0001179110-16-018852.txt : 20160209 0001179110-16-018852.hdr.sgml : 20160209 20160209175351 ACCESSION NUMBER: 0001179110-16-018852 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20160209 DATE AS OF CHANGE: 20160209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FASTENAL CO CENTRAL INDEX KEY: 0000815556 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200] IRS NUMBER: 410948415 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2001 THEURER BLVD CITY: WINONA STATE: MN ZIP: 55987 BUSINESS PHONE: 5074545374 MAIL ADDRESS: STREET 1: 2001 THEURER BLVD CITY: WINONA STATE: MN ZIP: 55987 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLORNESS DANIEL L CENTRAL INDEX KEY: 0001017427 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16125 FILM NUMBER: 161401346 MAIL ADDRESS: STREET 1: FASTENAL CO STREET 2: 2001 THEURER BLVD CITY: WINONA STATE: MN ZIP: 55987 4 1 edgar.xml FORM 4 - X0306 4 2016-02-05 0 0000815556 FASTENAL CO FAST 0001017427 FLORNESS DANIEL L 2001 THEURER BOULEVARD WINONA MN 55987 1 1 0 0 CEO and President Common Stock 2016-02-05 4 M 0 60000 22.50 A 101845 D Common Stock 2016-02-05 4 S 0 60000 43.166 D 41845 D Common Stock 2016-02-09 4 M 0 30000 43.51 A 71845 D Common Stock 3828 D Employee Stock Option (Right to Buy) 22.50 2016-02-05 4 M 0 60000 0 D 2016-05-31 Common Stock 60000 140000 D Employee Stock Option (Right to Buy) 22.50 2016-02-09 4 M 0 30000 0 D 2016-05-31 Common Stock 30000 110000 D Employee Stock Option (Right to Buy) 54 2021-05-31 Common Stock 50000 50000 D Employee Stock Option (Right to Buy) 42 2024-05-31 Common Stock 19047 19047 D The options will fully vest and become exercisable over a period of eight years, with 50% of the options vesting and becoming exercisable half way through the relevant vesting period, and remainder vesting and becoming exercisable proportionately each year thereafter. The options will fully vest and become exercisable over a period of five years, with 50% of the options vesting and becoming exercisable half way through the relevant vesting period, and remainder vesting and becoming exercisable incrementally (20%, 20% and 10%) each year thereafter. Reporting person exercised 60,000 stock options on 2/5/2016 and the subsequent sale of the underlying securities resulted in net proceeds of approximately $775,000 (after typical deductions, tax and fees). The net proceeds (received on settlement), plus approximately $200,000 of new funds from the reporting person, were subsequently used by the reporting person to exercise and hold 30,000 shares of issuer's securities on 2/9/2016. Shares attributed to reporting person's account within the issuer's 401(K) Plan as of February 8, 2016. /s/ John Milek, Attorney-in-Fact 2016-02-09