0001127602-11-033203.txt : 20111227
0001127602-11-033203.hdr.sgml : 20111226
20111227171257
ACCESSION NUMBER: 0001127602-11-033203
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111223
FILED AS OF DATE: 20111227
DATE AS OF CHANGE: 20111227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANK HOWARD S
CENTRAL INDEX KEY: 0001243482
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 111282641
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-12-23
0000815097
CARNIVAL CORP
CCL
0001243482
FRANK HOWARD S
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
1
Vice Chairman & COO
Common Stock
2011-12-23
4
S
0
124603
33.1598
D
149762.1066
D
Common Stock
907
I
Howard S. Frank Grat #4
Common Stock
8592
I
Howard S. Frank Grat #5
This transaction was executed in multiple trades at prices ranging from $33.10 to 33.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes shares acquired pursuant to purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.
/s/ Howard S. Frank
2011-12-27