-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CVzlPgiwVpOd8ep1lC5OAP/Tirh5nQ35ew+gBO8pm6zN/QGibqifiCRcUtWwZX3+ IHIOfY+xWD6/IcJjNN0gLw== 0001209191-09-042262.txt : 20090827 0001209191-09-042262.hdr.sgml : 20090827 20090827153930 ACCESSION NUMBER: 0001209191-09-042262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090827 FILED AS OF DATE: 20090827 DATE AS OF CHANGE: 20090827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SATOW PHILLIP M CENTRAL INDEX KEY: 0001224338 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 091039518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-08-27 1 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224338 SATOW PHILLIP M C/O NOVEN PHARMACEUTICALS, INC. 11960 SW 144TH ST. MIAMI FL 33186 1 0 0 0 Common Stock ($.0001 par value) 2009-08-27 4 D 0 9120 16.50 D 0 D Stock Appreciation Right 16.67 2009-08-27 4 D 0 44297 0.00 D 2014-08-13 Common Stock ($.0001 par value) 44297 0 D Represents stock appreciation rights cancelled at the Effective Time (as defined in the Merger Agreement), pursuant to the terms of an Agreement and Plan of Merger among the Issuer, Hisamitsu Pharmaceutical Co., Inc. ("Hisamitsu") and certain subsidiaries of Hisamitsu, dated as of July 14, 2009 (the "Merger Agreement"). The reporting person did not receive any cash payment therefor as the exercise price exceeded the tender offer price of $16.50. /s/ Phillip M. Satow 2009-08-27 -----END PRIVACY-ENHANCED MESSAGE-----