-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TN9Jd4E7QMWohKanWG3atmZrAzaBkJikwB0eNcDPQN/kY0/wX4cQcdu826A4pKYi JdGE3FqqqNXR+QzFJpv9/A== 0001209191-06-059963.txt : 20061116 0001209191-06-059963.hdr.sgml : 20061116 20061116164527 ACCESSION NUMBER: 0001209191-06-059963 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061114 FILED AS OF DATE: 20061116 DATE AS OF CHANGE: 20061116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES W NEIL CENTRAL INDEX KEY: 0001224097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 061223679 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-14 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224097 JONES W NEIL C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 0 1 0 0 VP, Marketing & Sales Stock Appreciation Right 22.83 2006-11-14 4 A 0 23527 0.00 A 2013-11-13 Common Stock ($.0001 par value) 23527 23527 D 25% exercisable beginning on 11/14/07; 25% exercisable beginning on 11/14/08; 25% exercisable beginning on 11/14/09; and 25% exercisable beginning on 11/14/10. /S/ W. Neil Jones 2006-11-15 -----END PRIVACY-ENHANCED MESSAGE-----