0001127602-11-024585.txt : 20110901
0001127602-11-024585.hdr.sgml : 20110901
20110901100005
ACCESSION NUMBER: 0001127602-11-024585
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110831
FILED AS OF DATE: 20110901
DATE AS OF CHANGE: 20110901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DONALD ARNOLD W
CENTRAL INDEX KEY: 0001083206
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 111069886
MAIL ADDRESS:
STREET 1: 1110 CLAYTON PLACE DRIVE
STREET 2: .
CITY: ST LOUIS
STATE: MO
ZIP: 63131
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-08-31
0000815097
CARNIVAL CORP
CCL
0001083206
DONALD ARNOLD W
7701 FORSYTH BOULEVARD
SUITE 1025
ST. LOUIS
MO
63105
1
Common Stock
2011-08-31
4
M
0
6000
22.57
A
22293
D
Common Stock
2011-08-31
4
S
0
6000
33.072
D
16293
D
Stock Option (Right to Buy)
22.57
2011-08-31
4
M
0
6000
0
D
2002-10-08
2011-10-08
Common Stock
6000
0
D
This transaction was executed in multiple trades at prices ranging from $33.05 to $33.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Options vest ratably over five years beginning on the first anniversary of the grant date.
/s/ Arnold Donald
2011-09-01