0001127602-18-013982.txt : 20180404
0001127602-18-013982.hdr.sgml : 20180404
20180404154114
ACCESSION NUMBER: 0001127602-18-013982
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180402
FILED AS OF DATE: 20180404
DATE AS OF CHANGE: 20180404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DONALD ARNOLD W
CENTRAL INDEX KEY: 0001083206
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 18737090
MAIL ADDRESS:
STREET 1: C/O CROWN HOLDINGS, INC.
STREET 2: ONE CROWN WAY
CITY: PHILADELPHIA
STATE: PA
ZIP: 19154-4599
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-04-02
0000815097
CARNIVAL CORP
CCL
0001083206
DONALD ARNOLD W
CARNIVAL CORPORATION
3655 N.W. 87TH AVENUE
MIAMI
FL
33178
1
1
President & CEO
Common Stock
2018-04-02
4
S
0
3000
64.1038
D
362725
I
By The Arnold W. Donald Revocable Trust Uad 5/26/98
Common Stock
2018-04-02
4
S
0
2000
65.07
D
360725
I
By The Arnold W. Donald Revocable Trust Uad 5/26/98
Common Stock
132648.334
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017.
This transaction was executed in multiple trades at prices ranging from $63.67 to $64.46. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $64.70 to $65.69. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.
/s/ Arnold W. Donald
2018-04-04