0001127602-12-029112.txt : 20121026 0001127602-12-029112.hdr.sgml : 20121026 20121026134737 ACCESSION NUMBER: 0001127602-12-029112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121025 FILED AS OF DATE: 20121026 DATE AS OF CHANGE: 20121026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEREZ ARNALDO CENTRAL INDEX KEY: 0001248899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 121163759 MAIL ADDRESS: STREET 1: 3655 NW 87TH AVE STREET 2: C/O CARNIVAL CORP CITY: MIAMI STATE: FL ZIP: 33178-2428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-10-25 0000815097 CARNIVAL CORP CCL 0001248899 PEREZ ARNALDO CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 SVP, Gen Counsel & Secretary Common Stock 2012-10-25 4 M 0 20000 27.875 A 75391.6952 D Common Stock 2012-10-25 4 S 0 20000 38.6158 D 55391.6952 D Stock Options (Right to Buy) 27.875 2012-10-25 4 M 0 20000 0 D 2003-12-02 2012-12-02 Common Stock 20000 0 D This transaction was executed in multiple trades at prices ranging from $38.60 to $38.63. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. The options vest ratably over five years beginning on the first anniversary of the grant date. /s/ Arnaldo Perez 2012-10-26