-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wint8l98FenMLpRTR6gmoyq4OaA02TBBT54QHhWEfPzDEL3JEarNBk7LS4WqBhzP +w8x/so8tNFu47r4dzS1Dg== 0001209191-06-045185.txt : 20060809 0001209191-06-045185.hdr.sgml : 20060809 20060809160757 ACCESSION NUMBER: 0001209191-06-045185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060807 FILED AS OF DATE: 20060809 DATE AS OF CHANGE: 20060809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABRAO EDUARDO G CENTRAL INDEX KEY: 0001259862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 061017665 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET STREET 2: NOVEN PHARMACUTICALS INC CITY: MIAMI STATE: FL ZIP: 33186 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-08-07 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001259862 ABRAO EDUARDO G C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 0 1 0 0 VP & Chief Medical Officer Common Stock ($.0001 Par Value) 2006-08-07 4 M 0 8638 11.12 A 8638 D Common Stock ($.0001 Par Value) 2006-08-07 4 S 0 8638 21.00 D 0 D Common Stock ($.0001 Par Value) 2006-08-07 4 M 0 6666 10.45 A 6666 D Common Stock ($.0001 Par Value) 2006-08-07 4 S 0 6666 21.00 D 0 D Stock Option (Right to Buy) 11.12 2006-08-07 4 M 0 8638 0.00 D 2010-09-01 Common Stock ($.0001 Par Value) 8638 30000 D Stock Option (Right to Buy) 10.45 2006-08-07 4 M 0 6666 0.00 D 2010-11-04 Common Stock ($.0001 Par Value) 6666 10001 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2006. 20% exercisable after 09/02/04; 20% exercisable after 09/02/05; 20% exercisable after 09/02/06; 20% exercisable after 09/02/07; and 20% exercisable after 09/02/08. 20% exercisable after 11/05/04; 20% exercisable after 11/05/05; 20% exercisable after 11/05/06; 20% exercisable after 11/05/07; and 20% exercisable after 11/05/08. /s/ Eduardo G. Abrao 2006-08-09 -----END PRIVACY-ENHANCED MESSAGE-----