-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F+4aMUd6bPij+VJqMkIETQka+zWIiyRokIIO5XKQK3cuVM8Bxjd/ULcdRXcL4jJW aCTs+iT+5dpweACabfOf3A== 0001209191-06-050002.txt : 20060913 0001209191-06-050002.hdr.sgml : 20060913 20060913181737 ACCESSION NUMBER: 0001209191-06-050002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060912 FILED AS OF DATE: 20060913 DATE AS OF CHANGE: 20060913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRETT DIANE CENTRAL INDEX KEY: 0001224092 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 061089320 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-09-12 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224092 BARRETT DIANE C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 0 1 0 0 VP & Chief Financial Officer Common Stock ($.0001 par value) 2006-09-12 4 M 0 24000 10.45 A 24000 D Common Stock ($.0001 par value) 2006-09-12 4 S 0 1500 24.26 D 22500 D Common Stock ($.0001 par value) 2006-09-12 4 S 0 2500 24.29 D 20000 D Common Stock ($.0001 par value) 2006-09-12 4 S 0 2500 24.325 D 17500 D Common Stock ($.0001 par value) 2006-09-12 4 S 0 2500 24.3309 D 15000 D Common Stock ($.0001 par value) 2006-09-12 4 S 0 2500 24.3473 D 12500 D Common Stock ($.0001 par value) 2006-09-12 4 S 0 2500 24.3749 D 10000 D Common Stock ($.0001 par value) 2006-09-12 4 S 0 2500 24.3996 D 7500 D Common Stock ($.0001 par value) 2006-09-12 4 S 0 2500 24.46 D 5000 D Common Stock ($.0001 par value) 2006-09-12 4 S 0 5000 24.57 D 0 D Stock Option (Right to Buy) 10.45 2006-09-12 4 M 0 24000 0.00 D 2010-11-04 Common Stock ($.0001 par value) 24000 36000 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2006. 20% exercisable after 11/05/2004; 20% exercisable after 11/05/2005; 20% exercisable after 11/05/2006; 20% exercisable after 11/05/2007; 20% exercisable after 11/05/2008. Exhibit List: Exhibit 24 - Power of Attorney /s/ Jeffrey F. Eisenberg, Attorney-in-Fact 2006-09-13 EX-24.4_151583 2 poa.txt POA DOCUMENT Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jeffrey F. Eisenberg, James B. Messiry and Diane M. Barrett, signing individually, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Noven Pharmaceuticals, Inc. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 28 day of April, 2003. Signature: /s/ Diane M. Barrett Print Name: Diane M. Barrett -----END PRIVACY-ENHANCED MESSAGE-----