-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Go1QSpab8Jo6U4JkTG26X+RPQ4vE2cy+mW+yy6CSV6wXKzpew/vEN9veSO9QRqt5 lksu1tWserT06XAlx1nQAg== 0000815838-04-000011.txt : 20040204 0000815838-04-000011.hdr.sgml : 20040204 20040204140658 ACCESSION NUMBER: 0000815838-04-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040202 FILED AS OF DATE: 20040204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRAUSS ROBERT C CENTRAL INDEX KEY: 0001224100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 04566099 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-02 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224100 STRAUSS ROBERT C C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 1 1 0 0 President, CEO & Chairman Common Stock ($.0001 par value) 2004-02-02 4 M 0 45000 6.18 A 126084 D Common Stock ($.0001 par value) 2004-02-02 4 S 0 5000 20.0385 D 121084 D Common Stock ($.0001 par value) 2004-02-02 4 S 0 10000 20.0334 D 111084 D Common Stock ($.0001 par value) 2004-02-02 4 S 0 15000 20.00 D 96084 D Common Stock ($.0001 par value) 2004-02-02 4 S 0 5000 19.6281 D 91084 D Common Stock ($.0001 par value) 2004-02-02 4 S 0 10000 19.60 D 81084 D Common Stock ($.0001 par value) 2004-02-03 4 M 0 54561 6.18 A 135645 D Common Stock ($.0001 par value) 2004-02-03 4 S 0 5000 19.5843 D 130645 D Common Stock ($.0001 par value) 2004-02-03 4 S 0 2500 19.40 D 128145 D Common Stock ($.0001 par value) 2004-02-03 4 S 0 19561 19.35 D 108584 D Common Stock ($.0001 par value) 2004-02-03 4 S 0 2500 19.32 D 106084 D Common Stock ($.0001 par value) 2004-02-03 4 S 0 2500 19.30 D 103584 D Common Stock ($.0001 par value) 2004-02-03 4 S 0 22500 19.25 D 81084 D Common Stock ($.0001 par value) 2004-02-04 4 M 0 20500 6.18 A 101584 D Stock Option (Right to Buy) 6.18 2004-02-02 4 M 0 45000 0 D 2004-12-11 Common Stock ($.0001 par value) 45000 190238 D Stock Option (Right to Buy) 6.18 2004-02-03 4 M 0 54561 0 D 2004-12-11 Common Stock ($.0001 par value) 54561 135677 D Stock Option (Right to Buy) 6.18 2004-02-04 4 M 0 20500 0 D 2004-12-11 Common Stock ($.0001 par value) 20500 115177 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2003. 10% exercisable after 12/12/1998; 20% exercisable after 12/12/1999; 20% exercisable after 12/12/2000; 25% exercisable after 12/12/2001; and 25% exercisable after 12/12/2002 Robert C. Strauss 2004-02-04 -----END PRIVACY-ENHANCED MESSAGE-----