-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KTL7vee5a1PSJXQ4MDTJ8WzpxAdxTxpquBybVnwa4paHRYUxxGIMMiVkuC9JM8BG mI9jo1eSOmB5D+o7MQ1ezQ== 0001127602-10-003314.txt : 20100203 0001127602-10-003314.hdr.sgml : 20100203 20100203154331 ACCESSION NUMBER: 0001127602-10-003314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100201 FILED AS OF DATE: 20100203 DATE AS OF CHANGE: 20100203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 10570554 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-02-01 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 1 1 Chairman & CEO Common Stock 2010-02-01 4 A 0 102551 0 A 102551 D Common Stock 2010-02-01 5 G 0 E 102551 0 D 0 D Common Stock 2010-02-01 5 G 0 E 102551 0 A 589117 I By Nickel 2003 Revocable Trust Common Stock 109898172 I By Various Trusts Grant of restricted stock made pursuant to the Carnival Corporation 2002 Stock Plan and the terms of an Executive Long-Term Compensation Agreement. The restriction on the shares lapse on the third anniversary of the grant date. The grant date is February 1, 2010. The grant was approved by the Compensation Committee on February 1, 2010 as a total value to be received in the form of restricted shares. The Compensation Committee also approved that the number of shares was to be determined by taking the closing price from February 1, 2010. The final price to determine the number of shares was established on February 1, 2010. Gift of Shares to the Nickel 2003 Revocable Trust Includes (i) 103,638,843 shares of common stock held by MA 1994 B Shares, L.P.; (ii) 538,393 shares of common stock held by the Nickel 97-07 Trust; (iii) 1,108,470 shares of common stock held by the Nickel 2006 GRAT; (iv) 382,587 shares of common stock held by the Nickel 2007 GRAT; (v) 624,680 shares of common stock held by the Nickel 2008 GRAT; (vi) 2,405,199 shares of common stock held by the Nickel 2008-2 GRAT; and (vii) 1,200,000 shares of common stock held by the Nickel 2009 GRAT. /s/ Micky Arison 2010-02-03 -----END PRIVACY-ENHANCED MESSAGE-----