-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WucD2ixTmx0wRusnBWjJM/bTZLVVrJexImxlgV2TvoJDsU5ioPVfV92cGxEUuP0W arMN4fde1FW4fj1duw6/zw== 0000815838-04-000034.txt : 20040309 0000815838-04-000034.hdr.sgml : 20040309 20040309134948 ACCESSION NUMBER: 0000815838-04-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040305 FILED AS OF DATE: 20040309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EISENBERG JEFFREY F CENTRAL INDEX KEY: 0001224096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 04656793 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-05 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224096 EISENBERG JEFFREY F C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 0 1 0 0 VP & General Counsel Common Stock ($.0001 par value) 2004-03-05 4 M 0 14000 4.38 A 15250 D Common Stock ($.0001 par value) 2004-03-05 4 S 0 4000 23.58 D 11250 D Common Stock ($.0001 par value) 2004-03-05 4 S 0 5000 23.55 D 6250 D Common Stock ($.0001 par value) 2004-03-05 4 S 0 5000 23.50 D 1250 D Common Stock ($.0001 par value) 2004-03-05 4 M 0 3400 8.81 A 4650 D Common Stock ($.0001 par value) 2004-03-05 4 F 0 1250 23.95 D 3400 D Stock Options (Right to Buy) 4.38 2004-03-05 4 M 0 14000 0 D 2005-11-02 Common Stock ($.0001 par value) 14000 0 D Stock Options (Right to Buy) 8.81 2004-03-05 4 M 0 3400 0 D 2006-10-05 Common Stock ($.0001 par value) 3400 14600 D 10% exercisable after 11/02/1999; 20% exercisable after 11/02/2000; 20% exercisable after 11/02/2001; 25% exercisable after 11/02/2002; 25% exercisable after 11/02/2003. 10% exercisable after 10/05/2000; 20% exercisable after 10/05/2001; 20% exercisable after 10/05/2002; 25% exercisable after 10/05/2003; 25% exercisable after 10/05/2004. Jeffrey F. Eisenberg 2004-03-09 -----END PRIVACY-ENHANCED MESSAGE-----