewis | Management | For | For |
1.7 | Elect Director J. Douglas Perry | Management | For | For |
1.8 | Elect Director Bob Sasser | Management | For | For |
1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Deferred Compensation Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
ELLIE MAE, INC. Meeting Date: MAY 29, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: ELLI Security ID: 28849P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Buccellato | Management | For | For |
1.2 | Elect Director A. Barr Dolan | Management | For | For |
1.3 | Elect Director Frank Schultz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EMC CORPORATION Meeting Date: MAY 01, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: EMC Security ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director Edmund F. Kelly | Management | For | For |
1g | Elect Director Judith A. Miscik | Management | For | For |
1h | Elect Director Windle B. Priem | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Act by Written Consent | Management | For | For |
7 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Abstain |
ENDOLOGIX, INC. Meeting Date: MAY 23, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: ELGX Security ID: 29266S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory D. Waller | Management | For | For |
1.2 | Elect Director Thomas C. Wilder, III | Management | For | For |
1.3 | Elect Director Thomas F. Zenty, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
F5 NETWORKS, INC. Meeting Date: MAR 13, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: FFIV Security ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Dreyer | Management | For | For |
1b | Elect Director Sandra Bergeron | Management | For | For |
1c | Elect Director Deborah L. Bevier | Management | For | For |
1d | Elect Director Alan J. Higginson | Management | For | For |
1e | Elect Director John McAdam | Management | For | For |
1f | Elect Director Stephen Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
FEDEX CORPORATION Meeting Date: SEP 24, 2012 Record Date: JUL 30, 2012 Meeting Type: ANNUAL | ||||
Ticker: FDX Security ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect Director Shirley Ann Jackson | Management | For | For |
1.4 | Elect Director Steven R. Loranger | Management | For | For |
1.5 | Elect Director Gary W. Loveman | Management | For | For |
1.6 | Elect Director R. Brad Martin | Management | For | For |
1.7 | Elect Director Joshua Cooper Ramo | Management | For | For |
1.8 | Elect Director Susan C. Schwab | Management | For | For |
1.9 | Elect Director Frederick W. Smith | Management | For | For |
1.10 | Elect Director Joshua I. Smith | Management | For | For |
1.11 | Elect Director David P. Steiner | Management | For | For |
1.12 | Elect Director Paul S. Walsh | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
FORTINET, INC. Meeting Date: JUN 20, 2013 Record Date: APR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: FTNT Security ID: 34959E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ming Hsieh | Management | For | For |
1.2 | Elect Director Christopher B. Paisley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
FUSION-IO, INC. Meeting Date: NOV 06, 2012 Record Date: SEP 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: FIO Security ID: 36112J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Forest Baskett | Management | For | For |
1.2 | Elect Director Dana L. Evan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GILEAD SCIENCES, INC. Meeting Date: MAY 08, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: GILD Security ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director Carla A. Hills | Management | For | For |
1.4 | Elect Director Kevin E. Lofton | Management | For | For |
1.5 | Elect Director John W. Madigan | Management | For | For |
1.6 | Elect Director John C. Martin | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director Richard J. Whitley | Management | For | For |
1.9 | Elect Director Gayle E. Wilson | Management | For | For |
1.10 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
GOOGLE INC. Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | For |
6 | Adopt Policy on Succession Planning | Shareholder | Against | For |
GUIDEWIRE SOFTWARE, INC. Meeting Date: DEC 05, 2012 Record Date: OCT 08, 2012 Meeting Type: ANNUAL | ||||
Ticker: GWRE Security ID: 40171V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth W. Branson | Management | For | For |
1.2 | Elect Director Craig Ramsey | Management | For | For |
1.3 | Elect Director Marcus S. Ryu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ILLUMINA, INC. Meeting Date: MAY 29, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: ILMN Security ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald Moller | Management | For | For |
1.2 | Elect Director David R. Walt | Management | For | For |
1.3 | Elect Director Robert S. Epstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
IMPERVA, INC. Meeting Date: JUN 05, 2013 Record Date: APR 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: IMPV Security ID: 45321L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theresia Gouw | Management | For | For |
1.2 | Elect Director Frank Slootman | Management | For | For |
1.3 | Elect Director David N. Strohm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTUIT INC. Meeting Date: JAN 17, 2013 Record Date: NOV 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: INTU Security ID: 461202103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher W. Brody | Management | For | For |
1b | Elect Director William V. Campbell | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Diane B. Greene | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director Dennis D. Powell | Management | For | For |
1h | Elect Director Brad D. Smith | Management | For | For |
1i | Elect Director Jeff Weiner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
INVENSENSE, INC. Meeting Date: SEP 14, 2012 Record Date: JUL 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: INVN Security ID: 46123D205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon Olson | Management | For | For |
1.2 | Elect Director Amit Shah | Management | For | For |
1.3 | Elect Director Yunbei 'Ben' Yu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
LINKEDIN CORPORATION Meeting Date: JUN 13, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: LNKD Security ID: 53578A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
1.2 | Elect Director Michael J. Moritz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LKQ CORPORATION Meeting Date: MAY 06, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: LKQ Security ID: 501889208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Clinton Allen | Management | For | For |
1.2 | Elect Director Kevin F. Flynn | Management | For | For |
1.3 | Elect Director Ronald G. Foster | Management | For | For |
1.4 | Elect Director Joseph M. Holsten | Management | For | For |
1.5 | Elect Director Blythe J. McGarvie | Management | For | For |
1.6 | Elect Director Paul M. Meister | Management | For | For |
1.7 | Elect Director John F. O'Brien | Management | For | For |
1.8 | Elect Director Guhan Subramanian | Management | For | For |
1.9 | Elect Director Robert L. Wagman | Management | For | For |
1.10 | Elect Director William M. Webster, IV | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEAD JOHNSON NUTRITION COMPANY Meeting Date: APR 30, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MJN Security ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Peter Kasper Jakobsen | Management | For | For |
1i | Elect Director Peter G. Ratcliffe | Management | For | For |
1j | Elect Director Elliott Sigal | Management | For | For |
1k | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MONSTER BEVERAGE CORPORATION Meeting Date: JUN 03, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: MNST Security ID: 611740101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Norman C. Epstein | Management | For | For |
1.4 | Elect Director Benjamin M. Polk | Management | For | For |
1.5 | Elect Director Sydney Selati | Management | For | For |
1.6 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.7 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NETAPP, INC. Meeting Date: AUG 31, 2012 Record Date: JUL 11, 2012 Meeting Type: ANNUAL | ||||
Ticker: NTAP Security ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Nicholas G. Moore | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Jeffry R. Allen | Management | For | For |
1.5 | Elect Director Alan L. Earhart | Management | For | For |
1.6 | Elect Director Gerald Held | Management | For | For |
1.7 | Elect Director T. Michael Nevens | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
1.10 | Elect Director Richard P. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
NIELSEN HOLDINGS N.V. Meeting Date: MAY 07, 2013 Record Date: APR 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: NLSN Security ID: N63218106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3a | Elect Director David L. Calhoun | Management | For | For |
3b | Elect Director James A. Attwood, Jr. | Management | For | For |
3c | Elect Director Richard J. Bressler | Management | For | For |
3d | Elect Director Patrick Healy | Management | For | For |
3e | Elect Director Karen M. Hoguet | Management | For | For |
3f | Elect Director James M. Kilts | Management | For | For |
3g | Elect Director Alexander Navab | Management | For | For |
3h | Elect Director Robert Pozen | Management | For | For |
3i | Elect Director Vivek Ranadive | Management | For | For |
3j | Elect Director Robert Reid | Management | For | For |
3k | Elect Director Javier G. Teruel | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Advisory Vote to Approve Remuneration of Executives | Management | For | For |
NIKE, INC. Meeting Date: SEP 20, 2012 Record Date: JUL 23, 2012 Meeting Type: ANNUAL | ||||
Ticker: NKE Security ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
ON SEMICONDUCTOR CORPORATION Meeting Date: MAY 15, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: ONNN Security ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Daniel McCranie | Management | For | For |
1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
1.3 | Elect Director Teresa M. Ressel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
PORTFOLIO RECOVERY ASSOCIATES, INC. Meeting Date: MAY 30, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: PRAA Security ID: 73640Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Fain | Management | For | For |
1.2 | Elect Director David N. Roberts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
PRICELINE.COM INCORPORATED Meeting Date: JUN 06, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: PCLN Security ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
QUALCOMM INCORPORATED Meeting Date: MAR 05, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Duane A. Nelles | Management | For | For |
1i | Elect Director Francisco Ros | Management | For | For |
1j | Elect Director Brent Scowcroft | Management | For | For |
1k | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SANCHEZ ENERGY CORPORATION Meeting Date: MAY 22, 2013 Record Date: APR 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: SN Security ID: 79970Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gilbert A. Garcia | Management | For | For |
2 | Approve Director Liability and Indemnification | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SOLARWINDS, INC. Meeting Date: MAY 09, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: SWI Security ID: 83416B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Benjamin Nye | Management | For | Withhold |
1.2 | Elect Director Kevin B. Thompson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adjourn Meeting | Management | For | Against |
SOLERA HOLDINGS, INC. Meeting Date: NOV 15, 2012 Record Date: OCT 01, 2012 Meeting Type: ANNUAL | ||||
Ticker: SLH Security ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.4 | Elect Director Thomas C. Wajnert | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SPLUNK INC. Meeting Date: JUN 13, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: SPLK Security ID: 848637104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Hornik | Management | For | For |
1.2 | Elect Director Thomas M. Neustaetter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
STERICYCLE, INC. Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: SRCL Security ID: 858912108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark C. Miller | Management | For | For |
1b | Elect Director Jack W. Schuler | Management | For | For |
1c | Elect Director Charles A. Alutto | Management | For | For |
1d | Elect Director Thomas D. Brown | Management | For | For |
1e | Elect Director Rod F. Dammeyer | Management | For | For |
1f | Elect Director William K. Hall | Management | For | For |
1g | Elect Director Jonathan T. Lord | Management | For | For |
1h | Elect Director John Patience | Management | For | For |
1i | Elect Director Ronald G. Spaeth | Management | For | For |
1j | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | For |
STRATASYS LTD. Meeting Date: JUN 21, 2013 Record Date: MAY 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: SSYS Security ID: M85548101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Increase the Number of Directors from Nine to Ten | Management | For | For |
2 | Elect Ziva Patir as Director and Approve Her Remuneration | Management | For | For |
3.1 | Approve Compensation of Edward J. Fierko | Management | For | Against |
3.2 | Approve Compensation of John J. McEleney | Management | For | Against |
3.3 | Approve Compensation of Clifford H. Schwieter | Management | For | Against |
4 | Grant Options to S. Scott Crump, the Chairman and Chief Innovation Officer | Management | For | Against |
5 | Approve Cash Award to CEO | Management | For | For |
6 | Increase the Coverage under Directors and Officers Liability Insurance Policy | Management | For | For |
7 | Increase Authorized Common Stock and Issued Capital | Management | For | Against |
8 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
SVB FINANCIAL GROUP Meeting Date: APR 25, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: SIVB Security ID: 78486Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director C. Richard Kramlich | Management | For | For |
1.7 | Elect Director Lata Krishnan | Management | For | For |
1.8 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
1.9 | Elect Director Kate D. Mitchell | Management | For | For |
1.10 | Elect Director John F. Robinson | Management | For | For |
1.11 | Elect Director Garen K. Staglin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE ADVISORY BOARD COMPANY Meeting Date: SEP 11, 2012 Record Date: JUL 18, 2012 Meeting Type: ANNUAL | ||||
Ticker: ABCO Security ID: 00762W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanju K. Bansal | Management | For | For |
1.2 | Elect Director Peter J. Grua | Management | For | For |
1.3 | Elect Director Kelt Kindick | Management | For | For |
1.4 | Elect Director Robert W. Musslewhite | Management | For | For |
1.5 | Elect Director Mark R. Neaman | Management | For | For |
1.6 | Elect Director Leon D. Shapiro | Management | For | For |
1.7 | Elect Director Frank J. Williams | Management | For | For |
1.8 | Elect Director LeAnne M. Zumwalt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: SCHW Security ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen A. Ellis | Management | For | For |
1b | Elect Director Arun Sarin | Management | For | For |
1c | Elect Director Charles R. Schwab | Management | For | For |
1d | Elect Director Paula A. Sneed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Adopt Proxy Access Right | Shareholder | Against | For |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Meeting Date: MAY 21, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: VRX Security ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Robert A. Ingram | Management | For | For |
1c | Elect Director Theo Melas-Kyriazi | Management | For | For |
1d | Elect Director G. Mason Morfit | Management | For | For |
1e | Elect Director Laurence E. Paul | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Lloyd M. Segal | Management | For | For |
1k | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Continuance of Company [CBCA to BCBCA] | Management | For | For |
VERISIGN, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: VRSN Security ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VISA INC. Meeting Date: JAN 30, 2013 Record Date: DEC 04, 2012 Meeting Type: ANNUAL | ||||
Ticker: V Security ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary P. Coughlan | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Joseph W. Saunders | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director William S. Shanahan | Management | For | For |
1k | Elect Director John A. Swainson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VMWARE, INC. Meeting Date: MAY 29, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: VMW Security ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
WISDOMTREE INVESTMENTS, INC. Meeting Date: JUL 24, 2012 Record Date: MAY 29, 2012 Meeting Type: ANNUAL | ||||
Ticker: WETF Security ID: 97717P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Steinhardt | Management | For | For |
1.2 | Elect Director Anthony Bossone | Management | For | For |
1.3 | Elect Director Bruce Lavine | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
WORKDAY, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: WDAY Security ID: 98138H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George ('Skip') Battle | Management | For | For |
1.2 | Elect Director Michael M. McNamara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
Thornburg International Growth Fund
ABLE C&C CO. Meeting Date: MAR 29, 2013 Record Date: DEC 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: 078520 Security ID: Y00045107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Stock Dividend of 0.1 Shares per Share and Cash Dividend of KRW 500 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Reelect Lee Gwang-Yeol as Inside Director | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
5 | Approve Stock Option Grants | Management | For | For |
ALLOT COMMUNICATIONS LTD. Meeting Date: SEP 12, 2012 Record Date: AUG 06, 2012 Meeting Type: ANNUAL | ||||
Ticker: ALLT Security ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Rami Hadar as Director | Management | For | For |
1.2 | Reelect Yigal Jacoby as Director | Management | For | For |
2 | Reelect Nurit Benjamini as External Director | Management | For | For |
2a | Vote FOR If You Are a Controlling Shareholder or Have a Personal Interest in the Previous Item; Vote AGAINST If You Are NOT a Controlling Shareholder and Do NOT Have a Personal Interest in the Previous Item | Management | None | Against |
3.1 | Approve Cash Compensation of Non-Employee Directors | Management | For | For |
3.2 | Approve Stock Option Plan Grants of Non-Employee Directors | Management | For | For |
3.3 | Amend Compensation Plan of the Company to Incorporate an Automatic Option Grant Program for Non-Employee Directors | Management | For | Against |
4.1 | Approve Cash Compensation of External Directors | Management | For | For |
4.2 | If 4.1 is Not Approved, Approve Cash Compensation of External Directors Equal to Minimum Statutory Amount Applicable to Companies of Similar Size | Management | For | For |
4.3 | Approve Stock Option Plan Grants of External Directors | Management | For | For |
4.4 | Amend Compensation Plan of the Company to Incorporate an Automatic Option Grant Program for External Directors | Management | For | Against |
5.1 | Approve Salary Increase of President and CEO who is a Director | Management | For | For |
5.2 | Approve Bonus of President and CEO who is a Director | Management | For | For |
5.3 | Approve Stock Option Plan Grants of President and CEO who is a Director | Management | For | For |
6 | Amend Articles Re: Indemnification of Directors and Officers | Management | For | For |
7 | Amend Director Indemnification Agreements | Management | For | For |
8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALLOT COMMUNICATIONS LTD. Meeting Date: APR 30, 2013 Record Date: APR 01, 2013 Meeting Type: SPECIAL | ||||
Ticker: ALLT Security ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve an Amendment to the Company Articles of Association to Increase the Number of Authorized External Directors | Management | For | For |
2 | To Reelect Steven Levy as an External Director to Serve for a Term of Three Years Commencing at the End of His Current Term or Until His Office is Vacated | Management | For | For |
3 | To Elect Dov Baharav as an External Director to Serve for a Term of Three Years Commencing as of the Extraordinary Meeting or Until His Office is Vacated | Management | For | For |
4 | If Proposal 3 is Approved, to Approve the Compensation Payable to Dov Baharav | Management | For | For |
5 | To Approve an Amendment to the Company Articles of Association to Revise the Procedure for Reconvening Adjourned Shareholder Meetings | Management | For | For |
6 | To Act Upon Any Other Matters That May Properly Come Before the Extraordinary Meeting or any Adjournment Thereof | Management | None | None |
A | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, 3, or 4; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
ANTON OILFIELD SERVICES GROUP Meeting Date: JUN 03, 2013 Record Date: MAY 29, 2013 Meeting Type: ANNUAL | ||||
Ticker: 03337 Security ID: G03999102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Elect Wu Di as Director | Management | For | For |
3a2 | Elect Jean Francois PouPeau as Director | Management | For | For |
3a3 | Elect Zhang Yongyi as Director | Management | For | For |
3a4 | Elect Zhu Xiaoping as Director | Management | For | For |
3a5 | Elect Wang Mingcai as Director | Management | For | For |
3b | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
ANTON OILFIELD SERVICES GROUP Meeting Date: JUN 03, 2013 Record Date: MAY 29, 2013 Meeting Type: SPECIAL | ||||
Ticker: 03337 Security ID: G03999102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Master Agreement and Proposed Annual Caps | Management | For | For |
ARM HOLDINGS PLC Meeting Date: MAY 02, 2013 Record Date: APR 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: ARM Security ID: G0483X122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Sir John Buchanan as Director | Management | For | For |
5 | Re-elect Warren East as Director | Management | For | For |
6 | Re-elect Andy Green as Director | Management | For | For |
7 | Re-elect Larry Hirst as Director | Management | For | For |
8 | Re-elect Mike Muller as Director | Management | For | For |
9 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
10 | Re-elect Janice Roberts as Director | Management | For | For |
11 | Re-elect Philip Rowley as Director | Management | For | For |
12 | Re-elect Tim Score as Director | Management | For | For |
13 | Re-elect Simon Segars as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Long Term Incentive Plan | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ASOS PLC Meeting Date: JUL 12, 2012 Record Date: JUL 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: ASC Security ID: G0536Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Lord Alli as Director | Management | For | For |
3 | Re-elect Nicholas Beighton as Director | Management | For | For |
4 | Re-elect Jon Kamaluddin as Director | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
10 | Approve Increase in Maximum Aggregate Amount of Fees Payable to the Directors | Management | For | For |
ASOS PLC Meeting Date: FEB 25, 2013 Record Date: FEB 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: ASC Security ID: G0536Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Brian McBride as Director | Management | For | For |
3 | Elect Kate Bostock as Director | Management | For | For |
4 | Re-elect Peter Williams as Director | Management | For | For |
5 | Re-elect Mary Turner as Director | Management | For | For |
6 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
BHP BILLITON LIMITED Meeting Date: NOV 29, 2012 Record Date: NOV 27, 2012 Meeting Type: ANNUAL | ||||
Ticker: BHP Security ID: Q1498M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept the Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
2 | Elect Pat Davies as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
3 | Elect Malcolm Broomhead as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
4 | Elect John Buchanan as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
5 | Elect Carlos Cordeiro as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
6 | Elect David Crawford as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
7 | Elect Carolyn Hewson as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
8 | Elect Marius Kloppers as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
9 | Elect Lindsay Maxsted as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
10 | Elect Wayne Murdy as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
11 | Elect Keith Rumble as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
12 | Elect John Schubert as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
13 | Elect Shriti Vadera as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
14 | Elect Jac Nasser as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
15 | Appoint KPMG Audit Plc as Auditor of BHP Billiton Plc | Management | For | For |
16 | Approve the Authority to Issue Shares in BHP Billiton Plc | Management | For | For |
17 | Approve the Authority to Issue Shares in BHP Billiton Plc for Cash | Management | For | For |
18 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | Management | For | For |
19 | Approve the Remuneration Report | Management | For | For |
20 | Approve the Grant of Long Term Incentive Performance Shares to Marius Kloppers, Executive Director of the Company | Management | For | For |
BIT-ISLE INC. Meeting Date: OCT 24, 2012 Record Date: JUL 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: 3811 Security ID: J04579108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2.1 | Elect Director Terada, Kohei | Management | For | For |
2.2 | Elect Director Amano, Nobuyuki | Management | For | For |
2.3 | Elect Director Ando, Takuya | Management | For | For |
2.4 | Elect Director Fukai, Hideo | Management | For | For |
2.5 | Elect Director Ando, Kunitake | Management | For | For |
3.1 | Appoint Statutory Auditor Yoshihara, Norio | Management | For | For |
3.2 | Appoint Statutory Auditor Takahashi, Tetsu | Management | For | Against |
3.3 | Appoint Statutory Auditor Hashimoto, Keiichiro | Management | For | Against |
BRAZIL PHARMA SA Meeting Date: SEP 17, 2012 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BPHA3 Security ID: P1815Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Meeting | Management | For | For |
2 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
3 | Approve Independent Firm's Appraisal | Management | For | For |
4 | Approve Acquisition Agreement between the Company and Farmais Franchising S.A. | Management | For | For |
5 | Approve Share Exchange Ratio | Management | For | For |
