-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WVUT6kTz5V6TK+95ANwpXR98kI27GFNw0nbkIeeFOFHLiHz2nI1P1XoGRoxwKQw3 BgJsqU66CbCSFV0Vzntznw== 0001209191-06-047046.txt : 20060822 0001209191-06-047046.hdr.sgml : 20060822 20060822163640 ACCESSION NUMBER: 0001209191-06-047046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060818 FILED AS OF DATE: 20060822 DATE AS OF CHANGE: 20060822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRAUSS ROBERT C CENTRAL INDEX KEY: 0001224100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 061049064 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-08-18 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224100 STRAUSS ROBERT C C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 1 1 0 0 President, CEO & Chairman Common Stock ($ .0001 Par Value) 2006-08-18 4 M 0 4164 12.9375 A 180101 D Common Stock ($ .0001 Par Value) 2006-08-18 4 S 0 3864 22.75 D 176237 D Common Stockl ($ .0001 Par Value) 2006-08-18 4 S 0 300 22.77 D 175937 D Stock Option (Right to Buy) 12.9375 2006-08-18 4 M 0 4164 0.00 D 2006-11-30 Common Stock ($ .0001 Par Value) 4164 53748 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2006. 10% exercisable after 11/30/2000; 20% exercisable after 11/30/2001; 20% exercisable after 11/30/2002; 25% exercisable after 11/30/2003; 25% exercisable after 11/30/2004. /s/ Robert C. Strauss 2006-08-22 -----END PRIVACY-ENHANCED MESSAGE-----