0001127602-16-036847.txt : 20160113 0001127602-16-036847.hdr.sgml : 20160113 20160113144206 ACCESSION NUMBER: 0001127602-16-036847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160111 FILED AS OF DATE: 20160113 DATE AS OF CHANGE: 20160113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freedman Larry R. CENTRAL INDEX KEY: 0001406538 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 161340676 MAIL ADDRESS: STREET 1: 3655 NW 87TH AVENUE CITY: MIAMI STATE: FL ZIP: 33178 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-01-11 0000815097 CARNIVAL CORP CCL 0001406538 Freedman Larry R. CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 1 Chief Accounting Officer Controller Common Stock 2016-01-11 4 A 0 5839 0 A 28458.21 D Common Stock 2016-01-11 4 F 0 1688 53.94 D 26770.21 D Grant of restricted stock made pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapse on the third anniversary of the grant date. The grant was approved by the Compensation Committee as a total value to be received in the form of restricted shares. The Compensation Committee also approved that the number of shares was to be determined by dividing the value by the closing price on date of grant. Represents a surrender of shares to satisfy tax obligation on the vesting of the Restricted Stock Award. Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. /s/ Larry R. Freedman 2016-01-13