-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O+W5rFJbpPKduIu/oJ0dtWuxf9mm66laimjmihKM5C1iUwjDo8HFbfwy5PtVwN3I oOwilA8hyfrHATk1vgV4Vw== 0000815838-03-000063.txt : 20031125 0000815838-03-000063.hdr.sgml : 20031125 20031125125714 ACCESSION NUMBER: 0000815838-03-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031124 FILED AS OF DATE: 20031125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRAUSS ROBERT C CENTRAL INDEX KEY: 0001224100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 031022560 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-24 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224100 STRAUSS ROBERT C C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 1100President, CEO & ChairmanCommon Stock ($.0001 Par Value)2003-11-244M0338196.18A68082D< /value>Common Stock ($.0001 Par Value)2003-11-244S0250013.38D65582DCommon Stock ($.0001 Par Value)2003-11-244S0500013.47D60582DCommon Stock ($.0001 Par Value) 2003-11-244S0750013.42D53082DCommon Stock ($.0001 Par Value)2003-11-244S0750013.51D45582DCommon Stock ($.0001 Par Value)2003-11-244S0750013.60D38082DCommon Stock ($.0001 Par Value)2003-11-244S0381913.80D34263DCommon Stock ($.0001 Par Value)2003-11-244M0331876.18A67450DCommon Stock ($.0001 Par Value)2003-11-244S0368113.80D63769DCommon Stock ($.0001 Par Value)2003-11-244S0350013.79D60269DCommon Stock ($.0001 Par Value)2003-11-244S0400013.70D56269DCommon Stock ($.0001 Par Value)2003-11-244S02200613.65D34263DStock Option (Right to Buy)6.182003-11-244M0338190D1997-12-122004-12-11Common Stock338196181DStock Option (Right to Buy)6.182003-11-244M0331870D2004-12-11Common Stock33187441813DThis transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2003.10% exercisable after 12/12/1998; 20% exercisable after 12/12/1999; 20% exercisable after 12/12/2000; 25% exercisable after 12/12/2001; 25% exercisable after 12/12/2002./s/ Robert C. Strauss2003-11-25 -----END PRIVACY-ENHANCED MESSAGE-----