0001127602-13-033036.txt : 20131127
0001127602-13-033036.hdr.sgml : 20131127
20131127115927
ACCESSION NUMBER: 0001127602-13-033036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131126
FILED AS OF DATE: 20131127
DATE AS OF CHANGE: 20131127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANK HOWARD S
CENTRAL INDEX KEY: 0001243482
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 131246387
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-11-26
0000815097
CARNIVAL CORP
CCL
0001243482
FRANK HOWARD S
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
1
Vice Chairman & COO
Common Stock
2013-11-26
4
A
0
81134
0
A
206827.2926
D
Common Stock
2013-11-26
4
F
0
34036
0
D
172791.2926
D
Grant of restricted stock made pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapse on the third anniversary of the grant date.
The grant was approved by the Compensation Committee as a total value to be received in the form of restricted shares. The Compensation Committee also approved that the number of shares was to be determined by dividing the value by the closing price on date of grant. Because as of the date of grant, the Reporting Person was eligible for retirement due to his age, 40,567 shares of restricted stock vested on November 26, 2013.
Represents a surrender of shares to satisfy tax obligation on the vesting of the Restricted Stock Award.
/s/ Howard S. Frank
2013-11-27