-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NEmZE3Ajgu/+uUeiWLf3rrDgtdyZKJBStvPdjAwC37tG9iP4lrL2Ea3P24p5roM1 p28Ca5vF2No2abIhKXqy7Q== 0001209191-07-038337.txt : 20070621 0001209191-07-038337.hdr.sgml : 20070621 20070621170559 ACCESSION NUMBER: 0001209191-07-038337 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070620 FILED AS OF DATE: 20070621 DATE AS OF CHANGE: 20070621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES W NEIL CENTRAL INDEX KEY: 0001224097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 07934487 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-06-20 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224097 JONES W NEIL C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 0 1 0 0 VP, Marketing & Sales Common Stock ($.0001 par value) 2007-06-20 4 M 0 6609 15.13 A 9121 D Common Stock ($.0001 par value) 2007-06-20 4 S 0 6609 25.90 D 2512 D Stock Option (Right to Buy) 15.13 2007-06-20 4 M 0 6609 0.00 D 2008-11-05 Common Stock ($.0001 par value) 6609 0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2006. The vesting of these options was accelerated by action of the issuer's Compensation Committee on December 28, 2005. /s/ W. Neil Jones 2007-06-21 -----END PRIVACY-ENHANCED MESSAGE-----