0001127602-20-030932.txt : 20201209
0001127602-20-030932.hdr.sgml : 20201209
20201209082517
ACCESSION NUMBER: 0001127602-20-030932
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201201
FILED AS OF DATE: 20201209
DATE AS OF CHANGE: 20201209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anderson Peter C.
CENTRAL INDEX KEY: 0001835123
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 201376983
MAIL ADDRESS:
STREET 1: 1541 BRICKELL AVENUE
STREET 2: UNIT B-2604
CITY: MIAMI
STATE: FL
ZIP: 33129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2020-12-01
0
0000815097
CARNIVAL CORP
CCL
0001835123
Anderson Peter C.
CARNIVAL CORPORATION
3655 N.W. 87TH AVENUE
MIAMI
FL
33178
1
Chief Ethics & Compliance
Common Stock
63147
D
Grant of 5,780 restricted stock units ("RSUs") on January 17, 2020, made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on January 17, 2023.
Grant of 10,667 RSUs on April 9, 2020, which reflects the reporting person voluntarily deferring their salary for April to June 2020 was approved by the Compensation Committee. The number of RSUs was determined by dividing the deferred salary by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share. The restriction on the RSUs lapses on February 12, 2021. Issued pursuant to the Carnival Corporation 2020 Stock Plan.
Grant of 23,350 retention RSUs on August 28, 2020, represents a hypothetical interest in Carnival Corporation common stock. The RSUs will vest every 6 months on a 25% pro-rata basis beginning in January 2021. Issued pursuant to the Carnival Corporation 2020 Stock Plan.
Grant of 23,350 special RSUs on August 28, 2020 represents a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on February 6, 2023. Issued pursuant to the Carnival Corporation 2020 Stock Plan.
/s/ Peter C. Anderson
2020-12-09