6 | Approve Acquisition of Farmais Franchising S.A. | Management | For | For |
7 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
8 | Amend Article 6 Re: Authorized Capital | Management | For | For |
9 | Amend Article 2 to Reflect New Office Location | Management | For | For |
10 | Consolidate Bylaws | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
CENOVUS ENERGY INC. Meeting Date: APR 24, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: CVE Security ID: 15135U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Director Ralph S. Cunningham | Management | For | For |
1.02 | Elect Director Patrick D. Daniel | Management | For | For |
1.03 | Elect Director Ian W. Delaney | Management | For | For |
1.04 | Elect Director Brian C. Ferguson | Management | For | For |
1.05 | Elect Director Michael A. Grandin | Management | For | For |
1.06 | Elect Director Valerie A.A. Nielsen | Management | For | For |
1.07 | Elect Director Charles M. Rampacek | Management | For | For |
1.08 | Elect Director Colin Taylor | Management | For | For |
1.09 | Elect Director Wayne G. Thomson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CETIP S.A. - MERCADOS ORGANIZADOS Meeting Date: SEP 13, 2012 Record Date: Meeting Type: SPECIAL | ||||
Ticker: CTIP3 Security ID: P23840104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2012 Stock Option Plan; Replace Existing Plans | Management | For | For |
2 | Approve Stock Option Plan Grants | Management | For | For |
CHR.HANSEN HOLDINGS A/S Meeting Date: NOV 27, 2012 Record Date: NOV 20, 2012 Meeting Type: ANNUAL | ||||
Ticker: CHR Security ID: K1830B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Reelect Ole Andersen as Chairman of Board | Management | For | For |
6a | Reelect Frederic Stevenin as Director | Management | For | For |
6b | Reelect Henrik Poulsen as Director | Management | For | For |
6c | Reelect Mark Wilson as Director | Management | For | For |
6d | Reelect Didier Debrosse as Director | Management | For | For |
6e | Reelect Soren Carlsen as Director | Management | For | For |
7 | Ratify PwC as Auditors | Management | For | For |
8 | Approve Reduction in Share Capital | Management | For | For |
9 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | For |
10 | Authorize Share Repurchase Program | Management | For | For |
11 | Autohorize Board to Distribute Special Dividend | Management | For | For |
12 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | For |
CNOOC LTD. Meeting Date: AUG 21, 2012 Record Date: AUG 16, 2012 Meeting Type: SPECIAL | ||||
Ticker: 00883 Security ID: Y1662W117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Coalbed Methane Resources Exploration and Development Cooperation Agreement and Related Transactions | Management | For | For |
CONSTELLATION SOFTWARE INC. Meeting Date: MAY 03, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: CSU Security ID: 21037X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Brian Aune | Management | For | For |
1.2 | Elect Director Jeff Bender | Management | For | For |
1.3 | Elect Director Meredith (Sam) Hall Hayes | Management | For | For |
1.4 | Elect Director Mark Leonard | Management | For | For |
1.5 | Elect Director Ian McKinnon | Management | For | For |
1.6 | Elect Director Mark Miller | Management | For | For |
1.7 | Elect Director Stephen R. Scotchmer | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN PLC Meeting Date: MAR 20, 2013 Record Date: JAN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: COV Security ID: G2554F113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Joy A. Amundson | Management | For | For |
1c | Elect Director Craig Arnold | Management | For | For |
1d | Elect Director Robert H. Brust | Management | For | For |
1e | Elect Director John M. Connors, Jr. | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Randall J. Hogan, III | Management | For | For |
1h | Elect Director Martin D. Madaus | Management | For | For |
1i | Elect Director Dennis H. Reilley | Management | For | For |
1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
7 | Amend Articles of Association to expand the authority to execute instruments of transfer | Management | For | For |
8 | Approve Creation of Distributable Reserves | Management | For | For |
CREDICORP LTD. Meeting Date: MAR 26, 2013 Record Date: FEB 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: BAP Security ID: G2519Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Annual Reports | Management | None | None |
2 | Approve Individual and Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Appoint Ernst & Young Global as External Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Present Payment of Dividends of USD of 2.60 per Share | Management | None | None |
6 | Present Allocation of Income | Management | None | None |
DOLLARAMA INC Meeting Date: JUN 12, 2013 Record Date: APR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: DOL Security ID: 25675T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Bekenstein | Management | For | For |
1.2 | Elect Director Gregory David | Management | For | For |
1.3 | Elect Director Stephen Gunn | Management | For | For |
1.4 | Elect Director Nicholas Nomicos | Management | For | For |
1.5 | Elect Director Larry Rossy | Management | For | For |
1.6 | Elect Director Neil Rossy | Management | For | For |
1.7 | Elect Director Richard G. Roy | Management | For | For |
1.8 | Elect Director John J. Swidler | Management | For | For |
1.9 | Elect Director Huw Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
EXPERIAN PLC Meeting Date: JUL 18, 2012 Record Date: JUL 16, 2012 Meeting Type: ANNUAL | ||||
Ticker: EXPN Security ID: G32655105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Brian Cassin as Director | Management | For | For |
4 | Re-elect Fabiola Arredondo as Director | Management | For | For |
5 | Re-elect Chris Callero as Director | Management | For | For |
6 | Re-elect Roger Davis as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Sir John Peace as Director | Management | For | For |
9 | Re-elect Don Robert as Director | Management | For | For |
10 | Re-elect Sir Alan Rudge as Director | Management | For | For |
11 | Re-elect Judith Sprieser as Director | Management | For | For |
12 | Re-elect David Tyler as Director | Management | For | For |
13 | Re-elect Paul Walker as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
EXPERIAN PLC Meeting Date: NOV 20, 2012 Record Date: NOV 18, 2012 Meeting Type: SPECIAL | ||||
Ticker: EXPN Security ID: G32655105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Related Party Transaction and the Transaction | Management | For | For |
GEMALTO Meeting Date: MAY 23, 2013 Record Date: APR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: GTO Security ID: N3465M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4b | Approve Dividends of EUR 0.34 Per Share | Management | For | For |
5a | Approve Discharge of CEO as Executive Board Member | Management | For | For |
5b | Approve Discharge of Non-Executive Directors | Management | For | For |
6a | Reelect Buford Alexander to Board of Directors | Management | For | For |
6b | Reelect John Ormerod to Board of Directors | Management | For | For |
6c | Elect Homaira Akbari to Board of Directors | Management | For | For |
7 | Approve Remuneration of Non-Executive Board Members | Management | For | For |
8 | Amend Articles Re: Implementation of Act on Governance and Supervision and Other Legislative Changes | Management | For | Against |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10a | Grant Board Authority to Issue all Unissued Shares | Management | For | Against |
10b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Management | For | Against |
11 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
GILDAN ACTIVEWEAR INC. Meeting Date: FEB 07, 2013 Record Date: DEC 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: GIL Security ID: 375916103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Anderson | Management | For | For |
1.2 | Elect Director Glenn J. Chamandy | Management | For | For |
1.3 | Elect Director Russell Goodman | Management | For | For |
1.4 | Elect Director George Heller | Management | For | For |
1.5 | Elect Director Sheila O'Brien | Management | For | For |
1.6 | Elect Director Pierre Robitaille | Management | For | For |
1.7 | Elect Director James R. Scarborough | Management | For | For |
1.8 | Elect Director Richard P. Strubel | Management | For | For |
1.9 | Elect Director Gonzalo F. Valdes-Fauli | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
HARGREAVES LANSDOWN PLC Meeting Date: NOV 23, 2012 Record Date: NOV 21, 2012 Meeting Type: ANNUAL | ||||
Ticker: HL. Security ID: G43940108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
4 | Re-elect Mike Evans as Director | Management | For | For |
5 | Re-elect Ian Gorham as Director | Management | For | For |
6 | Re-elect Tracey Taylor as Director | Management | For | For |
7 | Re-elect Peter Hargreaves as Director | Management | For | For |
8 | Re-elect Jonathan Bloomer as Director | Management | For | For |
9 | Re-elect Chris Barling as Director | Management | For | For |
10 | Re-elect Stephen Robertson as Director | Management | For | For |
11 | Re-elect Dharmash Mistry as Director | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Approve the Unapproved Share Option Plan 2012 | Management | For | For |
HENGDELI HOLDINGS LTD. Meeting Date: MAY 15, 2013 Record Date: MAY 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: 03389 Security ID: G45048108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Lee Shu Chung Stan as Director and Authorize Board to Fix His Remuneration | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Share Repurchase Program | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
7 | Approve Bonus Issue | Management | For | For |
HERMES MICROVISION INC Meeting Date: JUN 04, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: 3658 Security ID: Y3R79M105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
5 | Approve Proposal of Capital Increase by Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
HYUNDAI GLOVIS CO. Meeting Date: MAR 15, 2013 Record Date: DEC 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: 086280 Security ID: Y27294100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share | Management | For | For |
2 | Reelect One Inside Director, One Non-Independent Non-Executive Director, and One Outside Director (Bundled) | Management | For | Against |
3 | Elect Ma Sang-Kon as Member of Audit Committee | Management | For | Against |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
INFINEON TECHNOLOGIES AG Meeting Date: FEB 28, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: IFX Security ID: D35415104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2011/2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2011/2012 | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors for Fiscal 2012/2013 | Management | For | Did Not Vote |
6 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
9 | Approve Cancellation of Conditional Capital Authorization | Management | For | Did Not Vote |
INTERXION HOLDING NV Meeting Date: JUN 26, 2013 Record Date: MAY 29, 2013 Meeting Type: ANNUAL | ||||
Ticker: INXN Security ID: N47279109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3a | Reelect Robert J. Baker as Non-Executive Director | Management | For | For |
3b | Reelect Jean F.H.P. Mandeville as Non-Executive Director | Management | For | For |
3c | Reelect David C. Ruberg as CEO | Management | For | For |
4 | Approve Adjustments to the Remuneration Policy for Executive and Non-Executive Directors | Management | For | Against |
5 | Approve Remuneration of Non-Executive Board Members Re: Share Awards With Value of EUR 40,000 | Management | For | For |
6 | Ratify KPMG as Auditors | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
JAPAN EXCHANGE GROUP INC. Meeting Date: JUN 18, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 8697 Security ID: J2740B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hayashi, Masakazu | Management | For | For |
1.2 | Elect Director Saito, Atsushi | Management | For | For |
1.3 | Elect Director Yoneda, Michio | Management | For | For |
1.4 | Elect Director Kiyota, Akira | Management | For | For |
1.5 | Elect Director Yamaji, hiromi | Management | For | For |
1.6 | Elect Director Okuda, Tsutomu | Management | For | For |
1.7 | Elect Director Kawamoto, Yuuko | Management | For | For |
1.8 | Elect Director Kubori, Hideaki | Management | For | For |
1.9 | Elect Director Nakatsukasa, Hiroyuki | Management | For | For |
1.10 | Elect Director Hirose, Masayuki | Management | For | For |
1.11 | Elect Director Honda, Katsuhiko | Management | For | For |
1.12 | Elect Director Matsuo, Kunihiro | Management | For | For |
1.13 | Elect Director Morimoto, Shigeru | Management | For | For |
1.14 | Elect Director Charles Ditmars Lake II | Management | For | For |
JERONIMO MARTINS SGPS S.A Meeting Date: DEC 19, 2012 Record Date: DEC 12, 2012 Meeting Type: SPECIAL | ||||
Ticker: JMT Security ID: X40338109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Balance Sheet | Management | For | For |
2 | Approve Dividends from Reserves | Management | For | For |
JERONIMO MARTINS SGPS S.A Meeting Date: APR 10, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: JMT Security ID: X40338109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Management and Supervisory Board | Management | For | For |
5 | Approve Remuneration Policy | Management | For | For |
6 | Elect Corporate Bodies | Management | For | For |
7 | Elect Remuneration Committee | Management | For | For |
JUBILANT FOODWORKS LTD Meeting Date: AUG 29, 2012 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 533155 Security ID: Y4493W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect V. Marwaha as Director | Management | For | For |
3 | Reelect A. Seth as Director | Management | For | For |
4 | Approve S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
JUBILANT FOODWORKS LTD Meeting Date: FEB 18, 2013 Record Date: JAN 11, 2013 Meeting Type: SPECIAL | ||||
Ticker: 533155 Security ID: Y4493W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Revision in Remuneration of A. Kaul, CEO and Executive Director | Management | For | For |
KABEL DEUTSCHLAND HOLDING AG Meeting Date: OCT 11, 2012 Record Date: SEP 19, 2012 Meeting Type: ANNUAL | ||||
Ticker: KD8 Security ID: D6424C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011/2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011/2012 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2012/2013 | Management | For | For |
6a | Elect Antoinette Aris to the Supervisory Board | Management | For | For |
6b | Elect Catherine Muehlemann to the Supervisory Board | Management | For | For |
6c | Elect Paul Stodden to the Supervisory Board | Management | For | For |
6d | Elect Torsten Winkler to the Supervisory Board | Management | For | For |
7 | Approve Affiliation Agreement with Subsidiary Kabel Deutschland Vertrieb und Service GmbH | Management | For | For |
MAGNIT OAO Meeting Date: MAY 24, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: MGNT Security ID: 55953Q202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Financial Statements | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Elect Andrey Aroutuniyan as Director | Management | None | Against |
3.2 | Elect Valery Butenko as Director | Management | None | Against |
3.3 | Elect Sergey Galitskiy as Director | Management | None | Against |
3.4 | Elect Alexander Zayonts as Director | Management | None | For |
3.5 | Elect Alexey Makhnev as Director | Management | None | Against |
3.6 | Elect Khachatur Pombukhchan as Director | Management | None | Against |
3.7 | Elect Aslan Shkhachemukov as Director | Management | None | Against |
4.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | For |
4.2 | Elect Angela Udovichenko as Member of Audit Commission | Management | For | For |
4.3 | Elect Denis Fedotov as Member of Audit Commission | Management | For | For |
5 | Ratify Auditor to Audit Company's Accounts in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
6 | Ratify Auditor to Audit Company's Accounts in Accordance with IFRS | Management | For | For |
7 | Elect Members of Counting Commission | Management | For | For |
8 | Approve New Edition of Charter | Management | For | For |
9 | Approve New Edition of Regulations on General Meetings | Management | For | For |
10 | Approve Large-Scale Related-Party Transaction Re: Loan Agreement with ZAO Tander | Management | For | For |
11.1 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Bank VTB for Securing Obligations of ZAO Tander | Management | For | For |
11.2 | Approve Related-Party Transaction Re: Guarantee Agreement with AKB Rosbank for Securing Obligations of ZAO Tander | Management | For | For |
11.3 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Sberbank of Russia for Securing Obligations of ZAO Tander | Management | For | For |
11.4 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Alfa-Bank for Securing Obligations of ZAO Tander | Management | For | For |
11.5 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO AKB Sviaz Bank for Securing Obligations of ZAO Tander | Management | For | For |
MAKEMYTRIP LTD Meeting Date: SEP 21, 2012 Record Date: AUG 22, 2012 Meeting Type: ANNUAL | ||||
Ticker: MMYT Security ID: V5633W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Reelect Frederic Lalonde as a Director | Management | For | For |
4 | Reelect Aditya Tim Guleri as a Director | Management | For | Against |
5 | Reelect Mohammad Akhtar Janally as a Director | Management | For | Against |
6 | Reelect Ranodeb Roy as a Director | Management | For | For |
MASTERCARD INCORPORATED Meeting Date: JUN 18, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: MA Security ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Nancy J. Karch | Management | For | For |
1g | Elect Director Marc Olivie | Management | For | For |
1h | Elect Director Rima Qureshi | Management | For | For |
1i | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1j | Elect Director Mark Schwartz | Management | For | For |
1k | Elect Director Jackson P. Tai | Management | For | For |
1l | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MERCADOLIBRE, INC. Meeting Date: JUN 14, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: MELI Security ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emiliano Calemzuk | Management | For | For |
1.2 | Elect Director Marcos Galperin | Management | For | For |
1.3 | Elect Director Veronica Allende Serra | Management | For | For |
1.4 | Elect Director Meyer Malka | Management | For | For |
1.5 | Elect Director Javier Olivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MINERAL RESOURCES LTD. Meeting Date: NOV 22, 2012 Record Date: NOV 20, 2012 Meeting Type: ANNUAL | ||||
Ticker: MIN Security ID: Q60976109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Elect Joe Ricciardo as a Director | Management | For | Against |
MONITISE PLC Meeting Date: OCT 11, 2012 Record Date: OCT 09, 2012 Meeting Type: ANNUAL | ||||
Ticker: MONI Security ID: G6258F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Alastair Lukies as Director | Management | For | For |
3 | Re-elect Lee Cameron as Director | Management | For | For |
4 | Re-elect David Dey as Director | Management | For | For |
5 | Elect Peter Ayliffe as Director | Management | For | For |
6 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Approve Remuneration Report | Management | For | Against |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
MONITISE PLC Meeting Date: DEC 21, 2012 Record Date: DEC 19, 2012 Meeting Type: SPECIAL | ||||
Ticker: MONI Security ID: G6258F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Capital Raising | Management | For | For |
2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
3 | Approve Capital Raising | Management | For | For |
4 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
MULTI COMMODITY EXCHANGE OF INDIA LTD Meeting Date: SEP 26, 2012 Record Date: Meeting Type: ANNUAL | ||||
Ticker: Security ID: Y5S057101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Interim Dividend of INR 18 Per Share and Approve Final Dividend of INR 6.00 Per Share | Management | For | For |
3 | Reelect P. Ajmera as Director | Management | For | For |
4 | Reelect L. Rutten as Director | Management | For | For |
5 | Reelect P. Satish as Director | Management | For | For |
6 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Elect S. Javalgekar as Director | Management | For | For |
8 | Elect S. Javalgekar as Managing Director & CEO and Approve His Remuneration | Management | For | For |
9 | Ratify Employee Stock Option Scheme - 2008 | Management | For | Against |
10 | Change Company Name to MCX Ltd. and Amend Memorandum and Articles of Association to Reflect the Change in Company Name | Management | For | For |
MULTIPLUS SA Meeting Date: APR 26, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: MPLU3 Security ID: P69915109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Ratify Interim Dividends | Management | For | For |
4 | Approve Remuneration of Company's Management for Fiscal Year 2013 and Ratify Remuneration for the Preceding Three Fiscal Years | Management | For | Against |
MULTIPLUS SA Meeting Date: APR 26, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: MPLU3 Security ID: P69915109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Location of Company Headquarters | Management | For | For |
2 | Amend Article 9 | Management | For | For |
NITORI HOLDINGS CO LTD Meeting Date: MAY 17, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: 9843 Security ID: J58214107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nitori, Akio | Management | For | For |
1.2 | Elect Director Sugiyama, Kiyoshi | Management | For | For |
1.3 | Elect Director Shirai, Toshiyuki | Management | For | For |
1.4 | Elect Director Komiya, Shoshin | Management | For | For |
1.5 | Elect Director Ando, Takaharu | Management | For | For |
1.6 | Elect Director Takeshima, Kazuhiko | Management | For | For |
2 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
NOKIAN TYRES OYJ Meeting Date: APR 11, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: NRE1V Security ID: X5862L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Prepare and Approve List of Shareholders | Management | For | For |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Allocation of Income and Dividends of EUR 1.45 Per Share | Management | For | For |
9 | Approve Discharge of Board and President | Management | For | For |
10 | Approve Annual Remuneration of Directors in the Amount of EUR 80,000 for Chairman, and EUR 40,000 for Other Directors; Approve Meeting Fees | Management | For | For |
11 | Fix Number of Directors at Six | Management | For | For |
12 | Reelect Kim Gran, Hille Korhonen, Risto Murto, Hannu Penttila, Aleksey Vlasov, and Petteri Wallden as Directors | Management | For | For |
13 | Approve Remuneration of Auditors | Management | For | For |
14 | Ratify KPMG Oy Ab as Auditors | Management | For | For |
15 | Approve Stock Option Plans for Employees; Approve Issuance of up to 3.45 Million Stock Options | Management | For | Against |
16 | Authorize Share Repurchase Program | Management | For | For |
17 | Close Meeting | Management | None | None |
NOVO NORDISK A/S Meeting Date: MAR 20, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: NOVO B Security ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3.1 | Approve Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million | Management | For | For |
3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
4 | Approve Allocation of Income and Dividends of DKK 18 per Share | Management | For | For |
5.1 | Elect Goran Ando (Chairman) as Director | Management | For | For |
5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | For |
5.3a | Elect Bruno Angelici as Director | Management | For | For |
5.3b | Elect Henrik Gurtler as Director | Management | For | For |
5.3c | Elect Liz Hewitt as Director | Management | For | For |
5.3d | Elect Thomas Koestler as Director | Management | For | For |
5.3e | Elect Hannu Ryopponen as Director | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7.1 | Approve DKK 10 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | For |
7.2 | Approve Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights | Management | For | For |
7.3 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | For |
7.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
8 | Other Business | Management | None | None |
NOVOZYMES A/S Meeting Date: FEB 28, 2013 Record Date: FEB 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: NZYM B Security ID: K7317J133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of DKK 2.20 per Share | Management | For | For |
4 | Approve Unchanged Remuneration of Directors and Audit Committee | Management | For | For |
5 | Relect Henrik Gurtler (Chairman) as Director | Management | For | For |
6 | Relect Kurt Nielsen (Vice-Chairman) as Director | Management | For | For |
7a | Reelect Lena Olving as Director | Management | For | For |
7b | Reelect Jorgen Rasmussen as Director | Management | For | For |
7c | Reelect Agnete Raaschou-Nielsen as Director | Management | For | For |
7d | Reelect Mathias Uhlen as Director | Management | For | For |
8 | Ratify PricewaterhouseCoopers Statsautoriseret Revisionspartnerselskab as Auditors | Management | For | For |
9a | Approve Reduction of DKK 10.6 Million in Share Capital via Share Cancellation | Management | For | For |
9b | Authorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | For |
10 | Other Business | Management | None | None |
PRICELINE.COM INCORPORATED Meeting Date: JUN 06, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: PCLN Security ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
PRICESMART, INC. Meeting Date: JAN 22, 2013 Record Date: NOV 30, 2012 Meeting Type: ANNUAL | ||||
Ticker: PSMT Security ID: 741511109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherry S. Bahrambeygui | Management | For | For |
1.2 | Elect Director Gonzalo Barrutieta | Management | For | For |
1.3 | Elect Director Katherine L. Hensley | Management | For | For |
1.4 | Elect Director Leon C. Janks | Management | For | For |
1.5 | Elect Director Jose Luis Laparte | Management | For | For |
1.6 | Elect Director Mitchell G. Lynn | Management | For | For |
1.7 | Elect Director Robert E. Price | Management | For | For |
1.8 | Elect Director Edgar Zurcher | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
PT MITRA ADIPERKASA TBK Meeting Date: JUN 18, 2013 Record Date: MAY 31, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: MAPI Security ID: Y71299104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports; and Allocation of Income | Management | For | For |
2 | Approve Auditors | Management | For | For |
1 | Approve Issuance of Equity Shares without Preemptive Rights | Management | For | For |
2 | Approve Stock Split | Management | For | Against |
3 | Amend Articles of Association to Reflect Changes in Capital Following the Issuance of Equity Shares without Preemptive Rights and Stock Split | Management | For | Against |
PT TOWER BERSAMA INFRASTRUCTURE TBK Meeting Date: DEC 14, 2012 Record Date: NOV 28, 2012 Meeting Type: SPECIAL | ||||
