-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VdobDsG30gbKTiSV0fj8ms3CcVkrfB1ljbi8br57V8vX2zqXAvI/BV7LJo8jWIvO mXVUzQQ299hQmGfN3t1ucg== 0001209191-06-059086.txt : 20061113 0001209191-06-059086.hdr.sgml : 20061110 20061113164040 ACCESSION NUMBER: 0001209191-06-059086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061108 FILED AS OF DATE: 20061113 DATE AS OF CHANGE: 20061113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANTELLE JUAN A CENTRAL INDEX KEY: 0001224098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 061209490 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-08 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224098 MANTELLE JUAN A C/O NOVEN PHARMACEUTICALS, INC. 11960 SW 144TH STREET MIAMI FL 33186 0 1 0 0 VP and Chief Technical Officer Common Stock ($.0001 par value) 2006-11-08 4 M 0 29999 10.45 A 36699 D Common Stock ($.0001 par value) 2006-11-08 4 S 0 29999 22.8755 D 6700 D Common Stock ($.0001 par value) 2006-11-08 4 M 0 40000 13.11 A 46700 D Common Stock ($.0001 par value) 2006-11-08 4 S 0 40000 22.8755 D 6700 D Stock Option (Right to Buy) 10.45 2006-11-08 4 M 0 29999 0.00 D 2010-11-04 Common Stock ($.0001 par value) 29999 20001 D Stock Option (Right to Buy) 13.11 2006-11-08 4 M 0 40000 0.00 D 2009-09-04 Common Stock ($.0001 par value) 40000 10000 D 20% exercisable after 11/05/2004; 20% exercisable after 11/05/2005; 20% exercisable after 11/05/2006; 20% exercisable after 11/05/2007; 20% exercisable after 11/05/2008. 20% exercisable after 09/05/2003; 20% exercisable after 09/05/2004; 20% exercisable after 09/05/2005; 20% exercisable after 09/05/2006; 20% exercisable after 09/05/2007. /s/ Juan A. Mantelle 2006-11-10 -----END PRIVACY-ENHANCED MESSAGE-----