-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JugrX4KIoDsqa678jcjArQE1TxqxigWZDtWIw0VSYJVNEpMBw4O4Lx+K65zZBite jSddrMmUSVJzEsBGyvPttA== 0001209191-06-064605.txt : 20061213 0001209191-06-064605.hdr.sgml : 20061213 20061213163727 ACCESSION NUMBER: 0001209191-06-064605 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061211 FILED AS OF DATE: 20061213 DATE AS OF CHANGE: 20061213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EISENBERG JEFFREY F CENTRAL INDEX KEY: 0001224096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 061274587 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-12-11 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224096 EISENBERG JEFFREY F C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 0 1 0 0 Sr. VP - Strategic Alliances Common Stock ($.0001 par value) 2006-12-11 4 M 0 12000 10.45 A 18539 D Common Stock ($.0001 par value) 2006-12-11 4 S 0 2500 25.45 D 15839 D Common Stock ($.0001 par value) 2006-12-11 4 S 0 2000 25.4471 D 13839 D Common Stock ($.0001 par value) 2006-12-11 4 S 0 2500 25.40 D 11339 D Common Stock ($.0001 par value) 2006-12-11 4 S 0 2500 25.3936 D 8839 D Common Stock ($.0001 par value) 2006-12-11 4 S 0 2500 25.317 D 6339 D Stock Option (Right to Buy) 10.45 2006-12-11 4 M 0 12000 0.00 D 2010-11-04 Common Stock ($.0001 par value) 12000 24000 D 20% exercisable after 11/5/2004; 20% exercisable after 11/5/2005; 20% exercisable after 11/5/2006; 20% exercisable after 11/5/2007; and 20% exercisable after 11/5/2008. /s/ Jeffrey F. Eisenberg 2006-12-12 -----END PRIVACY-ENHANCED MESSAGE-----