-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WL+D9RGegXm7GDlMMhCLV/rk5B2t9S0itEHeDdatmDzZLV8iPuAOaR+YDu/sh29w zLsYpDVWpUEjaizt9wQQsA== 0001127602-10-026284.txt : 20101101 0001127602-10-026284.hdr.sgml : 20101101 20101101143911 ACCESSION NUMBER: 0001127602-10-026284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101029 FILED AS OF DATE: 20101101 DATE AS OF CHANGE: 20101101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICKINSON ROBERT H CENTRAL INDEX KEY: 0001251016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 101154513 MAIL ADDRESS: STREET 1: PO BOX 725 CITY: SHORT HILLS STATE: NJ ZIP: 07078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-10-29 0000815097 CARNIVAL CORP CCL 0001251016 DICKINSON ROBERT H C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 Common Stock 2010-10-29 4 M 0 40000 34.25 A 50235 D Common Stock 2010-10-29 4 S 0 40000 42.6375 D 10235 D Stock Option (Right to Buy) 34.25 2010-10-29 4 M 0 40000 0 D 2004-08-01 2013-08-01 Common Stock 40000 0 D This transaction was executed in multiple trades at prices ranging from $42.63 to $42.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The options vested 20% per year over 5 years beginning on the first anniversary of the grant date. /s/ Robert Dickinson 2010-11-01 -----END PRIVACY-ENHANCED MESSAGE-----