-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EUB/GfUdLOH4dIYFdqM1yv+FTkSvyV0ZsYPY1KuJG9pazvVhie3W3q8Cui0qlqFJ wKvtMWliyIQ/eF5szsvnyg== 0001209191-09-042252.txt : 20090827 0001209191-09-042252.hdr.sgml : 20090827 20090827152733 ACCESSION NUMBER: 0001209191-09-042252 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090827 FILED AS OF DATE: 20090827 DATE AS OF CHANGE: 20090827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLARKSON JOHN G CENTRAL INDEX KEY: 0001224094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 091039456 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-08-27 1 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224094 CLARKSON JOHN G C/O NOVEN PHARMACEUTICALS, INC. 11960 SW 144TH STREET MIAMI FL 33186 1 0 0 0 Common Stock ($.0001 par value) 2009-08-27 4 D 0 9120 16.50 D 0 D Stock Option (Right to Buy) 18.73 2009-08-27 4 D 0 7500 0.00 D 2014-05-17 (Common Stock ($.0001 par value) 7500 0 D Stock Option (Right to Buy) 17.41 2009-08-27 4 D 0 7500 0.00 D 2015-05-23 (Common Stock ($.0001 par value) 7500 0 D Represents stock options cancelled at the Effective Time (as defined in the Merger Agreement), pursuant to the terms of an Agreement and Plan of Merger among the Issuer, Hisamitsu Pharmaceutical Co., Inc. ("Hisamitsu") and certain subsidiaries of Hisamitsu, dated as of July 14, 2009 (the "Merger Agreement"). The reporting person did not receive any cash payment therefor as the exercise price exceeded the tender offer price of $16.50 per share. /s/ John G. Clarkson, M.D. 2009-08-27 -----END PRIVACY-ENHANCED MESSAGE-----