0001127602-23-025925.txt : 20231017
0001127602-23-025925.hdr.sgml : 20231017
20231017091629
ACCESSION NUMBER: 0001127602-23-025925
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231011
FILED AS OF DATE: 20231017
DATE AS OF CHANGE: 20231017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: deynes bettina alejandra
CENTRAL INDEX KEY: 0001995112
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 231328584
MAIL ADDRESS:
STREET 1: 92 SW 3RD STREET
STREET 2: UNIT 4812
CITY: MIAMI
STATE: FL
ZIP: 33130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2023-10-11
0
0000815097
CARNIVAL CORP
CCL
0001995112
deynes bettina alejandra
C/O CARNIVAL CORPORATION
3655 N.W. 87TH AVENUE
MIAMI
FL
33178
1
Chief Human Resources Officer
Common Stock
31392
D
Includes 1,597 restricted stock units ("RSUs") granted on January 19, 2021 pursuant to the Carnival Corporation 2020 Stock Plan (the "Plan"). Two-thirds of the original grant of 4,791 RSUs vested on January 19, 2022 and January 19, 2023 and the remaining 1,597 RSUs will vest on the third anniversary date of the grant.
Includes 2,505 RSUs granted on February 4, 2022 pursuant to the Plan. One third of the original grant of 3,757 RSUs vested on February 15, 2023 and the remaining 2,505 RSUs will vest on a pro rata basis on February 15, 2024 and February 18, 2025.
Includes 2,470 performance-based restricted stock units ("PBS RSUs") granted on February 21, 2023 pursuant to the Plan. The PBS RSUs will vest pro rata on February 15, 2024 and February 18, 2025. The 2022 Management Incentive Plan bonus payout percentage was applied to the PBS RSU target value to determine the actual PBS RSU grant value.
Includes 11,993 RSUs granted on April 21, 2023 pursuant to the Plan. The RSUs will vest on a 3-year pro-rata basis on February 15, 2024, February 18, 2025 and February 12, 2026.
Each RSU and PBS RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs and PBS RSUs accumulate dividend equivalents and may only be settled in shares. The Compensation Committees approved each grant as a total value to be received in the form of RSUs or PBS RSUs, as applicable, and that the number of RSUs or PBS RSUs was to be determined by dividing the grant value by the closing price of a share of Carnival Corporation common stock on date of grant.
/s/ Bettina Deynes
2023-10-11