Ticker: TBIG Security ID: Y71372109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Commissioners | Management | For | Against |
PT TOWER BERSAMA INFRASTRUCTURE TBK Meeting Date: MAR 07, 2013 Record Date: FEB 19, 2013 Meeting Type: SPECIAL | ||||
Ticker: TBIG Security ID: Y71372109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Issuance of Debt Securities | Management | For | For |
PT TOWER BERSAMA INFRASTRUCTURE TBK Meeting Date: APR 17, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: TBIG Security ID: Y71372109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Auditors | Management | For | For |
4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
PUREGOLD PRICE CLUB INC. Meeting Date: NOV 22, 2012 Record Date: OCT 22, 2012 Meeting Type: SPECIAL | ||||
Ticker: PGOLD Security ID: Y71617107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Approve the Merger of Puregold Price Club, Inc., Puregold Junior Supermarket, Inc., S-CV Corp, Super Retail III Corp, Super Retail XV Corp, Gant Diamond III Corp, Super Agora X Corp, Gant Diamond Corp and Lynxserve Corp | Management | For | For |
4 | Approve the Revised Stock Option Plan | Management | For | For |
PUREGOLD PRICE CLUB INC. Meeting Date: MAY 14, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: PGOLD Security ID: Y71617107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Minutes of the 2012 Annual Stockholders' Meeting | Management | For | For |
2 | Ratify the Acts or Resolutions of Board of Directors and Management | Management | For | For |
3 | Appoint KPMG as Independent Auditor | Management | For | For |
4.1 | Elect Lucio L. Co as a Director | Management | For | For |
4.2 | Elect Susan P. Co as a Director | Management | For | For |
4.3 | Elect Leonardo B. Dayao as a Director | Management | For | Withhold |
4.4 | Elect Ferdinand Vincent P. Co as a Director | Management | For | For |
4.5 | Elect Pamela Justine P. Co as a Director | Management | For | For |
4.6 | Elect Marilyn V. Pardo as a Director | Management | For | For |
4.7 | Elect Edgardo G. Lacson as a Director | Management | For | For |
RIGHTMOVE PLC Meeting Date: MAY 08, 2013 Record Date: MAY 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: RMV Security ID: G75657109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Scott Forbes as Director | Management | For | For |
7 | Re-elect Nick McKittrick as Director | Management | For | For |
8 | Re-elect Peter Brooks-Johnson as Director | Management | For | For |
9 | Elect Robyn Perriss as Director | Management | For | For |
10 | Re-elect Jonathan Agnew as Director | Management | For | For |
11 | Re-elect Colin Kemp as Director | Management | For | For |
12 | Re-elect Ashley Martin as Director | Management | For | For |
13 | Re-elect Judy Vezmar as Director | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
RIO TINTO PLC Meeting Date: APR 18, 2013 Record Date: APR 16, 2013 Meeting Type: ANNUAL | ||||
Ticker: RIO Security ID: G75754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Robert Brown as Director | Management | For | For |
4 | Re-elect Vivienne Cox as Director | Management | For | For |
5 | Re-elect Jan du Plessis as Director | Management | For | For |
6 | Re-elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Michael Fitzpatrick as Director | Management | For | For |
8 | Re-elect Ann Godbehere as Director | Management | For | For |
9 | Re-elect Richard Goodmanson as Director | Management | For | For |
10 | Re-elect Lord Kerr as Director | Management | For | For |
11 | Re-elect Chris Lynch as Director | Management | For | For |
12 | Re-elect Paul Tellier as Director | Management | For | For |
13 | Re-elect John Varley as Director | Management | For | For |
14 | Re-elect Sam Walsh as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Approve Performance Share Plan | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SANDS CHINA LTD. Meeting Date: MAY 31, 2013 Record Date: MAY 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: 01928 Security ID: G7800X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Toh Hup Hock as Executive Director | Management | For | For |
3b | Elect Michael Alan Leven as Non-Executive Director | Management | For | For |
3c | Elect Jeffrey Howard Schwartz as Non-Executive Director | Management | For | For |
3d | Elect David Muir Turnbull as Independent Non-Executive Director | Management | For | For |
3e | Elect Victor Patrick Hoog Antink as Independent Non-Executive Director | Management | For | For |
3f | Elect Steven Zygmunt Strasser as Independent Non-Executive Director | Management | For | For |
3g | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | None | None |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
8 | Adopt Company's Formal Chinese Name, and Amend Memorandum and Articles of Association to Reflect the Amended Name of the Company | Management | For | For |
9 | Amend Memorandum and Articles of Association of the Company | Management | For | Against |
SOLERA HOLDINGS, INC. Meeting Date: NOV 15, 2012 Record Date: OCT 01, 2012 Meeting Type: ANNUAL | ||||
Ticker: SLH Security ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.4 | Elect Director Thomas C. Wajnert | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STRATASYS LTD. Meeting Date: JUN 21, 2013 Record Date: MAY 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: SSYS Security ID: M85548101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Increase the Number of Directors from Nine to Ten | Management | For | For |
2 | Elect Ziva Patir as Director and Approve Her Remuneration | Management | For | For |
3.1 | Approve Compensation of Edward J. Fierko | Management | For | Against |
3.2 | Approve Compensation of John J. McEleney | Management | For | Against |
3.3 | Approve Compensation of Clifford H. Schwieter | Management | For | Against |
4 | Grant Options to S. Scott Crump, the Chairman and Chief Innovation Officer | Management | For | Against |
5 | Approve Cash Award to CEO | Management | For | For |
6 | Increase the Coverage under Directors and Officers Liability Insurance Policy | Management | For | For |
7 | Increase Authorized Common Stock and Issued Capital | Management | For | Against |
8 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
TELECITY GROUP PLC Meeting Date: APR 16, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: TCY Security ID: G87403112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect John Hughes as Director | Management | For | For |
5 | Re-elect Michael Tobin as Director | Management | For | For |
6 | Re-elect Brian McArthur-Muscroft as Director | Management | For | For |
7 | Re-elect Simon Batey as Director | Management | For | For |
8 | Re-elect Maurizio Carli as Director | Management | For | For |
9 | Re-elect John O'Reilly as Director | Management | For | For |
10 | Elect Claudia Arney as Director | Management | For | For |
11 | Elect Nancy Cruickshank as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
TNT EXPRESS NV Meeting Date: APR 10, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: Security ID: N8726Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Receive Announcements | Management | None | None |
2 | Presentation by Bernard Bot, CEO ad interim | Management | None | None |
3 | Receive Report of Management Board and Supervisory Board (Non-Voting) | Management | None | None |
4 | Discussion on Company's Corporate Governance Structure | Management | None | None |
5 | Adopt Financial Statements and Statutory Reports | Management | For | For |
6a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6b | Approve Dividends of EUR 0.03 Per Share | Management | For | For |
7 | Approve Discharge of Management Board | Management | For | For |
8 | Approve Discharge of Supervisory Board | Management | For | For |
9 | Elect Louis Willem Gunning to Executive Board | Management | For | For |
10a | Reelect Shemaya Levy to Supervisory Board | Management | For | For |
10b | Reelect Margot Scheltema to Supervisory Board | Management | For | For |
10c | Elect Sjoerd Vollebregt to Supervisory Board | Management | For | For |
11 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
12 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 11 | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Allow Questions | Management | None | None |
15 | Close Meeting | Management | None | None |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Meeting Date: MAY 21, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: VRX Security ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Robert A. Ingram | Management | For | For |
1c | Elect Director Theo Melas-Kyriazi | Management | For | For |
1d | Elect Director G. Mason Morfit | Management | For | For |
1e | Elect Director Laurence E. Paul | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Lloyd M. Segal | Management | For | For |
1k | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Continuance of Company [CBCA to BCBCA] | Management | For | For |
WIRECARD AG Meeting Date: JUN 20, 2013 Record Date: MAY 29, 2013 Meeting Type: ANNUAL | ||||
Ticker: WDI Security ID: D22359133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.11 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Ratify Ernst & Young as Auditors for Fiscal 2013 | Management | For | For |
YOOX S.P.A. Meeting Date: APR 19, 2013 Record Date: APR 10, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: YOOX Security ID: T9846S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
1 | Amend Company Bylaws Re: Articles 5, 7, 8, 14, and 26 | Management | For | For |
ZIGGO NV Meeting Date: APR 18, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: ZIGGO Security ID: N9837R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4b | Approve Allocation of Income and Dividends of EUR 1.45 Per Share | Management | For | For |
5 | Discussion on Company's Corporate Governance Structure | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Announce Intention to Appoint Rene Obermann to Executive Board | Management | None | None |
9a | Announce Vacancies on the Board | Management | None | None |
9b | Opportunity to Make Recommendations | Management | None | None |
9c | Announce Intention to Appoint Pamela Gertrude Boumeester to Supervisory Board | Management | None | None |
9d | Elect Pamela Gertrude Boumeester to Supervisory Board | Management | For | For |
10 | Ratify Ernst & Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
12b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12a | Management | For | For |
13 | Other Business (Non-Voting) | Management | None | None |
14 | Close Meeting | Management | None | None |
Thornburg Investment Income Builder Fund
APOLLO INVESTMENT CORPORATION Meeting Date: SEP 05, 2012 Record Date: JUN 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: AINV Security ID: 03761U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Hannan | Management | For | Withhold |
1.2 | Elect Director James C. Zelter | Management | For | Withhold |
1.3 | Elect Director Ashok N. Bakhru | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Against |
ARES CAPITAL CORPORATION Meeting Date: JUN 04, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ARCC Security ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank E. O'Bryan | Management | For | For |
1.2 | Elect Director Antony P. Ressler | Management | For | For |
1.3 | Elect Director Eric B. Siegel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
AT&T INC. Meeting Date: APR 26, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: T Security ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Gilbert F. Amelio | Management | For | For |
1.3 | Elect Director Reuben V. Anderson | Management | For | For |
1.4 | Elect Director James H. Blanchard | Management | For | For |
1.5 | Elect Director Jaime Chico Pardo | Management | For | For |
1.6 | Elect Director Scott T. Ford | Management | For | For |
1.7 | Elect Director James P. Kelly | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Michael B. McCallister | Management | For | For |
1.10 | Elect Director John B. McCoy | Management | For | For |
1.11 | Elect Director Joyce M. Roche | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
BANCO SANTANDER BRASIL SA Meeting Date: FEB 15, 2013 Record Date: JAN 28, 2013 Meeting Type: SPECIAL | ||||
Ticker: SANB11 Security ID: 05967A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Deferred Bonus Plan | Management | For | For |
BANCO SANTANDER BRASIL SA Meeting Date: APR 29, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SANB11 Security ID: 05967A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Company's Management | Management | For | Against |
1 | Alter Dividend Payment Date | Management | For | For |
2 | Approve Long Term Incentive Plans | Management | For | For |
BANCO SANTANDER BRASIL SA Meeting Date: JUN 03, 2013 Record Date: MAY 20, 2013 Meeting Type: SPECIAL | ||||
Ticker: SANB11 Security ID: 05967A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marcial Angel Portela Alvarez as Chairman of the Board | Management | For | For |
2 | Elect Celso Clemente Giacometti as Vice-Chairman of the Board | Management | For | For |
3 | Elect Jesus Maria Zabalza Lotina as Director | Management | For | For |
4 | Ratify Board Composition | Management | For | For |
5 | Approved Deferred Bonus Plan | Management | For | For |
BANK OF CHINA LIMITED Meeting Date: OCT 25, 2012 Record Date: SEP 24, 2012 Meeting Type: SPECIAL | ||||
Ticker: 03988 Security ID: Y0698A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration Plan for the Chairman, Executive Directors, Chairman of the Board of Supervisors and Shareholder Representative Supervisors of 2011 | Management | For | For |
2 | Appoint Ernst & Young Hua Ming as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
BANQUE CANTONALE VAUDOISE Meeting Date: APR 25, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BCVN Security ID: H0482P863 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting (Non-Voting) | Management | None | None |
2 | Receive Management Report (Non-Voting) | Management | None | None |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5.1 | Approve Allocation of Income | Management | For | For |
5.2 | Approve Dividends of CHF 10 per Share from Capital Contribution Reserves | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
BRITISH AMERICAN TOBACCO PLC Meeting Date: APR 25, 2013 Record Date: APR 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: BATS Security ID: G1510J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect John Daly as Director | Management | For | For |
8 | Re-elect Karen de Segundo as Director | Management | For | For |
9 | Re-elect Nicandro Durante as Director | Management | For | For |
10 | Re-elect Ann Godbehere as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Gerry Murphy as Director | Management | For | For |
13 | Re-elect Kieran Poynter as Director | Management | For | For |
14 | Re-elect Anthony Ruys as Director | Management | For | For |
15 | Re-elect Ben Stevens as Director | Management | For | For |
16 | Elect Richard Tubb as Director | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CABLE & WIRELESS COMMUNICATIONS PLC Meeting Date: JUL 20, 2012 Record Date: JUL 18, 2012 Meeting Type: ANNUAL | ||||
Ticker: CWC Security ID: G1839G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Sir Richard Lapthorne as Director | Management | For | For |
4 | Re-elect Simon Ball as Director | Management | For | For |
5 | Re-elect Nick Cooper as Director | Management | For | For |
6 | Elect Mark Hamlin as Director | Management | For | For |
7 | Re-elect Tim Pennington as Director | Management | For | For |
8 | Elect Alison Platt as Director | Management | For | For |
9 | Re-elect Tony Rice as Director | Management | For | For |
10 | Re-elect Ian Tyler as Director | Management | For | For |
11 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Approve Final Dividend | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CABLE & WIRELESS COMMUNICATIONS PLC Meeting Date: JAN 09, 2013 Record Date: JAN 07, 2013 Meeting Type: SPECIAL | ||||
Ticker: CWC Security ID: G1839G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Disposal of Monaco & Islands Business Unit | Management | For | For |
CANADIAN OIL SANDS LIMITED Meeting Date: APR 30, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: COS Security ID: 13643E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2.1 | Elect Director C.E. (Chuck) Shultz | Management | For | For |
2.2 | Elect Director Ian A. Bourne | Management | For | For |
2.3 | Elect Director Marcel R. Coutu | Management | For | For |
2.4 | Elect Director Gerald W. Grandey | Management | For | For |
2.5 | Elect Director Arthur N. Korpach | Management | For | For |
2.6 | Elect Director Donald J. Lowry | Management | For | For |
2.7 | Elect Director Sarah E. Raiss | Management | For | For |
2.8 | Elect Director John K. Read | Management | For | For |
2.9 | Elect Director Brant G. Sangster | Management | For | For |
2.10 | Elect Director Wesley R. Twiss | Management | For | For |
2.11 | Elect Director John B. Zaozirny | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Approve Advance Notice Policy | Management | For | For |
5 | Amend Quorum Requirements | Management | For | For |
6 | Re-approve Stock Option Plan | Management | For | For |
7 | Amend Transition Option Plan | Management | For | For |
8 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CAPSTEAD MORTGAGE CORPORATION Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: CMO Security ID: 14067E506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Bernard | Management | For | For |
1.2 | Elect Director Jack Biegler | Management | For | For |
1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
1.4 | Elect Director Andrew F. Jacobs | Management | For | For |
1.5 | Elect Director Gary Keiser | Management | For | For |
1.6 | Elect Director Christopher W. Mahowald | Management | For | For |
1.7 | Elect Director Michael G. O'Neil | Management | For | For |
1.8 | Elect Director Mark S. Whiting | Management | For | For |
2a | Advisory Vote on Compensation Philosophy | Management | For | Against |
2b | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CEZ A.S. Meeting Date: DEC 18, 2012 Record Date: DEC 11, 2012 Meeting Type: SPECIAL | ||||
Ticker: BAACEZ Security ID: X2337V121 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Elect Meeting Chairman and Other Meeting Officials | Management | For | For |
2 | Approve Contract of Contribution of Part of Enterprise Power Plant Detmarovice to Subsidiary Elektrarna Detmarovice | Management | For | For |
3 | Approve Contracts for Performance of Functions with Supervisory Board Members | Management | For | For |
4 | Elect Supervisory Board Member | Shareholder | None | Against |
5 | Elect Audit Committee Member | Shareholder | None | Against |
6 | Close Meeting | Management | None | None |
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD. Meeting Date: FEB 21, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: 00144 Security ID: Y1489Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Termination Agreement and Related Transactions | Management | For | For |
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD. Meeting Date: JUN 18, 2013 Record Date: JUN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00144 Security ID: Y1489Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Elect Li Jianhong as Director | Management | For | For |
3a2 | Elect Hu Zheng as Director | Management | For | For |
3a3 | Elect Hu Jianhua as Director | Management | For | For |
3a4 | Elect Wang Hong as Director | Management | For | For |
3a5 | Elect Bong Shu Ying Francis as Director | Management | For | For |
3b | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CHINA MOBILE LIMITED Meeting Date: MAY 30, 2013 Record Date: MAY 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00941 Security ID: Y14965100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Li Yue as Director | Management | For | For |
3b | Elect Xue Taohai as Director | Management | For | For |
3c | Elect Huang Wenlin as Director | Management | For | For |
4 | Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditors of the Company and its Subsidiaries for Hong Kong Financial Reporting and U.S. Financial Reporting, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV Meeting Date: APR 29, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: AMBV4 Security ID: 20441W203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | None | None |
2 | Approve Allocation of Income and Dividends | Management | None | None |
3 | Elect Fiscal Council Members and Alternates | Management | For | For |
4 | Approve Remuneration of Company's Management | Management | None | None |
1 | Amend Articles to Reflect Changes in Capital | Management | None | None |
DIGITAL REALTY TRUST, INC. Meeting Date: MAY 01, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: DLR Security ID: 253868103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Dennis E. Singleton | Management | For | For |
1B | Elect Director Michael F. Foust | Management | For | For |
1C | Elect Director Laurence A. Chapman | Management | For | For |
1D | Elect Director Kathleen Earley | Management | For | For |
1E | Elect Director Ruann F. Ernst | Management | For | For |
1F | Elect Director Kevin J. Kennedy | Management | For | For |
1G | Elect Director William G. LaPerch | Management | For | For |
1H | Elect Director Robert H. Zerbst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DOMINION RESOURCES, INC. Meeting Date: MAY 03, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: D Security ID: 25746U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Barr | Management | For | For |
1.2 | Elect Director Peter W. Brown | Management | For | For |
1.3 | Elect Director Helen E. Dragas | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director John W. Harris | Management | For | For |
1.7 | Elect Director Robert S. Jepson, Jr. | Management | For | For |
1.8 | Elect Director Mark J. Kington | Management | For | For |
1.9 | Elect Director Pamela J. Royal | Management | For | For |
1.10 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1.11 | Elect Director Michael E. Szymanczyk | Management | For | For |
1.12 | Elect Director David A. Wollard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Report on Coal Use from Mountaintop Removal Mining | Shareholder | Against | Abstain |
6 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
7 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Abstain |
8 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
DUKE ENERGY CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: DUK Security ID: 26441C204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.3 | Elect Director Michael G. Browning | Management | For | For |
1.4 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. DiMicco | Management | For | For |
1.6 | Elect Director John H. Forsgren | Management | For | For |
1.7 | Elect Director Ann Maynard Gray | Management | For | For |
1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director James B. Hyler, Jr. | Management | For | For |
1.11 | Elect Director E. Marie McKee | Management | For | For |
1.12 | Elect Director E. James Reinsch | Management | For | For |
1.13 | Elect Director James T. Rhodes | Management | For | For |
1.14 | Elect Director James E. Rogers | Management | For | For |
1.15 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.16 | Elect Director Philip R. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
DYNEX CAPITAL, INC. Meeting Date: JUN 05, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: DX Security ID: 26817Q506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. Akin | Management | For | For |
1.2 | Elect Director Byron L. Boston | Management | For | For |
1.3 | Elect Director Michael R. Hughes | Management | For | For |
1.4 | Elect Director Barry A. Igdaloff | Management | For | For |
1.5 | Elect Director James C. Wheat, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Articles to Remove Obsolete Language Regarding the 1999 Stock Split | Management | For | For |
5 | Amend Articles to Remove Obsolete Language Regarding The Series D9.50% Cumulative Convertible Preferred Stock | Management | For | For |
6 | Ratify Auditors | Management | For | For |
EDP- ENERGIAS DO BRASIL S.A Meeting Date: APR 10, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: ENBR3 Security ID: P3769R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | Against |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Fix Board Size and Elect Directors | Management | For | For |
4 | Approve Remuneration of Company's Management | Management | For | Against |
ELECTRICITE DE FRANCE Meeting Date: MAY 30, 2013 Record Date: MAY 24, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: EDF Security ID: F2940H113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.25 per Share | Management | For | For |
4 | Approve Payment of Dividends (Cash or Shares) | Management | For | For |
5 | Authorize Board to Provide the Option for Payment in Shares of Interim Dividend for Fiscal Year 2013 | Management | For | For |
6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Amend Articles 1, 2.3, and 6.2 of Bylaws Re: Applicable Legislation | Management | For | For |
9 | Amend Article 16 of Bylaws Re: Employee Representative at Board Comitees | Shareholder | For | Against |
10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ENAGAS S.A. Meeting Date: APR 23, 2013 Record Date: APR 16, 2013 Meeting Type: ANNUAL | ||||
Ticker: ENG Security ID: E41759106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Renew Appointment of Deloitte SL as Auditor | Management | For | For |
5.1 | Ratify Co-option of and Elect Marcelino Oreja Arburua as Director | Management | For | For |
5.2 | Reelect Ramon Perez Simarro as Director | Management | For | For |
5.3 | Reelect Marti Parellada Sabata as Director | Management | For | For |
5.4 | Elect Jesus Maximo Pedrosa Ortega as Director | Management | For | For |
5.5 | Elect Rosa Rodriguez Diaz as Director | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Advisory Vote on Remuneration Policy Report | Management | For | For |
8 | Receive Amendments to Board of Directors' Regulations | Management | None | None |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
ENI S.P.A. Meeting Date: MAY 10, 2013 Record Date: APR 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: ENI Security ID: T3643A145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
ENI SPA Meeting Date: JUL 16, 2012 Record Date: JUL 05, 2012 Meeting Type: SPECIAL | ||||
Ticker: ENI Security ID: T3643A145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Elimination of Shares' Par Value and Cancellation of Treasury Shares | Management | For | For |
1 | Authorize Share Repurchase Program | Management | For | For |
ENTERGY CORPORATION Meeting Date: MAY 03, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: ETR Security ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Scannell Bateman | Management | For | For |
1b | Elect Director L.P. Denault | Management | For | For |
1c | Elect Director Gary W. Edwards | Management | For | For |
1d | Elect Director Alexis M. Herman | Management | For | For |
1e | Elect Director Donald C. Hintz | Management | For | For |
