0001127602-11-033259.txt : 20111228 0001127602-11-033259.hdr.sgml : 20111228 20111228145425 ACCESSION NUMBER: 0001127602-11-033259 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111223 FILED AS OF DATE: 20111228 DATE AS OF CHANGE: 20111228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bernstein David CENTRAL INDEX KEY: 0001406203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 111283736 MAIL ADDRESS: STREET 1: 3655 NW 87TH AVENUE CITY: MIAMI STATE: FL ZIP: 33178 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-12-23 0000815097 CARNIVAL CORP CCL 0001406203 Bernstein David CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 Sr. Vice President-Finance,CFO Common Stock 2011-12-23 4 S 0 17800 32.7205 D 27490 D These shares were sold upon the vesting of restricted stock granted under the Company's 2002 Stock Plan. The plan administrator aggregated all shares to be sold by plan participants and sold the shares over a two-day period ending on December 23, 2011. The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices between $32.43 and $33.43. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. /s/ David Bernstein 2011-12-28