-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Km0oVjh5NGYgsi3ByNr8Ayuta7dpIEI1+Y46qCuRlrydm191zpSkn5wM5xBDd7tq tG8ErXzmHhQhb16bl4MpJg== 0001209191-05-004625.txt : 20050125 0001209191-05-004625.hdr.sgml : 20050125 20050125152200 ACCESSION NUMBER: 0001209191-05-004625 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040908 FILED AS OF DATE: 20050125 DATE AS OF CHANGE: 20050125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANTELLE JUAN A CENTRAL INDEX KEY: 0001224098 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 05547056 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0202 4/A 2004-09-08 2004-09-10 0 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224098 MANTELLE JUAN A C/O NOVEN PHARMACEUTICALS, INC. 11960 SW 144TH STREET MIAMI FL 33186 0 1 0 0 VP and Chief Technical Officer Common Stock ($.0001 Par Value) 2004-09-08 4 M 0 1849 8.67 A 8549 D Stock Option (Right to Buy) 8.67 2004-09-08 4 M 0 1849 0.00 D 2005-01-21 Common Stock 1849 652 D 10% exercisable after 1/21/1999; 20% exercisable after 1/21/2000; 20% exercisable after 1/21/2001; 25% exercisable after 1/21/2002; 25% exercisable after 1/21/2003. The reporting person has transferred 2,499 of such options to his ex-wife pursuant to a domestic relations order. This amended Form 4 is filed to report the correct expiration date of the stock options in this line item. Other than this transaction, the remainder of the original report has not been restated in this amended Form 4. /s/Juan A. Mantelle 2005-01-25 -----END PRIVACY-ENHANCED MESSAGE-----