-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L1Xf2dZuD2dWI8mkeaMz0a+od9yH7xIzmYugmPCAaEoy5mltJ1zxLzlKCXRLa9he vVG+ZwOvcgh3RvDEsqpiUA== 0000815838-04-000003.txt : 20040105 0000815838-04-000003.hdr.sgml : 20040105 20040105114230 ACCESSION NUMBER: 0000815838-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040102 FILED AS OF DATE: 20040105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRAUSS ROBERT C CENTRAL INDEX KEY: 0001224100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 04502541 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-02 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224100 STRAUSS ROBERT C C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 1100President, CEO & ChairmanCommon Stock ($.0001 Par Value)2004-01-024M0663746.18A127258D Common Stock ($.0001 Par Value)2004-01-024S0937015.277D117888DCommon Stock ($.0001 Par Value)2004-01-024S0200415.19D115884DCommon Stock ($.0001 Par Value)2004-01-024S0500015.15D110884DCommon Stock ($.0001 Par Value)2004-01-024S05000015.05D60884DCommon Stock ($.0001 Par Value)2004-01-054M0135006.18A74384DStock Option (Right to Buy)6.182004-01-024M0663740D2004-12-11Common Stock66374288625DStock Option (Right to Buy) 6.182004-01-054M0135000D2004-12-11Common Stock13500275125DThis transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2003.10% exercisable after 12/12/1998; 20% exercisable after 12/12/1999; 20% exercisable after 12/12/2000; 25% exercisable after 12/12/2001; 25% exercisable after 12/12/2002.Robert C. Strauss2004-01-05 -----END PRIVACY-ENHANCED MESSAGE-----