1f | Elect Director Stuart L. Levenick | Management | For | For |
1g | Elect Director Blanche L. Lincoln | Management | For | For |
1h | Elect Director Stewart C. Myers | Management | For | For |
1i | Elect Director W.J. Tauzin | Management | For | For |
1j | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Abstain |
EUTELSAT COMMUNICATIONS Meeting Date: NOV 08, 2012 Record Date: NOV 02, 2012 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ETL Security ID: F3692M128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | For | For |
5 | Subject to Approval of Item 17, Reelect Jean-Martin Folz as Director | Management | For | For |
6 | Subject to Approval of Item 17, Reelect Bertrand Mabille as Director | Management | For | For |
7 | Subject to Approval of Item 17, Reelect Fonds Strategique d Investissement as Director | Management | For | For |
8 | Subject to Approval of Item 17, Reelect Olivier Rozenfeld as Director | Management | For | For |
9 | Subject to Approval of Item 17, Reelect Jean-Paul Brillaud as Director | Management | For | For |
10 | Reelect Lord John Birt as Director | Management | For | For |
11 | Subject to Approval of Item 17, Reelect Michel de Rosen as Director | Management | For | For |
12 | Subject to Approval of Item 17, Reelect Carole Piwnica as Director | Management | For | For |
13 | Subject to Approval of Item 17, Elect Meriem Bensalah Chaqroun as Director | Management | For | For |
14 | Subject to Approval of Item 17, Elect Elisabetta Oliveri as Director | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
17 | Amend Article15 of Bylaws Re: Directors' Length of Mandates | Management | For | For |
18 | Amend Article 21 of Bylaws Re: Proxy Voting | Management | For | For |
19 | Remove Articles 28 and 29 of Bylaws Re: Filing of Required Documents/Other Formalities; Signatories | Management | For | For |
20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GAM HOLDING LTD. Meeting Date: APR 17, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: GAM Security ID: H2878E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of CHF 0.50 per Share | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4 | Approve CHF 506,267 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
5.1 | Reelect Johannes de Gier as Director | Management | For | For |
5.2 | Reelect Dieter Enkelmann as Director | Management | For | For |
5.3 | Reelect Hugh Scott-Barrett as Director | Management | For | For |
5.4 | Elect Tanja Weiher as Director | Management | For | For |
6 | Ratify KPMG AG as Auditors | Management | For | For |
GDF SUEZ Meeting Date: APR 23, 2013 Record Date: APR 17, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: GSZ Security ID: F42768105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Ratify Appointment of Ann-Kristin Achleitner as Director | Management | For | For |
7 | Elect Jonathan Reynolds as Representative of Employee Shareholders to the Board | Management | None | Against |
8 | Elect Caroline Simon as Representative of Employee Shareholders to the Board | Management | None | Against |
9 | Approve Employee Stock Purchase Plan | Management | For | For |
10 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
11 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
12 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for A few Employees and Corporate Officers | Management | For | For |
13 | Amend Article 13.3 of Bylaws Re: Representative of Employee Shareholders Length of Term | Management | For | For |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
A | Approve Dividends of EUR 0.83 per Share | Shareholder | Against | Against |
GJENSIDIGE FORSIKRING ASA Meeting Date: APR 25, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: Security ID: R2763X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Registration of Attending Shareholders and Proxies | Management | None | None |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.85 per Share | Management | For | Did Not Vote |
6a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6b | Approve Remuneration Guidelines For Executive Management | Management | For | Did Not Vote |
6c | Approve Guidelines forAllotment of Shares and Subscription Rights | Management | For | Did Not Vote |
7a | Authorize Share Repurchase Program of Nominal Value of up to NOK 1 Million for Employee Share Savings Program | Management | For | Did Not Vote |
7b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares of Nominal Value of up to NOK 50 Million | Management | For | Did Not Vote |
8 | Approve Restructuring of the Company's Subsidiary | Management | For | Did Not Vote |
9 | Elect Members of the Supervisory Board (Corporate Assembly), Control Committee, and the Nomination Committee | Management | For | Did Not Vote |
10 | Approve Remuneration of the Supervisory Board (Corporate Assembly), Control Committee, and the Nomination Committee | Management | For | Did Not Vote |
GOLD FIELDS LTD Meeting Date: MAY 09, 2013 Record Date: APR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: GFI Security ID: 38059T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
2 | Re-elect David Murray as Director | Management | For | For |
3 | Re-elect Donald Ncube as Director | Management | For | For |
4 | Re-elect Rupert Pennant-Rea as Director | Management | For | For |
5 | Re-elect Gayle Wilson as Director | Management | For | For |
6 | Re-elect Gayle Wilson as Chairman of the Audit Committee | Management | For | For |
7 | Re-elect Richard Menell as Member of the Audit Committee | Management | For | For |
8 | Re-elect Donald Ncube as Member of the Audit Committee | Management | For | For |
9 | Re-elect Rupert Pennant-Rea as Member of the Audit Committee | Management | For | For |
10 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
11 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
12 | Approve Remuneration Policy | Management | For | For |
1 | Approve Remuneration of Non-Executive Directors with Effect from 1 June 2013 | Management | For | For |
2 | Approve Financial Assistance to Related or Inter-related Company | Management | For | For |
3 | Amend Memorandum of Incorporation Re: Clause 1.2.14 | Management | For | For |
4 | Amend Memorandum of Incorporation Re: Clause 1.2.16 | Management | For | For |
5 | Amend Memorandum of Incorporation Re: Clauses 5.6, 5.7 and 5.8 | Management | For | For |
6 | Amend Memorandum of Incorporation Re: Clause 7.5 | Management | For | For |
7 | Amend Memorandum of Incorporation Re: Clause 8 | Management | For | For |
8 | Amend Memorandum of Incorporation Re: Clause 11.1 | Management | For | For |
9 | Amend Memorandum of Incorporation Re: Clause 14.5 | Management | For | For |
10 | Amend Memorandum of Incorporation Re: Clause 18.28 | Management | For | For |
11 | Amend Memorandum of Incorporation Re: Clause 18.35 | Management | For | For |
12 | Amend Memorandum of Incorporation Re: Clause 20.9 | Management | For | For |
13 | Amend Memorandum of Incorporation Re: Clause 24 | Management | For | For |
14 | Amend Memorandum of Incorporation Re: Clause 32 | Management | For | For |
15 | Amend Memorandum of Incorporation Re: Schedule 1 | Management | For | For |
16 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
HOPEWELL HOLDINGS LTD. Meeting Date: OCT 18, 2012 Record Date: OCT 10, 2012 Meeting Type: ANNUAL | ||||
Ticker: 00054 Security ID: Y37129163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.54 Per Share | Management | For | For |
3a1 | Reelect Eddie Ping Chang Ho as Director | Management | For | For |
3a2 | Reelect Albert Kam Yin Yeung as Director | Management | For | For |
3a3 | Reelect Leo Kwok Kee Leung as Director | Management | For | For |
3a4 | Reelect Eddie Wing Chuen Ho Junior as Director | Management | For | For |
3a5 | Reelect Gordon Yen as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
HOPEWELL HOLDINGS LTD. Meeting Date: MAY 23, 2013 Record Date: MAY 20, 2013 Meeting Type: SPECIAL | ||||
Ticker: 00054 Security ID: Y37129163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Spin-off | Management | For | For |
2 | Approve Adoption of Share Option Scheme of Hopewell Hong Kong Properties Limited | Management | For | For |
HUSKY ENERGY INC. Meeting Date: MAY 07, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: HSE Security ID: 448055103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor T.K. Li | Management | For | For |
1.2 | Elect Director Canning K.N. Fok | Management | For | For |
1.3 | Elect Director Stephen E. Bradley | Management | For | For |
1.4 | Elect Director Asim Ghosh | Management | For | For |
1.5 | Elect Director Martin J.G. Glynn | Management | For | For |
1.6 | Elect Director Poh Chan Koh | Management | For | For |
1.7 | Elect Director Eva Lee Kwok | Management | For | For |
1.8 | Elect Director Stanley T.L. Kwok | Management | For | For |
1.9 | Elect Director Frederick S.H. Ma | Management | For | For |
1.10 | Elect Director George C. Magnus | Management | For | For |
1.11 | Elect Director Neil D. McGee | Management | For | For |
1.12 | Elect Director Colin S. Russel | Management | For | For |
1.13 | Elect Director Wayne E. Shaw | Management | For | For |
1.14 | Elect Director William Shurniak | Management | For | For |
1.15 | Elect Director Frank J. Sixt | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
IMPALA PLATINUM HOLDINGS LTD Meeting Date: OCT 24, 2012 Record Date: OCT 19, 2012 Meeting Type: ANNUAL | ||||
Ticker: IMP Security ID: S37840113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2012 | Management | For | For |
2 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Management | For | For |
3.1 | Elect Hugh Cameron as Chairman of the Audit Committee | Management | For | For |
3.2 | Elect Almorie Maule as Member of the Audit Committee | Management | For | For |
3.3 | Re-elect Babalwa Ngonyama as Member of the Audit Committee | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5.1 | Elect Almorie Maule as Director | Management | For | For |
5.2 | Re-elect Dr Khotso Mokhele as Director | Management | For | For |
5.3 | Re-elect Thandi Orleyn as Director | Management | For | For |
6 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
7 | Approve Implats Long-Term Incentive Plan 2012 | Management | For | For |
1 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
2 | Approve Directors' Remuneration | Management | For | For |
3 | Adopt New Memorandum of Incorporation | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Meeting Date: JUN 07, 2013 Record Date: MAY 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: 01398 Security ID: Y3990B112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept 2012 Work Report of Board of Directors | Management | For | For |
2 | Accept 2012 Work Report of Board of Supervisors | Management | For | For |
3 | Accept Bank's 2012 Audited Accounts | Management | For | For |
4 | Approve 2012 Profit Distribution Plan | Management | For | For |
5 | Approve Proposal on Launching the Engagement of Accounting Firm for 2013 | Management | For | For |
6 | Elect Yi Huiman as Director | Shareholder | None | For |
7 | Elect Luo Xi as Director | Shareholder | None | For |
8 | Elect Liu Lixian as Director | Shareholder | None | For |
INTEL CORPORATION Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: INTC Security ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director James D. Plummer | Management | For | For |
1g | Elect Director David S. Pottruck | Management | For | For |
1h | Elect Director Frank D. Yeary | Management | For | For |
1i | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
INVESCO MORTGAGE CAPITAL INC. Meeting Date: MAY 01, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: IVR Security ID: 46131B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Mark Armour | Management | For | For |
1.2 | Elect Director James S. Balloun | Management | For | For |
1.3 | Elect Director John S. Day | Management | For | For |
1.4 | Elect Director Karen Dunn Kelley | Management | For | For |
1.5 | Elect Director James R. Lientz, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
JIANGSU EXPRESSWAY CO. LTD. Meeting Date: SEP 10, 2012 Record Date: AUG 10, 2012 Meeting Type: SPECIAL | ||||
Ticker: 00177 Security ID: Y4443L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
JIANGSU EXPRESSWAY CO. LTD. Meeting Date: OCT 26, 2012 Record Date: SEP 26, 2012 Meeting Type: SPECIAL | ||||
Ticker: 00177 Security ID: Y4443L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue of Medium-term Notes | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
JIANGSU EXPRESSWAY CO. LTD. Meeting Date: JUN 07, 2013 Record Date: MAY 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00177 Security ID: Y4443L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Reports of the Board of Directors | Management | For | For |
2 | Accept Reports of the Supervisory Committee | Management | For | For |
3 | Approve Annual Budget Report for the Year 2012 | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Profit Distribution Scheme in Respect of the Final Dividend | Management | For | For |
6 | Appoint Deloitte Touche Tohmatsu CPA LLP as Auditors at a Remuneration Not Exceeding RMB 2.1 Million Per Year | Management | For | For |
7 | Appoint Deloitte Touche Tohmatsu CPA LLP as Auditors for Internal Control at a Remuneration Not Exceeding RMB 680,000 Per Year | Management | For | For |
8 | Approve Issuance of Short-Term Commercial Papers Not More Than RMB 3 Billion | Management | For | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Bell | Management | For | For |
1b | Elect Director Crandall C.Bowles | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director David M. Cote | Management | For | Against |
1e | Elect Director James S. Crown | Management | For | Against |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Ellen V. Futter | Management | For | Against |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
KIMBERLY-CLARK CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: KMB Security ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Alm | Management | For | For |
1.2 | Elect Director John F. Bergstrom | Management | For | For |
1.3 | Elect Director Abelardo E. Bru | Management | For | For |
1.4 | Elect Director Robert W. Decherd | Management | For | For |
1.5 | Elect Director Thomas J. Falk | Management | For | For |
1.6 | Elect Director Fabian T. Garcia | Management | For | For |
1.7 | Elect Director Mae C. Jemison | Management | For | For |
1.8 | Elect Director James M. Jenness | Management | For | For |
1.9 | Elect Director Nancy J. Karch | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Linda Johnson Rice | Management | For | For |
1.12 | Elect Director Marc J. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KKR FINANCIAL HOLDINGS LLC Meeting Date: MAY 01, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: KFN Security ID: 48248A306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tracy L. Collins | Management | For | For |
1.2 | Elect Director Robert L. Edwards | Management | For | For |
1.3 | Elect Director Vincent Paul Finigan | Management | For | For |
1.4 | Elect Director Paul M. Hazen | Management | For | For |
1.5 | Elect Director R. Glenn Hubbard | Management | For | For |
1.6 | Elect Director Ross J. Kari | Management | For | For |
1.7 | Elect Director Ely L. Licht | Management | For | For |
1.8 | Elect Director Deborah H. McAneny | Management | For | For |
1.9 | Elect Director Scott C. Nuttall | Management | For | For |
1.10 | Elect Director Scott A. Ryles | Management | For | For |
1.11 | Elect Director William C. Sonneborn | Management | For | For |
1.12 | Elect Director Willy R. Strothotte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KONINKLIJKE AHOLD NV Meeting Date: APR 17, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: AH Security ID: N0139V142 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Approve Dividends of EUR 0.44 Per Share | Management | For | For |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Elect J.H.M. Hommen to Supervisory Board | Management | For | For |
9 | Reelect D.C. Doijer to Supervisory Board | Management | For | For |
10 | Reelect S.M. Shern to Supervisory Board | Management | For | For |
11 | Reelect B.J. Noteboom to Supervisory Board | Management | For | For |
12 | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
13 | Approve Remuneration of Supervisory Board | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
16 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
17 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 16 | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
20 | Close Meeting | Management | None | None |
KONINKLIJKE KPN NV Meeting Date: SEP 11, 2012 Record Date: AUG 14, 2012 Meeting Type: SPECIAL | ||||
Ticker: KPN Security ID: N4297B146 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Announce Intention to AppointEric Hageman to Executive Board | Management | None | None |
3 | Amend Articles Re: Right to Place Items on the Agenda | Management | For | For |
4 | Close Meeting | Management | None | None |
KT CORP. Meeting Date: NOV 23, 2012 Record Date: OCT 08, 2012 Meeting Type: SPECIAL | ||||
Ticker: 030200 Security ID: Y49915104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spin-Off Agreement | Management | For | For |
KT CORP. Meeting Date: MAR 15, 2013 Record Date: DEC 31, 2012 Meeting Type: ANNUAL | ||||
Ticker: 030200 Security ID: Y49915104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,000 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Reelect Pyo Hyun-Myung as Inside Director | Management | For | For |
3.2 | Elect Kim Il-Young as Inside Director | Management | For | For |
3.3 | Reelect Song Jong-Hwan as Outside Director | Management | For | For |
3.4 | Reelect Cha Sang-Kyoon as Outside Director | Management | For | For |
3.5 | Elect Song Do-Kyun as Outside Director | Management | For | For |
4 | Elect Cha Sang-Kyoon as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
LIECHTENSTEINISCHE LANDESBANK Meeting Date: MAY 03, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: LLB Security ID: H4972B137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting (Non-Voting) | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Accept 2012 Annual Report and 2012 Consolidated Annual Report | Management | For | For |
4 | Approve Allocation of Income and Dividends of CHF 1.50 per Share | Management | For | For |
5 | Approve Discharge of Directors and Auditor | Management | For | For |
6.1 | Elect Patrizia Holenstein as Director | Management | For | For |
6.2 | Elect Peter Franconi as Director | Management | For | For |
7 | Ratify PricewaterhouseCoopers AG as Auditor | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
9 | Transact Other Business (Non-Voting) | Management | None | None |
LORILLARD, INC. Meeting Date: MAY 14, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: LO Security ID: 544147101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2.2 | Elect Director Virgis W. Colbert | Management | For | For |
2.3 | Elect Director Richard W. Roedel | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
LYONDELLBASELL INDUSTRIES NV Meeting Date: MAY 22, 2013 Record Date: APR 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: LYB Security ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Aigrain | Management | For | For |
1.2 | Elect Director Scott M. Kleinman | Management | For | For |
1.3 | Elect Director Bruce A. Smith | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
MCDONALD'S CORPORATION Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: MCD Security ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Walter E. Massey | Management | For | For |
1b | Elect Director John W. Rogers, Jr. | Management | For | For |
1c | Elect Director Roger W. Stone | Management | For | For |
1d | Elect Director Miles D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Pay Disparity | Shareholder | Against | Abstain |
5 | Stock Retention/Holding Period | Shareholder | Against | For |
6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
7 | Report on Nutrition Initiatives and Childhood Obesity Concerns | Shareholder | Against | Abstain |
MEGAFON OJSC Meeting Date: FEB 08, 2013 Record Date: DEC 31, 2012 Meeting Type: SPECIAL | ||||
Ticker: MFON Security ID: 58517T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Company's Registrar to Act as Counting Commission | Management | For | For |
2 | Approve Related-Party Transaction with CJSC PETER-SERVICE | Management | For | For |
MEGAFON OJSC Meeting Date: MAR 04, 2013 Record Date: DEC 06, 2012 Meeting Type: SPECIAL | ||||
Ticker: MFON Security ID: 58517T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Lars Nyberg as Director | Management | None | Against |
1.2 | Elect Cecilia Edstrom as Director | Management | None | Against |
1.3 | Elect Jan Rudberg as Director | Management | None | For |
1.4 | Elect Paul Myners as Director | Management | None | Against |
1.5 | Elect Jan Erixon as Director | Management | None | Against |
1.6 | Elect Sergey Soldatenkov as Director | Management | None | Against |
1.7 | Elect Vladimir Streshinsky as Director | Management | None | Against |
MEGAFON OJSC Meeting Date: JUN 28, 2013 Record Date: MAY 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: MFON Security ID: 58517T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends of RUB 54.17 per Share | Management | For | For |
4 | Approve Interim Dividends of RUB 10.34 per Share for First Three Months of Fiscal 2013 | Management | For | For |
5.1 | Elect Lars Nyberg as Director | Management | None | Against |
5.2 | Elect Cecilia Edstrom as Director | Management | None | Against |
5.3 | Elect Tero Kivisaari as Director | Management | None | Against |
5.4 | Elect Jan Arnell as Director | Management | None | Against |
5.5 | Elect Jan Rudberg as Director | Management | None | For |
5.6 | Elect Paul Myners as Director | Management | None | For |
5.7 | Elect Jan Erixon as Director | Management | None | Against |
5.8 | Elect Sergey Soldatenkov as Director | Management | None | Against |
5.9 | Elect Vladimir Streshinsky as Director | Management | None | Against |
6.1 | Elect Ivan Tavrin as Management Board Member | Management | For | For |
6.2 | Elect Alexander Bashmakov as Management Board Member | Management | For | For |
6.3 | Elect Anait Gasparyan as Management Board Member | Management | For | For |
6.4 | Elect Mikhail Dubin as Management Board Member | Management | For | For |
6.5 | Elect Valery Ermakov as Management Board Member | Management | For | For |
6.6 | Elect Gevork Vermishyan as Management Board Member | Management | For | For |
6.7 | Elect Eduard Ostrovsky as Management Board Member | Management | For | For |
6.8 | Elect Anna Serebryanikova as Management Board Member | Management | For | For |
6.9 | Elect Evgeniy Chermashentsev as Management Board Member | Management | For | For |
6.10 | Elect Igor Shirokov as Management Board Member | Management | For | For |
6.11 | Elect Valery Velichko as Management Board Member | Management | For | For |
6.12 | Elect Aleksandr Grigoriev as Management Board Member | Management | For | For |
6.13 | Elect Yuriy Zhuravel as Management Board Member | Management | For | For |
6.14 | Elect Pavel Korchagin as Management Board Member | Management | For | For |
6.15 | Elect Konstantin Likhodedov as Management Board Member | Management | For | For |
6.16 | Elect Aleksey Semenov as Management Board Member | Management | For | For |
6.17 | Elect Aleksey Tyutin as Management Board Member | Management | For | For |
6.18 | Elect Stanislav Frolov as Management Board Member | Management | For | For |
7 | Ratify Auditor | Management | For | For |
8.1 | Elect Sami Haavisto as Member of Audit Commission | Management | For | For |
8.2 | Elect Yuriy Zheymo as Member of Audit Commission | Management | For | For |
8.3 | Elect Pavel Kaplun as Member of Audit Commission | Management | For | For |
9 | Approve Remuneration and Reimbursement of Expenses of Directors | Management | For | For |
10 | Approve Related-Party Transactions with OOO Skartel | Management | For | For |
MERCK & CO., INC. Meeting Date: MAY 28, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Report on Charitable and Political Contributions | Shareholder | Against | Abstain |
7 | Report on Lobbying Activities | Shareholder | Against | Abstain |
MFA FINANCIAL, INC. Meeting Date: MAY 22, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: MFA Security ID: 55272X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Brodsky | Management | For | For |
1b | Elect Director Alan L. Gosule | Management | For | For |
1c | Elect Director Stewart Zimmerman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSOFT CORPORATION Meeting Date: NOV 28, 2012 Record Date: SEP 14, 2012 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | For |
MINERAL RESOURCES LTD. Meeting Date: NOV 22, 2012 Record Date: NOV 20, 2012 Meeting Type: ANNUAL | ||||
Ticker: MIN Security ID: Q60976109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Elect Joe Ricciardo as a Director | Management | For | Against |
NESTLE SA Meeting Date: APR 11, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: NESN Security ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.05 per Share | Management | For | For |
4.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
4.1.2 | Reelect Steven Hoch as Director | Management | For | For |
4.1.3 | Reelect Titia de Lange as Director | Management | For | For |
4.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | For |
4.2 | Elect Eva Cheng as Director | Management | For | For |
4.3 | Ratify KPMG AG as Auditors | Management | For | For |
NOVARTIS AG Meeting Date: FEB 22, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: NOVN Security ID: H5820Q150 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.30 per Share | Management | For | For |
4 | Approve Remuneration System | Management | For | For |
5.1 | Elect Verena Briner as Director | Management | For | For |
5.2 | Elect Joerg Reinhardt as Director | Management | For | For |
5.3 | Elect Charles Sawyers as Director | Management | For | For |
5.4 | Elect William Winters as Director | Management | For | For |
6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
NWS HOLDINGS LIMITED Meeting Date: NOV 20, 2012 Record Date: NOV 15, 2012 Meeting Type: ANNUAL | ||||
Ticker: 00659 Security ID: G66897110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Reelect Lee Yiu Kwong, Alan as Director | Management | For | For |
3a2 | Reelect Cheung Chin Cheung as Director | Management | For | For |
3a3 | Reelect William Junior Guilherme Doo as Director | Management | For | For |
3a4 | Reelect Cheng Wai Chee, Christopher as Director | Management | For | For |
3a5 | Reelect Wilfried Ernst Kaffenberger as Director | Management | For | For |
3b | Authorize the Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Share Repurchase Program | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
NWS HOLDINGS LIMITED Meeting Date: FEB 06, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: 00659 Security ID: G66897110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Revised Annual Caps in Relation to the Provision of Operational Services under the Master Services Agreement | Management | For | For |
