-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ErvNPXj0ZIYFYTfngvS0r8zMM3QWWg/awWXqs9Q5O+njprPzrIflVHx3B+xXT+Gz Z1Z/qILYFHrE73iZJzTXww== 0001209191-05-044361.txt : 20050824 0001209191-05-044361.hdr.sgml : 20050824 20050824175937 ACCESSION NUMBER: 0001209191-05-044361 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050824 FILED AS OF DATE: 20050824 DATE AS OF CHANGE: 20050824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANTELLE JUAN A CENTRAL INDEX KEY: 0001224098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 051046829 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-08-24 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224098 MANTELLE JUAN A C/O NOVEN PHARMACEUTICALS, INC. 11960 SW 144TH STREET MIAMI FL 33186 0 1 0 0 VP and Chief Technical Officer Common Stock ($.0001 Par Value) 2005-08-24 4 M 0 1500 4.19 A 23346 D Common Stock ($.0001 Par Value) 2005-08-24 4 S 0 1500 15.99 D 21846 D Common Stock ($.0001 Par Value) 2005-08-24 4 M 0 1250 5.56 A 23096 D Common Stock ($.0001 Par Value) 2005-08-24 4 S 0 1250 15.99 D 21846 D Stock Option (Right to Buy) 4.19 2005-08-24 4 M 0 1500 0.00 D 2005-08-24 2005-12-13 Common Stock ($.0001 Par Value) 1500 0 D Stock Option (Right to Buy) 5.56 2005-08-24 4 M 0 1250 0.00 D 2005-08-24 2006-06-21 Common Stock ($.0001 Par Value) 1250 0 D 10% exercisable after 12/14/1999; 20% exercisable after 12/14/2000; 20% exercisable after 12/14/2001; 25% exercisable after 12/14/2002; and 25% exercisable after 12/14/2003. The reporting person has transferred 10,000 of such options to his ex-wife pursuant to a domestic relations order. 10% exercisable after 6/22/2000; 20% exercisable after 6/22/2001; 20% exercisable after 6/22/2002; 25% exercisable after 6/22/2003; and 25% exercisable after 6/22/2004. The reporting person has transferred 12,500 of such options to his ex-wife pursuant to a domestic relations order. /s/ Juan A. Mantelle 2005-08-24 -----END PRIVACY-ENHANCED MESSAGE-----