0001127602-20-030932.txt : 20201209 0001127602-20-030932.hdr.sgml : 20201209 20201209082517 ACCESSION NUMBER: 0001127602-20-030932 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201201 FILED AS OF DATE: 20201209 DATE AS OF CHANGE: 20201209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Peter C. CENTRAL INDEX KEY: 0001835123 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 201376983 MAIL ADDRESS: STREET 1: 1541 BRICKELL AVENUE STREET 2: UNIT B-2604 CITY: MIAMI STATE: FL ZIP: 33129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2020-12-01 0 0000815097 CARNIVAL CORP CCL 0001835123 Anderson Peter C. CARNIVAL CORPORATION 3655 N.W. 87TH AVENUE MIAMI FL 33178 1 Chief Ethics & Compliance Common Stock 63147 D Grant of 5,780 restricted stock units ("RSUs") on January 17, 2020, made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on January 17, 2023. Grant of 10,667 RSUs on April 9, 2020, which reflects the reporting person voluntarily deferring their salary for April to June 2020 was approved by the Compensation Committee. The number of RSUs was determined by dividing the deferred salary by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share. The restriction on the RSUs lapses on February 12, 2021. Issued pursuant to the Carnival Corporation 2020 Stock Plan. Grant of 23,350 retention RSUs on August 28, 2020, represents a hypothetical interest in Carnival Corporation common stock. The RSUs will vest every 6 months on a 25% pro-rata basis beginning in January 2021. Issued pursuant to the Carnival Corporation 2020 Stock Plan. Grant of 23,350 special RSUs on August 28, 2020 represents a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on February 6, 2023. Issued pursuant to the Carnival Corporation 2020 Stock Plan. /s/ Peter C. Anderson 2020-12-09