0001127602-13-014107.txt : 20130417
0001127602-13-014107.hdr.sgml : 20130417
20130417155149
ACCESSION NUMBER: 0001127602-13-014107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130415
FILED AS OF DATE: 20130417
DATE AS OF CHANGE: 20130417
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Freedman Larry R.
CENTRAL INDEX KEY: 0001406538
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 13766900
MAIL ADDRESS:
STREET 1: 3655 NW 87TH AVENUE
CITY: MIAMI
STATE: FL
ZIP: 33178
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-04-15
0000815097
CARNIVAL CORP
CCL
0001406538
Freedman Larry R.
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
1
Chief Accounting Officer
VP & Controller
Common Stock
2013-04-15
4
A
0
1209
0
A
26532
D
Common Stock
2013-04-15
4
F
0
348
33.17
D
26184
D
Common Stock
2013-04-15
4
F
0
6797
33.17
D
19387
D
On April 11, 2012, the reporting person was granted 2,016 performance-based restricted stock units ("Performance RSUs"). The Reporting Person may earn from 0-200% of his target amount of Performance RSUs depending on the extent of Carnival Corporation & plc's earnings per share growth over the three-year performance period ending with fiscal 2014, subject to his continued employment during the performance period (with earlier partial vesting in certain cases upon eligibility for retirement, or death or disability, prior to the expiration of the performance period). Because the Reporting Person is now eligible for retirement due to his age, 1,209 Performance RSU's vested on April 15, 2013.
Represents settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested.
Represents a surrender of shares to satisfy the tax obligation on the vesting of the Performance RSUs.
Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock released on April 15, 2013 as a result of the Reporting Person becoming eligible for retirement due to his age.
/s/ Larry R. Freedman
2013-04-17