-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ay/yspdM0rNIMdeCPwqml9l9SFWdItfwFYDB04Gr8FdDI7NpxQij1LYB/A/9r0VG b7YbtmEXPOCTpYuqdGt5oA== 0001209191-07-064202.txt : 20071115 0001209191-07-064202.hdr.sgml : 20071115 20071115160642 ACCESSION NUMBER: 0001209191-07-064202 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071113 FILED AS OF DATE: 20071115 DATE AS OF CHANGE: 20071115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANTELLE JUAN A CENTRAL INDEX KEY: 0001224098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 071249852 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-11-13 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224098 MANTELLE JUAN A C/O NOVEN PHARMACEUTICALS, INC. 11960 SW 144TH STREET MIAMI FL 33186 0 1 0 0 VP and Chief Technical Officer Stock Appreciation Right 14.54 2007-11-13 4 A 0 29806 0.00 A 2014-11-12 Common Stock ($.0001 par value) 29806 29806 D 25% exercisable beginning on 11/13/08; 25% exercisable beginning on 11/13/09; 25% exercisable beginning on 11/13/10; and 25% exercisable beginning on 11/13/11. /s/ Juan A. Mantelle 2007-11-14 -----END PRIVACY-ENHANCED MESSAGE-----