-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KbeD/wOru9oeNHp+lnI8XK4RmubwbgZhf4jHMV77/szzE/VR9c6/xyWGRY5egTGh HrM/5/M5fwHuKwM0jm5PWA== 0000815838-04-000030.txt : 20040305 0000815838-04-000030.hdr.sgml : 20040305 20040305162242 ACCESSION NUMBER: 0000815838-04-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040304 FILED AS OF DATE: 20040305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES W NEIL CENTRAL INDEX KEY: 0001224097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 04652396 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-04 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224097 JONES W NEIL C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 0 1 0 0 VP, Marketing & Sales Common Stock ($.0001 par value) 2004-03-04 4 M 0 6717 10.00 A 9229 D Common Stock ($.0001 par value) 2004-03-04 4 S 0 6717 24.00 D 2512 D Common Stock ($.0001 par value) 2004-03-05 4 M 0 3033 10.00 A 5545 D Common Stock ($.0001 par value) 2004-03-05 4 M 0 15998 15.13 A 21543 D Common Stock ($.0001 par value) 2004-03-05 4 S 0 951 24.04 D 20592 D Common Stock ($.0001 par value) 2004-03-05 4 S 0 1100 24.03 D 19492 D Common Stock ($.0001 par value) 2004-03-05 4 S 0 100 24.01 D 19392 D Common Stock ($.0001 par value) 2004-03-05 4 S 0 16880 24.00 D 2512 D Stock Option (Right to Buy) 10.00 2004-03-04 4 M 0 6717 0 D 2006-11-08 Common Stock ($.0001 par value) 6717 3033 D Stock Option (Right to Buy) 10.00 2004-03-05 4 M 0 3033 0 D 2006-11-08 Common Stock ($.0001 par value) 3033 3250 D Stock Option (Right to Buy) 15.13 2004-03-05 4 M 0 15998 0 D 2008-11-05 Common Stock ($.0001 par value) 15998 24002 D 10% exercisable after 11/08/2000; 20% exercisable after 11/08/2001; 20% exercisable after 11/08/2002; 25% exercisable after 11/08/2003; 25% exercisable after 11/08/2004. 20% exercisable per year for 5 years. W. Neil Jones 2004-03-05 -----END PRIVACY-ENHANCED MESSAGE-----