0001127602-13-004677.txt : 20130207
0001127602-13-004677.hdr.sgml : 20130207
20130207142402
ACCESSION NUMBER: 0001127602-13-004677
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130205
FILED AS OF DATE: 20130207
DATE AS OF CHANGE: 20130207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DICKINSON ROBERT H
CENTRAL INDEX KEY: 0001251016
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 13581642
MAIL ADDRESS:
STREET 1: PO BOX 725
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-02-05
0000815097
CARNIVAL CORP
CCL
0001251016
DICKINSON ROBERT H
C/O CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
Common Stock
2013-02-05
4
M
0
40000
34.25
A
97736.883
D
Common Stock
2013-02-05
4
S
0
40000
38.5828
D
57736.883
D
Stock Options (Right to Buy)
34.25
2013-02-05
4
M
0
40000
0
D
2004-08-01
2013-08-01
Common Stock
40000
0
D
This transaction was executed in multiple trades at prices ranging from $38.56 to $38.62. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.
The options vested 20% per year over 5 years beginning on the first anniversary of the grant date.
/s/ Robert Dickinson
2013-02-07