0001127602-13-023615.txt : 20130729
0001127602-13-023615.hdr.sgml : 20130729
20130729141224
ACCESSION NUMBER: 0001127602-13-023615
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130725
FILED AS OF DATE: 20130729
DATE AS OF CHANGE: 20130729
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PEREZ ARNALDO
CENTRAL INDEX KEY: 0001248899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 13992052
MAIL ADDRESS:
STREET 1: 3655 NW 87TH AVE
STREET 2: C/O CARNIVAL CORP
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-07-25
0000815097
CARNIVAL CORP
CCL
0001248899
PEREZ ARNALDO
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
SVP, Gen Counsel & Secretary
Common Stock
2013-07-25
4
M
0
20000
34.45
A
74273.6402
D
Common Stock
2013-07-25
4
S
0
20000
36.9937
D
54273.6402
D
Stock Options (Right to Buy)
34.45
2013-07-25
4
M
0
20000
0
D
2004-10-13
2013-10-13
Common Stock
20000
0
D
This transaction was executed in multiple trades at prices ranging from $36.98 to $37.00. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan.
The options vest ratably over five years beginning on the first anniversary of the grant date.
/s/ Arnaldo Perez
2013-07-29