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC Meeting Date: MAY 07, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: OZM Security ID: 67551U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel S. Och | Management | For | For |
1.2 | Elect Director Jerome P. Kenney | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PFIZER INC. Meeting Date: APR 25, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director M. Anthony Burns | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Frances D. Fergusson | Management | For | For |
1.5 | Elect Director William H. Gray, III | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director George A. Lorch | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Stephen W. Sanger | Management | For | For |
1.13 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 08, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: PM Security ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Andre Calantzopoulos | Management | For | For |
1.4 | Elect Director Louis C. Camilleri | Management | For | For |
1.5 | Elect Director J. Dudley Fishburn | Management | For | For |
1.6 | Elect Director Jennifer Li | Management | For | For |
1.7 | Elect Director Graham Mackay | Management | For | For |
1.8 | Elect Director Sergio Marchionne | Management | For | For |
1.9 | Elect Director Kalpana Morparia | Management | For | For |
1.10 | Elect DirectorLucio A. Noto | Management | For | For |
1.11 | Elect Director Robert B. Polet | Management | For | For |
1.12 | Elect Director Carlos Slim Helu | Management | For | For |
1.13 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PHILIPPINE LONG DISTANCE TELEPHONE CO. Meeting Date: JUN 14, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: TEL Security ID: 718252109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Audited Financial Statements for the Fiscal Year Ending Dec. 31, 2012 Contained in the Company's 2012 Annual Report | Management | For | For |
2.1 | Elect Artemio V. Panganiban as a Director | Management | For | For |
2.2 | Elect Pedro E. Roxas as a Director | Management | For | For |
2.3 | Elect Alfred V. Ty as a Director | Management | For | For |
2.4 | Elect Helen Y. Dee as a Director | Management | For | For |
2.5 | Elect Ray C. Espinosa as a Director | Management | For | For |
2.6 | Elect James L. Go as a Director | Management | For | For |
2.7 | Elect Setsuya Kimura as a Director | Management | For | For |
2.8 | Elect Napoleon L. Nazareno as a Director | Management | For | For |
2.9 | Elect Manuel V. Pangilinan as a Director | Management | For | For |
2.10 | Elect Hideaki Ozaki as a Director | Management | For | For |
2.11 | Elect Ma. Lourdes C. Rausa-Chan as a Director | Management | For | For |
2.12 | Elect Juan B. Santos as a Director | Management | For | For |
2.13 | Elect Tony Tan Caktiong as a Director | Management | For | For |
3 | Approve Decrease in the Authorized Capital Stock and Amendments to the Seventh Article of Articles of Incorporation of the Company | Management | For | For |
RECKITT BENCKISER GROUP PLC Meeting Date: MAY 02, 2013 Record Date: APR 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: RB. Security ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | For |
6 | Re-elect Richard Cousins as Director | Management | For | For |
7 | Re-elect Kenneth Hydon as Director | Management | For | For |
8 | Re-elect Rakesh Kapoor as Director | Management | For | For |
9 | Re-elect Andre Lacroix as Director | Management | For | For |
10 | Re-elect Graham Mackay as Director | Management | For | For |
11 | Re-elect Judith Sprieser as Director | Management | For | For |
12 | Re-elect Warren Tucker as Director | Management | For | For |
13 | Elect Adrian Hennah as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ROYAL DUTCH SHELL PLC Meeting Date: MAY 21, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: RDSA Security ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Josef Ackermann as Director | Management | For | For |
4 | Re-elect Guy Elliott as Director | Management | For | For |
5 | Re-elect Simon Henry as Director | Management | For | For |
6 | Re-elect Charles Holliday as Director | Management | For | For |
7 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
8 | Re-elect Jorma Ollila as Director | Management | For | For |
9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
10 | Re-elect Linda Stuntz as Director | Management | For | For |
11 | Re-elect Peter Voser as Director | Management | For | For |
12 | Re-elect Hans Wijers as Director | Management | For | For |
13 | Elect Gerrit Zalm as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
SANDS CHINA LTD. Meeting Date: MAY 31, 2013 Record Date: MAY 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: 01928 Security ID: G7800X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Toh Hup Hock as Executive Director | Management | For | For |
3b | Elect Michael Alan Leven as Non-Executive Director | Management | For | For |
3c | Elect Jeffrey Howard Schwartz as Non-Executive Director | Management | For | For |
3d | Elect David Muir Turnbull as Independent Non-Executive Director | Management | For | For |
3e | Elect Victor Patrick Hoog Antink as Independent Non-Executive Director | Management | For | For |
3f | Elect Steven Zygmunt Strasser as Independent Non-Executive Director | Management | For | For |
3g | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | None | None |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
8 | Adopt Company's Formal Chinese Name, and Amend Memorandum and Articles of Association to Reflect the Amended Name of the Company | Management | For | For |
9 | Amend Memorandum and Articles of Association of the Company | Management | For | Against |
SANOFI Meeting Date: MAY 03, 2013 Record Date: APR 26, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SAN Security ID: F5548N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.77 per Share | Management | For | For |
4 | Elect Fabienne Lecorvaisier as Director | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Management | For | For |
8 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
9 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
10 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Approve Employee Stock Purchase Plan | Management | For | For |
12 | Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans | Management | For | For |
13 | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SCOR SE Meeting Date: APR 25, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SCR Security ID: F15561677 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Gerard Andreck as Director | Management | For | For |
6 | Reelect Charles Gave as Director | Management | For | For |
7 | Elect Thierry Derez as Director | Management | For | For |
8 | Elect Fields Wicker-Miurin as Director | Management | For | For |
9 | Elect Kory Sorenson as Director | Management | For | For |
10 | Elect Andreas Brandstetter as Director | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
13 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 599.99 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 151.66 Million | Management | For | For |
16 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 151.66 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote Above | Management | For | For |
20 | Authorize Issuance of Warrants Without Preemptive Rights Liable to Result in Issuance of Equity Up to an Aggregate Amount (Premium Included) of EUR 200 Million | Management | For | For |
21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize up to 1 Million of Shares for Use in Stock Option Plan | Management | For | For |
23 | Authorize up to 4 Million of Shares for Use in Restricted Stock Plan | Management | For | For |
24 | Approve Employee Stock Purchase Plan | Management | For | For |
25 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 863.01 Million | Management | For | For |
26 | Amend Article 5 of Bylaws Re: Company's Duration | Management | For | For |
27 | Amend Article 10-I of Bylaws Re: Directors Length of Term | Management | For | For |
28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SEMPRA ENERGY Meeting Date: MAY 09, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: SRE Security ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
1.3 | Elect Director William D. Jones | Management | For | For |
1.4 | Elect Director William G. Ouchi | Management | For | For |
1.5 | Elect Director Debra L. Reed | Management | For | For |
1.6 | Elect Director William C. Rusnack | Management | For | For |
1.7 | Elect Director William P. Rutledge | Management | For | For |
1.8 | Elect Director Lynn Schenk | Management | For | For |
1.9 | Elect Director Jack T. Taylor | Management | For | For |
1.10 | Elect Director Luis M. Tellez | Management | For | For |
1.11 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
SENIOR HOUSING PROPERTIES TRUST Meeting Date: MAY 09, 2013 Record Date: FEB 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: SNH Security ID: 81721M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John L. Harrington | Management | For | Withhold |
2 | Elect Director Adam D. Portnoy | Management | For | Withhold |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SES SA Meeting Date: APR 04, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: SESG Security ID: L8300G135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Attendance List, Quorum, and Adoption of Agenda | Management | None | None |
2 | Appoint One Secretary and Two Meeting Scrutineers | Management | None | None |
3 | Receive Board's 2012 Activities Report | Management | None | None |
4 | Receive Explanations on Main Developments during 2012 and Perspectives | Management | None | None |
5 | Receive Information on 2012 Financial Results | Management | None | None |
6 | Receive Auditor's Report | Management | None | None |
7 | Accept Consolidated and Individual Financial Statements | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.97 per Class A Share | Management | For | Did Not Vote |
9 | Approve Standard Accounting Transfers | Management | For | Did Not Vote |
10 | Approve Discharge of Directors | Management | For | Did Not Vote |
11 | Approve Discharge of Auditors | Management | For | Did Not Vote |
12 | Appoint PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
13 | Approve Share Repurchase | Management | For | Did Not Vote |
14.1 | Elect Romain Bausch as Director | Management | For | Did Not Vote |
14.2 | Reelect Jacques Espinasse as Director | Management | For | Did Not Vote |
14.3 | Elect Tesga Gebreyes as Director | Management | For | Did Not Vote |
14.4 | Reelect Francois Tesch as Director | Management | For | Did Not Vote |
14.5 | Elect Marc Colas as Director | Management | For | Did Not Vote |
14.6 | Reelect Jean-Claude Finck as Director | Management | For | Did Not Vote |
15 | Approve Remuneration of Directors | Management | For | Did Not Vote |
16 | Transact Other Business (Non-Voting) | Management | None | None |
SINGAPORE TELECOMMUNICATIONS LTD. Meeting Date: JUL 27, 2012 Record Date: Meeting Type: SPECIAL | ||||
Ticker: Z74 Security ID: Y79985209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
2 | Adopt SingTel Performance Share Plan 2012 | Management | For | For |
3 | Approve Participation by Chua Sock Koong in the SingTel Performance Share Plan | Management | For | For |
SINGAPORE TELECOMMUNICATIONS LTD. Meeting Date: JUL 27, 2012 Record Date: Meeting Type: ANNUAL | ||||
Ticker: Z74 Security ID: Y79985209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend of SGD 0.09 Per Share | Management | For | For |
3 | Reelect Chua Sock Koong as Director | Management | For | For |
4 | Reelect Fang Ai Lian as Director | Management | For | For |
5 | Reelect Kaikhushru Shiavax Nargolwala as Director | Management | For | For |
6 | Reelect Ong Peng Tsin as Director | Management | For | For |
7 | Reelect Bobby Chin Yoke Choong as Director | Management | For | For |
8 | Approve Directors' Fees for the Year Ending March 31, 2013 | Management | For | For |
9 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
11 | Approve Issuance of Shares and Grant of Awards Pursuant to the SingTel Performance Share Plan | Management | For | For |
SNAM SPA Meeting Date: MAR 25, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SRG Security ID: T8578L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: 2, 5, 6, and 17 | Management | For | For |
2 | Amend Articles Re: 9 and 12 (General Meetings) | Management | For | For |
3 | Amend Articles Re: 13, 16, and 20 (Board-Related) | Management | For | For |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Fix Number of Directors | Management | For | For |
5 | Fix Directors Term | Management | For | For |
6.1 | Slate Submitted by CDP RETI SRL | Shareholder | None | Did Not Vote |
6.2 | Slate Submitted by Institutional Shareholders | Shareholder | None | For |
7 | Elech Chairman of the Board | Management | For | For |
8 | Approve Remuneration of Directors | Management | For | For |
9.1 | Slate Submitted by CDP RETI SRL | Shareholder | None | Against |
9.2 | Slate Submitted by Institutional Shareholders | Shareholder | None | For |
10 | Appoint Chairman of Internal Statutory Auditors | Shareholder | For | For |
11 | Approve Internal Auditors' Remuneration | Management | For | For |
SOLAR CAPITAL LTD. Meeting Date: APR 30, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: SLRC Security ID: 83413U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David S. Wachter | Management | For | For |
2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Against |
SOUTHERN COPPER CORPORATION Meeting Date: APR 25, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: SCCO Security ID: 84265V105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director German Larrea Mota-Velasco | Management | For | Withhold |
1.2 | Elect Director Oscar Gonzalez Rocha | Management | For | Withhold |
1.3 | Elect Director Emilio Carrillo Gamboa | Management | For | For |
1.4 | Elect Director Alfredo Casar Perez | Management | For | Withhold |
1.5 | Elect Director Luis Castelazo Morales | Management | For | Withhold |
1.6 | Elect Director Enrique Castillo Sanchez Mejorada | Management | For | Withhold |
1.7 | Elect Director Xavier Garcia de Quevedo Topete | Management | For | Withhold |
1.8 | Elect Director Daniel Muniz Quintanilla | Management | For | Withhold |
1.9 | Elect Director Luis Miguel Palomino Bonilla | Management | For | For |
1.10 | Elect Director Gilberto Perezalonso Cifuentes | Management | For | Withhold |
1.11 | Elect Director Juan Rebolledo Gout | Management | For | Withhold |
1.12 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ST. GALLER KANTONALBANK Meeting Date: APR 24, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: SGKN Security ID: H82646102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Receive Auditor's Report (Non-Voting) | Management | None | None |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Accept Parent Company Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Allocation of Income and Dividends of CHF 15.00 per Share | Management | For | For |
6 | Approve Discharge of Board | Management | For | For |
7.1 | Elect Thomas Gutzwiller as Chairman of Board | Management | For | For |
7.2 | Relect Hans-Juerg Bernet as Director | Management | For | For |
7.3 | Relect Manuel Ammann as Director | Management | For | For |
7.4 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
STANDARD CHARTERED PLC Meeting Date: MAY 08, 2013 Record Date: MAY 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: STAN Security ID: G84228157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Om Bhatt as Director | Management | For | For |
5 | Elect Dr Louis Chi-Yan Cheung as Director | Management | For | For |
6 | Elect Margaret Ewing as Director | Management | For | For |
7 | Elect Dr Lars Thunell as Director | Management | For | For |
8 | Re-elect Stefano Bertamini as Director | Management | For | For |
9 | Re-elect Jaspal Bindra as Director | Management | For | For |
10 | Re-elect James Dundas as Director | Management | For | For |
11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
12 | Re-elect Simon Lowth as Director | Management | For | For |
13 | Re-elect Rudolph Markham as Director | Management | For | For |
14 | Re-elect Ruth Markland as Director | Management | For | For |
15 | Re-elect Richard Meddings as Director | Management | For | For |
16 | Re-elect John Paynter as Director | Management | For | For |
17 | Re-elect Sir John Peace as Director | Management | For | For |
18 | Re-elect Alun Rees as Director | Management | For | For |
19 | Re-elect Peter Sands as Director | Management | For | For |
20 | Re-elect Viswanathan Shankar as Director | Management | For | For |
21 | Re-elect Paul Skinner as Director | Management | For | For |
22 | Re-elect Oliver Stocken as Director | Management | For | For |
23 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
24 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
25 | Approve EU Political Donations and Expenditure | Management | For | For |
26 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
27 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
28 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
29 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
30 | Authorise Market Purchase of Preference Shares | Management | For | For |
31 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
32 | Approve Sharesave Plan | Management | For | For |
STAPLES, INC. Meeting Date: JUN 03, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: SPLS Security ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Basil L. Anderson | Management | For | For |
1b | Elect Director Arthur M. Blank | Management | For | For |
1c | Elect Director Drew G. Faust | Management | For | For |
1d | Elect Director Justin King | Management | For | For |
1e | Elect Director Carol Meyrowitz | Management | For | For |
1f | Elect Director Rowland T. Moriarty | Management | For | For |
1g | Elect Director Robert C. Nakasone | Management | For | For |
1h | Elect Director Ronald L. Sargent | Management | For | For |
1i | Elect Director Elizabeth A. Smith | Management | For | For |
1j | Elect Director Robert E. Sulentic | Management | For | For |
1k | Elect Director Raul Vazquez | Management | For | For |
1l | Elect Director Vijay Vishwanath | Management | For | For |
1m | Elect Director Paul F. Walsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS) Meeting Date: APR 10, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: Security ID: H8431B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Remuneration Report | Management | For | Did Not Vote |
1.2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3.1 | Approve Ordinary Dividends of CHF 3.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3.2 | Approve Special Dividends of CHF 4.00 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
4 | Approve Discharge of Board | Management | For | Did Not Vote |
5.1.1 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Malcolm Knight as Director | Management | For | Did Not Vote |
5.1.3 | Reelect Carlos Represas as Director | Management | For | Did Not Vote |
5.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
5.1.5 | Elect Mary Francis as Director | Management | For | Did Not Vote |
5.2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
6.1 | Amend Terms of Existing Pool of Conditional Capital | Management | For | Did Not Vote |
6.2 | Approve Creation of CHF 8.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6.3 | Approve Cancellation of Capital Authorization | Management | For | Did Not Vote |
SWISSCOM AG Meeting Date: APR 04, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: SCMN Security ID: H8398N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 22 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1 | Reelect Hansueli Loosli as Director | Management | For | Did Not Vote |
4.2 | Reelect Michel Gobet as Director | Management | For | Did Not Vote |
4.3 | Reelect Torsten Kreindl as Director | Management | For | Did Not Vote |
4.4 | Reelect Richard Roy as Director | Management | For | Did Not Vote |
4.5 | Reelect Theophil Schlatter as Director | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
SYDNEY AIRPORT Meeting Date: MAY 16, 2013 Record Date: MAY 14, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SYD Security ID: Q8808P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael Lee as a Director | Management | For | For |
2 | Elect John Roberts as a Director | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 11, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: 2330 Security ID: Y84629107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets, Lending Funds to Other Parties, and Endorsement and Guarantees | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
TDC A/S Meeting Date: MAR 07, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: TDC Security ID: K94545116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management and Board | Management | For | For |
4 | Approve Allocation of Income | Management | For | For |
5a | Reelect Vagn Sorensen as Director | Management | For | For |
5b | Reelect Pierre Danon as Director | Management | For | For |
5c | Reelect Stine Bosse as Director | Management | For | For |
5d | Reelect Angus Porter as Director | Management | For | For |
5e | Reelect Lars Rasmussen as Director | Management | For | For |
5f | Reelect Soren Sorensen as Director | Management | For | For |
5g | Elect Pieter Knook as Director | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7a | Authorize Share Repurchase Program | Management | For | For |
7b | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
7c | Approve Remuneration of Directors in the Maximum Aggregate Amount of DKK 8 Million | Management | For | For |
7d | Approve DKK 13 Million Reduction in Share Capital via Share Cancellation; Amend Articles of Association Accordingly | Management | For | For |
8 | Other Business | Management | None | None |
TELE2 AB Meeting Date: MAY 13, 2013 Record Date: MAY 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: Security ID: W95878117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Receive Chairman's Report | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Receive Financial Statements and Statutory Reports | Management | None | None |
10 | Approve Financial Statements and Statutory Reports | Management | For | For |
11 | Approve Allocation of Income and Dividends of SEK 7.10 per Share | Management | For | For |
12 | Approve Discharge of Board and President | Management | For | For |
13 | Determine Number of Members (8) and Deputy Members of Board (0) | Management | For | For |
14 | Approve Remuneration of Directors in the Aggregate Amount of SEK 5.8 Million; Approve Remuneration of Auditors | Management | For | For |
15 | Reelect Lars Berg, Mia Brunell Livfors, John Hepburn, Erik Mitteregger, Mike Parton (Chair), and John Shakeshaft as Directors; Elect Carla Smits-Nusteling and Mario Zanotti as New Directors | Management | For | For |
16 | Authorize Cristina Stenbeck and Representatives of at Least Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
18 | Authorize Share Repurchase Program | Management | For | For |
19 | Amend Articles Re: Set Minimum (400 Million) and Maximum (1.6 Billion) Number of Shares; Ser Minimum and Maximum Number of Shares within Different Share Classes | Management | For | For |
20 | Approve Share Redemption Program | Management | For | For |
21a | Instruct the Board to Prepare a Proposal for the 2014 AGM Regarding Board Representation for the Small and Mid-Sized Shareholders | Shareholder | None | Against |
21b | Instruct the Board to Establish a Shareholders' Association | Shareholder | None | Against |
21c | Approve Shareholder Proposal to Investigate the Company's Customer Policy | Shareholder | None | Against |
21d | Approve Shareholder Proposal to Investigate the Company's Investor Relations Policy | Shareholder | None | Against |
22 | Close Meeting | Management | None | None |
TELE2 AB Meeting Date: MAY 13, 2013 Record Date: MAY 06, 2013 Meeting Type: SPECIAL | ||||
Ticker: Security ID: W95878117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Approve 2013 Restricted Stock Plan; Approve Associated Formalities | Management | For | For |
8 | Close Meeting | Management | None | None |
TELENET GROUP HOLDING NV Meeting Date: SEP 13, 2012 Record Date: AUG 30, 2012 Meeting Type: SPECIAL | ||||
Ticker: TNET Security ID: B89957110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Additional Cancellation of Repurchased Shares | Management | For | Did Not Vote |
TELENOR ASA Meeting Date: MAY 15, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: TEL Security ID: R21882106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
2 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
3 | Approve Financial Statements and Statutory Reports; Approve NOK 6.00 Dividend per Share | Management | For | Did Not Vote |
4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6 | Approve NOK 259.9 Million Reduction in Share Capital via Cancellation of 19.9 Million Shares and Redemption of 23.4 Million Shares Owned by the Kingdom of Norway; Amend Articles Accordingly | Management | For | Did Not Vote |
7 | Authorize Repurchase of up to 46 Million Issued Shares and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
8a | Elect Anders Skjaevestad as Member of Corporate Assembly | Management | For | Did Not Vote |
8b | Elect John Bernander as Member of Corporate Assembly | Management | For | Did Not Vote |
8c | Elect Kirsten Ideboen as Member of Corporate Assembly | Management | For | Did Not Vote |
8d | Elect Didrik Munch as Member of Corporate Assembly | Management | For | Did Not Vote |
8e | Elect Elin Myrmel-Johansen as Member of Corporate Assembly | Management | For | Did Not Vote |
8f | Elect Widar Salbuvik as Member of Corporate Assembly | Management | For | Did Not Vote |
8g | Elect Tore Onshuus Sandvik as Member of Corporate Assembly | Management | For | Did Not Vote |
8h | Elect Silvija Seres as Member of Corporate Assembly | Management | For | Did Not Vote |
8i | Elect Siri Strandenes as Member of Corporate Assembly | Management | For | Did Not Vote |
8j | Elect Olaug Svarva as Member of Corporate Assembly | Management | For | Did Not Vote |
8k | Elect Gry Molleskog as 1st Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
8l | Elect Nils-Edvard Olsen as 2nd Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
8m | Elect Ingvild Nybo Holth as 3rd Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
9a | Elect Mette Wikborg as Member of Nominating Committee | Management | For | Did Not Vote |
9b | Elect Rune Selmar as Member of Nominating Committee | Management | For | Did Not Vote |
10a | Approve Remuneration of the Corporate Assembly | Management | For | Did Not Vote |
10b | Approve Remuneration of the Nomination Committee | Management | For | Did Not Vote |
TELSTRA CORPORATION LIMITED. Meeting Date: OCT 16, 2012 Record Date: OCT 14, 2012 Meeting Type: ANNUAL | ||||
Ticker: TLS Security ID: Q8975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3a | Elect Timothy Chen as Director | Management | For | For |
3b | Elect Geoffrey Cousins as Director | Management | For | For |
3c | Elect Russell Higgins as Director | Management | For | For |
3d | Elect Margaret Seale as Director | Management | For | For |
