0001127602-17-014568.txt : 20170410 0001127602-17-014568.hdr.sgml : 20170410 20170410152418 ACCESSION NUMBER: 0001127602-17-014568 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170406 FILED AS OF DATE: 20170410 DATE AS OF CHANGE: 20170410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAND SIR JONATHON CENTRAL INDEX KEY: 0001489421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 17753176 MAIL ADDRESS: STREET 1: 33 AUCKLAND ROAD EAST CITY: SOUTHSEA, HAMPSHIRE STATE: X0 ZIP: POS 2HB FORMER NAME: FORMER CONFORMED NAME: Band Jonathon DATE OF NAME CHANGE: 20100414 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-04-06 0000815097 CARNIVAL CORP CCL 0001489421 BAND SIR JONATHON C/O CARNIVAL CORPORATION 3655 N.W. 87TH AVENUE MIAMI FL 33178 1 Common Stock 2017-04-06 4 A 0 2709 0 A 20690.767 D Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. The Board of Directors approved a value of $160,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 6, 2017 and dividing it into $160,000, then rounding down to the nearest whole share. Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. /s/ Sir Jonathon Band 2017-04-10