0001127602-20-024541.txt : 20200901 0001127602-20-024541.hdr.sgml : 20200901 20200901144135 ACCESSION NUMBER: 0001127602-20-024541 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190114 FILED AS OF DATE: 20200901 DATE AS OF CHANGE: 20200901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEREZ ARNALDO CENTRAL INDEX KEY: 0001248899 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 201154233 MAIL ADDRESS: STREET 1: 3655 NW 87TH AVE STREET 2: C/O CARNIVAL CORP CITY: MIAMI STATE: FL ZIP: 33178-2428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2019-01-14 2019-01-16 0000815097 CARNIVAL CORP CCL 0001248899 PEREZ ARNALDO CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 General Counsel & Secretary Common Stock 2019-01-14 4 A 0 7485 0 A 20990.2672 D Common Stock 34832 I The Arnaldo Perez Trust U/A/D 3/18/2014 Grant of restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of MTE RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the MTE RSUs lapse on the second anniversary of the grant date. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares. The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. The amendment reflects a correction in the number of shares awarded from 7,845 to 7,485, and total shares beneficially owned corrected from 29,364.5862 to 29,004.5862; a typo occurred on both entries in the FORM 4 filed January 16, 2019. This FORM 4/A is filed to fix typos and reflects the reporting person's holdings as of the date of this amendment. /s/ Arnaldo Perez 2020-09-01