-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ROJtpWk17eDdKKfta8/6plkcrLComg+NzS9wdS0eYHG1taqZIqwlqn35J/wGcVGr HKqwFNE5HvDOiWwYMUHNEw== 0001169232-03-005614.txt : 20030904 0001169232-03-005614.hdr.sgml : 20030904 20030904211940 ACCESSION NUMBER: 0001169232-03-005614 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030902 FILED AS OF DATE: 20030904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 03882522 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 d03-56890_ex.xml FORM 4 X0201 4 2003-09-02 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 6102187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 17538393 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2003-09-02 4 S 0 840 34.02 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 219 34.03 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 621 34.04 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 173 34.05 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 322 34.06 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 817 34.07 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 610 34.08 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 81 34.09 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 5658 34.10 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 322 34.11 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 920 34.12 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 805 34.13 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 161 34.14 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 1668 34.15 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 736 34.16 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 2818 34.17 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 288 34.18 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 230 34.19 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 1771 34.20 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 414 34.21 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 345 34.22 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 1725 34.23 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 311 34.24 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 1035 34.25 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 518 34.26 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 173 34.27 D 0 I See footnotes below Common Stock 2003-09-02 4 S 0 334 34.28 D 0 I See footnotes below The reporting person exercises certain voting and dispositive powers with respect to the Common Stock of Carnival Corporation held by each of The Ted Arison 1992 Irrevocable Trust for Lin No. 2 (the "Trust for Lin"), The Ted Arison 1994 Irrevocable Trust for Shari No. 1 and the Michael Arison 1999 Irrevocable Delaware Trust by virtue of the authority granted to Micky Arison under the last will of Ted Arison. The reporting person also exercises certain voting and dispositive powers with respect to the Common Stock of Carnival Corporation held by the Marilyn B. Arison 2003 Trust by virtue of authority granted under the trust instrument. However, the reporting person has no pecuniary interest in the securities held by these trusts and will no longer report ownership of such securities for purposes of Section 16. This report is being filed to reflect a sale of Sale of Shares by the Trust for Lin. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. First Form 4 of 2 filed for Reporting Owner Micky M. Arison on 09/02/2003. /s/ Micky M. Arison 2003-09-04 -----END PRIVACY-ENHANCED MESSAGE-----