3e | Elect Steven Vamos as Director | Management | For | For |
3f | Elect John Zeglis as Director | Management | For | For |
4 | Approve the Increase in Aggregate Remuneration of Non-Executive Directors | Management | None | For |
5 | Approve the Issuance of 1.39 Million Performance Rights to David Thodey, CEO of the Company | Management | For | For |
6 | Approve the Remuneration Report | Management | For | For |
THE COCA-COLA COMPANY Meeting Date: JUL 10, 2012 Record Date: MAY 21, 2012 Meeting Type: SPECIAL | ||||
Ticker: KO Security ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
THE COCA-COLA COMPANY Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: KO Security ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | Against |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Richard M. Daley | Management | For | For |
1.5 | Elect Director Barry Diller | Management | For | For |
1.6 | Elect Director Helene D. Gayle | Management | For | For |
1.7 | Elect Director Evan G. Greenberg | Management | For | For |
1.8 | Elect Director Alexis M. Herman | Management | For | For |
1.9 | Elect Director Muhtar Kent | Management | For | For |
1.10 | Elect Director Robert A. Kotick | Management | For | For |
1.11 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.12 | Elect Director Donald F. McHenry | Management | For | For |
1.13 | Elect Director Sam Nunn | Management | For | For |
1.14 | Elect Director James D. Robinson, III | Management | For | For |
1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
1.16 | Elect Director Jacob Wallenberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
TOTAL SA Meeting Date: MAY 17, 2013 Record Date: MAY 13, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FP Security ID: F92124100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.34 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Thierry Desmarest as Director | Management | For | For |
6 | Reelect Gunnar Brock as Director | Management | For | For |
7 | Reelect Gerard Lamarche as Director | Management | For | For |
8 | Elect Charles Keller as Representative of Employee Shareholders to the Board | Management | For | For |
9 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Management | Against | Against |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million | Management | For | For |
11 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
12 | Approve Employee Stock Purchase Plan | Management | For | For |
A | Approve the Establishment of an Independent Ethics Committee | Shareholder | Against | Against |
B | Approve to Link Remuneration to Positive Safety Indicators | Shareholder | Against | Against |
C | Acquire the Diversity Label | Shareholder | Against | Abstain |
D | Approve Nomination of Employees Representative to the Remuneration Committee | Shareholder | Against | Against |
E | Allow Loyalty Dividends to Long-Term Registered Shareholders | Shareholder | Against | Against |
TURKCELL ILETISIM HIZMETLERI AS Meeting Date: JUN 24, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: TCELL Security ID: M8903B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Accept Board Report for 2010 | Management | For | Did Not Vote |
4 | Accept Internal Audit Report for 2010 | Management | For | Did Not Vote |
5 | Accept External Audit Report for 2010 | Management | For | Did Not Vote |
6 | Accept Financial Statements for 2010 | Management | For | Did Not Vote |
7 | Approve Allocation of Income for 2010 | Management | For | Did Not Vote |
8 | Approve Discharge of a Director for 2010 | Management | For | Did Not Vote |
9 | Approve Discharge of Auditors for 2010 | Management | For | Did Not Vote |
10 | Accept Board Report for 2011 | Management | For | Did Not Vote |
11 | Accept Internal Audit Report for 2011 | Management | For | Did Not Vote |
12 | Accept External Audit Report for 2011 | Management | For | Did Not Vote |
13 | Accept Financial Statements for 2011 | Management | For | Did Not Vote |
14 | Approve Allocation of Income for 2011 | Management | For | Did Not Vote |
15 | Approve Discharge of Board for 2011 | Management | For | Did Not Vote |
16 | Approve Discharge of Auditors for 2011 | Management | For | Did Not Vote |
17 | Accept Board Report for 2012 | Management | For | Did Not Vote |
18 | Accept Internal Audit Report for 2012 | Management | For | Did Not Vote |
19 | Ratify External Auditors for 2012 | Management | For | Did Not Vote |
20 | Accept External Audit Report for 2012 | Management | For | Did Not Vote |
21 | Accept Financial Statements for 2012 | Management | For | Did Not Vote |
22 | Approve Allocation of Income for 2012 | Management | For | Did Not Vote |
23 | Approve Discharge of Board for 2012 | Management | For | Did Not Vote |
24 | Approve Discharge of Auditors for 2012 | Management | For | Did Not Vote |
25 | Amend Company Articles | Management | For | Did Not Vote |
26 | Ratify Director Appointments | Management | For | Did Not Vote |
27 | Elect Directors | Management | For | Did Not Vote |
28 | Approve Director Remuneration | Management | For | Did Not Vote |
29 | Ratify External Auditors for 2013 | Management | For | Did Not Vote |
30 | Approve Working Principles of the General Assembly | Management | For | Did Not Vote |
31 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
32 | Approve Profit Distribution Policy | Management | For | Did Not Vote |
33 | Receive Information on Remuneration Policy | Management | None | None |
34 | Receive Information on Charitable Donations Made in Past Years and Approve Upper Limit of Donations for 2013; Approve Donations Made in 2013 until the General Assembly | Management | For | Did Not Vote |
35 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
36 | Receive Information on Related Party Transactions | Management | None | None |
37 | Close Meeting | Management | None | None |
TWO HARBORS INVESTMENT CORP. Meeting Date: MAY 21, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: TWO Security ID: 90187B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Bender | Management | For | For |
1.2 | Elect Director Mark D. Ein | Management | For | For |
1.3 | Elect Director William W. Johnson | Management | For | For |
1.4 | Elect Director Stephen G. Kasnet | Management | For | For |
1.5 | Elect Director W. Reid Sanders | Management | For | For |
1.6 | Elect Director Thomas Siering | Management | For | For |
1.7 | Elect Director Brian C. Taylor | Management | For | For |
1.8 | Elect Director Hope B. Woodhouse | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VIMPELCOM LTD. Meeting Date: DEC 21, 2012 Record Date: NOV 20, 2012 Meeting Type: ANNUAL | ||||
Ticker: VIP Security ID: 92719A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2 | Elect Jon Baksaas as Director | Management | None | For |
3 | Elect Andrei Baranov as Director | Management | None | Against |
4 | Elect Augie Fabela as Director | Management | None | For |
5 | Elect Mikhail Fridman as Director | Management | None | For |
6 | Elect Kjell Johnsen as Director | Management | None | For |
7 | Elect Hans-Peter Kohlhammer as Director | Management | None | For |
8 | Elect Yuri Musatov as Director | Management | None | Against |
9 | Elect Leonid Novoselsky as Director | Management | None | For |
10 | Elect Aleksey Reznikovich as Director | Management | None | Against |
11 | Elect Ole Sjulstad as Director | Management | None | For |
12 | Elect Morten Sorby as Director | Management | None | For |
13 | Elect Sergei Tesliuk as Director | Management | None | Against |
14 | Elect Torbjorn Wist as Director | Management | None | For |
15 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
16 | Approve Cancellation of 50 Million Authorized Unissued Ordinary Shares | Management | For | For |
VIMPELCOM LTD. Meeting Date: APR 24, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: VIP Security ID: 92719A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Hans-Peter Kohlhammer as Director | Management | None | For |
2 | Elect Leonid Novoselsky as Director | Management | None | For |
3 | Elect Mikhail Fridman as Director | Management | None | Against |
4 | Elect Kjell Johnsen as Director | Management | None | Against |
5 | Elect Andrei Baranov as Director | Management | None | Against |
6 | Elect Aleksey Reznikovich as Director | Management | None | Against |
7 | Elect Ole Sjulstad as Director | Management | None | Against |
8 | Elect Jan Baksaas as Director | Management | None | Against |
9 | Elect Sergei Tesliuk as Director | Management | None | Against |
10 | Approve Ratify Ernst & Young Accountants LLP as Auditor and Authorize Board to Fix Auditor's Remuneration | Management | For | For |
VODAFONE GROUP PLC Meeting Date: JUL 24, 2012 Record Date: JUL 20, 2012 Meeting Type: ANNUAL | ||||
Ticker: VOD Security ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Luc Vandevelde as Director | Management | For | For |
12 | Re-elect Anthony Watson as Director | Management | For | For |
13 | Re-elect Philip Yea as Director | Management | For | For |
14 | Approve Final Dividend | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
WALGREEN CO. Meeting Date: JAN 09, 2013 Record Date: NOV 12, 2012 Meeting Type: ANNUAL | ||||
Ticker: WAG Security ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director Steven A. Davis | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Mark P. Frissora | Management | For | For |
1f | Elect Director Ginger L. Graham | Management | For | For |
1g | Elect Director Alan G. McNally | Management | For | For |
1h | Elect Director Dominic P. Murphy | Management | For | For |
1i | Elect Director Stefano Pessina | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director Alejandro Silva | Management | For | For |
1l | Elect Director James A. Skinner | Management | For | For |
1m | Elect Director Gregory D. Wasson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
WASHINGTON REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 16, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: WRE Security ID: 939653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Byrnes | Management | For | For |
1.2 | Elect Director John P. McDaniel | Management | For | For |
1.3 | Elect Director George F. McKenzie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WYNN RESORTS, LIMITED Meeting Date: FEB 22, 2013 Record Date: JAN 15, 2013 Meeting Type: SPECIAL | ||||
Ticker: WYNN Security ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Remove Director Kazuo Okada | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
WYNN RESORTS, LIMITED Meeting Date: MAY 07, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: WYNN Security ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray R. Irani | Management | For | Withhold |
1.2 | Elect Director Alvin V. Shoemaker | Management | For | Withhold |
1.3 | Elect Director D. Boone Wayson | Management | For | Withhold |
1.4 | Elect Director Stephen A. Wynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ZIGGO NV Meeting Date: APR 18, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: ZIGGO Security ID: N9837R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4b | Approve Allocation of Income and Dividends of EUR 1.45 Per Share | Management | For | For |
5 | Discussion on Company's Corporate Governance Structure | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Announce Intention to Appoint Rene Obermann to Executive Board | Management | None | None |
9a | Announce Vacancies on the Board | Management | None | None |
9b | Opportunity to Make Recommendations | Management | None | None |
9c | Announce Intention to Appoint Pamela Gertrude Boumeester to Supervisory Board | Management | None | None |
9d | Elect Pamela Gertrude Boumeester to Supervisory Board | Management | For | For |
10 | Ratify Ernst & Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
12b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12a | Management | For | For |
13 | Other Business (Non-Voting) | Management | None | None |
14 | Close Meeting | Management | None | None |
ZURICH INSURANCE GROUP AG Meeting Date: APR 04, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: ZURN Security ID: H9870Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2.1 | Approve Allocation of Income | Management | For | Did Not Vote |
2.2 | Approve Dividends of CHF 17.00 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Elect Monica Maechler as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Susan Bies as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Victor Chu as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Rolf Watter as Director | Management | For | Did Not Vote |
4.2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
Thornburg Global Opportunities Fund
APOLLO INVESTMENT CORPORATION Meeting Date: SEP 05, 2012 Record Date: JUN 13, 2012 Meeting Type: ANNUAL | ||||
Ticker: AINV Security ID: 03761U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Hannan | Management | For | Withhold |
1.2 | Elect Director James C. Zelter | Management | For | Withhold |
1.3 | Elect Director Ashok N. Bakhru | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Against |
APPLE INC. Meeting Date: FEB 27, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | For |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
BANK OF AMERICA CORPORATION Meeting Date: MAY 08, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: BAC Security ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon L. Allen | Management | For | For |
1.2 | Elect Director Susan S. Bies | Management | For | For |
1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.5 | Elect Director Arnold W. Donald | Management | For | For |
1.6 | Elect Director Charles K. Gifford | Management | For | For |
1.7 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1.8 | Elect Director Linda P. Hudson | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Brian T. Moynihan | Management | For | For |
1.12 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.13 | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Amend Bylaw to Limit Multiple Board Service | Shareholder | Against | Against |
7 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Abstain |
8 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
BANKERS PETROLEUM LTD. Meeting Date: MAY 21, 2013 Record Date: APR 17, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BNK Security ID: 066286303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2a | Elect Director Abdel F. (Abby) Badwi | Management | For | For |
2b | Elect Director Eric Brown | Management | For | For |
2c | Elect Director Wesley Clark | Management | For | For |
2d | Elect Director Robert Cross | Management | For | For |
2e | Elect Director Jonathan Harris | Management | For | For |
2f | Elect Director Phillip Knoll | Management | For | For |
2g | Elect Director Ian B. McMurtrie | Management | For | For |
2h | Elect Director John B. Zaozirny | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Change Jurisdiction of Incorporation [British Columbia to Alberta] | Management | For | For |
5 | Approve Shareholder Rights Plan | Management | For | For |
BRF - BRASIL FOODS SA Meeting Date: DEC 18, 2012 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BRFS3 Security ID: P1905C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Independent Firm to Appraise Proposed Absorptions | Management | For | For |
2 | Approve Independent Firm's Appraisal | Management | For | For |
3 | Approve Agreement to Absorb Sadia S.A. and Heloisa Industria e Comercio de Produtos Lacteos Ltda. | Management | For | For |
4 | Amend Articles | Management | For | For |
BRF - BRASIL FOODS SA Meeting Date: APR 09, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BRFS3 Security ID: P1905C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Ratify Board of Directors Deliberations Re: Allocation of Dividends | Management | For | For |
3 | Approve Dividends | Management | For | For |
4 | Fix Number of Directors | Management | For | For |
5 | Elect Directors | Management | For | For |
6 | Elect Board Chairman and Vice-Chairman | Management | For | For |
7 | Elect Fiscal Council and Audit Committee Members | Management | For | For |
BRF - BRASIL FOODS SA Meeting Date: APR 09, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BRFS3 Security ID: P1905C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Company Name | Management | For | For |
2 | Approve Remuneration of Company's Management | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 02, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: COF Security ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director W. Ronald Dietz | Management | For | For |
1c | Elect Director Lewis Hay, III | Management | For | For |
1d | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1e | Elect Director Peter E. Raskind | Management | For | For |
1f | Elect Director Mayo A. Shattuck, III | Management | For | For |
1g | Elect Director Bradford H. Warner | Management | For | For |
1h | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4a | Reduce Supermajority Vote Requirement | Management | For | For |
4b | Reduce Supermajority Vote Requirement | Management | For | For |
4c | Reduce Supermajority Vote Requirement | Management | For | For |
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD. Meeting Date: FEB 21, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: 00144 Security ID: Y1489Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Termination Agreement and Related Transactions | Management | For | For |
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD. Meeting Date: JUN 18, 2013 Record Date: JUN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00144 Security ID: Y1489Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Elect Li Jianhong as Director | Management | For | For |
3a2 | Elect Hu Zheng as Director | Management | For | For |
3a3 | Elect Hu Jianhua as Director | Management | For | For |
3a4 | Elect Wang Hong as Director | Management | For | For |
3a5 | Elect Bong Shu Ying Francis as Director | Management | For | For |
3b | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CITIGROUP INC. Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Franz B. Humer | Management | For | For |
1c | Elect Director Robert L. Joss | Management | For | For |
1d | Elect Director Michael E. O'Neill | Management | For | For |
1e | Elect Director Judith Rodin | Management | For | For |
1f | Elect Director Robert L. Ryan | Management | For | For |
1g | Elect Director Anthony M. Santomero | Management | For | For |
1h | Elect Director Joan E. Spero | Management | For | For |
1i | Elect Director Diana L. Taylor | Management | For | For |
1j | Elect Director William S. Thompson, Jr. | Management | For | For |
1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
CYRELA BRAZIL REALTY S.A EMPREENDIMENTOS E PARTICIPACOES Meeting Date: APR 30, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: CYRE3 Security ID: P34085103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | For |
DELPHI AUTOMOTIVE PLC Meeting Date: APR 25, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: DLPH Security ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Gary L. Cowger as a Director | Management | For | For |
1.2 | Reelect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Reelect Mark P. Frissora as a Director | Management | For | For |
1.4 | Reelect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Reelect John A. Krol as a Director | Management | For | For |
1.6 | Reelect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Reelect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Reelect Rodney O'Neal as a Director | Management | For | For |
1.9 | Reelect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Reelect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Reelect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ECHOSTAR CORPORATION Meeting Date: MAY 01, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: SATS Security ID: 278768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Stanton Dodge | Management | For | Withhold |
1.2 | Elect Director Michael T. Dugan | Management | For | Withhold |
1.3 | Elect Director Charles W. Ergen | Management | For | Withhold |
1.4 | Elect Director Anthony M. Federico | Management | For | For |
1.5 | Elect Director Pradman P. Kaul | Management | For | Withhold |
1.6 | Elect Director Tom A. Ortolf | Management | For | For |
1.7 | Elect Director C. Michael Schroeder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
FLY LEASING LIMITED Meeting Date: JUN 25, 2013 Record Date: MAY 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: FLY Security ID: 34407D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Erik G. Braathen as Director | Management | For | For |
2 | Reelect Sean Donlon as Director | Management | For | For |
3 | Reelect Joseph M. Donovan as Director | Management | For | For |
4 | Reelect Susan M. Walton as Director | Management | For | For |
5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
GALAXY ENTERTAINMENT GROUP LTD. Meeting Date: JUN 03, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 00027 Security ID: Y2679D118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Joseph Chee Ying Keung as Director | Management | For | For |
2b | Elect James Ross Ancell as Director | Management | For | For |
2c | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
4c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
GOOGLE INC. Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | For |
6 | Adopt Policy on Succession Planning | Shareholder | Against | For |
INTERXION HOLDING NV Meeting Date: JUN 26, 2013 Record Date: MAY 29, 2013 Meeting Type: ANNUAL | ||||
Ticker: INXN Security ID: N47279109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3a | Reelect Robert J. Baker as Non-Executive Director | Management | For | For |
3b | Reelect Jean F.H.P. Mandeville as Non-Executive Director | Management | For | For |
3c | Reelect David C. Ruberg as CEO | Management | For | For |
4 | Approve Adjustments to the Remuneration Policy for Executive and Non-Executive Directors | Management | For | Against |
5 | Approve Remuneration of Non-Executive Board Members Re: Share Awards With Value of EUR 40,000 | Management | For | For |
6 | Ratify KPMG as Auditors | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
KABEL DEUTSCHLAND HOLDING AG Meeting Date: OCT 11, 2012 Record Date: SEP 19, 2012 Meeting Type: ANNUAL | ||||
Ticker: KD8 Security ID: D6424C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011/2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011/2012 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2012/2013 | Management | For | For |
6a | Elect Antoinette Aris to the Supervisory Board | Management | For | For |
6b | Elect Catherine Muehlemann to the Supervisory Board | Management | For | For |
6c | Elect Paul Stodden to the Supervisory Board | Management | For | For |
6d | Elect Torsten Winkler to the Supervisory Board | Management | For | For |
7 | Approve Affiliation Agreement with Subsidiary Kabel Deutschland Vertrieb und Service GmbH | Management | For | For |
KKR FINANCIAL HOLDINGS LLC Meeting Date: MAY 01, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: KFN Security ID: 48248A306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tracy L. Collins | Management | For | For |
1.2 | Elect Director Robert L. Edwards | Management | For | For |
1.3 | Elect Director Vincent Paul Finigan | Management | For | For |
1.4 | Elect Director Paul M. Hazen | Management | For | For |
1.5 | Elect Director R. Glenn Hubbard | Management | For | For |
1.6 | Elect Director Ross J. Kari | Management | For | For |
1.7 | Elect Director Ely L. Licht | Management | For | For |
1.8 | Elect Director Deborah H. McAneny | Management | For | For |
1.9 | Elect Director Scott C. Nuttall | Management | For | For |
1.10 | Elect Director Scott A. Ryles | Management | For | For |
1.11 | Elect Director William C. Sonneborn | Management | For | For |
1.12 | Elect Director Willy R. Strothotte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LEVEL 3 COMMUNICATIONS, INC. Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: LVLT Security ID: 52729N308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Scott, Jr. | Management | For | For |
1.2 | Elect Director Jeff K. Storey | Management | For | For |
1.3 | Elect Director General Kevin P. Chilton | Management | For | For |
1.4 | Elect Director Archie R. Clemins | Management | For | For |
1.5 | Elect Director Steven T. Clontz | Management | For | For |
1.6 | Elect Director Admiral James O. Ellis, Jr. | Management | For | For |
1.7 | Elect Director T. Michael Glenn | Management | For | For |
1.8 | Elect Director Richard R. Jaros | Management | For | Withhold |
1.9 | Elect Director Michael J. Mahoney | Management | For | Withhold |
1.10 | Elect Director Charles C. Miller, III | Management | For | For |
1.11 | Elect Director John T. Reed | Management | For | For |
1.12 | Elect Director Peter Seah Lim Huat | Management | For | Withhold |
1.13 | Elect Director Peter van Oppen | Management | For | For |
1.14 | Elect Director Albert C. Yates | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
LIECHTENSTEINISCHE LANDESBANK Meeting Date: MAY 03, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: LLB Security ID: H4972B137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting (Non-Voting) | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Accept 2012 Annual Report and 2012 Consolidated Annual Report | Management | For | For |
4 | Approve Allocation of Income and Dividends of CHF 1.50 per Share | Management | For | For |
5 | Approve Discharge of Directors and Auditor | Management | For | For |
6.1 | Elect Patrizia Holenstein as Director | Management | For | For |
6.2 | Elect Peter Franconi as Director | Management | For | For |
7 | Ratify PricewaterhouseCoopers AG as Auditor | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
9 | Transact Other Business (Non-Voting) | Management | None | None |
MICROSOFT CORPORATION Meeting Date: NOV 28, 2012 Record Date: SEP 14, 2012 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | For |
MINERAL RESOURCES LTD. Meeting Date: NOV 22, 2012 Record Date: NOV 20, 2012 Meeting Type: ANNUAL | ||||
Ticker: MIN Security ID: Q60976109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Elect Joe Ricciardo as a Director | Management | For | Against |
OSHKOSH CORPORATION Meeting Date: JAN 29, 2013 Record Date: NOV 30, 2012 Meeting Type: ANNUAL | ||||
Ticker: OSK Security ID: 688239201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Donnelly | Management | For | For |
1.2 | Elect Director Michael W. Grebe | Management | For | For |
1.3 | Elect Director Peter B. Hamilton | Management | For | For |
1.4 | Elect Director Kathleen J. Hempel | Management | For | For |
1.5 | Elect Director Leslie F. Kenne | Management | For | For |
1.6 | Elect Director J. Peter Mosling, Jr. | Management | For | For |
1.7 | Elect Director Stephen D. Newlin | Management | For | For |
1.8 | Elect Director Craig P. Omtvedt | Management | For | For |
1.9 | Elect Director Duncan J. Palmer | Management | For | For |
1.10 | Elect Director John S. Shiely | Management | For | For |
1.11 | Elect Director Richard G. Sim | Management | For | For |
1.12 | Elect Director Charles L. Szews | Management | For | For |
