-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OyzxGl8UeGYaKZMVBFCv+a38QIyhqUohg2vHgmhM4nwMCqPnDqbgGE+8uoe3HD+8 4OBBnwkY6f4X7n3HNwfDCQ== 0001209191-07-024007.txt : 20070416 0001209191-07-024007.hdr.sgml : 20070416 20070416171523 ACCESSION NUMBER: 0001209191-07-024007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070412 FILED AS OF DATE: 20070416 DATE AS OF CHANGE: 20070416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES W NEIL CENTRAL INDEX KEY: 0001224097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 07768832 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-04-12 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224097 JONES W NEIL C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 0 1 0 0 VP, Marketing & Sales Common Stock ($.0001 par value) 2007-04-12 4 M 0 1391 15.13 A 3903 D Common Stock ($.0001 par value) 2007-04-12 4 S 0 1391 24.90 D 2512 D Common Stock ($.0001 par value) 2007-04-12 4 M 0 7716 13.68 A 10228 D Common Stock ($.0001 par value) 2007-04-12 4 S 0 7716 24.90 D 2512 D Stock Option (Right to Buy) 15.13 2007-04-12 4 M 0 1391 0.00 D 2008-11-05 Common Stock ($.0001 par value) 1391 6609 D Stock Option (Right to Buy) 13.68 2007-04-12 4 M 0 7716 0.00 D 2012-11-14 Common Stock ($.0001 par value) 7716 23148 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2006. The vesting of these options was accelerated by action of the issuer's Compensation Committee on December 28, 2005. 25% exercisable beginning on 11/15/2006; 25% exercisable beginning on 11/15/07; 25% exercisable beginning on 11/15/2008; and 25% exercisable beginning on 11/15/09. /s/W. Neil Jones 2007-04-13 -----END PRIVACY-ENHANCED MESSAGE-----