-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WSbtFiSh5qlgPmoKGrUm0FGffATOHNIo+Qn44tmP1mWZ/wV40XZqahXvCRgGZ8CR TTXQqAzohlZ/P7QlUzVNmQ== 0001209191-06-049963.txt : 20060913 0001209191-06-049963.hdr.sgml : 20060913 20060913171936 ACCESSION NUMBER: 0001209191-06-049963 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060911 FILED AS OF DATE: 20060913 DATE AS OF CHANGE: 20060913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EISENBERG JEFFREY F CENTRAL INDEX KEY: 0001224096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 061089085 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-09-11 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224096 EISENBERG JEFFREY F C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 0 1 0 0 Sr. VP - Strategic Alliances Common Stock ($.0001 par value) 2006-09-11 4 M 0 10000 13.11 A 16339 D Common Stock ($.0001 par value) 2006-09-11 4 S 0 2500 23.84 D 13839 D Common Stock ($.0001 par value) 2006-09-11 4 S 0 2500 23.973 D 11339 D Common Stock ($.0001 par value) 2006-09-11 4 S 0 2500 24.11 D 8839 D Common Stock ($.0001 par value) 2006-09-11 4 S 0 2500 24.1808 D 6339 D Common Stock ($.0001 par value) 2006-09-11 4 M 0 24000 10.45 A 30339 D Common Stock ($.0001 par value) 2006-09-11 4 S 0 3000 24.21 D 27339 D Common Stock ($.0001 par value) 2006-09-11 4 S 0 1000 24.24 D 26339 D Common Stock ($.0001 par value) 2006-09-11 4 S 0 2000 24.28 D 24339 D Common Stock ($.0001 par value) 2006-09-11 4 S 0 5000 24.31 D 19339 D Common Stock ($.0001 par value) 2006-09-11 4 S 0 1000 24.36 D 18339 D Common Stock ($.0001 par value) 2006-09-11 4 S 0 7000 24.39 D 11339 D Common Stock ($.0001 par value) 2006-09-11 4 S 0 2000 24.3962 D 9339 D Common Stock ($.0001 par value) 2006-09-11 4 S 0 3000 24.42 D 6339 D Stock Option (Right to Buy) 13.11 2006-09-11 4 M 0 10000 0.00 D 2009-09-04 Common Stock ($.0001 par value) 10000 40000 D Stock Option (Right to Buy) 10.45 2006-09-11 4 M 0 24000 0.00 D 2010-11-04 Common Stock ($.0001 par value) 24000 36000 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2006. 20% exercisable after 09/05/2003; 20% exercisable after 09/05/2004; 20% exercisable after 09/05/2005; 20% exercisable after 09/05/2006; 20% exercisable after 09/05/2007. 20% exercisable after 11/05/2004; 20% exercisable after 11/05/2005; 20% exercisable after 11/05/2006; 20% exercisable after 11/05/2007; 20% exercisable after 11/05/2008. /s/ Jeffrey F. Eisenberg 2006-09-13 -----END PRIVACY-ENHANCED MESSAGE-----