-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TFDjOtvS0F787CUBWxzqBm55WaI5jEB7EEzOduIXMqyvUHYLdgN5CjM4dBGYvxrq zUCZ/xHK02ioWAuIBlPbOQ== 0000815838-04-000050.txt : 20040910 0000815838-04-000050.hdr.sgml : 20040910 20040910101631 ACCESSION NUMBER: 0000815838-04-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040908 FILED AS OF DATE: 20040910 DATE AS OF CHANGE: 20040910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANTELLE JUAN A CENTRAL INDEX KEY: 0001224098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 041024142 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-09-08 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224098 MANTELLE JUAN A C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 0 1 0 0 VP & Chief Technical Officer Common Stock ($.0001 Par Value) 2004-09-08 4 M 0 1849 8.67 A 8549 D Common Stock ($.0001 Par Value) 2004-09-08 4 M 0 3500 4.19 A 12049 D Common Stock ($.0001 Par Value) 2004-09-08 4 M 0 11250 5.56 A 23299 D Common Stock ($.0001 Par Value) 2004-09-08 4 M 0 4595 10.00 A 27894 D Common Stock ($.0001 Par Value) 2004-09-08 4 F 0 6700 20.77 D 21194 D Stock Option (Right to Buy) 8.67 2004-09-08 4 M 0 1849 0 D 2005-01-20 Common Stock ($.0001 Par Value) 1849 652 D Stock Option (Right to Buy) 4.19 2004-09-08 4 M 0 3500 0 D 2005-12-13 Common Stock ($.0001 Par Value) 3500 1500 D Stock Option (Right to Buy) 5.56 2004-09-08 4 M 0 11250 0 D 2006-06-21 Common Stock ($.0001 Par Value) 11250 1250 D Stock Option (Right to Buy) 10.00 2004-09-08 4 M 0 4595 0 D 2006-11-07 Common Stock ($.0001 Par Value) 4595 5405 D 10% exercisable after 1/21/1999; 20% exercisable after 1/21/2000; 20% exercisable after 1/21/2001; 25% exercisable after 1/21/2002; 25% exercisable after 1/21/2003. The reporting person has transferred 2,499 of such options to his ex-wife pursuant to a domestic relations order. 10% exercisable after 12/14/1999; 20% exercisable after 12/14/2000; 20% exercisable after 12/14/2001; 25% exercisable after 12/14/2002; 25% exercisable after 12/14/2003. The reporting person has transferred 5,000 of such options to his ex-wife pursuant to a domestic relations order. 10% exercisable after 6/22/2000; 20% exercisable after 6/22/2001; 20% exercisable after 6/22/2002; 25% exercisable after 6/22/2003; 25% exercisable after 6/22/2004. The reporting person has transferred 12,500 of such options to his ex-wife pursuant to a domestic relations order. 10% exercisable after 11/08/2000; 20% exercisable after 11/08/2001; 20% exercisable after 11/08/2002; 25% exercisable after 11/08/2003; 25% exercisable after 11/08/2004. The reporting person has transferred 9,999 of such options to his ex-wife pursuant to a domestic relations order. The reporting person has also transferred options to purchase 19,999 shares of Noven's Common Stock that were granted on November 14, 2000 to his ex-wife pursuant to a domestic relations order. Juan A. Mantelle 2004-09-10 -----END PRIVACY-ENHANCED MESSAGE-----