1.13 | Elect Director William S. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Retention Ratio for Executives | Shareholder | Against | For |
PDG REALTY S.A EMPREENDIMENTOS E PARTICIPACOES Meeting Date: JAN 18, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: PDGR3 Security ID: P7649U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Location of Company Headquarters | Management | For | For |
2 | Amend Article 17 Re: Size of Executive Committee | Management | For | For |
3 | Consolidate Bylaws | Management | For | For |
PDG REALTY S.A EMPREENDIMENTOS E PARTICIPACOES Meeting Date: APR 29, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: PDGR3 Security ID: P7649U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Elect Fiscal Council Members | Management | For | For |
5 | Approve Remuneration of Company's Management | Management | For | Against |
PDG REALTY S.A EMPREENDIMENTOS E PARTICIPACOES Meeting Date: MAY 13, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: PDGR3 Security ID: P7649U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
2 | Amend Article 17 | Management | For | For |
3 | Consolidate Bylaws | Management | For | For |
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS) Meeting Date: APR 10, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: Security ID: H8431B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Remuneration Report | Management | For | Did Not Vote |
1.2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3.1 | Approve Ordinary Dividends of CHF 3.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3.2 | Approve Special Dividends of CHF 4.00 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
4 | Approve Discharge of Board | Management | For | Did Not Vote |
5.1.1 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Malcolm Knight as Director | Management | For | Did Not Vote |
5.1.3 | Reelect Carlos Represas as Director | Management | For | Did Not Vote |
5.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
5.1.5 | Elect Mary Francis as Director | Management | For | Did Not Vote |
5.2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
6.1 | Amend Terms of Existing Pool of Conditional Capital | Management | For | Did Not Vote |
6.2 | Approve Creation of CHF 8.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6.3 | Approve Cancellation of Capital Authorization | Management | For | Did Not Vote |
TELEVISION BROADCASTS LTD. Meeting Date: MAY 22, 2013 Record Date: APR 29, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00511 Security ID: Y85830126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Audited Financial Statements, Directors' Report and Auditors Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Raymond Or Ching Fai as Director | Management | For | For |
4a | Elect Norman Leung Nai Pang as Director | Management | For | For |
4b | Elect Mark Lee Po On as Director | Management | For | For |
4c | Elect Edward Cheng Wai Sun as Director | Management | For | For |
5 | Approve Director's Fees | Management | For | For |
6 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
10 | Approve Extension of Book Close Period from 30 Days to 60 Days | Management | For | For |
TELSTRA CORPORATION LIMITED. Meeting Date: OCT 16, 2012 Record Date: OCT 14, 2012 Meeting Type: ANNUAL | ||||
Ticker: TLS Security ID: Q8975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3a | Elect Timothy Chen as Director | Management | For | For |
3b | Elect Geoffrey Cousins as Director | Management | For | For |
3c | Elect Russell Higgins as Director | Management | For | For |
3d | Elect Margaret Seale as Director | Management | For | For |
3e | Elect Steven Vamos as Director | Management | For | For |
3f | Elect John Zeglis as Director | Management | For | For |
4 | Approve the Increase in Aggregate Remuneration of Non-Executive Directors | Management | None | For |
5 | Approve the Issuance of 1.39 Million Performance Rights to David Thodey, CEO of the Company | Management | For | For |
6 | Approve the Remuneration Report | Management | For | For |
TRANSOCEAN LTD. Meeting Date: MAY 17, 2013 Record Date: APR 30, 2013 Meeting Type: PROXY CONTEST | ||||
Ticker: RIGN Security ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3A | Approve Payment of a Dividend in Principle | Management | For | Did Not Vote |
3B1 | Approve Reduction (Transocean) in Share Capital and Repayment of $2.24 per share | Management | For | Did Not Vote |
3B2 | Approve Reduction (Icahn Group) in Share Capital and Repayment of $4.00 per share | Shareholder | Against | Did Not Vote |
4 | Approve Creation of CHF 75 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5 | Declassify the Board of Directors | Shareholder | None | Did Not Vote |
6A | Elect Director Frederico F. Curado | Management | For | Did Not Vote |
6B | Elect Director Steven L. Newman | Management | For | Did Not Vote |
6C | Elect Director Thomas W. Cason | Management | For | Did Not Vote |
6D | Elect Director Robert M. Sprague | Management | For | Did Not Vote |
6E | Elect Director J. Michael Talbert | Management | For | Did Not Vote |
6F | Elect Director John J. Lipinski | Shareholder | Against | Did Not Vote |
6G | Elect Director Jose Maria Alapont | Shareholder | Against | Did Not Vote |
6H | Elect Director Samuel Merksamer | Shareholder | Against | Did Not Vote |
7 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2013 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | Did Not Vote |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Accept Financial Statements and Statutory Reports | Management | None | For |
2 | Approve Allocation of Income | Management | None | For |
3A | Approve Payment of a Dividend in Principle | Management | For | For |
3B1 | Approve Reduction (Transocean) in Share Capital and Repayment of $2.24 per share | Management | Against | For |
3B2 | Approve Reduction (Icahn Group) in Share Capital and Repayment of $4.00 per share | Shareholder | For | Against |
4 | Approve Creation of CHF 75 Million Pool of Capital without Preemptive Rights | Management | Against | For |
5 | Declassify the Board of Directors | Shareholder | For | For |
6A | Elect Director Frederico F. Curado | Management | For | For |
6B | Elect Director Steven L. Newman | Management | For | For |
6C | Elect Director Thomas W. Cason | Management | Against | For |
6D | Elect Director Robert M. Sprague | Management | Against | Against |
6E | Elect Director J. Michael Talbert | Management | Against | Against |
6F | Elect Directors John J. Lipinski | Shareholder | For | Against |
6G | Elect Directors Jose Maria Alapont | Shareholder | For | For |
6H | Elect Directors Samuel Merksamer | Shareholder | For | For |
7 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2013 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
UBS AG Meeting Date: MAY 02, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: UBSN Security ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 0.15 per Share from Capital Contribution Reserve | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1a | Reelect Axel Weber as Director | Management | For | Did Not Vote |
4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
4.1e | Relect Ann Godbehere as Director | Management | For | Did Not Vote |
4.1f | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
4.1g | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
4.1h | Reelect William Parrett as Director | Management | For | Did Not Vote |
4.1i | Reelect Isabelle Romy as Director | Management | For | Did Not Vote |
4.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
4.1k | Reelect Joseph Yam as Director | Management | For | Did Not Vote |
4.2 | Elect Reto Francioni as Director | Management | For | Did Not Vote |
4.3 | Ratify Ernst & Young Ltd. as Auditors | Management | For | Did Not Vote |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Meeting Date: MAY 21, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: VRX Security ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Robert A. Ingram | Management | For | For |
1c | Elect Director Theo Melas-Kyriazi | Management | For | For |
1d | Elect Director G. Mason Morfit | Management | For | For |
1e | Elect Director Laurence E. Paul | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Lloyd M. Segal | Management | For | For |
1k | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Continuance of Company [CBCA to BCBCA] | Management | For | For |
WALGREEN CO. Meeting Date: JAN 09, 2013 Record Date: NOV 12, 2012 Meeting Type: ANNUAL | ||||
Ticker: WAG Security ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director Steven A. Davis | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Mark P. Frissora | Management | For | For |
1f | Elect Director Ginger L. Graham | Management | For | For |
1g | Elect Director Alan G. McNally | Management | For | For |
1h | Elect Director Dominic P. Murphy | Management | For | For |
1i | Elect Director Stefano Pessina | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director Alejandro Silva | Management | For | For |
1l | Elect Director James A. Skinner | Management | For | For |
1m | Elect Director Gregory D. Wasson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
Thornburg Developing World Fund
ALSEA SAB DE CV Meeting Date: APR 29, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: ALSEA Security ID: P0212A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2012 | Management | For | For |
2 | Approve Dividend Distribution | Management | For | For |
3 | Approve Annual Report on Operations Carried by Key Board Committees | Management | For | For |
4 | Elect or Ratify Directors, Key Management and Members of Board Committees | Management | For | Against |
5 | Approve Remuneration of Directors, Key Management and Members of Board Committees | Management | For | For |
6 | Approve Report on Share Repurchase Policies and Set Maximum Amount for Share Repurchase Reserve | Management | For | For |
ALSEA SAB DE CV Meeting Date: APR 29, 2013 Record Date: APR 19, 2013 Meeting Type: SPECIAL | ||||
Ticker: ALSEA Security ID: P0212A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction in Share Capital via Cancellation of Treasury Shares | Management | For | For |
2 | Amend Article 6 of Bylaws; Authorize Board to Obtain Certification of Bylaws | Management | For | Against |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
ANTON OILFIELD SERVICES GROUP Meeting Date: JUN 03, 2013 Record Date: MAY 29, 2013 Meeting Type: ANNUAL | ||||
Ticker: 03337 Security ID: G03999102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Elect Wu Di as Director | Management | For | For |
3a2 | Elect Jean Francois PouPeau as Director | Management | For | For |
3a3 | Elect Zhang Yongyi as Director | Management | For | For |
3a4 | Elect Zhu Xiaoping as Director | Management | For | For |
3a5 | Elect Wang Mingcai as Director | Management | For | For |
3b | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
ANTON OILFIELD SERVICES GROUP Meeting Date: JUN 03, 2013 Record Date: MAY 29, 2013 Meeting Type: SPECIAL | ||||
Ticker: 03337 Security ID: G03999102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Master Agreement and Proposed Annual Caps | Management | For | For |
ASIAN PAINTS LTD. Meeting Date: DEC 09, 2012 Record Date: OCT 30, 2012 Meeting Type: SPECIAL | ||||
Ticker: 500820 Security ID: Y03637116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Object Clause of the Memorandum of Association | Management | For | For |
2 | Approve Commencement of New Business Provided in Clause 3-B of the Memorandum of Association | Management | For | For |
BIM BIRLESIK MAGAZALAR AS Meeting Date: MAY 15, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BIMAS Security ID: M2014F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
2 | Accept Statutory Reports | Management | For | Did Not Vote |
3 | Accept Financial Statements | Management | For | Did Not Vote |
4 | Approve Allocation of Income | Management | For | Did Not Vote |
5 | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
6 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
7 | Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
8 | Amend Company Articles | Management | For | Did Not Vote |
9 | Receive Information on Related Party Transactions | Management | None | None |
10 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
11 | Receive Information on Charitable Donations and Approve Upper Limit of Donations for 2013 | Management | For | Did Not Vote |
12 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
13 | Ratify External Auditors | Management | For | Did Not Vote |
14 | Approve Working Principles of the General Assembly | Management | For | Did Not Vote |
15 | Wishes | Management | None | None |
BIOSTIME INTERNATIONAL HOLDINGS LTD Meeting Date: MAY 09, 2013 Record Date: MAY 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: 01112 Security ID: G11259101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Approve Final Dividend | Management | For | For |
2b | Approve Special Dividend | Management | For | For |
3a1 | Elect Luo Fei as Director | Management | For | For |
3a2 | Elect Kong Qingjuan as Director | Management | For | For |
3a3 | Elect Zhang Wenhui as Director | Management | For | For |
3a4 | Elect Wu Xiong as Director | Management | For | For |
3a5 | Elect Luo Yun as Director | Management | For | For |
3a6 | Elect Chen Fufang as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
BLOOMBERRY RESORTS CORPORATION Meeting Date: JUN 24, 2013 Record Date: MAY 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: BLOOM Security ID: Y0927M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
4 | Approve the Report of the Chairman and the Audited Financial Statements | Management | For | For |
5.1 | Elect Enrique K. Razon, Jr. as a Director | Management | For | For |
5.2 | Elect Jose Eduardo J. Alarilla as a Director | Management | For | For |
5.3 | Elect Christian R. Gonzalez as a Director | Management | For | For |
5.4 | Elect Estela Tuason-Occena as a Director | Management | For | Against |
5.5 | Elect Donato C. Almeda as a Director | Management | For | For |
5.6 | Elect Carlos C. Ejercito as a Director | Management | For | For |
5.7 | Elect Jon Ramon Aboitiz as a Director | Management | For | For |
6 | Appoint the External Auditor | Management | For | For |
7a | Amend the Second Article of the Articles of Incorporation of the Corporation to Include in Its Primary Purpose the Power to Guarantee the Obligations of Its Subsidiaries or Affiliates or Any Entity in which the Corporation has Lawful Interest | Management | For | Against |
CETIP S.A. - MERCADOS ORGANIZADOS Meeting Date: SEP 13, 2012 Record Date: Meeting Type: SPECIAL | ||||
Ticker: CTIP3 Security ID: P23840104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2012 Stock Option Plan; Replace Existing Plans | Management | For | For |
2 | Approve Stock Option Plan Grants | Management | For | For |
CETIP S.A. - MERCADOS ORGANIZADOS Meeting Date: APR 18, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: CTIP3 Security ID: P23840104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | For |
CETIP S.A. - MERCADOS ORGANIZADOS Meeting Date: APR 29, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: CTIP3 Security ID: P23840104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Capitalization of Reserves | Management | For | For |
2 | Amend Articles | Management | For | For |
CETIP S.A. - MERCADOS ORGANIZADOS Meeting Date: MAY 27, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: CTIP3 Security ID: P23840104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alexsandro Broedel Lopes as Director | Management | For | For |
CHINA MEDICAL SYSTEM HOLDINGS LTD. Meeting Date: APR 24, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 00867 Security ID: G21108124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Chen Yanling as Executive Director | Management | For | For |
3b | Elect Cheung Kam Shing, Terry as Independent Non-Executive Director | Management | For | For |
3c | Elect Sa Manlin as Executive Director | Management | For | For |
3d | Elect Peng Huaizheng as Independent Non-Executive Director | Management | For | Against |
3e | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CLICKS GROUP LTD Meeting Date: JAN 23, 2013 Record Date: JAN 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: CLS Security ID: S17249111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 August 2012 | Management | For | For |
2 | Appoint Ernst & Young Inc as Auditors of the Company and Malcolm Rapson as the Individual Registered Auditor | Management | For | For |
3 | Re-elect Fatima Jakoet as Director | Management | For | For |
4 | Re-elect David Kneale as Director | Management | For | For |
5 | Re-elect David Nurek as Director | Management | For | For |
6.1 | Re-elect John Bester as Member of the Audit and Risk Committee | Management | For | For |
6.2 | Re-elect Fatima Jakoet as Member of the Audit and Risk Committee | Management | For | For |
6.3 | Re-elect Nkaki Matlala as Member of the Audit and Risk Committee | Management | For | For |
7 | Approve Remuneration Policy | Management | For | For |
8 | Adopt New Memorandum of Incorporation | Management | For | For |
9 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
10 | Approve Directors' Fees | Management | For | For |
11 | Approve Financial Assistance to Related or Inter-related Companies | Management | For | For |
COASTAL ENERGY COMPANY Meeting Date: JUN 18, 2013 Record Date: MAY 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: CEO Security ID: G22404118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Randy Bartley as Director | Management | For | For |
1.2 | Reelect C. Robert Black as Director | Management | For | For |
1.3 | Reelect Andrew Cochran as Director | Management | For | For |
1.4 | Reelect Olivier de Montal as Director | Management | For | For |
1.5 | Reelect William Phelps as Director | Management | For | For |
1.6 | Reelect Lloyd Smith as Director | Management | For | For |
1.7 | Elect Forrest Wylie as Director | Management | For | For |
1.8 | Reelect John Zaozirny as Director | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
CREDICORP LTD. Meeting Date: MAR 26, 2013 Record Date: FEB 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: BAP Security ID: G2519Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Annual Reports | Management | None | None |
2 | Approve Individual and Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Appoint Ernst & Young Global as External Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Present Payment of Dividends of USD of 2.60 per Share | Management | None | None |
6 | Present Allocation of Income | Management | None | None |
DABUR INDIA LTD. Meeting Date: JUL 17, 2012 Record Date: JUN 28, 2012 Meeting Type: ANNUAL | ||||
Ticker: 500096 Security ID: Y1855D140 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Interim Dividend of INR 0.55 Per Share and Approve Final Dividend of INR 0.75 Per Share | Management | For | For |
3 | Reelect S. Narayan as Director | Management | For | For |
4 | Reelect A.W. Paterson as Director | Management | For | Against |
5 | Reelect A. Singh as Director | Management | For | Against |
6 | Reelect A. Burman as Director | Management | For | For |
7 | Approve G. Basu & Company as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Elect S. Burman as Director | Management | For | For |
9 | Reelect P.D. Narang as Executive Director and Approve His Remuneration | Management | For | For |
10 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
EUROCASH SA Meeting Date: MAY 20, 2013 Record Date: MAY 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: EUR Security ID: X2382S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Acknowledge Proper Convening of Meeting | Management | None | None |
3 | Elect Meeting Chairman | Management | For | For |
4 | Prepare List of Shareholders | Management | None | None |
5 | Approve Agenda of Meeting | Management | For | For |
6 | Receive Management Board Report on Company's Operations and Financial Statements | Management | None | None |
7 | Receive Management Board Report on Group's Operations and Consolidated Financial Statements | Management | None | None |
8 | Receive Supervisory Board Report on Its Activities | Management | None | None |
9 | Approve Management Board Report on Company's Operations and Financial Statements | Management | For | For |
10 | Approve Management Board Report on Group's Operations and Consolidated Financial Statements | Management | For | For |
11 | Approve Allocation of Income | Management | For | For |
12.1 | Approve Discharge of Luis Manuel Conceicao do Amaral (CEO) | Management | For | For |
12.2 | Approve Discharge of Katarzyna Kopaczewska (Management Board Member) | Management | For | For |
12.3 | Approve Discharge of Rui Amaral (Management Board Member) | Management | For | For |
12.4 | Approve Discharge of Arnaldo Guerreiro (Management Board Member) | Management | For | For |
12.5 | Approve Discharge of Pedro Martinho (Management Board Member) | Management | For | For |
12.6 | Approve Discharge of Jacek Owczarek (Management Board Member) | Management | For | For |
12.7 | Approve Discharge of Carlos Saraiva (Management Board Member) | Management | For | For |
13.1 | Approve Discharge of Joao Borges de Assuncao (Chairman of Supervisory Board) | Management | For | For |
13.2 | Approve Discharge of Eduardo Aguinaga de Moraes (Supervisory Board Member) | Management | For | For |
13.3 | Approve Discharge of Antonio Jose Santos Silva Casanova (Supervisory Board Member) | Management | For | For |
13.4 | Approve Discharge of Ryszard Wojnowski (Supervisory Board Member) | Management | For | For |
13.5 | Approve Discharge of Janusz Lisowski (Supervisory Board Member) | Management | For | For |
14.1 | Elect Supervisory Board Member | Management | For | For |
14.2 | Elect Supervisory Board Member | Management | For | For |
15 | Approve List of Participants in Company's Eighth Incentive Plan | Management | For | For |
16 | Approve List of Participants in Company's Ninth Incentive Plan | Management | For | For |
17 | Approve Remuneration of Supervisory Board Members | Shareholder | None | Against |
18 | Close Meeting | Management | None | None |
FORUS SA Meeting Date: APR 18, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: FORUS Security ID: P4371J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Annual Report, Financial Statements and External Auditor's Reports for Fiscal Year 2012 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration and Budget of Directors | Management | For | For |
5 | Approve Remuneration and Budget of Directors' Committee | Management | For | For |
6 | Elect External Auditors | Management | For | For |
7 | Designate Risk Assessment Companies | Management | For | For |
8 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
9 | Receive Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
10 | Other Business (Voting) | Management | For | Against |
GALAXY ENTERTAINMENT GROUP LTD. Meeting Date: JUN 03, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 00027 Security ID: Y2679D118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Joseph Chee Ying Keung as Director | Management | For | For |
2b | Elect James Ross Ancell as Director | Management | For | For |
2c | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
4c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
GENOMMA LAB INTERNACIONAL SAB DE CV Meeting Date: MAR 20, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: LABB Security ID: P48318102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements for Fiscal Year 2012; Approve Tax Obligation Compliance Reports and Approve Allocation of Income | Management | For | For |
2 | Elect or Ratify Directors, Secretaries, and Chairmen of Audit and Corporate Governance Committees | Management | For | Against |
3 | Approve Remuneration of Directors, Secretaries and Members of Board Committees | Management | For | For |
4 | Accept Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Reserve | Management | For | For |
5 | Approve Cancellation of Company Shares Consequently Reduction in Share Capital | Management | For | For |
6.1 | Approve Listing of Stock Exchange Certificates in National Securities Registry | Management | For | For |
6.2 | Authorize Issuance of Debentures | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GRAN TIERRA ENERGY INC. Meeting Date: JUN 26, 2013 Record Date: APR 29, 2013 Meeting Type: ANNUAL | ||||
Ticker: GTE Security ID: 38500T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dana Coffield | Management | For | For |
1.2 | Elect Director Jeffrey J. Scott | Management | For | For |
1.3 | Elect Director Verne Johnson | Management | For | For |
1.4 | Elect Director Nicholas G. Kirton | Management | For | For |
1.5 | Elect Director J. Scott Price | Management | For | Withhold |
1.6 | Elect Director Gerald Macey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GREAT WALL MOTOR CO., LTD. Meeting Date: MAY 10, 2013 Record Date: APR 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: 02333 Security ID: Y2882P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Audited Financial Statements of the Company | Management | For | For |
2 | Approve Report of Directors | Management | For | For |
3 | Approve Profit Distribution Proposal for the Year 2012 | Management | For | For |
4 | Approve Annual Report and Its Summary Report | Management | For | For |
5 | Approve Report of Independent Directors | Management | For | For |
6 | Approve Report of Supervisory Committee | Management | For | For |
7 | Approve Strategies of the Company for the Year 2013 | Management | For | For |
8 | Reappoint Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
GREAT WALL MOTOR CO., LTD. Meeting Date: JUN 26, 2013 Record Date: MAY 27, 2013 Meeting Type: SPECIAL | ||||
Ticker: 02333 Security ID: Y2882P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Absorption and Merger of Baoding Xinchang Auto Parts Company Ltd., Baoding Great Wall Botai Electrical Appliance Manufacturing Co. Ltd. and Baoding Xincheng Automotive Development Co. Ltd. | Management | For | For |
2 | Approve Adjustment on the Use of Proceeds and Reallocation of Remaining Proceeds from Certain Projects to Other Projects of the Company | Management | For | For |
HENGAN INTERNATIONAL GROUP CO. LTD. Meeting Date: MAY 23, 2013 Record Date: MAY 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: 01044 Security ID: G4402L151 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Xu Shui Shen as Director | Management | For | For |
4 | Elect Sze Wong Kim as Director | Management | For | For |
5 | Elect Hui Ching Chi as Director | Management | For | For |
6 | Elect Wang Ming Fu as Director | Management | For | For |
7 | Elect Ho Kwai Ching Mark as Director | Management | For | For |
8 | Elect Zhou Fang Sheng as Director | Management | For | For |
9 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
10 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
HERMES MICROVISION INC Meeting Date: JUN 04, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: 3658 Security ID: Y3R79M105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
5 | Approve Proposal of Capital Increase by Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
