0001127602-19-007071.txt : 20190220 0001127602-19-007071.hdr.sgml : 20190220 20190220141102 ACCESSION NUMBER: 0001127602-19-007071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190215 FILED AS OF DATE: 20190220 DATE AS OF CHANGE: 20190220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEREZ ARNALDO CENTRAL INDEX KEY: 0001248899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 19617864 MAIL ADDRESS: STREET 1: 3655 NW 87TH AVE STREET 2: C/O CARNIVAL CORP CITY: MIAMI STATE: FL ZIP: 33178-2428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-15 0000815097 CARNIVAL CORP CCL 0001248899 PEREZ ARNALDO CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 General Counsel & Secretary Common Stock 2019-02-15 4 A 0 14359 0 A 43723.5862 D Common Stock 2019-02-15 4 S 0 5691 57.0837 D 38032.5862 D Common Stock 11306 I The Arnaldo Perez Trust U/A/D 3/18/2014 Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 13, 2016 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2016-2018 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Represents a sale of shares to satisfy the tax obligation on the release of vested PBS RSUs. /s/ Arnaldo Perez 2019-02-20