-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N8o4DaBNthEIALWK9nMXY6fmcxoYPDnNRK2vGkHszrH0mEz/Oi9idph90fqcy545 TY+cLqCWOeksmhAEdFMEWg== 0001209191-06-048198.txt : 20060830 0001209191-06-048198.hdr.sgml : 20060830 20060830175609 ACCESSION NUMBER: 0001209191-06-048198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060829 FILED AS OF DATE: 20060830 DATE AS OF CHANGE: 20060830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES W NEIL CENTRAL INDEX KEY: 0001224097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 061066273 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-08-29 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224097 JONES W NEIL C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 0 1 0 0 VP, Marketing & Sales Common Stock ($ .0001 Par Value) 2006-08-29 4 M 0 16002 15.13 A 18514 D Common Stock ($ .0001 Par Value) 2006-08-29 4 M 0 8332 13.11 A 26846 D Common Stock ($ .0001 Par Value) 2006-08-29 4 S 0 24234 25.00 D 2612 D Common Stock ($ .0001 Par Value) 2006-08-29 4 S 0 100 25.02 D 2512 D Common Stock ($ .0001 Par Value) 2006-08-30 4 M 0 21668 13.11 A 24180 D Common Stock ($ .0001 Par Value) 2006-08-30 4 M 0 20000 10.45 A 44180 D Common Stock ($ .0001 Par Value) 2006-08-30 4 S 0 40768 25.00 D 3412 D Common Stock ($ .0001 Par Value) 2006-08-30 4 S 0 900 25.01 D 2512 D Stock Option (Right to Buy) 15.13 2006-08-29 4 M 0 16002 0.00 D 2005-12-28 2008-11-05 Common Stock ($ .0001 Par Value) 16002 8000 D Stock Option (Right to Buy) 13.11 2006-08-29 4 M 0 8332 0.00 D 2009-09-04 Common Stock ($ .0001 Par Value) 8332 41668 D Stock Option (Right to Buy) 13.11 2006-08-30 4 M 0 21668 0.00 D 2009-09-04 Common Stock ($ .0001 Par Value) 21668 20000 D Stock Option (Right to Buy) 10.45 2006-08-30 4 M 0 20000 0.00 D 2010-11-04 Common Stock ($ .0001 Par Value) 20000 30000 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2006. The vesting of these options was accelerated by action of the issuer's Compensation Committee on December 28, 2005. 20% exercisable after 09/05/2003; 20% exercisable after 09/05/2004; 20% exercisable after 09/05/2005; 20% exercisable after 09/05/2006; 20% exercisable after 09/05/2007. 20% exercisable after 11/05/2004; 20% exercisable after 11/05/2005; 20% exercisable after 11/05/2006; 20% exercisable after 11/05/2007; 20% exercisable after 11/05/2008. /s/ W. Neil Jones 2006-08-30 -----END PRIVACY-ENHANCED MESSAGE-----