-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NwnoKy7tMcycGGYbSlMzwIh/k+pQ6UREqEPkJYzbTszXRQDsenXioqaSphme15ku 0jQgcQ0rpdrUV4uaCMP0/w== 0001209191-06-062083.txt : 20061130 0001209191-06-062083.hdr.sgml : 20061130 20061130163840 ACCESSION NUMBER: 0001209191-06-062083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061129 FILED AS OF DATE: 20061130 DATE AS OF CHANGE: 20061130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABRAO EDUARDO G CENTRAL INDEX KEY: 0001259862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 061248652 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET STREET 2: NOVEN PHARMACUTICALS INC CITY: MIAMI STATE: FL ZIP: 33186 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-29 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001259862 ABRAO EDUARDO G C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 0 1 0 0 VP & Chief Medical Officer Common Stock ($ .0001 par value) 2006-11-29 4 M 0 3333 10.45 A 3333 D Common Stock ($ .0001 par value) 2006-11-29 4 S 0 3333 24.00 D 0 D Stock Option (Right to Buy) 10.45 2006-11-29 4 M 0 3333 0.00 D 2010-11-04 Common Stock ($.0001 par value) 3333 6668 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2006. 20% exercisable after 11/5/2004; 20% exercisable after 11/5/2005; 20% exercisable after 11/5/2006; 20% exercisable after 11/5/2007; and 20% exercisable after 11/5/2008. /s/ Eduardo G. Abrao 2006-11-30 -----END PRIVACY-ENHANCED MESSAGE-----