INTERNATIONAL CONTAINER TERMINAL SERVICES, INC. Meeting Date: APR 18, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: ICT Security ID: Y41157101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Approve Minutes of the Annual Stockholders Meeting Held on April 19, 2012 | Management | For | For |
5 | Approve Chairman's Report and the 2012 Audited Financial Statements | Management | For | For |
6 | Approve All Acts, Contracts, Investments and Resolution of the Board of Directors and Management since the Last Annual Meeting of Stockholders | Management | For | For |
7.1 | Elect Enrique K. Razon, Jr. as a Director | Management | For | For |
7.2 | Elect Jon Ramon Aboitiz as a Director | Management | For | For |
7.3 | Elect Octavio Victor R. Espiritu as a Director | Management | For | For |
7.4 | Elect Joseph R. Higdon as a Director | Management | For | For |
7.5 | Elect Jose C. Ibazeta as a Director | Management | For | For |
7.6 | Elect Stephen A. Paradies as a Director | Management | For | For |
7.7 | Elect Andres Soriano III as a Director | Management | For | Against |
8 | Appoint External Auditors | Management | For | For |
INTERNATIONAL MEAL COMPANY HOLDINGS SA Meeting Date: APR 26, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: IMCH3 Security ID: P5789M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | Against |
4 | Elect Directors | Management | For | For |
JERONIMO MARTINS SGPS S.A Meeting Date: DEC 19, 2012 Record Date: DEC 12, 2012 Meeting Type: SPECIAL | ||||
Ticker: JMT Security ID: X40338109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Balance Sheet | Management | For | For |
2 | Approve Dividends from Reserves | Management | For | For |
JERONIMO MARTINS SGPS S.A Meeting Date: APR 10, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: JMT Security ID: X40338109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Management and Supervisory Board | Management | For | For |
5 | Approve Remuneration Policy | Management | For | For |
6 | Elect Corporate Bodies | Management | For | For |
7 | Elect Remuneration Committee | Management | For | For |
JUBILANT FOODWORKS LTD Meeting Date: AUG 29, 2012 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 533155 Security ID: Y4493W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect V. Marwaha as Director | Management | For | For |
3 | Reelect A. Seth as Director | Management | For | For |
4 | Approve S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
JUBILANT FOODWORKS LTD Meeting Date: FEB 18, 2013 Record Date: JAN 11, 2013 Meeting Type: SPECIAL | ||||
Ticker: 533155 Security ID: Y4493W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Revision in Remuneration of A. Kaul, CEO and Executive Director | Management | For | For |
KROTON EDUCACIONAL S.A Meeting Date: MAR 05, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: KROT3 Security ID: P6115V129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2:1 Stock Split | Management | For | For |
2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
KROTON EDUCACIONAL S.A Meeting Date: APR 19, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: KROT3 Security ID: P6115V129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
KROTON EDUCACIONAL S.A Meeting Date: APR 19, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: KROT3 Security ID: P6115V129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration of Company's Management | Management | For | For |
LINX SA Meeting Date: APR 18, 2013 Record Date: APR 16, 2013 Meeting Type: ANNUAL | ||||
Ticker: LINX3 Security ID: P6S933101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Capital Budget and Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | For |
4 | Designate Newspapers to Publish Company Announcements | Management | For | For |
MAGNIT OAO Meeting Date: MAY 24, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: MGNT Security ID: 55953Q202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Financial Statements | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Elect Andrey Aroutuniyan as Director | Management | None | Against |
3.2 | Elect Valery Butenko as Director | Management | None | Against |
3.3 | Elect Sergey Galitskiy as Director | Management | None | Against |
3.4 | Elect Alexander Zayonts as Director | Management | None | For |
3.5 | Elect Alexey Makhnev as Director | Management | None | Against |
3.6 | Elect Khachatur Pombukhchan as Director | Management | None | Against |
3.7 | Elect Aslan Shkhachemukov as Director | Management | None | Against |
4.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | For |
4.2 | Elect Angela Udovichenko as Member of Audit Commission | Management | For | For |
4.3 | Elect Denis Fedotov as Member of Audit Commission | Management | For | For |
5 | Ratify Auditor to Audit Company's Accounts in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
6 | Ratify Auditor to Audit Company's Accounts in Accordance with IFRS | Management | For | For |
7 | Elect Members of Counting Commission | Management | For | For |
8 | Approve New Edition of Charter | Management | For | For |
9 | Approve New Edition of Regulations on General Meetings | Management | For | For |
10 | Approve Large-Scale Related-Party Transaction Re: Loan Agreement with ZAO Tander | Management | For | For |
11.1 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Bank VTB for Securing Obligations of ZAO Tander | Management | For | For |
11.2 | Approve Related-Party Transaction Re: Guarantee Agreement with AKB Rosbank for Securing Obligations of ZAO Tander | Management | For | For |
11.3 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Sberbank of Russia for Securing Obligations of ZAO Tander | Management | For | For |
11.4 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Alfa-Bank for Securing Obligations of ZAO Tander | Management | For | For |
11.5 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO AKB Sviaz Bank for Securing Obligations of ZAO Tander | Management | For | For |
MEAD JOHNSON NUTRITION COMPANY Meeting Date: APR 30, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: MJN Security ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Peter Kasper Jakobsen | Management | For | For |
1i | Elect Director Peter G. Ratcliffe | Management | For | For |
1j | Elect Director Elliott Sigal | Management | For | For |
1k | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MERCADOLIBRE, INC. Meeting Date: JUN 14, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: MELI Security ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emiliano Calemzuk | Management | For | For |
1.2 | Elect Director Marcos Galperin | Management | For | For |
1.3 | Elect Director Veronica Allende Serra | Management | For | For |
1.4 | Elect Director Meyer Malka | Management | For | For |
1.5 | Elect Director Javier Olivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NAGACORP LTD. Meeting Date: MAY 24, 2013 Record Date: MAY 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: 03918 Security ID: G6382M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Chen Lip Keong as Director | Management | For | For |
3b | Elect Panglima Abdul Kadir Bin Haji Sheikh Fadzir as Director | Management | For | For |
3c | Elect Lim Mun Kee as Director | Management | For | For |
4 | Approve Directors' Remuneration for the Year End and Authorize Board to Fix Directors' Remuneration for the Year Ending Dec. 31, 2013 | Management | For | For |
5 | Reappoint BDO Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
NOVATEK OAO Meeting Date: OCT 16, 2012 Record Date: SEP 10, 2012 Meeting Type: SPECIAL | ||||
Ticker: NVTK Security ID: 669888109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividends of RUB 3.00 per Share for First Six Months of Fiscal 2012 | Management | For | For |
2 | Approve Related-Party Transaction with OAO Sibur Holding Re: Agreement on Purchase of Gas | Management | For | For |
PRADA S.P.A. Meeting Date: MAY 23, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 01913 Security ID: T7733C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
1.b | Approve Allocation of Income | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PRICESMART, INC. Meeting Date: JAN 22, 2013 Record Date: NOV 30, 2012 Meeting Type: ANNUAL | ||||
Ticker: PSMT Security ID: 741511109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherry S. Bahrambeygui | Management | For | For |
1.2 | Elect Director Gonzalo Barrutieta | Management | For | For |
1.3 | Elect Director Katherine L. Hensley | Management | For | For |
1.4 | Elect Director Leon C. Janks | Management | For | For |
1.5 | Elect Director Jose Luis Laparte | Management | For | For |
1.6 | Elect Director Mitchell G. Lynn | Management | For | For |
1.7 | Elect Director Robert E. Price | Management | For | For |
1.8 | Elect Director Edgar Zurcher | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
PRINCE FROG INTERNATIONAL HOLDINGS LTD. Meeting Date: MAY 23, 2013 Record Date: MAY 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: 01259 Security ID: G7247W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Huang Xinwen as Director | Management | For | For |
4 | Elect Hong Fang as Director | Management | For | For |
5 | Elect Chen Shaojun as Director | Management | For | For |
6 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
7 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
10 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
PT ACE HARDWARE INDONESIA TBK Meeting Date: OCT 01, 2012 Record Date: SEP 13, 2012 Meeting Type: SPECIAL | ||||
Ticker: ACES Security ID: Y7087A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change in Par Value and Amend Articles of Association in Relation to the Change in Par Value | Management | For | For |
PT BANK MANDIRI (PERSERO) TBK Meeting Date: APR 02, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: BMRI Security ID: Y7123S108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Consolidated Financial Statements of the Company and Commissioners' Report; and Ratify Annual Report on the Partnership and Community Development Program (PCDP) | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Auditors of the Company and the PCDP | Management | For | For |
4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
5 | Approve Guidelines and Increase in Pension and Other Benefits for the Members of Dana Pensiun Bank Mandiri Satu, Dana Pensiun Bank Mandiri Dua, Dana Pensiun Bank Mandiri Tiga, and Dana Pensiun Bank Mandiri Empat | Management | For | Against |
6 | Ratify Minister of State Owned Enterprises Regulation No. PER-12/MBU/2012 regarding the Supporting Organs for the Board of Commissioners of a State-owned Enterprise | Management | For | For |
7 | Confirm Amount (Ceiling) for Non-Collectible Receivables (Haircut) Determined by AGMs and Implementation of the Utilization of Said Amount, Including for Debtors who are Victims of Natural Disasters | Management | For | Against |
8 | Amend Articles of Association | Management | For | Against |
9 | Elect Directors | Management | For | Against |
PT ERAJAYA SWASEMBADA TBK Meeting Date: MAY 30, 2013 Record Date: MAY 14, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ERAA Security ID: Y712AZ104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
1 | Approve Increase in Capital for the Implementation of the MESOP | Management | For | Against |
PT MITRA ADIPERKASA TBK Meeting Date: JUN 18, 2013 Record Date: MAY 31, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: MAPI Security ID: Y71299104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports; and Allocation of Income | Management | For | For |
2 | Approve Auditors | Management | For | For |
1 | Approve Issuance of Equity Shares without Preemptive Rights | Management | For | For |
2 | Approve Stock Split | Management | For | Against |
3 | Amend Articles of Association to Reflect Changes in Capital Following the Issuance of Equity Shares without Preemptive Rights and Stock Split | Management | For | Against |
PUREGOLD PRICE CLUB INC. Meeting Date: NOV 22, 2012 Record Date: OCT 22, 2012 Meeting Type: SPECIAL | ||||
Ticker: PGOLD Security ID: Y71617107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Approve the Merger of Puregold Price Club, Inc., Puregold Junior Supermarket, Inc., S-CV Corp, Super Retail III Corp, Super Retail XV Corp, Gant Diamond III Corp, Super Agora X Corp, Gant Diamond Corp and Lynxserve Corp | Management | For | For |
4 | Approve the Revised Stock Option Plan | Management | For | For |
PUREGOLD PRICE CLUB INC. Meeting Date: MAY 14, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: PGOLD Security ID: Y71617107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Minutes of the 2012 Annual Stockholders' Meeting | Management | For | For |
2 | Ratify the Acts or Resolutions of Board of Directors and Management | Management | For | For |
3 | Appoint KPMG as Independent Auditor | Management | For | For |
4.1 | Elect Lucio L. Co as a Director | Management | For | For |
4.2 | Elect Susan P. Co as a Director | Management | For | For |
4.3 | Elect Leonardo B. Dayao as a Director | Management | For | Withhold |
4.4 | Elect Ferdinand Vincent P. Co as a Director | Management | For | For |
4.5 | Elect Pamela Justine P. Co as a Director | Management | For | For |
4.6 | Elect Marilyn V. Pardo as a Director | Management | For | For |
4.7 | Elect Edgardo G. Lacson as a Director | Management | For | For |
QUALCOMM INCORPORATED Meeting Date: MAR 05, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Duane A. Nelles | Management | For | For |
1i | Elect Director Francisco Ros | Management | For | For |
1j | Elect Director Brent Scowcroft | Management | For | For |
1k | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUALICORP SA Meeting Date: APR 30, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: QUAL3 Security ID: P7S21H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Elect Directors | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | For |
QUALICORP SA Meeting Date: MAY 13, 2013 Record Date: APR 26, 2013 Meeting Type: SPECIAL | ||||
Ticker: QUAL3 Security ID: P7S21H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 18 Re: Number of Statutory Executives | Management | For | For |
2 | Amend Article 37 Re: Arbitration Clause | Management | For | For |
3 | Amend Article 12 Re: Decrease in Board Size | Management | For | For |
RAIA DROGASIL S.A Meeting Date: NOV 30, 2012 Record Date: Meeting Type: SPECIAL | ||||
Ticker: RADL3 Security ID: P7987N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement to Absorb Raia S.A. | Management | For | For |
2 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
3 | Approve Independent Firm's Appraisal | Management | For | For |
4 | Approve Absorption of Raia S.A. | Management | For | For |
5 | Approve Board Previous Resolutions Re: Absorption | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
7 | Elect Directors | Management | For | For |
SBERBANK OF RUSSIA Meeting Date: MAY 31, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: SBER Security ID: X76317100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | Did Not Vote |
2 | Approve Financial Statements | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of RUB 2.57 per Common Share and RUB 3.20 per Preferred Share | Management | For | Did Not Vote |
4 | Ratify Auditor | Management | For | Did Not Vote |
5.1 | Elect German Gref as Director | Management | None | Did Not Vote |
5.2 | Elect Sergey Guriyev as Director | Management | None | Did Not Vote |
5.3 | Elect Mikhail Dmitriev as Director | Management | None | Did Not Vote |
5.4 | Elect Bella Zlatkis as Director | Management | None | Did Not Vote |
5.5 | Elect Nadezhda Ivanova as Director | Management | None | Did Not Vote |
5.6 | Elect Sergey Ignatyev as Director | Management | None | Did Not Vote |
5.7 | Elect Alexei Kudrin as Director | Management | None | Did Not Vote |
5.8 | Elect Ilya Lomakin-Rumyantsev as Director | Management | None | Did Not Vote |
5.9 | Elect Georgy Luntovsky as Director | Management | None | Did Not Vote |
5.10 | Elect Mikhail Matovnikov as Director | Management | None | Did Not Vote |
5.11 | Elect Vladimir Mau as Director | Management | None | Did Not Vote |
5.12 | Elect Alexey Moiseev as Director | Management | None | Did Not Vote |
5.13 | Elect Alessandro Profumo as Director | Management | None | Did Not Vote |
5.14 | Elect Sergey Sinelnikov-Murylev as Director | Management | None | Did Not Vote |
5.15 | Elect Dmitriy Tulin as Director | Management | None | Did Not Vote |
5.16 | Elect Alexei Ulyukayev as Director | Management | None | Did Not Vote |
5.17 | Elect Ronald Freeman as Director | Management | None | Did Not Vote |
5.18 | Elect Sergey Shvetsov as Director | Management | None | Did Not Vote |
5.19 | Elect Ahmet Egilmez Mahfi as Director | Management | None | Did Not Vote |
6.1 | Elect Natalya Borodina as Member of Audit Commission | Management | For | Did Not Vote |
6.2 | Elect Vladimir Volkov as Member of Audit Commission | Management | For | Did Not Vote |
6.3 | Elect Maxim Dolzhnikov as Member of Audit Commission | Management | For | Did Not Vote |
6.4 | Elect Yuliya Isakhanova as Member of Audit Commission | Management | For | Did Not Vote |
6.5 | Elect Aleksey Minenko as Member of Audit Commission | Management | For | Did Not Vote |
6.6 | Elect Olga Polyakova as Member of Audit Commission | Management | For | Did Not Vote |
6.7 | Elect Natalia Revina as Member of Audit Commission | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors and Members of Audit Comission | Management | For | Did Not Vote |
8 | Approve Regulations on Remuneration of Directors | Management | For | Did Not Vote |
9 | Approve New Edition of Charter | Management | For | Did Not Vote |
SECURITY BANK CORPORATION Meeting Date: MAY 28, 2013 Record Date: MAY 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: SECB Security ID: Y7571C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Minutes of Previous Stockholders' Meeting | Management | For | For |
2 | Approve the Annual Report | Management | For | For |
3 | Ratify the Acts, Resolutions, and Proceedings of the Board of Directors, the Management Committees, Officers, and Agents of the Corporation | Management | For | For |
4.1 | Elect Frederick Y. Dy as a Director | Management | For | For |
4.2 | Elect Paul Y. Ung as a Director | Management | For | For |
4.3 | Elect Alberto S. Villarosa as a Director | Management | For | For |
4.4 | Elect Anastasia Y. Dy as a Director | Management | For | For |
4.5 | Elect Jose R. Facundo as a Director | Management | For | For |
4.6 | Elect Eduardo I. Plana as a Director | Management | For | For |
4.7 | Elect Rafael F. Simpao, Jr. as a Director | Management | For | For |
4.8 | Elect Diana P. Aguilar as a Director | Management | For | For |
4.9 | Elect Philip T. Ang as a Director | Management | For | For |
4.10 | Elect Joseph R. Higdon as a Director | Management | For | For |
4.11 | Elect James J.K. Hung as a Director | Management | For | For |
5 | Approve the Declaration of 20 Percent Stock Dividend | Management | For | For |
6 | Approve the Increase in Authorized Capital Stock | Management | For | For |
7 | Approve the Amendment of Articles of Incorporation | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. Meeting Date: OCT 12, 2012 Record Date: SEP 10, 2012 Meeting Type: SPECIAL | ||||
Ticker: 01066 Security ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividend of RMB 0.033 Per Share | Management | For | For |
SIAM COMMERCIAL BANK PCL Meeting Date: APR 04, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: SCB Security ID: Y7905M113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Acknowledge Directors' Report | Management | None | None |
2 | Accept Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividend of THB 4.50 Per Share | Management | For | For |
4 | Approve Remuneration and Bonus of Directors | Management | For | For |
5.1 | Elect Kanikar Chalitaporn as Director | Management | For | For |
5.2 | Elect Anand Panyarachun as Director | Management | For | For |
5.3 | Elect Vicharn Panich as Director | Management | For | For |
5.4 | Elect Chumpol Na Lamlieng as Director | Management | For | For |
5.5 | Elect Prasan Chuapanich as Director | Management | For | For |
5.6 | Elect Adul Saengsingkaew as Director | Management | For | For |
6 | Approve KPMG Poomchai Audit Co. Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Amend Memorandum of Association to Reflect Changes in Registered Capital | Management | For | For |
SINA CORPORATION Meeting Date: AUG 10, 2012 Record Date: JUN 25, 2012 Meeting Type: ANNUAL | ||||
Ticker: SINA Security ID: G81477104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Yan Wang as a Director | Management | For | Against |
2 | Reelect Song-Yi Zhang as a Director | Management | For | For |
3 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
4 | Restrict Right to Call Special Meeting | Management | For | Against |
SOCIEDAD QUIMICA Y MINERA DE CHILE SA SQM Meeting Date: APR 25, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: SQM-B Security ID: 833635105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Annual Report, Financial Statements, Internal Statutory Auditors' Report and External Auditors' Reports, and Statutory Reports for Fiscal Year 2012 | Management | For | For |
2 | Elect External Auditors and Internal Statutory Auditors | Management | For | For |
3 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | For | For |
4 | Approve Investment and Financing Policy | Management | For | For |
5 | Approve Allocation of Income and Dividends, and Dividend Policy | Management | For | For |
6 | Receive Report on Board's Expenses | Management | For | For |
7 | Elect Directors and Fix Their Remuneration | Management | For | Against |
8 | Receive Issues Related to Directors' and Audit Committees | Management | For | For |
9 | Other Business (Voting) | Management | For | Against |
SOUTHERN COPPER CORPORATION Meeting Date: APR 25, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: SCCO Security ID: 84265V105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director German Larrea Mota-Velasco | Management | For | Withhold |
1.2 | Elect Director Oscar Gonzalez Rocha | Management | For | Withhold |
1.3 | Elect Director Emilio Carrillo Gamboa | Management | For | For |
1.4 | Elect Director Alfredo Casar Perez | Management | For | Withhold |
1.5 | Elect Director Luis Castelazo Morales | Management | For | Withhold |
1.6 | Elect Director Enrique Castillo Sanchez Mejorada | Management | For | Withhold |
1.7 | Elect Director Xavier Garcia de Quevedo Topete | Management | For | Withhold |
1.8 | Elect Director Daniel Muniz Quintanilla | Management | For | Withhold |
1.9 | Elect Director Luis Miguel Palomino Bonilla | Management | For | For |
1.10 | Elect Director Gilberto Perezalonso Cifuentes | Management | For | Withhold |
1.11 | Elect Director Juan Rebolledo Gout | Management | For | Withhold |
1.12 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TENCENT HOLDINGS LTD. Meeting Date: MAY 15, 2013 Record Date: MAY 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00700 Security ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Elect Zhang Zhidong as Director | Management | For | For |
3a2 | Elect Ian Charles Stone as Director | Management | For | For |
3a3 | Elect Jacobus Petrus Bekker as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
THE COCA-COLA COMPANY Meeting Date: JUL 10, 2012 Record Date: MAY 21, 2012 Meeting Type: SPECIAL | ||||
Ticker: KO Security ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
TOTVS SA Meeting Date: NOV 29, 2012 Record Date: Meeting Type: SPECIAL | ||||
Ticker: TOTS3 Security ID: P92184103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement to Absorb Gens Tecnologia da Informacao Ltda.; YMF Arquitetura Financeira de Negocios Ltda.; TOOLS Arquitetura Financeira de Negocios Ltda.; Hery Participacoes Ltda.; and TOTALBANCO Consultoria e Sistemas Ltda. | Management | For | For |
2 | Appoint Independent Appraisers of Proposed Transactions | Management | For | For |
3 | Approve Independent Appraisals | Management | For | For |
4 | Approve Absorptions | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TOTVS SA Meeting Date: NOV 29, 2012 Record Date: Meeting Type: SPECIAL | ||||
Ticker: TOTS3 Security ID: P92184103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Matching Plan | Management | For | Against |
2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
3 | Amend Corporate Purpose | Management | For | For |
4 | Amend Articles 21 and 24 | Management | For | For |
5 | Consolidate Bylaws | Management | For | For |
TOTVS SA Meeting Date: JAN 03, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: TOTS3 Security ID: P92184103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
2 | Amend Corporate Purpose | Management | For | For |
3 | Amend Article 17 | Management | For | For |
4 | Amend Articles 21 and 24 | Management | For | For |
5 | Exclude Articles 59, 60, and 61 and Renumber Articles Accordingly | Management | For | For |
6 | Add Article 60 | Management | For | For |
7 | Consolidate Bylaws | Management | For | For |
TTK PRESTIGE LTD Meeting Date: JUN 29, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: 517506 Security ID: Y89993110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity Shares to Cartica Capital Ltd., Investor | Management | For | For |
YANDEX NV Meeting Date: MAY 21, 2013 Record Date: APR 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: YNDX Security ID: N97284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Discharge of Directors | Management | For | For |
5 | Elect Rogier Rijnja as Director | Management | For | For |
6 | Reelect Ilya Segalovich, Charles Ryan and Alexander Voloshin as Directors (Bundled) | Management | For | For |
7 | Approve Cancellation of Class C Shares Held in Treasury | Management | For | For |
8 | Amend Articles Re: Reduce Authorized Share Capital and Legislative Changes | Management | For | For |
9 | Ratify ZAO Deloitte & Touche CIS as Auditors | Management | For | For |
10 | Grant Board Authority to Issue Shares | Management | For | For |
11 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10 | Management | For | For |
12 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
13 | Other Business (Non-Voting) | Management | None | None |
YUM! BRANDS, INC. Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: YUM Security ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Cavanagh | Management | For | For |
1b | Elect Director David W. Dorman | Management | For | For |
1c | Elect Director Massimo Ferragamo | Management | For | For |
1d | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1e | Elect Director J. David Grissom | Management | For | For |
1f | Elect Director Bonnie G. Hill | Management | For | For |
1g | Elect Director Jonathan S. Linen | Management | For | For |
1h | Elect Director Thomas C. Nelson | Management | For | For |
1i | Elect Director David C. Novak | Management | For | For |
1j | Elect Director Thomas M. Ryan | Management | For | For |
1k | Elect Director Jing-Shyh S. Su | Management | For | For |
1l | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Comprehensive Packaging Recycling Strategy | Shareholder | Against | Abstain |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
By: | /s/ Brian J. McMahon | |
Brian J. McMahon | ||
President and principal executive officer | ||
Date: August 22, 2013 |