0001127602-11-018864.txt : 20110608
0001127602-11-018864.hdr.sgml : 20110607
20110608145559
ACCESSION NUMBER: 0001127602-11-018864
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110606
FILED AS OF DATE: 20110608
DATE AS OF CHANGE: 20110608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAHILL GERALD RAYMOND
CENTRAL INDEX KEY: 0001247942
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 11900763
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVENUE
CITY: MIAMI
STATE: FL
ZIP: 33178
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0303
4
2011-06-06
0000815097
CARNIVAL CORP
CCL
0001247942
CAHILL GERALD RAYMOND
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
1
President & CEO, CCL
Common Stock
2011-06-06
4
A
0
3082
0
A
114581
D
Common Stock
2011-06-06
4
A
0
42
0
A
114623
D
Common Stock
2011-06-06
4
F
0
23791
0
D
90832
D
On January 28, 2011, the reporting person was granted 6,164 performance-based restricted stock units ("Performance RSUs"), pursuant to the 2002 Stock Plan (the "Plan"). The Reporting Person may earn from 0-200% of his target amount of Performance RSUs depending on the extent of Carnival Corporation & plc's earnings per share growth over the three-year performance period ending with fiscal 2013, subject to his continued employment during the performance period (with earlier partial vesting in certain cases upon eligibility for retirement, or death or disability, prior to the expiration of the performance period). On June 4, 2011 the Reporting Person attained Retirement Age as defined in the Plan, on June 6, 2011 and, pursuant to the terms of the Performance RSU agreement, he received 3,082 shares of Carnival Corporation common stock upon release of that number of Performance RSU's. In addition, the Reporting Person received settlement of dividend equivalents accumulated from the grant date through the release date on the released Performance RSUs.
Represents a surrender of shares to satisfy tax withholding obligation related to the release from restriction, upon attaining Retirement Age, of shares originally awarded on December 19, 2008, February 1, 2010, January 19, 2011 and the vesting of Performance RSU's, as provided for under the terms of the Plan and the respective award agreements.
/s/ Gerald R Cahill
2011-06-08