0001127602-11-024585.txt : 20110901 0001127602-11-024585.hdr.sgml : 20110901 20110901100005 ACCESSION NUMBER: 0001127602-11-024585 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110831 FILED AS OF DATE: 20110901 DATE AS OF CHANGE: 20110901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DONALD ARNOLD W CENTRAL INDEX KEY: 0001083206 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 111069886 MAIL ADDRESS: STREET 1: 1110 CLAYTON PLACE DRIVE STREET 2: . CITY: ST LOUIS STATE: MO ZIP: 63131 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-08-31 0000815097 CARNIVAL CORP CCL 0001083206 DONALD ARNOLD W 7701 FORSYTH BOULEVARD SUITE 1025 ST. LOUIS MO 63105 1 Common Stock 2011-08-31 4 M 0 6000 22.57 A 22293 D Common Stock 2011-08-31 4 S 0 6000 33.072 D 16293 D Stock Option (Right to Buy) 22.57 2011-08-31 4 M 0 6000 0 D 2002-10-08 2011-10-08 Common Stock 6000 0 D This transaction was executed in multiple trades at prices ranging from $33.05 to $33.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Options vest ratably over five years beginning on the first anniversary of the grant date. /s/ Arnold Donald 2011-09-01