0001127602-23-025925.txt : 20231017 0001127602-23-025925.hdr.sgml : 20231017 20231017091629 ACCESSION NUMBER: 0001127602-23-025925 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231011 FILED AS OF DATE: 20231017 DATE AS OF CHANGE: 20231017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: deynes bettina alejandra CENTRAL INDEX KEY: 0001995112 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 231328584 MAIL ADDRESS: STREET 1: 92 SW 3RD STREET STREET 2: UNIT 4812 CITY: MIAMI STATE: FL ZIP: 33130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2023-10-11 0 0000815097 CARNIVAL CORP CCL 0001995112 deynes bettina alejandra C/O CARNIVAL CORPORATION 3655 N.W. 87TH AVENUE MIAMI FL 33178 1 Chief Human Resources Officer Common Stock 31392 D Includes 1,597 restricted stock units ("RSUs") granted on January 19, 2021 pursuant to the Carnival Corporation 2020 Stock Plan (the "Plan"). Two-thirds of the original grant of 4,791 RSUs vested on January 19, 2022 and January 19, 2023 and the remaining 1,597 RSUs will vest on the third anniversary date of the grant. Includes 2,505 RSUs granted on February 4, 2022 pursuant to the Plan. One third of the original grant of 3,757 RSUs vested on February 15, 2023 and the remaining 2,505 RSUs will vest on a pro rata basis on February 15, 2024 and February 18, 2025. Includes 2,470 performance-based restricted stock units ("PBS RSUs") granted on February 21, 2023 pursuant to the Plan. The PBS RSUs will vest pro rata on February 15, 2024 and February 18, 2025. The 2022 Management Incentive Plan bonus payout percentage was applied to the PBS RSU target value to determine the actual PBS RSU grant value. Includes 11,993 RSUs granted on April 21, 2023 pursuant to the Plan. The RSUs will vest on a 3-year pro-rata basis on February 15, 2024, February 18, 2025 and February 12, 2026. Each RSU and PBS RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs and PBS RSUs accumulate dividend equivalents and may only be settled in shares. The Compensation Committees approved each grant as a total value to be received in the form of RSUs or PBS RSUs, as applicable, and that the number of RSUs or PBS RSUs was to be determined by dividing the grant value by the closing price of a share of Carnival Corporation common stock on date of grant. /s/ Bettina Deynes 2023-10-11