-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W1n278xhe1n6MGO+OXNKykoJhMj4GIJlEMzLkAqwHsu8RnEdiKP9v6R9lC7ZNiza HAPwXZLgrl8qoJ+zSjv+3w== 0001209191-08-061878.txt : 20081120 0001209191-08-061878.hdr.sgml : 20081120 20081120164324 ACCESSION NUMBER: 0001209191-08-061878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081118 FILED AS OF DATE: 20081120 DATE AS OF CHANGE: 20081120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DINH STEVEN M CENTRAL INDEX KEY: 0001238707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 081204322 MAIL ADDRESS: STREET 1: 765 OLD SAW MILL RIVER RD CITY: TARRYTOWN STATE: NY ZIP: 10591 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-11-18 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001238707 DINH STEVEN M C/O NOVEN PHARMACEUTICALS, INC. 11960 SW 144TH STREET MIAMI FL 33186 0 1 0 0 VP & Chief Scientific Officer Stock Appreciation Right 11.09 2008-11-18 4 A 0 39038 0.00 A 2015-11-17 Common Stock ($.0001 par value) 39038 39038 D 25% exercisable beginning on 11/18/2009; 25% exercisable beginning on 11/18/2010; 25% exercisable beginning on 11/18/2011; and 25% exercisable beginning on 11/18/2012. /s/ Steven M. Dinh 2008-11-20 -----END PRIVACY-ENHANCED MESSAGE-----