-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qm2UtG8KVwkcXyIRuq5zt7gYlIFKRoXdx0/Lzb4ctjLyzBX4OK2wnVTbtQICGyl+ HQgYstxK14zKHf2vWbpSQA== 0001019056-02-000664.txt : 20020911 0001019056-02-000664.hdr.sgml : 20020911 20020911123059 ACCESSION NUMBER: 0001019056-02-000664 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020910 ITEM INFORMATION: FILED AS OF DATE: 20020911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRUDY CORP CENTRAL INDEX KEY: 0000815098 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 061007765 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-16056 FILM NUMBER: 02761402 BUSINESS ADDRESS: STREET 1: 353 MAIN AVE STREET 2: PO BOX 679 CITY: NORWALK STATE: CT ZIP: 06851 BUSINESS PHONE: 2038462274 MAIL ADDRESS: STREET 1: 353 MAIN AVE STREET 2: PO BOX 679 CITY: NORWALK STATE: CT ZIP: 06851 8-K 1 trudy8k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 10, 2002 TRUDY CORPORATION 353 Main Avenue Norwalk, Connecticut 06851 Commission File No. 0-16056 Incorporated in the State of Delaware Federal Identification No. 06-1007765 Telephone: (203) 846-2274 Item 9. Regulation FD Disclosure. ------------------------ On September 10, 2002, Trudy Corporation (the "Company") submitted to the Securities and Exchange Commission, for purposes of Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350), a written certification by the Chief Executive Officer and Acting Chief Financial Officer of the Company's Report on Form 10-QSB for the quarter ended June 30, 2002. A copy of such certification is attached as an Exhibit to this report. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TRUDY CORPORATION Date: September 10, 2002 BY /s/ WILLIAM W. BURNHAM -------------------------------------- William W. Burnham, Chairman and Chief Executive Officer 2 INDEX TO EXHIBITS Exhibit No. Description - ----------- ----------- 99.1 Certification by Chief Executive Officer and Acting Chief Financial Officer of Periodic Financial Report Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350) 3 EX-99 3 ex99_1.txt EXHIBIT 99.1 Exhibit 99.1 - ------------ Certification of Periodic Financial Report ------------------------------------------ Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350) Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350), the undersigned, William W. Burnham, the Chief Executive Officer and the Acting Chief Financial Officer of Trudy Corporation, a Delaware company (the "Company"), hereby certifies that, to his knowledge: (i) The Quarterly Report on Form 10-QSB of the Company for the quarter ended June 30, 2002, as filed with the Securities and Exchange Commission (the "Report"), fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (ii) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: September 10, 2002 /s/ WILLIAM W. BURNHAM ----------------------------------------- William W. Burnham, Chief Executive Officer and Acting Chief Financial Officer of the Company This Certification is made solely for the purposes of 18 U.S.C. Section 1350 and not for any other purpose and is not being filed as part of the Report. 4 -----END PRIVACY-ENHANCED MESSAGE-----