0001127602-15-029280.txt : 20151019
0001127602-15-029280.hdr.sgml : 20151019
20151019162755
ACCESSION NUMBER: 0001127602-15-029280
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151015
FILED AS OF DATE: 20151019
DATE AS OF CHANGE: 20151019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DONALD ARNOLD W
CENTRAL INDEX KEY: 0001083206
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 151164483
MAIL ADDRESS:
STREET 1: 1110 CLAYTON PLACE DRIVE
STREET 2: .
CITY: ST LOUIS
STATE: MO
ZIP: 63131
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-10-15
0000815097
CARNIVAL CORP
CCL
0001083206
DONALD ARNOLD W
CARNIVAL CORPORATION
3655 N.W. 87TH AVENUE
MIAMI
FL
33178
1
1
President & CEO
Common Stock
2015-10-15
4
M
0
5000
46.61
A
123071.582
D
Common Stock
2015-10-15
4
S
0
5000
49.9481
D
118071.582
D
Common Stock
1807
I
By The Arnold W. Donald Revocable Trust Uad 5/26/98
Stock Options (Right to Buy)
46.61
2015-10-15
4
M
0
5000
0
D
2006-10-18
2015-10-18
Common Stock
5000
0
D
This transaction was executed in multiple trades at prices ranging from $49.91 to $49.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.
Options vested ratably over five years beginning on the first anniversary of the grant date.
/s/ Arnold Donald
2015-10-19