-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HN1mmhMpqxwhM7HpyDkSNuqDFwVag1nidalaWGq4G++w+5Uljxdallx3XGBDlFHe z3aQgr+xUMCYSYm+pbt2tQ== 0001209191-06-052953.txt : 20061003 0001209191-06-052953.hdr.sgml : 20061003 20061003163607 ACCESSION NUMBER: 0001209191-06-052953 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060929 FILED AS OF DATE: 20061003 DATE AS OF CHANGE: 20061003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRETT DIANE CENTRAL INDEX KEY: 0001224092 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 061125175 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-09-29 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224092 BARRETT DIANE C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 0 1 0 0 VP & Chief Financial Officer Common Stock ($ .0001 par value) 2006-09-29 4 M 0 200 13.11 A 200 D Common Stock ($ .0001 par value) 2006-09-29 4 S 0 200 24.81 D 0 D Stock Option (Right to Buy) 13.11 2006-09-29 4 M 0 200 0.00 D 2009-09-04 Common Stock ($ .0001 par value) 200 49800 D This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 6, 2006. 20% exercisable after 09/05/2003; 20% exercisable after 09/05/2004; 20% exercisable after 09/05/2005; 20% exercisable after 09/05/2006; 20% exercisable after 09/05/2007. /s/ Diane M. Barrett 2006-10-03 -----END PRIVACY-ENHANCED MESSAGE-----