-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JGdi83iaydPNH6Js814jVM7yJ06e8Fy7+yfc5j1KobCwd5E7RlUrQPV/5xmvGsng DWW53laL6g/8DwQ/Mni+LA== 0001127602-11-007784.txt : 20110228 0001127602-11-007784.hdr.sgml : 20110228 20110228100752 ACCESSION NUMBER: 0001127602-11-007784 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110225 FILED AS OF DATE: 20110228 DATE AS OF CHANGE: 20110228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANK HOWARD S CENTRAL INDEX KEY: 0001243482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 11643533 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-02-25 0000815097 CARNIVAL CORP CCL 0001243482 FRANK HOWARD S CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 1 Vice Chairman & COO Common Stock 2011-02-25 4 M 0 20000 27.875 A 413859.4776 D Common Stock 2011-02-25 4 M 0 40000 34.45 A 453859.4776 D Common Stock 2011-02-25 4 S 0 180000 42.6039 D 273859.4776 D Common Stock 907 I Howard S. Frank GRAT #4 Common Stock 8592 I Howard S. Frank GRAT #5 Stock Option (Right to Buy) 27.875 2011-02-25 4 M 0 20000 0 D 2003-12-02 2012-12-02 Common Stock 20000 0 D Stock Option (Right to Buy) 34.45 2011-02-25 4 M 0 40000 0 D 2004-10-13 2013-10-13 Common Stock 40000 0 D This transaction was executed in multiple trades at prices ranging from $42.50 to $42.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Represents stock options granted under the Carnival Corporation 2002 Stock Plan. The options vest ratably over five years beginning on the first anniversary of the grant date. /s/ Howard S Frank 2011-02-25 -----END PRIVACY-ENHANCED MESSAGE-----